PFM ASSET MANAGEMENT LLC

HTTP://WWW.PFM.COM HARRISBURG, PA Investment Advisor How do I update this listing?

PFM Asset Management is based out of Harrisburg. PFM Asset Management is a large advisory firm with 719 clients and discretionary assets under management (AUM) of $83,216,341,854 (Form ADV from 2018-03-30). Their last reported 13F filing for Q4 2018 included $253,041,000 in managed 13F securities and a top 10 holdings concentration of 100.0%. PFM Asset Management's largest holding is iShares Edge MSCI USA Quality Factor ETF with shares held of 1,341,019. Whalewisdom has at least 1 13F filings

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12/31/2018

Top Sells

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12/31/2018

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-02-14

Performance for Q4 2018: 1.01%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

PFM ASSET MANAGEMENT LLC
213 MARKET STREET
HARRISBURG PA    17101-2141
Country: United States

Business Phone: 717-231-6200
Fax: 717-233-6073
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company,Pension consultant
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 248
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees,Performance-based fees
Amount of client funds and securities:
Total Number of Clients: 719
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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PFM ASSET MANAGEMENT LLC

ownership team - last updated 2017-08-30
Name Title Start Date Direct/Indirect % Ownership
WILLIARD, GLEN MANAGING DIRECTOR 07/01/2001 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PUBLIC FINANCIAL MANAGEMENT INC DIRECTOR direct 1995-10-01
PFM ASSET MANAGEMENT LLC MANAGING DIRECTOR direct 2001-07-01
PUBLIC FINANCIAL MANAGEMENT INC DIRECTOR direct 1995-12-01 2005-02-11
BONOW, JOHN, HERBERT CEO & MANAGER 01/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
PFM ASSET MANAGEMENT LLC MANAGING DIRECTOR & CEO direct 2012-01-01
PFM ASSET MANAGEMENT LLC CEO & MANAGER direct 2012-01-01
KARWEJNA, LEO, JOSEPH CHIEF COMPLIANCE OFFICER 03/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
PFM ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2011-03-01
HAVERFORD FINANCIAL SERVICES, INC. VICE PRESIDENT direct 2004-01-01
HAVERFORD FINANCIAL SERVICES, INC. VICE PRESIDENT/CCO/COO direct 2004-01-01
PFM INVESTMENT, LLC MEMBER 05/01/2009 Direct 75% or more
Fund Name Position direct/indirect start date end date
PFM ASSET MANAGEMENT LLC MEMBER direct 2009-05-01
PFM ASSET MANAGEMENT LLC MEMBER indirect 2009-05-01
BOYLE, STEVE TREASURER/ASST. SECRETARY/MANAGER 05/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
PUBLIC FINANCIAL MANAGEMENT INC CFO/DIRECTOR indirect 2001-01-01
PFM ASSET MANAGEMENT LLC TREASURER/ASST. SECRETARY direct 2001-07-01
PFM ASSET MANAGEMENT LLC TREASURER/ASST. SECRETARY/MANAGER direct 2009-05-01
PFM ASSET MANAGEMENT LLC MANAGER indirect 2009-05-01
PFM ASSET MANAGEMENT LLC MANAGER indirect 2009-05-01
TRADEWISE ADVISORS, INC. DIRECTOR direct 2015-10-01
WHITE, F, JOHN CHAIRMAN 01/01/2012 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PUBLIC FINANCIAL MANAGEMENT INC PRESIDENT/DIRECTOR direct 1979-12-01
PFM ASSET MANAGEMENT LLC CHAIRMAN direct 2012-01-01
PFM ASSET MANAGEMENT LLC MANAGING DIRECTOR direct 2001-07-01 2009-03-30
PFM ASSET MANAGEMENT LLC MANAGER indirect 2009-05-01 2009-05-14
PFM ASSET MANAGEMENT LLC MANAGER indirect 2009-05-01 2011-01-04
PFM ASSET MANAGEMENT LLC MANAGER direct 2009-05-01 2011-11-02
PFM ASSET MANAGEMENT LLC CHAIRMAN direct 2009-05-01 2014-03-04
GOODNIGHT, DEBRA, JEAN SECRETARY/ASST. TREASURER 05/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
PFM ASSET MANAGEMENT LLC SECRETARY/ASST. TREASURER direct 2009-05-01
PFM ASSET MANAGEMENT LLC SECRETARY/TREASURER/FIN OP direct 2001-07-01 2002-01-30
PFM ASSET MANAGEMENT, LLC SECRETARY/TREASURER direct 2001-07-01 2002-03-04
PFM ASSET MANAGEMENT LLC SECRETARY/TREASURER/FINANCIAL OPERATIONS PRINCIPAL direct 2001-07-01 2002-04-16
PFM ASSET MANAGEMENT LLC SECRETARY/ASST. TREASURER direct 2001-07-01 2009-03-30
MARGOLIS, MARTIN, PAUL PRESIDENT/MANAGER 10/01/1995 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PFM ASSET MANAGEMENT LLC PRESIDENT/MANAGER direct 1995-10-01
PUBLIC FINANCIAL MANAGEMENT INC VICE PRES/DIRECTOR direct 1995-10-01
PFM ASSET MANAGEMENT, LLC PRESIDENT/MANAGING DIRECTOR direct 2001-07-01 2001-08-17
PUBLIC FINANCIAL MANAGEMENT INC VICE PRES/TREASURER/DIRECTOR direct 1987-01-01 2004-03-31
PUBLIC FINANCIAL MANAGEMENT INC VICE PRES/TREASURER/DIRECTOR/CHIEF COMPLIANCE OFFICER direct 1987-01-01 2005-02-11
PFM ASSET MANAGEMENT LLC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2001-07-01 2006-09-01
PFM ASSET MANAGEMENT LLC PRESIDENT direct 2001-07-01 2007-03-27
PFM ASSET MANAGEMENT LLC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2008-02-01 2009-03-30
PFM ASSET MANAGEMENT LLC MANAGER indirect 2009-05-01 2009-05-14
PFM ASSET MANAGEMENT LLC PRESIDENT/CHIEF COMPLIANCE OFFICER/MANAGER direct 2008-02-01 2011-01-04
PFM ASSET MANAGEMENT LLC MANAGER indirect 2009-05-01 2011-01-04
PFM ASSET MANAGEMENT LLC PRESIDENT/MANAGER direct 2008-02-01 2014-03-04
PFM I, LLC MEMBER PFM INVESTMENT, LLC 05/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PFM ASSET MANAGEMENT LLC MEMBER indirect 2009-05-01

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