PEAK CAPITAL MANAGEMENT LLC

https://www.youtube.com/channel/UC1la98PxKB-3vJcuEDM0THg COLORADO SPRINGS, CO Investment Advisor How do I update this listing?

Peak Capital Management is based out of Colorado Springs. Peak Capital Management is a large advisory firm with 285 clients and discretionary assets under management (AUM) of $242,263,409 (Form ADV from 2019-03-27). Their last reported 13F filing for Q1 2019 included $146,107,000 in managed 13F securities and a top 10 holdings concentration of 68.2%. Peak Capital Management's largest holding is SPDR Port Long Term Treasury ETF with shares held of 590,985. Whalewisdom has at least 8 13F filings

Download 13F Summary to Excel Create Email Alert

03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $146.107 Million
  • Prior Market Value $139.263 Million
  • New Purchases2 stocks
  • Additional Purchases13 stocks
  • Sold out of8 stocks
  • Reduced holdings in11 stocks
  • Top 10 Holdings % 68.20 %
  • Turnover % [1]:35.71%
  • Turnover Alt % [2]: 19.79 %
  • Time Held Top20:4.85 quarters
  • Time Held Top10:4.70 quarters
  • Time Held All:6.14 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-02-14

Performance for Q4 2018: 3.32%
Performance Last 4 Quarters: 3.76%
Performance Metrics
Stats are not available for the latest quarter

Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted
Click here to report any possible errors with this listing.
13F Filings Available:
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

PEAK CAPITAL MANAGEMENT, LLC
Classified as Hedge Fund
15455 GLENEAGLE DRIVE SUITE 100
COLORADO SPRINGS CO    80921
Country: United States

Business Phone: 719-203-6926
Fax: 719-465-1386
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: CO
Number of employees: 8
Other Business Activities: ,GENERAL PARTNER OF PCM TAX LIEN FUND, LP
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities: 0
Total Number of Clients: 285
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Form 4 - Recent Insider Transactions

Loading...

PEAK CAPITAL MANAGEMENT, LLC

ownership team - last updated 2019-03-27
Name Title Start Date Direct/Indirect % Ownership
LOCKHART, BRIAN, DAVID MANAGING MEMBER AND CHIEF INVESTMENT OFFICER 06/01/2006 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
PEAK CAPITAL MANAGEMENT, LLC CHIEF INVESTMENT OFFICER/OWNER direct 2006-06-01
PEAK CAPITAL MANAGEMENT, LLC MANAGING MEMBER & CHIEF INVESTMENT OFFICER direct 2006-06-01
PEAK CAPITAL MANAGEMENT, LLC MANAGING MEMBER/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER/OWNER direct 2006-06-01
PEAK CAPITAL MANAGEMENT, LLC MANAGING MEMBER/CHIEF INVESTMENT OFFICER/OWNER direct 2006-06-01
PEAK CAPITAL MANAGEMENT, LLC MANAGING MEMBER AND CHIEF INVESTMENT OFFICER direct 2006-06-01
ELIASON, GEOFFRY, SEAN MANAGING MEMBER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER 04/01/2013 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
PEAK CAPITAL MANAGEMENT, LLC CHIEF OPERATIONS OFFICER direct 2013-04-01
PEAK CAPITAL MANAGEMENT, LLC MANAGING MEMBER & CHIEF COMPLIANCE OFFICER direct 2013-04-01
PEAK CAPITAL MANAGEMENT, LLC MANAGING MEMBER AND CHIEF OPERATING OFFICER direct 2013-04-01
PEAK CAPITAL MANAGEMENT, LLC MANAGING MEMBER & CHIEF OPERATING OFFICER direct 2013-04-01
PEAK CAPITAL MANAGEMENT, LLC MANAGING MEMBER, CHIEF OPERATING OFFICER & CCO direct 2013-04-01
PEKRUL, CLINT, EVAN DIRECTOR OF RESEARCH 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
PEAK CAPITAL MANAGEMENT, LLC DIRECTOR OF RESEARCH direct 2016-04-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ATLF IV, LLC United States 805-2478117752 Private Equity Fund 0 250,000 Master Fund
PCM TAX LIEN FUND, LP United States 805-4632485778 Private Equity Fund 0 250,000 Feeder Fund

PEAK CAPITAL MANAGEMENT, LLC

ownership team - last updated 2018-10-23
Name Title Start Date Direct/Indirect % Ownership
LOCKHART, BRIAN, DAVID MANAGING MEMBER AND CHIEF INVESTMENT OFFICER 06/01/2006 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
PEAK CAPITAL MANAGEMENT, LLC CHIEF INVESTMENT OFFICER/OWNER direct 2006-06-01
PEAK CAPITAL MANAGEMENT, LLC MANAGING MEMBER & CHIEF INVESTMENT OFFICER direct 2006-06-01
PEAK CAPITAL MANAGEMENT, LLC MANAGING MEMBER/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER/OWNER direct 2006-06-01
PEAK CAPITAL MANAGEMENT, LLC MANAGING MEMBER/CHIEF INVESTMENT OFFICER/OWNER direct 2006-06-01
PEAK CAPITAL MANAGEMENT, LLC MANAGING MEMBER AND CHIEF INVESTMENT OFFICER direct 2006-06-01
ELIASON, GEOFFRY, SEAN MANAGING MEMBER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER 04/01/2013 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
PEAK CAPITAL MANAGEMENT, LLC CHIEF OPERATIONS OFFICER direct 2013-04-01
PEAK CAPITAL MANAGEMENT, LLC MANAGING MEMBER & CHIEF COMPLIANCE OFFICER direct 2013-04-01
PEAK CAPITAL MANAGEMENT, LLC MANAGING MEMBER AND CHIEF OPERATING OFFICER direct 2013-04-01
PEAK CAPITAL MANAGEMENT, LLC MANAGING MEMBER & CHIEF OPERATING OFFICER direct 2013-04-01
PEAK CAPITAL MANAGEMENT, LLC MANAGING MEMBER, CHIEF OPERATING OFFICER & CCO direct 2013-04-01
PEKRUL, CLINT, EVAN DIRECTOR OF RESEARCH 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
PEAK CAPITAL MANAGEMENT, LLC DIRECTOR OF RESEARCH direct 2016-04-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ATLF IV, LLC United States 805-2478117752 Private Equity Fund 0 250,000 Master Fund
PCM TAX LIEN FUND, LP United States 805-4632485778 Private Equity Fund 0 250,000 Feeder Fund

PEAK CAPITAL MANAGEMENT, LLC

ownership team - last updated 2017-07-05
Name Title Start Date Direct/Indirect % Ownership
KAMEN, LORI, BETH CHIEF COMPLIANCE OFFICER 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
PEAK CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2017-03-01
PEKRUL, CLINT, EVAN DIRECTOR OF RESEARCH 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
PEAK CAPITAL MANAGEMENT, LLC DIRECTOR OF RESEARCH direct 2016-04-01
ELIASON, GEOFFRY, SEAN MANAGING MEMBER AND CHIEF OPERATING OFFICER 04/01/2013 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
PEAK CAPITAL MANAGEMENT, LLC CHIEF OPERATIONS OFFICER direct 2013-04-01
PEAK CAPITAL MANAGEMENT, LLC MANAGING MEMBER & CHIEF COMPLIANCE OFFICER direct 2013-04-01
PEAK CAPITAL MANAGEMENT, LLC MANAGING MEMBER AND CHIEF OPERATING OFFICER direct 2013-04-01
PEAK CAPITAL MANAGEMENT, LLC MANAGING MEMBER & CHIEF OPERATING OFFICER direct 2013-04-01
PEAK CAPITAL MANAGEMENT, LLC MANAGING MEMBER, CHIEF OPERATING OFFICER & CCO direct 2013-04-01
LOCKHART, BRIAN, DAVID MANAGING MEMBER AND CHIEF INVESTMENT OFFICER 06/01/2006 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
PEAK CAPITAL MANAGEMENT, LLC CHIEF INVESTMENT OFFICER/OWNER direct 2006-06-01
PEAK CAPITAL MANAGEMENT, LLC MANAGING MEMBER & CHIEF INVESTMENT OFFICER direct 2006-06-01
PEAK CAPITAL MANAGEMENT, LLC MANAGING MEMBER/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER/OWNER direct 2006-06-01
PEAK CAPITAL MANAGEMENT, LLC MANAGING MEMBER/CHIEF INVESTMENT OFFICER/OWNER direct 2006-06-01
PEAK CAPITAL MANAGEMENT, LLC MANAGING MEMBER AND CHIEF INVESTMENT OFFICER direct 2006-06-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
PCM TAX LIEN FUND, LP United States 805-4632485778 Private Equity Fund 0 250,000

Elevate your investments