PHOENIX INVESTMENT ADVISER LLC

HTTP://WWW.PHOENIXINVADV.COM NEW YORK, NY Investment Advisor Hedge Fund How do I update this listing?

Also known as:

  • WALTER INVESTMENT MANAGEMENT CORP
  • HANOVER CAPITAL MORTGAGE HOLDINGS INC

Phoenix Investment Adviser is based out of New York. Phoenix Investment Adviser is a large advisory firm with 16 clients and discretionary assets under management (AUM) of $664,408,482 (Form ADV from 2019-01-15). Their last reported 13F filing for Q4 2018 included $47,074,000 in managed 13F securities and a top 10 holdings concentration of 90.73%. Phoenix Investment Adviser's largest holding is Atlanticus Holdings Corp with shares held of 54,441,000. Whalewisdom has at least 22 13F filings, 5 13D filings, 9 13G filings, and 12 Form 4 filings

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12/31/2018

13F Sector Allocation Over Time

12/31/2018

13F Activity

  • Market Value $47.074 Million
  • Prior Market Value $71.144 Million
  • New Purchases7 stocks
  • Additional Purchases8 stocks
  • Sold out of13 stocks
  • Reduced holdings in14 stocks
  • Top 10 Holdings % 90.73 %
  • Turnover % [1]:58.82%
  • Turnover Alt % [2]: 55.07 %
  • Time Held Top20:2.95 quarters
  • Time Held Top10:2.60 quarters
  • Time Held All:5.15 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-02-14

Performance for Q4 2018: 1.69%
Performance Last 4 Quarters: 5.4%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted
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13F Filings Available:
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR/A (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
This lets you look at individual sub managers or subsidiaries within the 13F filing.
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Number of shares is NOT split-adjusted

View Last Form Adv Compilation Report on Record

PHOENIX INVESTMENT ADVISER LLC
Classified as Hedge Fund
420 LEXINGTON AVENUE SUITE 2040
NEW YORK NY    10170
Country: United States

Business Phone: 212-359-6230
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 20
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities:
Total Number of Clients: 16
Amount of client funds and securities by related persons: 279,482,000
Total Number of clients from related persons: 10
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Non-derivative Insider Transactions Since 12/31/2018

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PHOENIX INVESTMENT ADVISER LLC

ownership team - last updated 2018-06-07
Name Title Start Date Direct/Indirect % Ownership
FRIEDLER, LANCE, SCOTT GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER 06/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
PHOENIX INVESTMENT ADVISER LLC GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER direct 2016-06-01
PESKIND, JEFFREY, LAWRENCE CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, SENIOR MANAGING DIRECTOR 05/01/2003 Direct 75% or more
Fund Name Position direct/indirect start date end date
PHOENIX INVESTMENT ADVISER LLC CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, SENIOR MANAGING DIRECTOR direct 2003-05-01
WHITE RIDGE INVESTMENT ADVISORS LLC MANAGING DIRECTOR direct 2001-05-01 2002-04-01
PHOENIX INVESTMENT ADVISERS LLC MANAGING MEMBER / PRESIDENT AND CEO direct 2003-05-01 2005-12-19
PHOENIX INVESTMENT ADVISER LLC SR MANAGING DIRECTOR / CEO / CIO direct 2003-05-01 2013-06-04
YOUREE, ROBERT, A. CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR 03/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
ARGENT CAPITAL PARTNERS, LLC PRESIDENT & CIO direct 2004-08-01
PHOENIX INVESTMENT ADVISER LLC CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR direct 2005-03-01
ORBITEX MANAGEMENT INC CHIEF OPERATIONS OFFICER direct 2000-08-01 2001-05-11
ORBITEX MANAGEMENT INC CHIEF OPERATING OFFICER direct 2000-08-01 2002-08-26
PHOENIX INVESTMENT ADVISERS LLC CFO direct 2005-03-01 2005-12-19
PHOENIX INVESTMENT ADVISER LLC MANAGING DIRECTOR / CFO / CHIEF COMPLIANCE OFFICER direct 2005-03-01 2013-03-22
PHOENIX INVESTMENT ADVISER LLC MANAGING DIRECTOR / CFO direct 2005-03-01 2013-06-04
DONOGHUE, MICHAEL, JEROME PRESIDENT, MANAGING DIRECTOR 04/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
PHOENIX INVESTMENT ADVISER LLC MANAGING DIRECTOR / PRESIDENT / INVESTMENT COMMITTEE direct 2006-04-01
PHOENIX INVESTMENT ADVISER LLC PRESIDENT, MANAGING DIRECTOR direct 2006-04-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
JLP STRESSED CREDIT FUND LP United States 805-1973661859 Hedge Fund 2,439,923 250,000
JLP CREDIT OPPORTUNITY MASTER FUND LTD Cayman Islands 805-7097772228 Hedge Fund 633,854,806 1,000,000 Master Fund
JLP INSTITUTIONAL CREDIT MASTER FUND LP Cayman Islands 805-4501764876 Hedge Fund 207,955,623 1,000,000 Master Fund
JLP PARTNERS MASTER FUND LP Cayman Islands 805-8994262759 Hedge Fund 39,311,987 1,000,000 Master Fund

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