OUTLOOK WEALTH ADVISORS, LLC

HTTP://WWW.OUTLOOKWEALTH.COM/ SHENANDOAH, TX Investment Advisor How do I update this listing?

Outlook Wealth Advisors is based out of Shenandoah. Outlook Wealth Advisors is a large advisory firm with 657 clients and discretionary assets under management (AUM) of $296,284,540 (Form ADV from 2019-05-30). Their last reported 13F filing for Q3 2019 included $165,749,000 in managed 13F securities and a top 10 holdings concentration of 37.4%. Outlook Wealth Advisors's largest holding is iShares Core S&P 500 ETF with shares held of 39,430. Whalewisdom has at least 4 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $167.87 Million
  • Prior Market Value $151.681 Million
  • New Purchases19 stocks
  • Additional Purchases70 stocks
  • Sold out of8 stocks
  • Reduced holdings in63 stocks
  • Top 10 Holdings % 36.93 %
  • Turnover % [1]:16.56%
  • Turnover Alt % [2]: 15.70 %
  • Time Held Top20:2.16 quarters
  • Time Held Top10:2.00 quarters
  • Time Held All:2.41 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -1.85%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

OUTLOOK WEALTH ADVISORS, LLC
224 ED ENGLISH DR. SUITE A
SHENANDOAH TX    77385
Country: United States

Business Phone: 281-872-1515
Fax: 281-875-0781
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: TX
Number of employees: 10
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 81,405,400
Total Number of Clients: 657
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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OUTLOOK WEALTH ADVISORS, LLC

ownership team - last updated 2019-05-30
Name Title Start Date Direct/Indirect % Ownership
OUTLOOK WEALTH FINANCIAL SERVICES, LLC OWNER 05/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
OUTLOOK WEALTH ADVISORS, LLC OWNER direct 2018-05-01
CAZARES, ELSA CHIEF COMPLIANCE OFFICER 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
OUTLOOK WEALTH ADVISORS, LLC MEMBER indirect 2018-05-01
OUTLOOK WEALTH ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2018-05-01
NEUENSCHWANDER, MICHAEL, ALLEN VICE PRESIDENT 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
OUTLOOK WEALTH ADVISORS, LLC MEMBER indirect 2018-05-01
OUTLOOK WEALTH ADVISORS, LLC VICE PRESIDENT direct 2018-05-01
NEUENSCHWANDER, JAMES, ALLEN PRESIDENT 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
OUTLOOK WEALTH ADVISORS, LLC PRESIDENT direct 2018-05-01
OUTLOOK WEALTH ADVISORS, LLC MANAGING MEMBER indirect 2018-05-01
CAZARES, ELSA MEMBER OUTLOOK WEALTH FINANCIAL SERVICES, LLC 05/01/2018 Indirect Other
Fund Name Position direct/indirect start date end date
OUTLOOK WEALTH ADVISORS, LLC MEMBER indirect 2018-05-01
OUTLOOK WEALTH ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2018-05-01
NEUENSCHWANDER, MICHAEL, ALLEN MEMBER OUTLOOK WEALTH FINANCIAL SERVICES, LLC 05/01/2018 Indirect Other
Fund Name Position direct/indirect start date end date
OUTLOOK WEALTH ADVISORS, LLC MEMBER indirect 2018-05-01
OUTLOOK WEALTH ADVISORS, LLC VICE PRESIDENT direct 2018-05-01
NEUENSCHWANDER, JAMES, ALLEN MANAGING MEMBER OUTLOOK WEALTH FINANCIAL SERVICES, LLC 05/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
OUTLOOK WEALTH ADVISORS, LLC PRESIDENT direct 2018-05-01
OUTLOOK WEALTH ADVISORS, LLC MANAGING MEMBER indirect 2018-05-01

OUTLOOK WEALTH ADVISORS, LLC

ownership team - last updated 2019-03-21
Name Title Start Date Direct/Indirect % Ownership
OUTLOOK WEALTH FINANCIAL SERVICES, LLC OWNER 05/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
OUTLOOK WEALTH ADVISORS, LLC OWNER direct 2018-05-01
CAZARES, ELSA CHIEF COMPLIANCE OFFICER 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
OUTLOOK WEALTH ADVISORS, LLC MEMBER indirect 2018-05-01
OUTLOOK WEALTH ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2018-05-01
NEUENSCHWANDER, MICHAEL, ALLEN VICE PRESIDENT 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
OUTLOOK WEALTH ADVISORS, LLC MEMBER indirect 2018-05-01
OUTLOOK WEALTH ADVISORS, LLC VICE PRESIDENT direct 2018-05-01
NEUENSCHWANDER, JAMES, ALLEN PRESIDENT 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
OUTLOOK WEALTH ADVISORS, LLC PRESIDENT direct 2018-05-01
OUTLOOK WEALTH ADVISORS, LLC MANAGING MEMBER indirect 2018-05-01
CAZARES, ELSA MEMBER OUTLOOK WEALTH FINANCIAL SERVICES, LLC 05/01/2018 Indirect Other
Fund Name Position direct/indirect start date end date
OUTLOOK WEALTH ADVISORS, LLC MEMBER indirect 2018-05-01
OUTLOOK WEALTH ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2018-05-01
NEUENSCHWANDER, MICHAEL, ALLEN MEMBER OUTLOOK WEALTH FINANCIAL SERVICES, LLC 05/01/2018 Indirect Other
Fund Name Position direct/indirect start date end date
OUTLOOK WEALTH ADVISORS, LLC MEMBER indirect 2018-05-01
OUTLOOK WEALTH ADVISORS, LLC VICE PRESIDENT direct 2018-05-01
NEUENSCHWANDER, JAMES, ALLEN MANAGING MEMBER OUTLOOK WEALTH FINANCIAL SERVICES, LLC 05/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
OUTLOOK WEALTH ADVISORS, LLC PRESIDENT direct 2018-05-01
OUTLOOK WEALTH ADVISORS, LLC MANAGING MEMBER indirect 2018-05-01

OUTLOOK WEALTH ADVISORS, LLC

ownership team - last updated 2018-10-17
Name Title Start Date Direct/Indirect % Ownership
OUTLOOK WEALTH FINANCIAL SERVICES, LLC OWNER 05/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
OUTLOOK WEALTH ADVISORS, LLC OWNER direct 2018-05-01
CAZARES, ELSA CHIEF COMPLIANCE OFFICER 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
OUTLOOK WEALTH ADVISORS, LLC MEMBER indirect 2018-05-01
OUTLOOK WEALTH ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2018-05-01
NEUENSCHWANDER, MICHAEL, ALLEN VICE PRESIDENT 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
OUTLOOK WEALTH ADVISORS, LLC MEMBER indirect 2018-05-01
OUTLOOK WEALTH ADVISORS, LLC VICE PRESIDENT direct 2018-05-01
NEUENSCHWANDER, JAMES, ALLEN PRESIDENT 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
OUTLOOK WEALTH ADVISORS, LLC PRESIDENT direct 2018-05-01
OUTLOOK WEALTH ADVISORS, LLC MANAGING MEMBER indirect 2018-05-01
CAZARES, ELSA MEMBER OUTLOOK WEALTH FINANCIAL SERVICES, LLC 05/01/2018 Indirect Other
Fund Name Position direct/indirect start date end date
OUTLOOK WEALTH ADVISORS, LLC MEMBER indirect 2018-05-01
OUTLOOK WEALTH ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2018-05-01
NEUENSCHWANDER, MICHAEL, ALLEN MEMBER OUTLOOK WEALTH FINANCIAL SERVICES, LLC 05/01/2018 Indirect Other
Fund Name Position direct/indirect start date end date
OUTLOOK WEALTH ADVISORS, LLC MEMBER indirect 2018-05-01
OUTLOOK WEALTH ADVISORS, LLC VICE PRESIDENT direct 2018-05-01
NEUENSCHWANDER, JAMES, ALLEN MANAGING MEMBER OUTLOOK WEALTH FINANCIAL SERVICES, LLC 05/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
OUTLOOK WEALTH ADVISORS, LLC PRESIDENT direct 2018-05-01
OUTLOOK WEALTH ADVISORS, LLC MANAGING MEMBER indirect 2018-05-01

OUTLOOK WEALTH ADVISORS, LLC

ownership team - last updated 2018-05-29
Name Title Start Date Direct/Indirect % Ownership
OUTLOOK WEALTH FINANCIAL SERVICES, LLC OWNER 05/01/2018 Direct 75% or more
Fund Name Position direct/indirect start date end date
OUTLOOK WEALTH ADVISORS, LLC OWNER direct 2018-05-01
CAZARES, ELSA CHIEF COMPLIANCE OFFICER 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
OUTLOOK WEALTH ADVISORS, LLC MEMBER indirect 2018-05-01
OUTLOOK WEALTH ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2018-05-01
NEUENSCHWANDER, MICHAEL, ALLEN VICE PRESIDENT 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
OUTLOOK WEALTH ADVISORS, LLC MEMBER indirect 2018-05-01
OUTLOOK WEALTH ADVISORS, LLC VICE PRESIDENT direct 2018-05-01
NEUENSCHWANDER, JAMES, ALLEN PRESIDENT 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
OUTLOOK WEALTH ADVISORS, LLC PRESIDENT direct 2018-05-01
OUTLOOK WEALTH ADVISORS, LLC MANAGING MEMBER indirect 2018-05-01
CAZARES, ELSA MEMBER OUTLOOK WEALTH FINANCIAL SERVICES, LLC 05/01/2018 Indirect Other
Fund Name Position direct/indirect start date end date
OUTLOOK WEALTH ADVISORS, LLC MEMBER indirect 2018-05-01
OUTLOOK WEALTH ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2018-05-01
NEUENSCHWANDER, MICHAEL, ALLEN MEMBER OUTLOOK WEALTH FINANCIAL SERVICES, LLC 05/01/2018 Indirect Other
Fund Name Position direct/indirect start date end date
OUTLOOK WEALTH ADVISORS, LLC MEMBER indirect 2018-05-01
OUTLOOK WEALTH ADVISORS, LLC VICE PRESIDENT direct 2018-05-01
NEUENSCHWANDER, JAMES, ALLEN MANAGING MEMBER OUTLOOK WEALTH FINANCIAL SERVICES, LLC 05/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
OUTLOOK WEALTH ADVISORS, LLC PRESIDENT direct 2018-05-01
OUTLOOK WEALTH ADVISORS, LLC MANAGING MEMBER indirect 2018-05-01

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