LANGSTRAAT, BRIAN, DEAN
MANAGER, CEO
06/01/2001
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
PARAMETRIC PORTFOLIO ASSOCIATES LLC
MANAGER, CEO
direct
2001-06-01
PARAMETRIC PORTFOLIO ASSOCIATES
MANAGING DIRECTOR/ DIRECTOR, CEO
direct
2001-06-01
BOSTON MANAGEMENT AND RESEARCH
TRUSTEE
indirect
2009-01-01
EATON VANCE INVESTMENT COUNSEL
TRUSTEE
indirect
2009-01-01
HEXAVEST INC.
TRUSTEE
indirect
2009-01-01
EATON VANCE MANAGEMENT
TRUSTEE
indirect
2009-01-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED
TRUSTEE
indirect
2009-01-01
CALVERT RESEARCH AND MANAGEMENT
TRUSTEE
indirect
2009-01-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED
TRUSTEE
indirect
2009-01-01
PARAMETRIC PORTFOLIO ASSOCIATES
MANAGING DIRECTOR
direct
1998-01-01
2001-02-27
PARAMETRIC PORTFOLIO ASSOCIATES LLC
MANAGING DIRECTOR/DIRECTOR, CEO
direct
2001-06-01
2010-01-29
PARAMETRIC PORTFOLIO ASSOCIATES LLC
MANAGER
indirect
2001-06-01
2012-05-02
PARAMETRIC PORTFOLIO ASSOCIATES LLC
MANAGER CEO
direct
2001-06-01
2014-01-28
FAUST, THOMAS, E.
EATON VANCE ACQUISITIONS, REPRESENTATIVE
09/01/2003
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
BOSTON MANAGEMENT AND RESEARCH
TRUSTEE
indirect
1996-12-01
EATON VANCE MANAGEMENT
TRUSTEE
indirect
1996-12-01
EATON VANCE INVESTMENT COUNSEL
TRUSTEE
indirect
1996-12-01
HEXAVEST INC.
TRUSTEE
indirect
1996-12-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED
TRUSTEE
indirect
1996-12-01
EATON VANCE INVESTMENT ADVISORS
TRUSTEE
indirect
1996-12-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED
TRUSTEE
indirect
1996-12-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC
EATON VANCE ACQUISITIONS, REPRESENTATIVE
direct
2003-09-01
EATON VANCE MANAGEMENT
CEO, PRESIDENT
direct
2007-11-01
BOSTON MANAGEMENT AND RESEARCH
CEO, PRESIDENT
direct
2007-11-01
EATON VANCE INVESTMENT COUNSEL
EXECUTIVE VICE PRESIDENT
direct
2007-11-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C.
MANAGER
direct
2007-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED
DIRECTOR
direct
2007-11-01
BOSTON MANAGEMENT AND RESEARCH
CHIEF EQUITY INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT
direct
1995-02-01
2001-03-30
EATON VANCE MANAGEMENT
CHIEF EQUITY INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT
direct
1995-02-01
2001-08-08
BOSTON MANAGEMENT AND RESEARCH
CHIEF INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT
direct
2001-11-01
2007-03-05
EATON VANCE MANAGEMENT
CHIEF INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT
direct
2001-11-01
2007-03-05
EATON VANCE MANAGEMENT
CHIEF INVESTMENT OFFICER, PRESIDENT
direct
2001-11-01
2007-04-25
BOSTON MANAGEMENT AND RESEARCH
CHIEF INVESTMENT OFFICER, PRESIDENT
direct
2001-11-01
2007-04-25
EATON VANCE INVESTMENT COUNSEL
CIO, EXECUTIVE VICE PRESIDENT
direct
2004-07-01
2007-04-25
PPA ACQUISITION CORP.
MANAGER
direct
2003-09-01
2014-01-28
EATON VANCE INVESTMENT ADVISORS
PRESIDENT
direct
2016-09-01
2016-09-15
EATON VANCE ACQUISITIONS
MEMBER
09/01/2003
Direct
75% or more
Fund Name
Position
direct/indirect
start date
end date
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C.
MAJORITY OWNER OF ATLANTA CAPITAL MANAGEMENT COMPANY, LLC
direct
2001-09-01
PARAMETRIC RISK ADVISORS LLC
SHAREHOLDER OF PARAMETRIC PORTFOLIO ASSOCIATES
indirect
2003-09-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC
MEMBER
direct
2003-09-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC
EVA WHOLLY OWNS EVA HOLDINGS, LLC
indirect
2008-10-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C.
70% OWNER OF ATLANTA CAPITAL MANAGEMENT COMPANY, LLC
direct
2001-09-01
2006-01-30
PARAMETRIC RISK ADVISORS LLC
SHAREHOLDER
indirect
2003-09-01
2007-03-21
PARAMETRIC PORTFOLIO ASSOCIATES LLC
SHAREHOLDER
direct
2003-09-01
2010-01-29
HYLTON, LAURIE, GREENWALD
EATON VANCE ACQUISITIONS, REPRESENTATIVE, TREASURER
03/01/2012
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
EATON VANCE MANAGEMENT
VICE PRESIDENT & CHIEF FINANCIAL OFFICER
direct
2012-03-01
EATON VANCE MANAGEMENT
TRUSTEE
indirect
2012-03-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC
EATON VANCE ACQUISITIONS, REPRESENTATIVE
direct
2012-03-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC
EATON VANCE ACQUISITIONS, REPRESENTATIVE, TREASURER
direct
2012-03-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC
MANAGER
direct
2012-03-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C.
MANAGER
direct
2012-03-01
HEXAVEST INC.
TRUSTEE
indirect
2012-03-01
EATON VANCE INVESTMENT COUNSEL
CFO, VICE PRESIDENT & TREASURER
direct
2004-07-01
EATON VANCE INVESTMENT COUNSEL
CFO, VICE PRESIDENT
direct
2012-03-01
EATON VANCE INVESTMENT COUNSEL
TRUSTEE
indirect
2012-03-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED
TRUSTEE
indirect
2012-03-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED
TRUSTEE
indirect
2012-03-01
EATON VANCE INVESTMENT ADVISORS
TRUSTEE
indirect
2012-03-01
EATON VANCE INVESTMENT ADVISORS
CHIEF FINANCIAL OFFICER & VICE PRESIDENT
direct
2012-03-01
BOSTON MANAGEMENT AND RESEARCH
VICE PRESIDENT & CHIEF FINANCIAL OFFICER
direct
2012-03-01
BOSTON MANAGEMENT AND RESEARCH
TRUSTEE
indirect
2012-03-01
PARAMETRIC PORTFOLIO, L.P.
MEMBER
12/01/2012
Direct
5 - 10%
Fund Name
Position
direct/indirect
start date
end date
PARAMETRIC PORTFOLIO ASSOCIATES LLC
MEMBER
direct
2012-12-01
SMITH, CHRISTINE, CARR
MANAGER, CAO, SECRETARY
05/01/2013
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
PARAMETRIC PORTFOLIO ASSOCIATES LLC
MANAGER, CAO, SECRETARY
direct
2013-05-01
MELLON CAPITAL MANAGEMENT CORPORATION
VP & DIRECTOR OF COMPLIANCE & RISK MANAGEMENT
direct
1996-05-01
2001-12-10
PARAMETRIC PORTFOLIO ASSOCIATES LLC
MANAGER CAO
direct
2013-05-01
2014-01-28
PARAMETRIC PORTFOLIO ASSOCIATES LLC
MANAGER, CAO
direct
2013-05-01
2014-12-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC
MANAGER, CHIEF COMPLIANCE OFFICER, CAO
direct
2013-05-01
2015-05-04
PARAMETRIC PORTFOLIO ASSOCIATES LLC
MANAGER, CCO, CAO, SECRETARY
direct
2013-05-01
2015-11-30
PARAMETRIC RISK ADVISORS LLC
CHIEF COMPLIANCE OFFICER
direct
2015-04-01
2015-11-30
BOUCHEY, PAUL, WOLD
CIO - SEATTLE INVESTMENT CENTER
11/01/2014
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
PARAMETRIC PORTFOLIO ASSOCIATES LLC
CO-CIO - SEATTLE INVESTMENT CENTER
direct
2014-11-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC
CIO - SEATTLE INVESTMENT CENTER
direct
2014-11-01
MARIUS, FREDERICK, STEWART
EATON VANCE ACQUISITIONS, REPRESENTATIVE
10/01/2013
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
U. S. BOSTON CAPITAL CORPORATION
PRESIDENT AND GENERAL COUNSEL
direct
1999-07-01
EATON VANCE MANAGEMENT
VICE PRESIDENT AND CHIEF LEGAL OFFICER
direct
2008-06-01
BOSTON MANAGEMENT AND RESEARCH
VICE PRESIDENT AND CHIEF LEGAL OFFICER
direct
2008-06-01
EATON VANCE INVESTMENT COUNSEL
VICE PRESIDENT AND CHIEF LEGAL OFFICER
direct
2008-06-01
EATON VANCE MANAGEMENT
TRUSTEE
indirect
2008-07-01
BOSTON MANAGEMENT AND RESEARCH
TRUSTEE
indirect
2008-07-01
EATON VANCE INVESTMENT COUNSEL
TRUSTEE
indirect
2008-07-01
HEXAVEST INC.
TRUSTEE
indirect
2008-07-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED
DIRECTOR
direct
2008-07-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED
TRUSTEE
indirect
2008-07-01
EATON VANCE INVESTMENT ADVISORS
TRUSTEE
indirect
2008-07-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED
TRUSTEE
indirect
2008-07-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC
EATON VANCE ACQUISITIONS, REPRESENTATIVE
direct
2013-10-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C.
MANAGER
direct
2013-10-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED
DIRECTOR
direct
2015-05-01
EATON VANCE INVESTMENT ADVISORS
VICE PRESIDENT & SECRETARY
direct
2016-09-01
QUANTITATIVE ADVISORS INC
PRESIDENT
direct
2000-07-01
2003-10-02
EATON VANCE INVESTMENT ADVISORS
VICE PRESIDENT & CHIEF LEGAL OFFICER
direct
2008-06-01
2016-09-01
CHAFFEE, ORISON, YOUNG
MANAGING PRINCIPAL - MINNEAPOLIS INVESTMENT CENTER
12/01/2012
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
THE CLIFTON GROUP INVESTMENT MANAGEMENT COMPANY
MANAGING PRINCIPAL
direct
2008-09-01
THE CLIFTON GROUP INVESTMENT MANAGEMENT COMPANY
MANAGING PRINCIPAL, PRESIDENT
direct
2008-09-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC
MANAGING PRINCIPAL - MINNEAPOLIS INVESTMENT CENTER
direct
2012-12-01
PARAMETRIC RISK ADVISORS LLC
MANAGER, MANAGING PRINCIPAL
direct
2015-11-01
HANSEN, JACK, LEGARE
CIO - MINNEAPOLIS INVESTMENT CENTER
12/01/2012
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
THE CLIFTON GROUP INVESTMENT MANAGEMENT COMPANY
PRINCIPAL, EVP, CHIEF INVESTMENT OFFICER AND DIRECTOR
direct
1985-06-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC
CIO - MINNEAPOLIS INVESTMENT CENTER
direct
2012-12-01
CLIFTON GROUP INVESTMENT MANAGEMENT CO
EXECUTIVE VICE PRESIDENT, DIRECTOR
direct
1985-06-01
2001-07-27
THE CLIFTON GROUP INVESTMENT MANAGEMENT COMPANY
EVP,CHIEF INVESTMENT OFFICER AND DIRECTOR
direct
1985-06-01
2008-03-28
HEGARTY, RANDALL, Scott
CHIEF COMPLIANCE OFFICER
03/01/2016
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
PARAMETRIC PORTFOLIO ASSOCIATES LLC
CHIEF COMPLIANCE OFFICER
direct
2016-03-01
RS INVESTMENT MANAGEMENT CO. LLC
CHIEF COMPLIANCE OFFICER
direct
2014-10-01
PARAMETRIC RISK ADVISORS LLC
CHIEF COMPLIANCE OFFICER
direct
2016-03-01
EATON VANCE CORP. ("EVC")
EVC WHOLLY OWNS EVA EATON VANCE ACQUISITIONS
01/01/2001
Indirect
75% or more
Fund Name
Position
direct/indirect
start date
end date
HEXAVEST INC.
SHAREHOLDER
indirect
1990-10-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED
WHOLLY OWNS EVM
indirect
1990-10-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED
WHOLLY OWNS EVM
indirect
1990-10-01
PARAMETRIC RISK ADVISORS LLC
EVC WHOLLY OWNS EVA
indirect
2001-01-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC
EVC WHOLLY OWNS EVA
indirect
2001-01-01
BOSTON MANAGEMENT AND RESEARCH
EVC, A CORPORATION, WHOLLY OWNS EVM
indirect
2004-07-01
EATON VANCE MANAGEMENT
EVC, A CORPORATION, WHOLLY OWNS EATON VANCE MANAGEMENT ("EVM")
direct
2004-07-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C.
EVC, A CORPORATION, WHOLLY OWNS EVA
indirect
2004-07-01
HEXAVEST INC.
SHAREHOLDER
indirect
2004-07-01
EATON VANCE INVESTMENT COUNSEL
EVC, A CORPORATION, WHOLLY OWNS EVIC
indirect
2008-05-01
EATON VANCE INVESTMENT COUNSEL
EVC, A CORPORATION WHOLLY OWNS EATON VANCE INVESTMENT COUNSEL
direct
2008-05-01
HEXAVEST INC.
SHAREHOLDER
direct
2012-08-01
EATON VANCE MANAGEMENT
EVC OWNS ALL OUTSTANDING SHARES OF EATON VANCE MANAGEMENT ("EVM")
direct
1981-02-01
2001-01-23
BOSTON MANAGEMENT AND RESEARCH
EVC OWNS ALL OUTSTANDING SHARES OF EVM
indirect
1992-08-01
2001-01-23
BOSTON MANAGEMENT AND RESEARCH
EVC WHOLLY OWNS EVBT
indirect
2001-01-01
2003-12-18
PPA ACQUISITION CORP.
EVC WHOLLY OWNS EVBT
indirect
2001-01-01
2004-01-16
EATON VANCE MANAGEMENT
WHOLLY OWNS EVBT
indirect
2001-01-01
2004-01-21
EATON VANCE MANAGEMENT
WHOLLY OWNS EVCBT
indirect
2004-03-01
2004-04-23
BOSTON MANAGEMENT AND RESEARCH
EVC WHOLLY OWNS EVCBT
indirect
2004-03-01
2004-04-23
EATON VANCE INVESTMENT COUNSEL
EVC WHOLLY OWNS EVM
indirect
2004-07-01
2004-07-01
EATON VANCE MANAGEMENT
A CORPORATION, WHICH WHOLLY OWNS EVM
indirect
2004-07-01
2004-07-06
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C.
WHOLLY OWNS EVA
indirect
2001-01-01
2005-01-24
EATON VANCE INVESTMENT COUNSEL
TRUST HOLDING 100% OF EVC VOTING TRUST SHARES
indirect
1981-02-01
2005-08-22
EATON VANCE INVESTMENT COUNSEL
EVC, A CORPORATION, WHOLLY OWNS EVM
indirect
2004-07-01
2007-12-19
PARAMETRIC RISK ADVISORS LLC
EVC WHOLLY OWNS EVABT
indirect
2001-01-01
2009-01-20
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C.
EVC WHOLLY OWNS EVABT
indirect
2001-01-01
2012-01-31
PARAMETRIC PORTFOLIO ASSOCIATES LLC
EVC WHOLLY OWNS EVABT
indirect
2001-01-01
2014-01-28
HEXAVEST INC.
SHAREHOLDER
indirect
2012-08-01
2015-03-26
PARAMETRIC PORTFOLIO ASSOCIATES LLC
EVC WHOLLY OWNS EVA HOLDINGS, LLC
indirect
2009-11-01
2015-05-04
EVA HOLDINGS, LLC
EVA HOLDINGS, LLC CONTROLS PARAMETRIC PORTFOLIO, L.P. PARAMETRIC PORTFOLIO, L.P.
11/01/2009
Indirect
Other
Fund Name
Position
direct/indirect
start date
end date
PARAMETRIC PORTFOLIO ASSOCIATES LLC
EVA HOLDINGS, LLC CONTROLS PARAMETRIC PORTFOLIO, L.P.
indirect
2009-11-01
EATON VANCE ACQUISITIONS ("EVA")
EVA WHOLLY OWNS EVA HOLDINGS, LLC EVA HOLDINGS, LLC
10/01/2008
Indirect
75% or more
Fund Name
Position
direct/indirect
start date
end date
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C.
MAJORITY OWNER OF ATLANTA CAPITAL MANAGEMENT COMPANY, LLC
direct
2001-09-01
PARAMETRIC RISK ADVISORS LLC
SHAREHOLDER OF PARAMETRIC PORTFOLIO ASSOCIATES
indirect
2003-09-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC
MEMBER
direct
2003-09-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC
EVA WHOLLY OWNS EVA HOLDINGS, LLC
indirect
2008-10-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C.
70% OWNER OF ATLANTA CAPITAL MANAGEMENT COMPANY, LLC
direct
2001-09-01
2006-01-30
PARAMETRIC RISK ADVISORS LLC
SHAREHOLDER
indirect
2003-09-01
2007-03-21
PARAMETRIC PORTFOLIO ASSOCIATES LLC
SHAREHOLDER
direct
2003-09-01
2010-01-29