OXBOW ADVISORS, LLC

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Oxbow Advisors is based out of Corpus Christi. Oxbow Advisors is a large advisory firm with 1336 clients and discretionary assets under management (AUM) of $1,483,889,974 (Form ADV from 2017-09-01). Their last reported 13F filing for Q4 2018 included $748,228,000 in managed 13F securities and a top 10 holdings concentration of 35.27%. Oxbow Advisors's largest holding is iShares 20+ Year Treasury Bond ETF with shares held of 672,721. Oxbow Advisors has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 27 13F filings

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12/31/2018

13F Sector Allocation Over Time

12/31/2018

13F Activity

  • Market Value $748.329 Million
  • Prior Market Value $829.334 Million
  • New Purchases26 stocks
  • Additional Purchases81 stocks
  • Sold out of36 stocks
  • Reduced holdings in112 stocks
  • Top 10 Holdings % 35.26 %
  • Turnover % [1]:21.45%
  • Turnover Alt % [2]: 13.35 %
  • Time Held Top20:4.95 quarters
  • Time Held Top10:1.90 quarters
  • Time Held All:9.75 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-02-14

Performance for Q4 2018: 2.82%
Performance Last 4 Quarters: 3.31%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR/A (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR/A (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

OXBOW ADVISORS, LLC
800 NORTH SHORELINE BLVD SUITE 2200 SOUTH
CORPUS CHRISTI TX    78401
Country: United States

Business Phone: 361-692-1296
Fax: 361-888-9342
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: TX
Number of employees: 16
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 1,085,490,000
Total Number of Clients: 1336
Amount of client funds and securities by related persons: 803,963,000
Total Number of clients from related persons: 716
Disclosures: 11.E (2)
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Non-derivative Insider Transactions Since 12/31/2018

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OXBOW ADVISORS, LLC

ownership team - last updated 2018-05-15
Name Title Start Date Direct/Indirect % Ownership
OAKLEY, JAMES, THEODORE MANAGING MEMBER 10/01/2007 Direct 75% or more
Fund Name Position direct/indirect start date end date
HERNDON PLANT OAKLEY LTD LIMITED PARTNER direct 1998-01-01
SPRINGWATER ADVISORS, LLC PRESIDENT indirect 1998-01-01
OXBOW ADVISORS, LLC MANAGING MEMBER direct 2007-10-01
SPRINGWATER ADVISORS, LLC MEMBER direct 2009-03-01
SPRINGWATER ADVISORS, LLC MANAGING MEMBER direct 2009-03-01 2012-03-30
SWANSON, PAT, HENRY DIRECTOR OF RESEARCH 04/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
OXBOW ADVISORS, LLC DIRECTOR OF RESEARCH direct 2015-04-01
KING INVESTMENT ADVISORS, INC. COMPLIANCE OFFICER direct 1993-01-01 2005-02-10
KING INVESTMENT ADVISORS, INC. CHIEF COMPLIANCE OFFICER direct 1993-01-01 2010-02-17
KING INVESTMENT ADVISORS, INC. CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR direct 2004-09-01 2015-03-13
KING INVESTMENT ADVISORS, INC. MANAGING DIRECTOR direct 2004-09-01 2015-12-11
MATHIS-DOUMIS, KIMMIE, JO CHIEF COMPLIANCE OFFICER 05/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
GARLAND CAPITAL MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2004-02-01
GARLAND CAPITAL MANAGEMENT INC V.P., CHIEF COMPLIANCE OFFICER, DIRECTOR direct 2004-02-01
GARLAND CAPITAL MANAGEMENT INC V.P., CHIEF COMPLIANCE OFFICER direct 2004-02-01
OXBOW ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2017-05-01
BRAUCHI, BARRY, LLOYD DIRECTOR OF INVESTOR RELATIONS 08/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
OXBOW ADVISORS, LLC DIRECTOR OF INVESTOR RELATIONS direct 2016-08-01
OAKLEY, WILLIAM, KEYS DIRECTOR OF BUSINESS DEVELOPMENT 10/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
OXBOW ADVISORS, LLC DIRECTOR OF BUSINESS DEVELOPMENT direct 2016-10-01
FINUCANE, CHANCE, MICHAEL CHIEF INVESTMENT OFFICER 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
OXBOW ADVISORS, LLC CHIEF INVESTMENT OFFICER direct 2018-04-01

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