PHILOSMITH CAPITAL CORP

HTTP://WWW.PHILOSMITH.COM STAMFORD, CT Investment Advisor How do I update this listing?

Philosmith Capital Corp is based out of Stamford. Philosmith Capital Corp is a large advisory firm with 3 clients and discretionary assets under management (AUM) of $35,000,000 (Form ADV from 2019-04-08). Their last reported 13F filing for Q3 2019 included $181,835,000 in managed 13F securities and a top 10 holdings concentration of 64.4%. Philosmith Capital Corp's largest holding is Arch Capital Group Ltd. with shares held of 340,120. Whalewisdom has at least 12 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $186.112 Million
  • Prior Market Value $171.917 Million
  • New Purchases6 stocks
  • Additional Purchases8 stocks
  • Sold out of6 stocks
  • Reduced holdings in0 stocks
  • Top 10 Holdings % 62.92 %
  • Turnover % [1]:34.29%
  • Turnover Alt % [2]: 23.53 %
  • Time Held Top20:8.16 quarters
  • Time Held Top10:7.00 quarters
  • Time Held All:8.12 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: 0.12%
Performance Last 4 Quarters: 6.71%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

PHILOSMITH CAPITAL CORPORATION
SIX LANDMARK SQUARE
STAMFORD CT    06901
Country: United States

Business Phone: 203-348-7365
Fax: 203-348-4553
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: CT
Number of employees: 6
Other Business Activities: broker-dealer
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities:
Total Number of Clients: 3
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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PHILOSMITH CAPITAL CORPORATION

ownership team - last updated 2019-04-08
Name Title Start Date Direct/Indirect % Ownership
INGLIS, JAMES, EARL VICE PRESIDENT, SECRETARY & TREASURER 01/01/1998 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PHILO SMITH CAPITAL CORPORATION VP, SECRETARY & TREASURER direct 1988-01-01
PHILOSMITH CAPITAL CORPORATION VICE PRESIDENT, SECRETARY & TREASURER direct 1998-01-01
AMEN, JAMES, ANDREW PRESIDENT 04/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PHILO SMITH CAPITAL CORPORATION VICE PRESIDENT direct 1988-07-01
PHILOSMITH CAPITAL CORPORATION PRESIDENT direct 2009-04-01
OGRADY, MICHELE, CORRIDOR VICE PRESIDENT & CCO 10/01/1998 Direct less than 5%
Fund Name Position direct/indirect start date end date
PHILO SMITH CAPITAL CORPORATION VP, FINANCE & ADMIN. CHIEF COMPLIANCE OFFICER direct 1998-10-01
PHILOSMITH CAPITAL CORPORATION VICE PRESIDENT & CCO direct 1998-10-01
HAGERTY, FRANCIS, JOSEPH VICE PRESIDENT 08/01/1998 Direct less than 5%
Fund Name Position direct/indirect start date end date
PHILOSMITH CAPITAL CORPORATION VICE PRESIDENT direct 1998-08-01
SALMON, DAVID, ANTHONY VICE PRESIDENT 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
PHILOSMITH CAPITAL CORPORATION VICE PRESIDENT direct 2018-04-01

PHILOSMITH CAPITAL CORPORATION

ownership team - last updated 2017-02-13
Name Title Start Date Direct/Indirect % Ownership
INGLIS, JAMES, EARL VICE PRESIDENT, SECRETARY & TREASURER 01/01/1998 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PHILO SMITH CAPITAL CORPORATION VP, SECRETARY & TREASURER direct 1988-01-01
PHILOSMITH CAPITAL CORPORATION VICE PRESIDENT, SECRETARY & TREASURER direct 1998-01-01
AMEN, JAMES, ANDREW PRESIDENT 04/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PHILO SMITH CAPITAL CORPORATION VICE PRESIDENT direct 1988-07-01
PHILOSMITH CAPITAL CORPORATION PRESIDENT direct 2009-04-01
OGRADY, MICHELE, CORRIDOR VICE PRESIDENT & CCO 10/01/1998 Direct less than 5%
Fund Name Position direct/indirect start date end date
PHILO SMITH CAPITAL CORPORATION VP, FINANCE & ADMIN. CHIEF COMPLIANCE OFFICER direct 1998-10-01
PHILOSMITH CAPITAL CORPORATION VICE PRESIDENT & CCO direct 1998-10-01
HAGERTY, FRANCIS, JOSEPH VICE PRESIDENT 08/01/1998 Direct less than 5%
Fund Name Position direct/indirect start date end date
PHILOSMITH CAPITAL CORPORATION VICE PRESIDENT direct 1998-08-01

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