PALISADE ASSET MANAGEMENT, LLC

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Palisade Asset Management is based out of Minneapolis. Palisade Asset Management is a large advisory firm with 96 clients and discretionary assets under management (AUM) of $862,239,731 (Form ADV from 2020-06-26). Their last reported 13F filing for Q2 2020 included $627,069,000 in managed 13F securities and a top 10 holdings concentration of 30.63%. Palisade Asset Management's largest holding is Microsoft Corp. with shares held of 167,518. Palisade Asset Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 51 13F filings

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06/30/2020

13F Activity

  • Market Value $627.069 Million
  • Prior Market Value $548.507 Million
  • New Purchases5 stocks
  • Additional Purchases46 stocks
  • Sold out of5 stocks
  • Reduced holdings in66 stocks
  • Top 10 Holdings % 30.63 %
  • Turnover % [1]:6.06%
  • Turnover Alt % [2]: 5.36 %
  • Time Held Top20:13.25 quarters
  • Time Held Top10:13.40 quarters
  • Time Held All:22.99 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 22.3%
Performance Last 4 Quarters: 2.63%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

PALISADE ASSET MANAGEMENT, LLC
100 SOUTH FIFTH STREET SUITE 420
MINNEAPOLIS MN    55402
Country: United States

Business Phone: 612-455-2900
Fax: 612-455-2909
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: MN
Number of employees: 11
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 96
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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PALISADE ASSET MANAGEMENT, LLC

ownership team - last updated 2020-06-26
Name Title Start Date Direct/Indirect % Ownership
ROCCA, PETER, DRAKE DIRECTOR OF MARKETING, PRINCIPAL 06/01/2005 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PALISADE INVESTMENT ADVISORS, LLC PRINCIPAL, DIRECTOR OF MARKETING direct 2004-11-01
PALISADE INVESTMENT ADVISORS, LLC OWNER direct 2004-11-01
PALISADE ASSET MANAGEMENT, LLC DIRECTOR OF MARKETING, PRINCIPAL direct 2005-06-01
PALISADE ASSET MANAGEMENT, LLC DIRECTOR OF MARKETING, SECRETARY, TREASURER AND PRINCIPAL direct 2005-06-01
PALISADE ASSET MANAGEMENT, LLC PRINCIPAL, DIRECTOR OF MARKETING direct 2005-06-01
OTT, DENNIS, MCKAY PRINCIPAL 08/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
PALISADE ASSET MANAGEMENT, LLC PRINCIPAL direct 2006-08-01
RESOURCE CAPITAL ADVISERS INC SR. VICE PRESIDENT PORTFOLIO MANAGER direct 1997-12-01 2001-01-22
LANDBERG, STEVEN, ERIK PRINCIPAL AND MANAGING PARTNER 12/01/2007 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PALISADE ASSET MANAGEMENT, LLC INVESTOR direct 2007-12-01
PALISADE ASSET MANAGEMENT, LLC PRINCIPAL AND MANAGING PARTNER direct 2007-12-01
PALISADE ASSET MANAGEMENT, LLC PRINCIPAL direct 2007-12-01
WELCH, EUGENE, THOMAS PRINCIPAL 04/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
RESOURCE CAPITAL ADVISERS INC MANAGING DIRECTOR direct 1984-10-01
PALISADE ASSET MANAGEMENT, LLC PRINCIPAL direct 2009-04-01
KRONLOKKEN, PAUL, JAMES PRINCIPAL 12/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
RESOURCE CAPITAL ADVISERS INC VICE PRESIDENT PORTFOLIO MANAGER direct 1992-08-01
PALISADE ASSET MANAGEMENT, LLC PRINCIPAL direct 2009-12-01
MCCORD, JENNIFER, L CHIEF COMPLIANCE OFFICER 12/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
PALISADE ASSET MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2016-12-01

PALISADE ASSET MANAGEMENT, LLC

ownership team - last updated 2020-03-24
Name Title Start Date Direct/Indirect % Ownership

PALISADE ASSET MANAGEMENT, LLC

ownership team - last updated 2019-03-22
Name Title Start Date Direct/Indirect % Ownership
ROCCA, PETER, DRAKE DIRECTOR OF MARKETING, PRINCIPAL 06/01/2005 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PALISADE INVESTMENT ADVISORS, LLC PRINCIPAL, DIRECTOR OF MARKETING direct 2004-11-01
PALISADE INVESTMENT ADVISORS, LLC OWNER direct 2004-11-01
PALISADE ASSET MANAGEMENT, LLC DIRECTOR OF MARKETING, PRINCIPAL direct 2005-06-01
PALISADE ASSET MANAGEMENT, LLC DIRECTOR OF MARKETING, SECRETARY, TREASURER AND PRINCIPAL direct 2005-06-01
PALISADE ASSET MANAGEMENT, LLC PRINCIPAL, DIRECTOR OF MARKETING direct 2005-06-01
OTT, DENNIS, MCKAY PRINCIPAL 08/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
PALISADE ASSET MANAGEMENT, LLC PRINCIPAL direct 2006-08-01
RESOURCE CAPITAL ADVISERS INC SR. VICE PRESIDENT PORTFOLIO MANAGER direct 1997-12-01 2001-01-22
LANDBERG, STEVEN, ERIK PRINCIPAL AND MANAGING PARTNER 12/01/2007 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PALISADE ASSET MANAGEMENT, LLC INVESTOR direct 2007-12-01
PALISADE ASSET MANAGEMENT, LLC PRINCIPAL AND MANAGING PARTNER direct 2007-12-01
PALISADE ASSET MANAGEMENT, LLC PRINCIPAL direct 2007-12-01
WELCH, EUGENE, THOMAS PRINCIPAL 04/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
RESOURCE CAPITAL ADVISERS INC MANAGING DIRECTOR direct 1984-10-01
PALISADE ASSET MANAGEMENT, LLC PRINCIPAL direct 2009-04-01
KRONLOKKEN, PAUL, JAMES PRINCIPAL 12/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
RESOURCE CAPITAL ADVISERS INC VICE PRESIDENT PORTFOLIO MANAGER direct 1992-08-01
PALISADE ASSET MANAGEMENT, LLC PRINCIPAL direct 2009-12-01
MCCORD, JENNIFER, L CHIEF COMPLIANCE OFFICER 12/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
PALISADE ASSET MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2016-12-01

PALISADE ASSET MANAGEMENT, LLC

ownership team - last updated 2017-03-24
Name Title Start Date Direct/Indirect % Ownership
ROCCA, PETER, DRAKE DIRECTOR OF MARKETING, PRINCIPAL 06/01/2005 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PALISADE INVESTMENT ADVISORS, LLC PRINCIPAL, DIRECTOR OF MARKETING direct 2004-11-01
PALISADE INVESTMENT ADVISORS, LLC OWNER direct 2004-11-01
PALISADE ASSET MANAGEMENT, LLC DIRECTOR OF MARKETING, PRINCIPAL direct 2005-06-01
PALISADE ASSET MANAGEMENT, LLC DIRECTOR OF MARKETING, SECRETARY, TREASURER AND PRINCIPAL direct 2005-06-01
PALISADE ASSET MANAGEMENT, LLC PRINCIPAL, DIRECTOR OF MARKETING direct 2005-06-01
OTT, DENNIS, MCKAY PRINCIPAL 08/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
PALISADE ASSET MANAGEMENT, LLC PRINCIPAL direct 2006-08-01
RESOURCE CAPITAL ADVISERS INC SR. VICE PRESIDENT PORTFOLIO MANAGER direct 1997-12-01 2001-01-22
LANDBERG, STEVEN, ERIK PRINCIPAL AND MANAGING PARTNER 12/01/2007 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PALISADE ASSET MANAGEMENT, LLC INVESTOR direct 2007-12-01
PALISADE ASSET MANAGEMENT, LLC PRINCIPAL AND MANAGING PARTNER direct 2007-12-01
PALISADE ASSET MANAGEMENT, LLC PRINCIPAL direct 2007-12-01
WELCH, EUGENE, THOMAS PRINCIPAL 04/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
RESOURCE CAPITAL ADVISERS INC MANAGING DIRECTOR direct 1984-10-01
PALISADE ASSET MANAGEMENT, LLC PRINCIPAL direct 2009-04-01
KRONLOKKEN, PAUL, JAMES PRINCIPAL 12/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
RESOURCE CAPITAL ADVISERS INC VICE PRESIDENT PORTFOLIO MANAGER direct 1992-08-01
PALISADE ASSET MANAGEMENT, LLC PRINCIPAL direct 2009-12-01
MCCORD, JENNIFER, L CHIEF COMPLIANCE OFFICER 12/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
PALISADE ASSET MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2016-12-01

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