PETTEE INVESTORS, INC.

HTTP://WWW.PETTEEINVESTORS.COM ROWAYTON, CT Investment Advisor How do I update this listing?

Pettee Investors is based out of Rowayton. Pettee Investors is a large advisory firm with 29 clients and discretionary assets under management (AUM) of $155,575,395 (Form ADV from 2019-03-20). Their last reported 13F filing for Q4 2019 included $175,021,000 in managed 13F securities and a top 10 holdings concentration of 38.28%. Pettee Investors's largest holding is Johnson & Johnson Co. with shares held of 129,100. Pettee Investors has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 25 13F filings

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12/31/2019

13F Sector Allocation Over Time

12/31/2019

13F Activity

  • Market Value $175.021 Million
  • Prior Market Value $159.275 Million
  • New Purchases7 stocks
  • Additional Purchases24 stocks
  • Sold out of6 stocks
  • Reduced holdings in21 stocks
  • Top 10 Holdings % 38.28 %
  • Turnover % [1]:11.30%
  • Turnover Alt % [2]: 4.10 %
  • Time Held Top20:18.75 quarters
  • Time Held Top10:13.60 quarters
  • Time Held All:13.57 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-02-14

Performance for Q4 2019: 4.51%
Performance Last 4 Quarters: 22.01%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
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Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
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This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
DEUTSCHE BANK AG\

View Last Form Adv Compilation Report on Record

PETTEE INVESTORS INC
137 ROWAYTON AVENUE SUITE 430
ROWAYTON CT    06853
Country: United States

Business Phone: 203 9578880
Fax: 203 9578887
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: CT
Number of employees: 4
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 29
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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PETTEE INVESTORS INC

ownership team - last updated 2019-03-20
Name Title Start Date Direct/Indirect % Ownership
PETTEE, SHEILA, PECK PRESIDENT/CHIEF COMPLIANCE OFFICER 05/01/1989 Direct 75% or more
Fund Name Position direct/indirect start date end date
PETTEE INVESTORS INC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1989-05-01
PETTEE INVESTORS INC PRESIDENT direct 1989-05-01 2005-03-24

PETTEE INVESTORS INC

ownership team - last updated 2018-10-19
Name Title Start Date Direct/Indirect % Ownership
PETTEE, SHEILA, PECK PRESIDENT/CHIEF COMPLIANCE OFFICER 05/01/1989 Direct 75% or more
Fund Name Position direct/indirect start date end date
PETTEE INVESTORS INC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1989-05-01
PETTEE INVESTORS INC PRESIDENT direct 1989-05-01 2005-03-24

PETTEE INVESTORS INC

ownership team - last updated 2017-03-06
Name Title Start Date Direct/Indirect % Ownership
PETTEE, SHEILA, PECK PRESIDENT/CHIEF COMPLIANCE OFFICER 05/01/1989 Direct 75% or more
Fund Name Position direct/indirect start date end date
PETTEE INVESTORS INC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1989-05-01
PETTEE INVESTORS INC PRESIDENT direct 1989-05-01 2005-03-24

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