PARADIGM ASSET MANAGEMENT COMPANY LLC

HTTP://WWW.PARADIGMASSET.COM NEW YORK, NY Investment Advisor How do I update this listing?

Paradigm Asset Management Company is based out of New York. Paradigm Asset Management Company is a large advisory firm with 7 clients and discretionary assets under management (AUM) of $348,630,705 (Form ADV from 2019-03-19). Their last reported 13F filing for Q3 2019 included $245,739,009 in managed 13F securities and a top 10 holdings concentration of 13.34%.Whalewisdom has at least 77 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $304.53 Million
  • Prior Market Value $346.879 Million
  • New Purchases1 stock
  • Additional Purchases0 stocks
  • Sold out of1 stock
  • Reduced holdings in146 stocks
  • Top 10 Holdings % 10.76 %
  • Turnover % [1]:0.72%
  • Turnover Alt % [2]: 14.40 %
  • Time Held Top20:3.16 quarters
  • Time Held Top10:2.33 quarters
  • Time Held All:11.77 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 8.69%
Performance Last 4 Quarters: 8.58%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-09-30 - 13F-HR (Subscription required)
  • 2007-06-30 - 13F-HR (Subscription required)
  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR/A (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
  • 2006-06-30 - 13F-HR (Subscription required)
  • 2006-03-31 - 13F-HR (Subscription required)
  • 2005-12-31 - 13F-HR (Subscription required)
  • 2005-09-30 - 13F-HR (Subscription required)
  • 2005-06-30 - 13F-HR (Subscription required)
  • 2005-03-31 - 13F-HR (Subscription required)
  • 2004-12-31 - 13F-HR (Subscription required)
  • 2004-09-30 - 13F-HR (Subscription required)
  • 2004-06-30 - 13F-HR (Subscription required)
  • 2004-03-31 - 13F-HR (Subscription required)
  • 2003-12-31 - 13F-HR (Subscription required)
  • 2003-09-30 - 13F-HR (Subscription required)
  • 2003-06-30 - 13F-HR (Subscription required)
  • 2003-03-31 - 13F-HR (Subscription required)
  • 2002-12-31 - 13F-HR (Subscription required)
  • 2002-09-30 - 13F-HR (Subscription required)
  • 2002-06-30 - 13F-HR (Subscription required)
  • 2002-03-31 - 13F-HR (Subscription required)
  • 2001-12-31 - 13F-HR (Subscription required)
  • 2001-09-30 - 13F-HR (Subscription required)
  • 2001-06-30 - 13F-HR (Subscription required)
  • 2001-03-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

PARADIGM ASSET MANAGEMENT
445 HAMILTON AVENUE FLOOR 11, ROOM 1102
WHITE PLAINS NY    10601
Country: United States

Business Phone: 212-771-6100
Fax: 212-771-6156
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 4
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 7
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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PARADIGM ASSET MANAGEMENT COMPANY, L.L.C.

ownership team - last updated 2019-03-19
Name Title Start Date Direct/Indirect % Ownership
FRANCIS, JAMES, ERIC MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER AND SHAREHOLDER 10/01/2004 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
PARADIGM ASSET MANAGEMENT COMPANY, L.L.C. MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER AND SHAREHOLDER direct 2004-10-01
PARADIGM ASSET MANAGEMENT COMPANY, L.L.C PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 1995-03-01 2003-05-13
PARADIGM ASSET MANAGEMENT COMPANY, L.L.C PRESIDENT, CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER direct 1995-03-01 2004-10-26
PARADIGM ASSET MANAGEMENT, L.L.C. PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 2004-10-01 2011-03-30
PARADIGM ASSET MANAGEMENT, L.L.C. MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER AND CLASS A SHAREHOLDER direct 2004-10-01 2013-04-01
PAI, GREGORY MANAGING DIRECTOR, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER AND SHAREHOLDER 10/01/2004 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
PARADIGM ASSET MANAGEMENT COMPANY, L.L.C. MANAGING DIRECTOR, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER AND SHAREHOLDER direct 2004-10-01
PARADIGM ASSET MANAGEMENT COMPANY, L.L.C SENIOR VICE PRESIDENT direct 1996-04-01 2003-05-08
PARADIGM ASSET MANAGEMENT COMPANY, L.L.C MANAGING DIRECTOR direct 2003-01-01 2003-05-13
PARADIGM ASSET MANAGEMENT COMPANY, L.L.C MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER direct 2003-01-01 2004-10-26
PARADIGM ASSET MANAGEMENT, L.L.C. MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER direct 2004-10-01 2011-03-30
PARADIGM ASSET MANAGEMENT, L.L.C. MANAGING DIRECTOR, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER AND CLASS A SHAREHOLDER direct 2004-10-01 2013-04-01
MARCUS, JEFFREY, EDWARD SENIOR PORTFOLIO MANAGER AND SHAREHOLDER 05/01/1995 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PARADIGM ASSET MANAGEMENT COMPANY, L.L.C SENIOR PORTFOLIO MANAGER direct 1995-05-01
PARADIGM ASSET MANAGEMENT, L.L.C. SENIOR PORTFOLIO MANAGER AND CLASS A SHAREHOLDER direct 1995-05-01
PARADIGM ASSET MANAGEMENT, L.L.C. SENIOR PORTFOLIO MANAGER AND SHAREHOLDER direct 1995-05-01

PARADIGM ASSET MANAGEMENT COMPANY, L.L.C.

ownership team - last updated 2017-03-30
Name Title Start Date Direct/Indirect % Ownership
FRANCIS, JAMES, ERIC MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER AND SHAREHOLDER 10/01/2004 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
PARADIGM ASSET MANAGEMENT COMPANY, L.L.C. MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER AND SHAREHOLDER direct 2004-10-01
PARADIGM ASSET MANAGEMENT COMPANY, L.L.C PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 1995-03-01 2003-05-13
PARADIGM ASSET MANAGEMENT COMPANY, L.L.C PRESIDENT, CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER direct 1995-03-01 2004-10-26
PARADIGM ASSET MANAGEMENT, L.L.C. PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 2004-10-01 2011-03-30
PARADIGM ASSET MANAGEMENT, L.L.C. MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER AND CLASS A SHAREHOLDER direct 2004-10-01 2013-04-01
PAI, GREGORY MANAGING DIRECTOR, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER AND SHAREHOLDER 10/01/2004 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
PARADIGM ASSET MANAGEMENT COMPANY, L.L.C. MANAGING DIRECTOR, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER AND SHAREHOLDER direct 2004-10-01
PARADIGM ASSET MANAGEMENT COMPANY, L.L.C SENIOR VICE PRESIDENT direct 1996-04-01 2003-05-08
PARADIGM ASSET MANAGEMENT COMPANY, L.L.C MANAGING DIRECTOR direct 2003-01-01 2003-05-13
PARADIGM ASSET MANAGEMENT COMPANY, L.L.C MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER direct 2003-01-01 2004-10-26
PARADIGM ASSET MANAGEMENT, L.L.C. MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER direct 2004-10-01 2011-03-30
PARADIGM ASSET MANAGEMENT, L.L.C. MANAGING DIRECTOR, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER AND CLASS A SHAREHOLDER direct 2004-10-01 2013-04-01
MARCUS, JEFFREY, EDWARD SENIOR PORTFOLIO MANAGER AND SHAREHOLDER 05/01/1995 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PARADIGM ASSET MANAGEMENT COMPANY, L.L.C SENIOR PORTFOLIO MANAGER direct 1995-05-01
PARADIGM ASSET MANAGEMENT, L.L.C. SENIOR PORTFOLIO MANAGER AND CLASS A SHAREHOLDER direct 1995-05-01
PARADIGM ASSET MANAGEMENT, L.L.C. SENIOR PORTFOLIO MANAGER AND SHAREHOLDER direct 1995-05-01

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