PEAK ASSET MANAGEMENT, LLC

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Peak Asset Management is based out of Louisville. Peak Asset Management is a large advisory firm with 326 clients and discretionary assets under management (AUM) of $506,125,268 (Form ADV from 2019-05-21). Their last reported 13F filing for Q2 2019 included $305,854,000 in managed 13F securities and a top 10 holdings concentration of 38.85%. Peak Asset Management's largest holding is Microsoft Corp. with shares held of 106,603. Peak Asset Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 19 13F filings

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06/30/2019

13F Sector Allocation Over Time

06/30/2019

13F Activity

  • Market Value $305.854 Million
  • Prior Market Value $293.829 Million
  • New Purchases5 stocks
  • Additional Purchases47 stocks
  • Sold out of5 stocks
  • Reduced holdings in56 stocks
  • Top 10 Holdings % 38.85 %
  • Turnover % [1]:7.69%
  • Turnover Alt % [2]: 2.63 %
  • Time Held Top20:14.40 quarters
  • Time Held Top10:12.20 quarters
  • Time Held All:12.95 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -0.64%
Performance Last 4 Quarters: 0.48%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

PEAK ASSET MANAGEMENT, LLC
1371 E. HECLA DRIVE SUITE A
LOUISVILLE CO    80027
Country: United States

Business Phone: 303-926-0100
Fax: 303-926-0098
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: CO
Number of employees: 10
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities: 161,000,000
Total Number of Clients: 326
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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PEAK ASSET MANAGEMENT, LLC

ownership team - last updated 2019-05-21
Name Title Start Date Direct/Indirect % Ownership
HEFTY, TERRANCE, WILLIAM MANAGER 04/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
PEAK ASSET MANAGEMENT, LLC MANAGER indirect 1993-05-01
PEAK ASSET MANAGEMENT LLC MANAGER direct 1994-04-01
LOGRUS MANAGEMENT, LLC OWNER direct 2004-05-01
BENNETT, NOEL, FLETCHER MANAGER 09/01/1999 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
PEAK ASSET MANAGEMENT, LLC MANAGER direct 1999-09-01
PEAK ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER /MANAGER direct 1999-09-01 2007-03-16
PEAK ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER/MANAGER direct 1999-09-01 2008-07-03
MCCORVIE, JOHN, NEAL MANAGER/CCO 03/01/2000 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
PEAK ASSET MANAGEMENT LLC MANAGER direct 2000-03-01
LOGRUS MANAGEMENT, LLC MANAGER/OWNER/CHIEF COMPLIANCE OFFICER direct 2004-05-01
PEAK ASSET MANAGEMENT LLC MANAGER direct 2000-05-01 2004-08-16
LOGRUS MANAGEMENT, LLC MANAGER/OWNER direct 2004-05-01 2005-03-31
GLASMAN, JOHN, JOSEPH MANAGER 04/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
PEAK ASSET MANAGEMENT LLC MANAGER direct 2007-04-01
PEAK ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER/MANAGER direct 2007-04-01
PEAK ASSET MANAGEMENT LLC PRESIDENT indirect 2007-04-01
BART PARTNERS, LP MEMBER 10/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
PEAK ASSET MANAGEMENT, LLC MEMBER direct 2003-10-01
PEAK ASSET MANAGEMENT LLC MEMBER indirect 2003-10-01
GILPIN PARTNERS, INC. MEMBER 04/01/2007 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
PEAK ASSET MANAGEMENT LLC MEMBER direct 2007-04-01
Hefty, TARA, JILL MANAGER 04/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
PEAK ASSET MANAGEMENT, LLC MANAGER direct 2009-04-01
PEAK ASSET MANAGEMENT LLC MANAGER indirect 2009-04-01
TARA HUME FINANCIAL CONSULTING, LLC MEMBER 04/01/2009 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
PEAK ASSET MANAGEMENT LLC MEMBER direct 2009-04-01
HEFTY, TERRANCE, WILLIAM MANAGER BART PARTNERS, LP 05/01/1993 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PEAK ASSET MANAGEMENT, LLC MANAGER indirect 1993-05-01
PEAK ASSET MANAGEMENT LLC MANAGER direct 1994-04-01
LOGRUS MANAGEMENT, LLC OWNER direct 2004-05-01
GLASMAN, JOHN, JOSEPH PRESIDENT GILPIN PARTNERS, INC. 04/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PEAK ASSET MANAGEMENT LLC MANAGER direct 2007-04-01
PEAK ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER/MANAGER direct 2007-04-01
PEAK ASSET MANAGEMENT LLC PRESIDENT indirect 2007-04-01
Hefty, TARA, JILL MANAGER TARA HUME FINANCIAL CONSULTING, LLC 04/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PEAK ASSET MANAGEMENT, LLC MANAGER direct 2009-04-01
PEAK ASSET MANAGEMENT LLC MANAGER indirect 2009-04-01

PEAK ASSET MANAGEMENT, LLC

ownership team - last updated 2019-03-20
Name Title Start Date Direct/Indirect % Ownership
GLASMAN, JOHN, JOSEPH MANAGER 04/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
PEAK ASSET MANAGEMENT LLC MANAGER direct 2007-04-01
PEAK ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER/MANAGER direct 2007-04-01
PEAK ASSET MANAGEMENT LLC PRESIDENT indirect 2007-04-01
HEFTY, TERRANCE, WILLIAM MANAGER 04/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
PEAK ASSET MANAGEMENT, LLC MANAGER indirect 1993-05-01
PEAK ASSET MANAGEMENT LLC MANAGER direct 1994-04-01
LOGRUS MANAGEMENT, LLC OWNER direct 2004-05-01
BENNETT, NOEL, FLETCHER MANAGER 09/01/1999 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
PEAK ASSET MANAGEMENT, LLC MANAGER direct 1999-09-01
PEAK ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER /MANAGER direct 1999-09-01 2007-03-16
PEAK ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER/MANAGER direct 1999-09-01 2008-07-03
MCCORVIE, JOHN, NEAL MANAGER/CCO 03/01/2000 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
PEAK ASSET MANAGEMENT LLC MANAGER direct 2000-03-01
LOGRUS MANAGEMENT, LLC MANAGER/OWNER/CHIEF COMPLIANCE OFFICER direct 2004-05-01
PEAK ASSET MANAGEMENT LLC MANAGER direct 2000-05-01 2004-08-16
LOGRUS MANAGEMENT, LLC MANAGER/OWNER direct 2004-05-01 2005-03-31
BART PARTNERS, LP MEMBER 10/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
PEAK ASSET MANAGEMENT, LLC MEMBER direct 2003-10-01
PEAK ASSET MANAGEMENT LLC MEMBER indirect 2003-10-01
GILPIN PARTNERS, INC. MEMBER 04/01/2007 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
PEAK ASSET MANAGEMENT LLC MEMBER direct 2007-04-01
Hefty, TARA, JILL MANAGER 04/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
PEAK ASSET MANAGEMENT, LLC MANAGER direct 2009-04-01
PEAK ASSET MANAGEMENT LLC MANAGER indirect 2009-04-01
TARA HUME FINANCIAL CONSULTING, LLC MEMBER 04/01/2009 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
PEAK ASSET MANAGEMENT LLC MEMBER direct 2009-04-01
HEFTY, TERRANCE, WILLIAM MANAGER BART PARTNERS, LP 05/01/1993 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PEAK ASSET MANAGEMENT, LLC MANAGER indirect 1993-05-01
PEAK ASSET MANAGEMENT LLC MANAGER direct 1994-04-01
LOGRUS MANAGEMENT, LLC OWNER direct 2004-05-01
GLASMAN, JOHN, JOSEPH PRESIDENT GILPIN PARTNERS, INC. 04/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PEAK ASSET MANAGEMENT LLC MANAGER direct 2007-04-01
PEAK ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER/MANAGER direct 2007-04-01
PEAK ASSET MANAGEMENT LLC PRESIDENT indirect 2007-04-01
Hefty, TARA, JILL MANAGER TARA HUME FINANCIAL CONSULTING, LLC 04/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PEAK ASSET MANAGEMENT, LLC MANAGER direct 2009-04-01
PEAK ASSET MANAGEMENT LLC MANAGER indirect 2009-04-01

PEAK ASSET MANAGEMENT, LLC

ownership team - last updated 2018-06-29
Name Title Start Date Direct/Indirect % Ownership
HEFTY, TERRANCE, WILLIAM MANAGER 04/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
PEAK ASSET MANAGEMENT, LLC MANAGER indirect 1993-05-01
PEAK ASSET MANAGEMENT LLC MANAGER direct 1994-04-01
LOGRUS MANAGEMENT, LLC OWNER direct 2004-05-01
BENNETT, NOEL, FLETCHER MANAGER 09/01/1999 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
PEAK ASSET MANAGEMENT, LLC MANAGER direct 1999-09-01
PEAK ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER /MANAGER direct 1999-09-01 2007-03-16
PEAK ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER/MANAGER direct 1999-09-01 2008-07-03
MCCORVIE, JOHN, NEAL MANAGER/CCO 03/01/2000 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
PEAK ASSET MANAGEMENT LLC MANAGER direct 2000-03-01
LOGRUS MANAGEMENT, LLC MANAGER/OWNER/CHIEF COMPLIANCE OFFICER direct 2004-05-01
PEAK ASSET MANAGEMENT LLC MANAGER direct 2000-05-01 2004-08-16
LOGRUS MANAGEMENT, LLC MANAGER/OWNER direct 2004-05-01 2005-03-31
GLASMAN, JOHN, JOSEPH MANAGER 04/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
PEAK ASSET MANAGEMENT LLC MANAGER direct 2007-04-01
PEAK ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER/MANAGER direct 2007-04-01
PEAK ASSET MANAGEMENT LLC PRESIDENT indirect 2007-04-01
BART PARTNERS, LP MEMBER 10/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
PEAK ASSET MANAGEMENT, LLC MEMBER direct 2003-10-01
PEAK ASSET MANAGEMENT LLC MEMBER indirect 2003-10-01
GILPIN PARTNERS, INC. MEMBER 04/01/2007 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
PEAK ASSET MANAGEMENT LLC MEMBER direct 2007-04-01
Hefty, TARA, JILL MANAGER 04/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
PEAK ASSET MANAGEMENT, LLC MANAGER direct 2009-04-01
PEAK ASSET MANAGEMENT LLC MANAGER indirect 2009-04-01
TARA HUME FINANCIAL CONSULTING, LLC MEMBER 04/01/2009 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
PEAK ASSET MANAGEMENT LLC MEMBER direct 2009-04-01
HEFTY, TERRANCE, WILLIAM MANAGER BART PARTNERS, LP 05/01/1993 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PEAK ASSET MANAGEMENT, LLC MANAGER indirect 1993-05-01
PEAK ASSET MANAGEMENT LLC MANAGER direct 1994-04-01
LOGRUS MANAGEMENT, LLC OWNER direct 2004-05-01
GLASMAN, JOHN, JOSEPH PRESIDENT GILPIN PARTNERS, INC. 04/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PEAK ASSET MANAGEMENT LLC MANAGER direct 2007-04-01
PEAK ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER/MANAGER direct 2007-04-01
PEAK ASSET MANAGEMENT LLC PRESIDENT indirect 2007-04-01
Hefty, TARA, JILL MANAGER TARA HUME FINANCIAL CONSULTING, LLC 04/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PEAK ASSET MANAGEMENT, LLC MANAGER direct 2009-04-01
PEAK ASSET MANAGEMENT LLC MANAGER indirect 2009-04-01

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