PFM ASSET MANAGEMENT LLC

HTTP://WWW.PFM.COM HARRISBURG, PA Investment Advisor How do I update this listing?

PFM Asset Management is based out of Harrisburg. PFM Asset Management is a large advisory firm with 759 clients and discretionary assets under management (AUM) of $94,103,777,993 (Form ADV from 2019-03-29). Their last reported 13F filing for Q1 2019 included $351,832,000 in managed 13F securities and a top 10 holdings concentration of 100.0%. PFM Asset Management's largest holding is iShares Trust - Core S&P Mid-Cap 400 Exchange Traded Fund with shares held of 727,250. Whalewisdom has at least 2 13F filings

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03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $351.832 Million
  • Prior Market Value $253.041 Million
  • New Purchases1 stock
  • Additional Purchases5 stocks
  • Sold out of0 stocks
  • Reduced holdings in4 stocks
  • Top 10 Holdings % 100.00 %
  • Turnover % [1]:10.00%
  • Turnover Alt % [2]: 39.89 %
  • Time Held Top20:0.90 quarters
  • Time Held Top10:0.90 quarters
  • Time Held All:0.90 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 0.56%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted
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13F Filings Available:
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

PFM ASSET MANAGEMENT LLC
213 MARKET STREET
HARRISBURG PA    17101-2141
Country: United States

Business Phone: 717-231-6200
Fax: 717-233-6073
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company,Pension consultant
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 242
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees,Performance-based fees
Amount of client funds and securities:
Total Number of Clients: 759
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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PFM ASSET MANAGEMENT LLC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
MARGOLIS, MARTIN, PAUL PRESIDENT/MANAGER 10/01/1995 Direct less than 5%
Fund Name Position direct/indirect start date end date
PFM ASSET MANAGEMENT LLC PRESIDENT/MANAGER direct 1995-10-01
PUBLIC FINANCIAL MANAGEMENT INC VICE PRES/DIRECTOR direct 1995-10-01
PFM ASSET MANAGEMENT, LLC PRESIDENT/MANAGING DIRECTOR direct 2001-07-01 2001-08-17
PUBLIC FINANCIAL MANAGEMENT INC VICE PRES/TREASURER/DIRECTOR direct 1987-01-01 2004-03-31
PUBLIC FINANCIAL MANAGEMENT INC VICE PRES/TREASURER/DIRECTOR/CHIEF COMPLIANCE OFFICER direct 1987-01-01 2005-02-11
PFM ASSET MANAGEMENT LLC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2001-07-01 2006-09-01
PFM ASSET MANAGEMENT LLC PRESIDENT direct 2001-07-01 2007-03-27
PFM ASSET MANAGEMENT LLC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2008-02-01 2009-03-30
PFM ASSET MANAGEMENT LLC MANAGER indirect 2009-05-01 2009-05-14
PFM ASSET MANAGEMENT LLC PRESIDENT/CHIEF COMPLIANCE OFFICER/MANAGER direct 2008-02-01 2011-01-04
PFM ASSET MANAGEMENT LLC MANAGER indirect 2009-05-01 2011-01-04
PFM ASSET MANAGEMENT LLC PRESIDENT/MANAGER direct 2008-02-01 2014-03-04
GOODNIGHT, DEBRA, JEAN SECRETARY/ASST. TREASURER 05/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
PFM ASSET MANAGEMENT LLC SECRETARY/ASST. TREASURER direct 2009-05-01
PFM ASSET MANAGEMENT LLC SECRETARY/TREASURER/FIN OP direct 2001-07-01 2002-01-30
PFM ASSET MANAGEMENT, LLC SECRETARY/TREASURER direct 2001-07-01 2002-03-04
PFM ASSET MANAGEMENT LLC SECRETARY/TREASURER/FINANCIAL OPERATIONS PRINCIPAL direct 2001-07-01 2002-04-16
PFM ASSET MANAGEMENT LLC SECRETARY/ASST. TREASURER direct 2001-07-01 2009-03-30
PFM INVESTMENT, LLC MEMBER 05/01/2009 Direct 75% or more
Fund Name Position direct/indirect start date end date
PFM ASSET MANAGEMENT LLC MEMBER direct 2009-05-01
PFM ASSET MANAGEMENT LLC MEMBER indirect 2009-05-01
KARWEJNA, LEO, JOSEPH CHIEF COMPLIANCE OFFICER 03/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
PFM ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2011-03-01
HAVERFORD FINANCIAL SERVICES, INC. VICE PRESIDENT direct 2004-01-01
HAVERFORD FINANCIAL SERVICES, INC. VICE PRESIDENT/CCO/COO direct 2004-01-01
BONOW, JOHN, HERBERT CEO & MANAGER 01/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
PFM ASSET MANAGEMENT LLC MANAGING DIRECTOR & CEO direct 2012-01-01
PFM ASSET MANAGEMENT LLC CEO & MANAGER direct 2012-01-01
PFM I, LLC MEMBER PFM INVESTMENT, LLC 05/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PFM ASSET MANAGEMENT LLC MEMBER indirect 2009-05-01

PFM ASSET MANAGEMENT LLC

ownership team - last updated 2017-08-30
Name Title Start Date Direct/Indirect % Ownership
WILLIARD, GLEN MANAGING DIRECTOR 07/01/2001 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PUBLIC FINANCIAL MANAGEMENT INC DIRECTOR direct 1995-10-01
PFM ASSET MANAGEMENT LLC MANAGING DIRECTOR direct 2001-07-01
PUBLIC FINANCIAL MANAGEMENT INC DIRECTOR direct 1995-12-01 2005-02-11
BONOW, JOHN, HERBERT CEO & MANAGER 01/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
PFM ASSET MANAGEMENT LLC MANAGING DIRECTOR & CEO direct 2012-01-01
PFM ASSET MANAGEMENT LLC CEO & MANAGER direct 2012-01-01
KARWEJNA, LEO, JOSEPH CHIEF COMPLIANCE OFFICER 03/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
PFM ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2011-03-01
HAVERFORD FINANCIAL SERVICES, INC. VICE PRESIDENT direct 2004-01-01
HAVERFORD FINANCIAL SERVICES, INC. VICE PRESIDENT/CCO/COO direct 2004-01-01
PFM INVESTMENT, LLC MEMBER 05/01/2009 Direct 75% or more
Fund Name Position direct/indirect start date end date
PFM ASSET MANAGEMENT LLC MEMBER direct 2009-05-01
PFM ASSET MANAGEMENT LLC MEMBER indirect 2009-05-01
BOYLE, STEVE TREASURER/ASST. SECRETARY/MANAGER 05/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
PUBLIC FINANCIAL MANAGEMENT INC CFO/DIRECTOR indirect 2001-01-01
PFM ASSET MANAGEMENT LLC TREASURER/ASST. SECRETARY direct 2001-07-01
PFM ASSET MANAGEMENT LLC TREASURER/ASST. SECRETARY/MANAGER direct 2009-05-01
PFM ASSET MANAGEMENT LLC MANAGER indirect 2009-05-01
PFM ASSET MANAGEMENT LLC MANAGER indirect 2009-05-01
TRADEWISE ADVISORS, INC. DIRECTOR direct 2015-10-01
WHITE, F, JOHN CHAIRMAN 01/01/2012 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PUBLIC FINANCIAL MANAGEMENT INC PRESIDENT/DIRECTOR direct 1979-12-01
PFM ASSET MANAGEMENT LLC CHAIRMAN direct 2012-01-01
PFM ASSET MANAGEMENT LLC MANAGING DIRECTOR direct 2001-07-01 2009-03-30
PFM ASSET MANAGEMENT LLC MANAGER indirect 2009-05-01 2009-05-14
PFM ASSET MANAGEMENT LLC MANAGER indirect 2009-05-01 2011-01-04
PFM ASSET MANAGEMENT LLC MANAGER direct 2009-05-01 2011-11-02
PFM ASSET MANAGEMENT LLC CHAIRMAN direct 2009-05-01 2014-03-04
GOODNIGHT, DEBRA, JEAN SECRETARY/ASST. TREASURER 05/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
PFM ASSET MANAGEMENT LLC SECRETARY/ASST. TREASURER direct 2009-05-01
PFM ASSET MANAGEMENT LLC SECRETARY/TREASURER/FIN OP direct 2001-07-01 2002-01-30
PFM ASSET MANAGEMENT, LLC SECRETARY/TREASURER direct 2001-07-01 2002-03-04
PFM ASSET MANAGEMENT LLC SECRETARY/TREASURER/FINANCIAL OPERATIONS PRINCIPAL direct 2001-07-01 2002-04-16
PFM ASSET MANAGEMENT LLC SECRETARY/ASST. TREASURER direct 2001-07-01 2009-03-30
MARGOLIS, MARTIN, PAUL PRESIDENT/MANAGER 10/01/1995 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PFM ASSET MANAGEMENT LLC PRESIDENT/MANAGER direct 1995-10-01
PUBLIC FINANCIAL MANAGEMENT INC VICE PRES/DIRECTOR direct 1995-10-01
PFM ASSET MANAGEMENT, LLC PRESIDENT/MANAGING DIRECTOR direct 2001-07-01 2001-08-17
PUBLIC FINANCIAL MANAGEMENT INC VICE PRES/TREASURER/DIRECTOR direct 1987-01-01 2004-03-31
PUBLIC FINANCIAL MANAGEMENT INC VICE PRES/TREASURER/DIRECTOR/CHIEF COMPLIANCE OFFICER direct 1987-01-01 2005-02-11
PFM ASSET MANAGEMENT LLC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2001-07-01 2006-09-01
PFM ASSET MANAGEMENT LLC PRESIDENT direct 2001-07-01 2007-03-27
PFM ASSET MANAGEMENT LLC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2008-02-01 2009-03-30
PFM ASSET MANAGEMENT LLC MANAGER indirect 2009-05-01 2009-05-14
PFM ASSET MANAGEMENT LLC PRESIDENT/CHIEF COMPLIANCE OFFICER/MANAGER direct 2008-02-01 2011-01-04
PFM ASSET MANAGEMENT LLC MANAGER indirect 2009-05-01 2011-01-04
PFM ASSET MANAGEMENT LLC PRESIDENT/MANAGER direct 2008-02-01 2014-03-04
PFM I, LLC MEMBER PFM INVESTMENT, LLC 05/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PFM ASSET MANAGEMENT LLC MEMBER indirect 2009-05-01

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