PENBROOK MANAGEMENT LLC

NEW YORK, NY Investment Advisor How do I update this listing?

Penbrook Management is based out of New York. Penbrook Management is a large advisory firm with 104 clients and discretionary assets under management (AUM) of $123,545,970 (Form ADV from 2019-04-22). Their last reported 13F filing for Q3 2019 included $92,965,000 in managed 13F securities and a top 10 holdings concentration of 33.77%. Penbrook Management's largest holding is Novo-Nordisk A/S ADS with shares held of 126,850. Whalewisdom has at least 29 13F filings, and 13 13G filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $92.164 Million
  • Prior Market Value $93.206 Million
  • New Purchases5 stocks
  • Additional Purchases20 stocks
  • Sold out of6 stocks
  • Reduced holdings in55 stocks
  • Top 10 Holdings % 34.06 %
  • Turnover % [1]:10.68%
  • Turnover Alt % [2]: 5.36 %
  • Time Held Top20:4.55 quarters
  • Time Held Top10:3.90 quarters
  • Time Held All:5.89 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -3.62%
Performance Last 4 Quarters: -9.91%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR/A (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

PENBROOK MANAGEMENT LLC
Classified as Hedge Fund
880 THIRD AVENUE 16TH FLOOR
NEW YORK NY    10022
Country: United States

Business Phone: 212-792-6952
Fax: 212-350-7201
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 3
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities:
Total Number of Clients: 104
Amount of client funds and securities by related persons: 10,731,800
Total Number of clients from related persons: 1
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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PENBROOK MANAGEMENT LLC

ownership team - last updated 2019-04-22
Name Title Start Date Direct/Indirect % Ownership
ANDERSON, ROBERT, STEPHEN MANAGING MEMBER 04/01/2003 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
PRIVATE CAPITAL STRATEGIES, LLC MEMBER direct 2003-01-01
PENBROOK MANAGEMENT LLC MANAGING MEMBER direct 2003-04-01
BMI CAPITAL CORPORATION PRESIDENT direct 1998-01-01 2004-02-13
ANDERSON ADVISORS, LLC MANAGING MEMBER direct 2003-01-01 2016-07-13
DICOSTANZO, BARBARA ANN MANAGING MEMBER, CHIEF COMPLIANCE OFFICER 04/01/2003 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PENBROOK MANAGEMENT LLC MANAGING MEMBER, CHIEF COMPLIANCE OFFICER direct 2003-04-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ANKAP PARTNERS, L.P. United States 805-2145560803 Hedge Fund 10,731,791 250,000

PENBROOK MANAGEMENT LLC

ownership team - last updated 2019-03-25
Name Title Start Date Direct/Indirect % Ownership
ANDERSON, ROBERT, STEPHEN MANAGING MEMBER 04/01/2003 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
PRIVATE CAPITAL STRATEGIES, LLC MEMBER direct 2003-01-01
PENBROOK MANAGEMENT LLC MANAGING MEMBER direct 2003-04-01
BMI CAPITAL CORPORATION PRESIDENT direct 1998-01-01 2004-02-13
ANDERSON ADVISORS, LLC MANAGING MEMBER direct 2003-01-01 2016-07-13
DICOSTANZO, BARBARA ANN MANAGING MEMBER, CHIEF COMPLIANCE OFFICER 04/01/2003 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PENBROOK MANAGEMENT LLC MANAGING MEMBER, CHIEF COMPLIANCE OFFICER direct 2003-04-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ANKAP PARTNERS, L.P. United States 805-2145560803 Hedge Fund 10,731,791 250,000

PENBROOK MANAGEMENT LLC

ownership team - last updated 2018-05-04
Name Title Start Date Direct/Indirect % Ownership
ANDERSON, ROBERT, STEPHEN MANAGING MEMBER 04/01/2003 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
PRIVATE CAPITAL STRATEGIES, LLC MEMBER direct 2003-01-01
PENBROOK MANAGEMENT LLC MANAGING MEMBER direct 2003-04-01
BMI CAPITAL CORPORATION PRESIDENT direct 1998-01-01 2004-02-13
ANDERSON ADVISORS, LLC MANAGING MEMBER direct 2003-01-01 2016-07-13
KAPLAN, RALPH, MOSS MANAGING MEMBER 04/01/2003 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
PENBROOK MANAGEMENT LLC MANAGING MEMBER direct 2003-04-01
BMI CAPITAL CORPORATION EXECUTIVE VICE PRESIDENT direct 1998-01-01 2005-07-14
DICOSTANZO, BARBARA, ANN BURKE MANAGING MEMBER, CHIEF COMPLIANCE OFFICER 04/01/2003 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
PENBROOK MANAGEMENT LLC MANAGING MEMBER, CHIEF COMPLIANCE OFFICER direct 2003-04-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ANKAP PARTNERS, L.P. United States 805-2145560803 Hedge Fund 11,752,620 250,000

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