PACIFIC WEALTH STRATEGIES GROUP, INC.

HTTP://PWSG.US SANTA BARBARA, CA Investment Advisor How do I update this listing?

Pacific Wealth Strategies Group is based out of Santa Barbara. Pacific Wealth Strategies Group is a large advisory firm with 262 clients and discretionary assets under management (AUM) of $168,514,169 (Form ADV from 2019-08-02). Their last reported 13F filing for Q3 2019 included $162,438,000 in managed 13F securities and a top 10 holdings concentration of 35.3%. Pacific Wealth Strategies Group's largest holding is Apple Inc with shares held of 38,719. Whalewisdom has at least 12 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $162.438 Million
  • Prior Market Value $159.601 Million
  • New Purchases3 stocks
  • Additional Purchases50 stocks
  • Sold out of3 stocks
  • Reduced holdings in26 stocks
  • Top 10 Holdings % 35.30 %
  • Turnover % [1]:7.32%
  • Turnover Alt % [2]: 6.67 %
  • Time Held Top20:3.25 quarters
  • Time Held Top10:3.40 quarters
  • Time Held All:5.45 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -0.3%
Performance Last 4 Quarters: 0.7%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

PACIFIC WEALTH STRATEGIES GROUP, INC.
4213 STATE STREET SUITE 206
SANTA BARBARA CA    93110
Country: United States

Business Phone: 805-966-7775
Fax: 805-966-7736
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: CA
Number of employees: 7
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 262
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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PACIFIC WEALTH STRATEGIES GROUP, INC.

ownership team - last updated 2019-06-05
Name Title Start Date Direct/Indirect % Ownership
NEIL, ERIN, JANE VICE PRESIDENT, CORPORATE SECRETARY & TREASURER 08/01/2007 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
PACIFIC WEALTH STRATEGIES GROUP, INC. PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2007-08-01
PACIFIC WEALTH STRATEGIES GROUP, INC. VICE PRESIDENT, CORPORATE SECRETARY & TREASURER direct 2007-08-01
BROOKSHIRE, JEFFERY, DANE PRESIDENT & CHIEF COMPLIANCE OFFICER 08/01/2007 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
PACIFIC WEALTH STRATEGIES GROUP, INC. VICE PRESIDENT, CORPORATE SECRETARY & TREASURER direct 2007-08-01
PACIFIC WEALTH STRATEGIES GROUP, INC. PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2007-08-01

PACIFIC WEALTH STRATEGIES GROUP, INC.

ownership team - last updated 2019-03-04
Name Title Start Date Direct/Indirect % Ownership
NEIL, ERIN, JANE VICE PRESIDENT, CORPORATE SECRETARY & TREASURER 08/01/2007 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
PACIFIC WEALTH STRATEGIES GROUP, INC. PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2007-08-01
PACIFIC WEALTH STRATEGIES GROUP, INC. VICE PRESIDENT, CORPORATE SECRETARY & TREASURER direct 2007-08-01
BROOKSHIRE, JEFFERY, DANE PRESIDENT & CHIEF COMPLIANCE OFFICER 08/01/2007 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
PACIFIC WEALTH STRATEGIES GROUP, INC. VICE PRESIDENT, CORPORATE SECRETARY & TREASURER direct 2007-08-01
PACIFIC WEALTH STRATEGIES GROUP, INC. PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2007-08-01

PACIFIC WEALTH STRATEGIES GROUP, INC.

ownership team - last updated 2018-12-13
Name Title Start Date Direct/Indirect % Ownership
NEIL, ERIN, JANE VICE PRESIDENT, CORPORATE SECRETARY & TREASURER 08/01/2007 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
PACIFIC WEALTH STRATEGIES GROUP, INC. PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2007-08-01
PACIFIC WEALTH STRATEGIES GROUP, INC. VICE PRESIDENT, CORPORATE SECRETARY & TREASURER direct 2007-08-01
BROOKSHIRE, JEFFERY, DANE PRESIDENT & CHIEF COMPLIANCE OFFICER 08/01/2007 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
PACIFIC WEALTH STRATEGIES GROUP, INC. VICE PRESIDENT, CORPORATE SECRETARY & TREASURER direct 2007-08-01
PACIFIC WEALTH STRATEGIES GROUP, INC. PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2007-08-01

PACIFIC WEALTH STRATEGIES GROUP, INC.

ownership team - last updated 2017-02-10
Name Title Start Date Direct/Indirect % Ownership
NEIL, ERIN, JANE VICE PRESIDENT, CORPORATE SECRETARY & TREASURER 08/01/2007 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
PACIFIC WEALTH STRATEGIES GROUP, INC. PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2007-08-01
PACIFIC WEALTH STRATEGIES GROUP, INC. VICE PRESIDENT, CORPORATE SECRETARY & TREASURER direct 2007-08-01
BROOKSHIRE, JEFFERY, DANE PRESIDENT & CHIEF COMPLIANCE OFFICER 08/01/2007 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
PACIFIC WEALTH STRATEGIES GROUP, INC. VICE PRESIDENT, CORPORATE SECRETARY & TREASURER direct 2007-08-01
PACIFIC WEALTH STRATEGIES GROUP, INC. PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2007-08-01

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