PINE RIVER CAPITAL MANAGEMENT L.P.

HTTP://WWW.PINERIVERCAPITAL.COM MINNETONKA, MN Investment Advisor Hedge Fund How do I update this listing?

Pine River Capital Management is based out of Minnetonka. Pine River Capital Management is a hedge fund with 7 clients and discretionary assets under management (AUM) of $2,603,295,698 (Form ADV from 2021-04-28). Whalewisdom has at least 130 13F filings, 24 13D filings, and 327 13G filings

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PINE RIVER CAPITAL MANAGEMENT L.P.
Classified as Hedge Fund
601 CARLSON PARKWAY 7TH FLOOR
MINNETONKA MN    55305
Country: United States

Business Phone: 612-238-3300
Fax: 612-238-3301
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Partnership
Organized in: DE
Number of employees: 30
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 2,548,970,000
Total Number of Clients: 7
Amount of client funds and securities by related persons: 53,639,800
Total Number of clients from related persons: 4
Disclosures: 11.D (5)
Data above was derived from SEC filings.

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PINE RIVER CAPITAL MANAGEMENT L.P.

ownership team - last updated 2021-04-28
Name Title Start Date Direct/Indirect % Ownership
PINE RIVER CAPITAL MANAGEMENT LLC GENERAL PARTNER OF PINE RIVER CAPITAL MANAGEMENT L.P. 02/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER OF PINE RIVER CAPITAL MANAGEMENT L.P. direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2014-10-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2014-12-01
TAYLOR, BRIAN, CURTIS CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER 02/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. PRINCIPAL/CEO/LIMITED PARTNER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. MANAGER AND PRESIDENT indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. SOLE MEMBER indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDING PARTNER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INFORMATION OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
MANKODI, NIKHIL PARTNER 06/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, HEAD OF INTERNATIONAL TRADING direct 2006-06-01
PINE RIVER CAPITAL MANAGEMENT L.P. PORTFOLIO MANAGER direct 2006-06-01
PINE RIVER CAPITAL MANAGEMENT L.P. MEMBER OF PINE RIVER CAPITAL PARTNERS (UK) LLP direct 2010-03-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CO-HEAD OF ASIAN TRADING direct 2006-06-01
PINE RIVER CAPITAL MANAGEMENT L.P. HEAD OF INTERNATIONAL TRADING, PARTNER direct 2006-06-01
PINE RIVER CAPITAL MANAGEMENT L.P. CO-HEAD OF ASIAN TRADING direct 2006-06-01
SIERING, THOMAS, EDWIN PARTNER 07/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER direct 2006-07-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CEO OF TWO HARBORS INVESTMENT CORP. direct 2006-07-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER OF TWO HARBORS INVESTMENT CORP. direct 2006-07-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, HEAD OF FUNDAMENTAL STRATEGIES direct 2006-07-01
PINE RIVER CAPITAL MANAGEMENT L.P. HEAD OF FUNDAMENTAL STRATEGIES, PARTNER direct 2006-07-01
PINE RIVER CAPITAL MANAGEMENT L.P. HEAD OF U.S. RELATIVE VALUE STRATEGIES, PARTNER direct 2006-07-01
ROTH, WILLIAM, MEYER PARTNER 01/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF INVESTMENT OFFICER OF TWO HARBORS INVESTMENT CORP. direct 2012-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CO-CIO OF TWO HARBORS INVESTMENT CORP. direct 2012-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CHIEF INVESTMENT OFFICER OF TWO HARBORS INVESTMENT CORP. direct 2012-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CIO OF TWO HARBORS INVESTMENT CORP. direct 2012-01-01
RICHARDSON, PAUL, ANTONY CHIEF RISK OFFICER 04/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CHIEF RISK OFFICER direct 2013-04-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF RISK OFFICER direct 2013-04-01
PINE RIVER HOLDINGS L.P. LIMITED PARTNER OF PINE RIVER CAPITAL MANAGEMENT L.P. 01/01/2015 Direct 75% or more
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER OF PINE RIVER CAPITAL MANAGEMENT L.P. direct 2015-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
NUSBAUM, NICHOLAS, BRUCE CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATTALUS CAPITAL, L.P. CHIEF FINANCIAL OFFICER direct 2008-02-01
ATTALUS CAPITAL, L.P. SENIOR FINANCIAL OFFICER direct 2008-02-01
GAMMA CAPITAL ADVISORS LTD. CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER direct 2005-11-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF FINANCIAL OFFICER direct 2016-04-01
3 TWELVE CAPITAL, LP CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER direct 2011-03-01
OLNEY ARMS, ELIZABETH, ANN CHIEF COMPLIANCE OFFICER AND HEAD OF LEGAL 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF COMPLIANCE OFFICER direct 2016-07-01
PRINCE, PHILIP, BENNETT HEAD OF TREASURY 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. HEAD OF TREASURY direct 2017-03-01
TAYLOR, BRIAN, CURTIS LIMITED PARTNER PINE RIVER HOLDINGS L.P. 01/01/2015 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. PRINCIPAL/CEO/LIMITED PARTNER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. MANAGER AND PRESIDENT indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. SOLE MEMBER indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDING PARTNER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INFORMATION OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
TAYLOR, BRIAN, CURTIS MANAGER PINE RIVER CAPITAL MANAGEMENT LLC 01/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. PRINCIPAL/CEO/LIMITED PARTNER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. MANAGER AND PRESIDENT indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. SOLE MEMBER indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDING PARTNER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INFORMATION OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
PINE RIVER CAPITAL MANAGEMENT LLC GENERAL PARTNER PINE RIVER HOLDINGS L.P. 12/01/2014 Indirect Other
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER OF PINE RIVER CAPITAL MANAGEMENT L.P. direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2014-10-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2014-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
PINE RIVER MUNICIPAL MASTER FUND LTD. Cayman Islands 805-1558350951 Hedge Fund 154,235,183 1,000,000 Master Fund
PINE RIVER RELATIVE VALUE RATES MASTER FUND LTD. Cayman Islands 805-3375919522 Hedge Fund 2,362,765,920 1,000,000 Master Fund
PINE RIVER MASTER FUND LTD. Cayman Islands 805-3156377268 Hedge Fund 33,326,127 1,000,000 Master Fund
PINE RIVER CONVERTIBLES MASTER FUND LTD. Cayman Islands 805-6107150534 Hedge Fund 722,604 1,000,000
PINE RIVER FIXED INCOME MASTER FUND LTD. Cayman Islands 805-2394780669 Hedge Fund 8,984,591 1,000,000 Master Fund
PINE RIVER SPECIAL OPPORTUNITIES OPERATING MASTER FUND LLC United States 805-3761225788 Hedge Fund 42,573,786 5,000,000 Master Fund

PINE RIVER CAPITAL MANAGEMENT L.P.

ownership team - last updated 2021-03-31
Name Title Start Date Direct/Indirect % Ownership
PINE RIVER CAPITAL MANAGEMENT LLC GENERAL PARTNER OF PINE RIVER CAPITAL MANAGEMENT L.P. 02/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER OF PINE RIVER CAPITAL MANAGEMENT L.P. direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2014-10-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2014-12-01
TAYLOR, BRIAN, CURTIS CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER 02/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. PRINCIPAL/CEO/LIMITED PARTNER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. MANAGER AND PRESIDENT indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. SOLE MEMBER indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDING PARTNER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INFORMATION OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
MANKODI, NIKHIL PARTNER 06/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, HEAD OF INTERNATIONAL TRADING direct 2006-06-01
PINE RIVER CAPITAL MANAGEMENT L.P. PORTFOLIO MANAGER direct 2006-06-01
PINE RIVER CAPITAL MANAGEMENT L.P. MEMBER OF PINE RIVER CAPITAL PARTNERS (UK) LLP direct 2010-03-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CO-HEAD OF ASIAN TRADING direct 2006-06-01
PINE RIVER CAPITAL MANAGEMENT L.P. HEAD OF INTERNATIONAL TRADING, PARTNER direct 2006-06-01
PINE RIVER CAPITAL MANAGEMENT L.P. CO-HEAD OF ASIAN TRADING direct 2006-06-01
SIERING, THOMAS, EDWIN PARTNER 07/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER direct 2006-07-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CEO OF TWO HARBORS INVESTMENT CORP. direct 2006-07-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER OF TWO HARBORS INVESTMENT CORP. direct 2006-07-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, HEAD OF FUNDAMENTAL STRATEGIES direct 2006-07-01
PINE RIVER CAPITAL MANAGEMENT L.P. HEAD OF FUNDAMENTAL STRATEGIES, PARTNER direct 2006-07-01
PINE RIVER CAPITAL MANAGEMENT L.P. HEAD OF U.S. RELATIVE VALUE STRATEGIES, PARTNER direct 2006-07-01
ROTH, WILLIAM, MEYER PARTNER 01/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF INVESTMENT OFFICER OF TWO HARBORS INVESTMENT CORP. direct 2012-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CO-CIO OF TWO HARBORS INVESTMENT CORP. direct 2012-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CHIEF INVESTMENT OFFICER OF TWO HARBORS INVESTMENT CORP. direct 2012-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CIO OF TWO HARBORS INVESTMENT CORP. direct 2012-01-01
RICHARDSON, PAUL CHIEF RISK OFFICER 04/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CHIEF RISK OFFICER direct 2013-04-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF RISK OFFICER direct 2013-04-01
PINE RIVER HOLDINGS L.P. LIMITED PARTNER OF PINE RIVER CAPITAL MANAGEMENT L.P. 01/01/2015 Direct 75% or more
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER OF PINE RIVER CAPITAL MANAGEMENT L.P. direct 2015-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
NUSBAUM, NICHOLAS, BRUCE CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATTALUS CAPITAL, L.P. CHIEF FINANCIAL OFFICER direct 2008-02-01
ATTALUS CAPITAL, L.P. SENIOR FINANCIAL OFFICER direct 2008-02-01
GAMMA CAPITAL ADVISORS LTD. CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER direct 2005-11-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF FINANCIAL OFFICER direct 2016-04-01
3 TWELVE CAPITAL, LP CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER direct 2011-03-01
OLNEY ARMS, ELIZABETH, ANN CHIEF COMPLIANCE OFFICER AND HEAD OF LEGAL 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF COMPLIANCE OFFICER direct 2016-07-01
PRINCE, PHILIP, BENNETT HEAD OF TREASURY 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. HEAD OF TREASURY direct 2017-03-01
PINE RIVER CAPITAL MANAGEMENT LLC GENERAL PARTNER OF PINE RIVER CAPITAL MANAGEMENT L.P. 02/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER OF PINE RIVER CAPITAL MANAGEMENT L.P. direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2014-10-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2014-12-01
TAYLOR, BRIAN, CURTIS CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER 02/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. PRINCIPAL/CEO/LIMITED PARTNER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. MANAGER AND PRESIDENT indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. SOLE MEMBER indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDING PARTNER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INFORMATION OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
MANKODI, NIKHIL PARTNER 06/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, HEAD OF INTERNATIONAL TRADING direct 2006-06-01
PINE RIVER CAPITAL MANAGEMENT L.P. PORTFOLIO MANAGER direct 2006-06-01
PINE RIVER CAPITAL MANAGEMENT L.P. MEMBER OF PINE RIVER CAPITAL PARTNERS (UK) LLP direct 2010-03-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CO-HEAD OF ASIAN TRADING direct 2006-06-01
PINE RIVER CAPITAL MANAGEMENT L.P. HEAD OF INTERNATIONAL TRADING, PARTNER direct 2006-06-01
PINE RIVER CAPITAL MANAGEMENT L.P. CO-HEAD OF ASIAN TRADING direct 2006-06-01
SIERING, THOMAS, EDWIN PARTNER 07/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER direct 2006-07-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CEO OF TWO HARBORS INVESTMENT CORP. direct 2006-07-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER OF TWO HARBORS INVESTMENT CORP. direct 2006-07-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, HEAD OF FUNDAMENTAL STRATEGIES direct 2006-07-01
PINE RIVER CAPITAL MANAGEMENT L.P. HEAD OF FUNDAMENTAL STRATEGIES, PARTNER direct 2006-07-01
PINE RIVER CAPITAL MANAGEMENT L.P. HEAD OF U.S. RELATIVE VALUE STRATEGIES, PARTNER direct 2006-07-01
ROTH, WILLIAM, MEYER PARTNER 01/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF INVESTMENT OFFICER OF TWO HARBORS INVESTMENT CORP. direct 2012-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CO-CIO OF TWO HARBORS INVESTMENT CORP. direct 2012-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CHIEF INVESTMENT OFFICER OF TWO HARBORS INVESTMENT CORP. direct 2012-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CIO OF TWO HARBORS INVESTMENT CORP. direct 2012-01-01
RICHARDSON, PAUL CHIEF RISK OFFICER 04/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CHIEF RISK OFFICER direct 2013-04-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF RISK OFFICER direct 2013-04-01
PINE RIVER HOLDINGS L.P. LIMITED PARTNER OF PINE RIVER CAPITAL MANAGEMENT L.P. 01/01/2015 Direct 75% or more
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER OF PINE RIVER CAPITAL MANAGEMENT L.P. direct 2015-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
NUSBAUM, NICHOLAS, BRUCE CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATTALUS CAPITAL, L.P. CHIEF FINANCIAL OFFICER direct 2008-02-01
ATTALUS CAPITAL, L.P. SENIOR FINANCIAL OFFICER direct 2008-02-01
GAMMA CAPITAL ADVISORS LTD. CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER direct 2005-11-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF FINANCIAL OFFICER direct 2016-04-01
3 TWELVE CAPITAL, LP CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER direct 2011-03-01
OLNEY ARMS, ELIZABETH, ANN CHIEF COMPLIANCE OFFICER AND HEAD OF LEGAL 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF COMPLIANCE OFFICER direct 2016-07-01
PRINCE, PHILIP, BENNETT HEAD OF TREASURY 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. HEAD OF TREASURY direct 2017-03-01
TAYLOR, BRIAN, CURTIS LIMITED PARTNER PINE RIVER HOLDINGS L.P. 01/01/2015 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. PRINCIPAL/CEO/LIMITED PARTNER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. MANAGER AND PRESIDENT indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. SOLE MEMBER indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDING PARTNER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INFORMATION OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
TAYLOR, BRIAN, CURTIS MANAGER PINE RIVER CAPITAL MANAGEMENT LLC 01/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. PRINCIPAL/CEO/LIMITED PARTNER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. MANAGER AND PRESIDENT indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. SOLE MEMBER indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDING PARTNER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INFORMATION OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
PINE RIVER CAPITAL MANAGEMENT LLC GENERAL PARTNER PINE RIVER HOLDINGS L.P. 12/01/2014 Indirect Other
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER OF PINE RIVER CAPITAL MANAGEMENT L.P. direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2014-10-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2014-12-01
TAYLOR, BRIAN, CURTIS LIMITED PARTNER PINE RIVER HOLDINGS L.P. 01/01/2015 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. PRINCIPAL/CEO/LIMITED PARTNER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. MANAGER AND PRESIDENT indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. SOLE MEMBER indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDING PARTNER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INFORMATION OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
TAYLOR, BRIAN, CURTIS MANAGER PINE RIVER CAPITAL MANAGEMENT LLC 01/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. PRINCIPAL/CEO/LIMITED PARTNER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. MANAGER AND PRESIDENT indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. SOLE MEMBER indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDING PARTNER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INFORMATION OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
PINE RIVER CAPITAL MANAGEMENT LLC GENERAL PARTNER PINE RIVER HOLDINGS L.P. 12/01/2014 Indirect Other
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER OF PINE RIVER CAPITAL MANAGEMENT L.P. direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2014-10-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2014-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
PINE RIVER MUNICIPAL MASTER FUND LTD. Cayman Islands 805-1558350951 Hedge Fund 154,235,183 1,000,000 Master Fund
PINE RIVER RELATIVE VALUE RATES MASTER FUND LTD. Cayman Islands 805-3375919522 Hedge Fund 2,362,765,920 1,000,000 Master Fund
PINE RIVER MASTER FUND LTD. Cayman Islands 805-3156377268 Hedge Fund 33,326,127 1,000,000 Master Fund
PINE RIVER CONVERTIBLES MASTER FUND LTD. Cayman Islands 805-6107150534 Hedge Fund 722,604 1,000,000
PINE RIVER FIXED INCOME MASTER FUND LTD. Cayman Islands 805-2394780669 Hedge Fund 8,984,591 1,000,000 Master Fund
PINE RIVER SPECIAL OPPORTUNITIES OPERATING MASTER FUND LLC United States 805-3761225788 Hedge Fund 42,573,786 5,000,000 Master Fund

PINE RIVER CAPITAL MANAGEMENT L.P.

ownership team - last updated 2020-09-04
Name Title Start Date Direct/Indirect % Ownership
PINE RIVER CAPITAL MANAGEMENT LLC GENERAL PARTNER OF PINE RIVER CAPITAL MANAGEMENT L.P. 02/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER OF PINE RIVER CAPITAL MANAGEMENT L.P. direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2014-10-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2014-12-01
TAYLOR, BRIAN, CURTIS CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER 02/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. PRINCIPAL/CEO/LIMITED PARTNER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. MANAGER AND PRESIDENT indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. SOLE MEMBER indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDING PARTNER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INFORMATION OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
MANKODI, NIKHIL PORTFOLIO MANAGER 06/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, HEAD OF INTERNATIONAL TRADING direct 2006-06-01
PINE RIVER CAPITAL MANAGEMENT L.P. PORTFOLIO MANAGER direct 2006-06-01
PINE RIVER CAPITAL MANAGEMENT L.P. MEMBER OF PINE RIVER CAPITAL PARTNERS (UK) LLP direct 2010-03-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CO-HEAD OF ASIAN TRADING direct 2006-06-01
PINE RIVER CAPITAL MANAGEMENT L.P. HEAD OF INTERNATIONAL TRADING, PARTNER direct 2006-06-01
PINE RIVER CAPITAL MANAGEMENT L.P. CO-HEAD OF ASIAN TRADING direct 2006-06-01
SIERING, THOMAS, EDWIN PARTNER 07/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER direct 2006-07-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CEO OF TWO HARBORS INVESTMENT CORP. direct 2006-07-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER OF TWO HARBORS INVESTMENT CORP. direct 2006-07-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, HEAD OF FUNDAMENTAL STRATEGIES direct 2006-07-01
PINE RIVER CAPITAL MANAGEMENT L.P. HEAD OF FUNDAMENTAL STRATEGIES, PARTNER direct 2006-07-01
PINE RIVER CAPITAL MANAGEMENT L.P. HEAD OF U.S. RELATIVE VALUE STRATEGIES, PARTNER direct 2006-07-01
ROTH, WILLIAM, MEYER PARTNER 01/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF INVESTMENT OFFICER OF TWO HARBORS INVESTMENT CORP. direct 2012-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CO-CIO OF TWO HARBORS INVESTMENT CORP. direct 2012-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CHIEF INVESTMENT OFFICER OF TWO HARBORS INVESTMENT CORP. direct 2012-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CIO OF TWO HARBORS INVESTMENT CORP. direct 2012-01-01
RICHARDSON, PAUL CHIEF RISK OFFICER 04/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CHIEF RISK OFFICER direct 2013-04-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF RISK OFFICER direct 2013-04-01
PINE RIVER HOLDINGS L.P. LIMITED PARTNER OF PINE RIVER CAPITAL MANAGEMENT L.P. 01/01/2015 Direct 75% or more
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER OF PINE RIVER CAPITAL MANAGEMENT L.P. direct 2015-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
NUSBAUM, NICHOLAS, BRUCE CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATTALUS CAPITAL, L.P. CHIEF FINANCIAL OFFICER direct 2008-02-01
ATTALUS CAPITAL, L.P. SENIOR FINANCIAL OFFICER direct 2008-02-01
GAMMA CAPITAL ADVISORS LTD. CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER direct 2005-11-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF FINANCIAL OFFICER direct 2016-04-01
3 TWELVE CAPITAL, LP CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER direct 2011-03-01
OLNEY ARMS, ELIZABETH, ANN CHIEF COMPLIANCE OFFICER AND HEAD OF LEGAL 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF COMPLIANCE OFFICER direct 2016-07-01
PRINCE, PHILIP, BENNETT HEAD OF TREASURY 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. HEAD OF TREASURY direct 2017-03-01
TAYLOR, BRIAN, CURTIS LIMITED PARTNER PINE RIVER HOLDINGS L.P. 01/01/2015 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. PRINCIPAL/CEO/LIMITED PARTNER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. MANAGER AND PRESIDENT indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. SOLE MEMBER indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDING PARTNER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INFORMATION OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
TAYLOR, BRIAN, CURTIS MANAGER PINE RIVER CAPITAL MANAGEMENT LLC 01/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. PRINCIPAL/CEO/LIMITED PARTNER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. MANAGER AND PRESIDENT indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. SOLE MEMBER indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDING PARTNER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INFORMATION OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
PINE RIVER CAPITAL MANAGEMENT LLC GENERAL PARTNER PINE RIVER HOLDINGS L.P. 12/01/2014 Indirect Other
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER OF PINE RIVER CAPITAL MANAGEMENT L.P. direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2014-10-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2014-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
PINE RIVER MASTER FUND LTD. Cayman Islands 805-3156377268 Hedge Fund 54,463,116 1,000,000 Master Fund
PINE RIVER CONVERTIBLES MASTER FUND LTD. Cayman Islands 805-6107150534 Hedge Fund 1,576,337 1,000,000
PINE RIVER FIXED INCOME MASTER FUND LTD. Cayman Islands 805-2394780669 Hedge Fund 22,894,512 1,000,000 Master Fund
PINE RIVER SPECIAL OPPORTUNITIES OPERATING MASTER FUND LLC United States 805-3761225788 Hedge Fund 41,236,950 5,000,000 Master Fund
PINE RIVER MUNICIPAL MASTER FUND LTD. Cayman Islands 805-1558350951 Hedge Fund 211,940,708 1,000,000 Master Fund
PINE RIVER RELATIVE VALUE RATES MASTER FUND LTD. Cayman Islands 805-3375919522 Hedge Fund 1,880,434,314 1,000,000 Master Fund

PINE RIVER CAPITAL MANAGEMENT L.P.

ownership team - last updated 2020-06-30
Name Title Start Date Direct/Indirect % Ownership
PINE RIVER CAPITAL MANAGEMENT LLC GENERAL PARTNER OF PINE RIVER CAPITAL MANAGEMENT L.P. 02/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER OF PINE RIVER CAPITAL MANAGEMENT L.P. direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2014-10-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2014-12-01
TAYLOR, BRIAN, CURTIS CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER 02/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. PRINCIPAL/CEO/LIMITED PARTNER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. MANAGER AND PRESIDENT indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. SOLE MEMBER indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDING PARTNER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INFORMATION OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
MANKODI, NIKHIL PORTFOLIO MANAGER 06/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, HEAD OF INTERNATIONAL TRADING direct 2006-06-01
PINE RIVER CAPITAL MANAGEMENT L.P. PORTFOLIO MANAGER direct 2006-06-01
PINE RIVER CAPITAL MANAGEMENT L.P. MEMBER OF PINE RIVER CAPITAL PARTNERS (UK) LLP direct 2010-03-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CO-HEAD OF ASIAN TRADING direct 2006-06-01
PINE RIVER CAPITAL MANAGEMENT L.P. HEAD OF INTERNATIONAL TRADING, PARTNER direct 2006-06-01
PINE RIVER CAPITAL MANAGEMENT L.P. CO-HEAD OF ASIAN TRADING direct 2006-06-01
SIERING, THOMAS, EDWIN PARTNER 07/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER direct 2006-07-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CEO OF TWO HARBORS INVESTMENT CORP. direct 2006-07-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER OF TWO HARBORS INVESTMENT CORP. direct 2006-07-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, HEAD OF FUNDAMENTAL STRATEGIES direct 2006-07-01
PINE RIVER CAPITAL MANAGEMENT L.P. HEAD OF FUNDAMENTAL STRATEGIES, PARTNER direct 2006-07-01
PINE RIVER CAPITAL MANAGEMENT L.P. HEAD OF U.S. RELATIVE VALUE STRATEGIES, PARTNER direct 2006-07-01
ROTH, WILLIAM, MEYER PARTNER 01/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF INVESTMENT OFFICER OF TWO HARBORS INVESTMENT CORP. direct 2012-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CO-CIO OF TWO HARBORS INVESTMENT CORP. direct 2012-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CHIEF INVESTMENT OFFICER OF TWO HARBORS INVESTMENT CORP. direct 2012-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CIO OF TWO HARBORS INVESTMENT CORP. direct 2012-01-01
RICHARDSON, PAUL CHIEF RISK OFFICER 04/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CHIEF RISK OFFICER direct 2013-04-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF RISK OFFICER direct 2013-04-01
PINE RIVER HOLDINGS L.P. LIMITED PARTNER OF PINE RIVER CAPITAL MANAGEMENT L.P. 01/01/2015 Direct 75% or more
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER OF PINE RIVER CAPITAL MANAGEMENT L.P. direct 2015-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
NUSBAUM, NICHOLAS, BRUCE CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATTALUS CAPITAL, L.P. CHIEF FINANCIAL OFFICER direct 2008-02-01
ATTALUS CAPITAL, L.P. SENIOR FINANCIAL OFFICER direct 2008-02-01
GAMMA CAPITAL ADVISORS LTD. CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER direct 2005-11-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF FINANCIAL OFFICER direct 2016-04-01
3 TWELVE CAPITAL, LP CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER direct 2011-03-01
OLNEY ARMS, ELIZABETH, ANN CHIEF COMPLIANCE OFFICER AND HEAD OF LEGAL 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF COMPLIANCE OFFICER direct 2016-07-01
PRINCE, PHILIP, BENNETT HEAD OF TREASURY 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. HEAD OF TREASURY direct 2017-03-01
TAYLOR, BRIAN, CURTIS LIMITED PARTNER PINE RIVER HOLDINGS L.P. 01/01/2015 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. PRINCIPAL/CEO/LIMITED PARTNER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. MANAGER AND PRESIDENT indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. SOLE MEMBER indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDING PARTNER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INFORMATION OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
TAYLOR, BRIAN, CURTIS MANAGER PINE RIVER CAPITAL MANAGEMENT LLC 01/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. PRINCIPAL/CEO/LIMITED PARTNER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. MANAGER AND PRESIDENT indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. SOLE MEMBER indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDING PARTNER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INFORMATION OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
PINE RIVER CAPITAL MANAGEMENT LLC GENERAL PARTNER PINE RIVER HOLDINGS L.P. 12/01/2014 Indirect Other
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER OF PINE RIVER CAPITAL MANAGEMENT L.P. direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2014-10-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2014-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
PINE RIVER MASTER FUND LTD. Cayman Islands 805-3156377268 Hedge Fund 54,463,116 1,000,000 Master Fund
PINE RIVER CONVERTIBLES MASTER FUND LTD. Cayman Islands 805-6107150534 Hedge Fund 1,576,337 1,000,000
PINE RIVER FIXED INCOME MASTER FUND LTD. Cayman Islands 805-2394780669 Hedge Fund 22,894,512 1,000,000 Master Fund
PINE RIVER SPECIAL OPPORTUNITIES OPERATING MASTER FUND LLC United States 805-3761225788 Hedge Fund 41,236,950 5,000,000 Master Fund
PINE RIVER MUNICIPAL MASTER FUND LTD. Cayman Islands 805-1558350951 Hedge Fund 211,940,708 1,000,000 Master Fund
PINE RIVER RELATIVE VALUE RATES MASTER FUND LTD. Cayman Islands 805-3375919522 Hedge Fund 1,880,434,314 1,000,000 Master Fund

PINE RIVER CAPITAL MANAGEMENT L.P.

ownership team - last updated 2020-03-26
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
PINE RIVER SPECIAL OPPORTUNITIES OPERATING MASTER FUND LLC United States 805-3761225788 Hedge Fund 41,236,950 5,000,000 Master Fund
PINE RIVER MASTER FUND LTD. Cayman Islands 805-3156377268 Hedge Fund 54,463,116 1,000,000 Master Fund
PINE RIVER CONVERTIBLES MASTER FUND LTD. Cayman Islands 805-6107150534 Hedge Fund 1,576,337 1,000,000
PINE RIVER FIXED INCOME MASTER FUND LTD. Cayman Islands 805-2394780669 Hedge Fund 22,894,512 1,000,000 Master Fund
PINE RIVER VOLATILITY ARBITRAGE MASTER FUND LTD. Cayman Islands 805-3243675728 Hedge Fund 58,284,796 1,000,000 Master Fund
PINE RIVER MUNICIPAL MASTER FUND LTD. Cayman Islands 805-1558350951 Hedge Fund 211,940,708 1,000,000 Master Fund
PINE RIVER RELATIVE VALUE RATES MASTER FUND LTD. Cayman Islands 805-3375919522 Hedge Fund 1,880,434,314 1,000,000 Master Fund

PINE RIVER CAPITAL MANAGEMENT L.P.

ownership team - last updated 2019-06-03
Name Title Start Date Direct/Indirect % Ownership
MANKODI, NIKHIL PORTFOLIO MANAGER 06/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, HEAD OF INTERNATIONAL TRADING direct 2006-06-01
PINE RIVER CAPITAL MANAGEMENT L.P. PORTFOLIO MANAGER direct 2006-06-01
PINE RIVER CAPITAL MANAGEMENT L.P. MEMBER OF PINE RIVER CAPITAL PARTNERS (UK) LLP direct 2010-03-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CO-HEAD OF ASIAN TRADING direct 2006-06-01
PINE RIVER CAPITAL MANAGEMENT L.P. HEAD OF INTERNATIONAL TRADING, PARTNER direct 2006-06-01
PINE RIVER CAPITAL MANAGEMENT L.P. CO-HEAD OF ASIAN TRADING direct 2006-06-01
PINE RIVER CAPITAL MANAGEMENT LLC GENERAL PARTNER OF PINE RIVER CAPITAL MANAGEMENT L.P. 02/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER OF PINE RIVER CAPITAL MANAGEMENT L.P. direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2014-10-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2014-12-01
TAYLOR, BRIAN, CURTIS CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER 02/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. PRINCIPAL/CEO/LIMITED PARTNER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. MANAGER AND PRESIDENT indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. SOLE MEMBER indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDING PARTNER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INFORMATION OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
SIERING, THOMAS, EDWIN CHIEF EXECUTIVE OFFICER OF TWO HARBORS INVESTMENT CORP. 07/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER direct 2006-07-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CEO OF TWO HARBORS INVESTMENT CORP. direct 2006-07-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER OF TWO HARBORS INVESTMENT CORP. direct 2006-07-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, HEAD OF FUNDAMENTAL STRATEGIES direct 2006-07-01
PINE RIVER CAPITAL MANAGEMENT L.P. HEAD OF FUNDAMENTAL STRATEGIES, PARTNER direct 2006-07-01
PINE RIVER CAPITAL MANAGEMENT L.P. HEAD OF U.S. RELATIVE VALUE STRATEGIES, PARTNER direct 2006-07-01
ROTH, WILLIAM, MEYER CHIEF INVESTMENT OFFICER OF TWO HARBORS INVESTMENT CORP. 01/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF INVESTMENT OFFICER OF TWO HARBORS INVESTMENT CORP. direct 2012-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CO-CIO OF TWO HARBORS INVESTMENT CORP. direct 2012-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CHIEF INVESTMENT OFFICER OF TWO HARBORS INVESTMENT CORP. direct 2012-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CIO OF TWO HARBORS INVESTMENT CORP. direct 2012-01-01
RICHARDSON, PAUL CHIEF RISK OFFICER 04/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CHIEF RISK OFFICER direct 2013-04-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF RISK OFFICER direct 2013-04-01
PINE RIVER HOLDINGS L.P. LIMITED PARTNER OF PINE RIVER CAPITAL MANAGEMENT L.P. 01/01/2015 Direct 75% or more
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER OF PINE RIVER CAPITAL MANAGEMENT L.P. direct 2015-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
NUSBAUM, NICHOLAS, BRUCE CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATTALUS CAPITAL, L.P. CHIEF FINANCIAL OFFICER direct 2008-02-01
ATTALUS CAPITAL, L.P. SENIOR FINANCIAL OFFICER direct 2008-02-01
GAMMA CAPITAL ADVISORS LTD. CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER direct 2005-11-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF FINANCIAL OFFICER direct 2016-04-01
3 TWELVE CAPITAL, LP CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER direct 2011-03-01
OLNEY ARMS, ELIZABETH, ANN CHIEF COMPLIANCE OFFICER AND HEAD OF LEGAL 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF COMPLIANCE OFFICER direct 2016-07-01
PRINCE, PHILIP, BENNETT HEAD OF TREASURY 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. HEAD OF TREASURY direct 2017-03-01
TAYLOR, BRIAN, CURTIS LIMITED PARTNER PINE RIVER HOLDINGS L.P. 01/01/2015 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. PRINCIPAL/CEO/LIMITED PARTNER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. MANAGER AND PRESIDENT indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. SOLE MEMBER indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDING PARTNER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INFORMATION OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
TAYLOR, BRIAN, CURTIS MANAGER PINE RIVER CAPITAL MANAGEMENT LLC 01/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. PRINCIPAL/CEO/LIMITED PARTNER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. MANAGER AND PRESIDENT indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. SOLE MEMBER indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDING PARTNER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INFORMATION OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
PINE RIVER CAPITAL MANAGEMENT LLC GENERAL PARTNER PINE RIVER HOLDINGS L.P. 12/01/2014 Indirect Other
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER OF PINE RIVER CAPITAL MANAGEMENT L.P. direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2014-10-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2014-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
PINE RIVER BAXTER FUND LLC United States 805-4191632387 Hedge Fund 16,658,151 1,000,000
PINE RIVER SPECIAL OPPORTUNITIES OPERATING MASTER FUND LLC United States 805-3761225788 Hedge Fund 51,337,188 5,000,000 Master Fund
PINE RIVER MASTER FUND LTD. Cayman Islands 805-3156377268 Hedge Fund 125,853,463 1,000,000 Master Fund Fund of Funds
PINE RIVER CONVERTIBLES MASTER FUND LTD. Cayman Islands 805-6107150534 Hedge Fund 11,595,358 1,000,000
PINE RIVER FIXED INCOME MASTER FUND LTD. Cayman Islands 805-2394780669 Hedge Fund 104,130,063 1,000,000 Master Fund
PINE RIVER VOLATILITY ARBITRAGE MASTER FUND LTD. Cayman Islands 805-3243675728 Hedge Fund 70,085,675 1,000,000 Master Fund
PINE RIVER MUNICIPAL MASTER FUND LTD. Cayman Islands 805-1558350951 Hedge Fund 101,461,909 1,000,000 Master Fund

PINE RIVER CAPITAL MANAGEMENT L.P.

ownership team - last updated 2019-03-27
Name Title Start Date Direct/Indirect % Ownership
PINE RIVER CAPITAL MANAGEMENT LLC GENERAL PARTNER OF PINE RIVER CAPITAL MANAGEMENT L.P. 02/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER OF PINE RIVER CAPITAL MANAGEMENT L.P. direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2014-10-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2014-12-01
TAYLOR, BRIAN, CURTIS CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER 02/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. PRINCIPAL/CEO/LIMITED PARTNER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. MANAGER AND PRESIDENT indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. SOLE MEMBER indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDING PARTNER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INFORMATION OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
MANKODI, NIKHIL PORTFOLIO MANAGER 06/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, HEAD OF INTERNATIONAL TRADING direct 2006-06-01
PINE RIVER CAPITAL MANAGEMENT L.P. PORTFOLIO MANAGER direct 2006-06-01
PINE RIVER CAPITAL MANAGEMENT L.P. MEMBER OF PINE RIVER CAPITAL PARTNERS (UK) LLP direct 2010-03-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CO-HEAD OF ASIAN TRADING direct 2006-06-01
PINE RIVER CAPITAL MANAGEMENT L.P. HEAD OF INTERNATIONAL TRADING, PARTNER direct 2006-06-01
PINE RIVER CAPITAL MANAGEMENT L.P. CO-HEAD OF ASIAN TRADING direct 2006-06-01
SIERING, THOMAS, EDWIN CHIEF EXECUTIVE OFFICER OF TWO HARBORS INVESTMENT CORP. 07/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER direct 2006-07-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CEO OF TWO HARBORS INVESTMENT CORP. direct 2006-07-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER OF TWO HARBORS INVESTMENT CORP. direct 2006-07-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, HEAD OF FUNDAMENTAL STRATEGIES direct 2006-07-01
PINE RIVER CAPITAL MANAGEMENT L.P. HEAD OF FUNDAMENTAL STRATEGIES, PARTNER direct 2006-07-01
PINE RIVER CAPITAL MANAGEMENT L.P. HEAD OF U.S. RELATIVE VALUE STRATEGIES, PARTNER direct 2006-07-01
O'BRIEN, TIMOTHY, WILLIAM JOHN GENERAL COUNSEL AND CO-CHIEF OPERATING OFFICER 09/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL COUNSEL direct 2007-09-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER direct 2007-09-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL COUNSEL AND CO-CHIEF OPERATING OFFICER direct 2007-09-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER direct 2007-09-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER direct 2007-09-01
ROTH, WILLIAM, MEYER CHIEF INVESTMENT OFFICER OF TWO HARBORS INVESTMENT CORP. 01/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF INVESTMENT OFFICER OF TWO HARBORS INVESTMENT CORP. direct 2012-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CO-CIO OF TWO HARBORS INVESTMENT CORP. direct 2012-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CHIEF INVESTMENT OFFICER OF TWO HARBORS INVESTMENT CORP. direct 2012-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CIO OF TWO HARBORS INVESTMENT CORP. direct 2012-01-01
CLARK, JAMES, BRIGHAM CO-CHIEF INVESTMENT OFFICER 04/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. CO-CHIEF INVESTMENT OFFICER direct 2013-04-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CO-CHIEF INVESTMENT OFFICER direct 2013-04-01
RICHARDSON, PAUL CHIEF RISK OFFICER 04/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CHIEF RISK OFFICER direct 2013-04-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF RISK OFFICER direct 2013-04-01
PINE RIVER HOLDINGS L.P. LIMITED PARTNER OF PINE RIVER CAPITAL MANAGEMENT L.P. 01/01/2015 Direct 75% or more
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER OF PINE RIVER CAPITAL MANAGEMENT L.P. direct 2015-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
NUSBAUM, NICHOLAS, BRUCE CHIEF FINANCIAL OFFICER AND CO-CHIEF OPERATING OFFICER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATTALUS CAPITAL, L.P. CHIEF FINANCIAL OFFICER direct 2008-02-01
ATTALUS CAPITAL, L.P. SENIOR FINANCIAL OFFICER direct 2008-02-01
GAMMA CAPITAL ADVISORS LTD. CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER direct 2005-11-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF FINANCIAL OFFICER direct 2016-04-01
3 TWELVE CAPITAL, LP CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER direct 2011-03-01
OLNEY ARMS, ELIZABETH, ANN CHIEF COMPLIANCE OFFICER 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF COMPLIANCE OFFICER direct 2016-07-01
PRINCE, PHILIP, BENNETT HEAD OF TREASURY 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. HEAD OF TREASURY direct 2017-03-01
TAYLOR, BRIAN, CURTIS LIMITED PARTNER PINE RIVER HOLDINGS L.P. 01/01/2015 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. PRINCIPAL/CEO/LIMITED PARTNER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. MANAGER AND PRESIDENT indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. SOLE MEMBER indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDING PARTNER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INFORMATION OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
TAYLOR, BRIAN, CURTIS MANAGER PINE RIVER CAPITAL MANAGEMENT LLC 01/01/2015 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. PRINCIPAL/CEO/LIMITED PARTNER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. MANAGER AND PRESIDENT indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. SOLE MEMBER indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDING PARTNER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INFORMATION OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
PINE RIVER CAPITAL MANAGEMENT LLC GENERAL PARTNER PINE RIVER HOLDINGS L.P. 12/01/2014 Indirect Other
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER OF PINE RIVER CAPITAL MANAGEMENT L.P. direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2014-10-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2014-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
PINE RIVER BAXTER FUND LLC United States 805-4191632387 Hedge Fund 16,658,151 1,000,000
PINE RIVER SPECIAL OPPORTUNITIES OPERATING MASTER FUND LLC United States 805-3761225788 Hedge Fund 51,337,188 5,000,000 Master Fund
PINE RIVER MASTER FUND LTD. Cayman Islands 805-3156377268 Hedge Fund 125,853,463 1,000,000 Master Fund Fund of Funds
PINE RIVER CONVERTIBLES MASTER FUND LTD. Cayman Islands 805-6107150534 Hedge Fund 11,595,358 1,000,000
PINE RIVER FIXED INCOME MASTER FUND LTD. Cayman Islands 805-2394780669 Hedge Fund 104,130,063 1,000,000 Master Fund
PINE RIVER VOLATILITY ARBITRAGE MASTER FUND LTD. Cayman Islands 805-3243675728 Hedge Fund 70,085,675 1,000,000 Master Fund
PINE RIVER MUNICIPAL MASTER FUND LTD. Cayman Islands 805-1558350951 Hedge Fund 101,461,909 1,000,000 Master Fund

PINE RIVER CAPITAL MANAGEMENT L.P.

ownership team - last updated 2017-12-19
Name Title Start Date Direct/Indirect % Ownership
PINE RIVER CAPITAL MANAGEMENT LLC GENERAL PARTNER OF PINE RIVER CAPITAL MANAGEMENT L.P. 02/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER OF PINE RIVER CAPITAL MANAGEMENT L.P. direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2014-10-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2014-12-01
TAYLOR, BRIAN, CURTIS CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER 02/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. PRINCIPAL/CEO/LIMITED PARTNER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. MANAGER AND PRESIDENT indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. SOLE MEMBER indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDING PARTNER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INFORMATION OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
MANKODI, NIKHIL PORTFOLIO MANAGER 06/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, HEAD OF INTERNATIONAL TRADING direct 2006-06-01
PINE RIVER CAPITAL MANAGEMENT L.P. PORTFOLIO MANAGER direct 2006-06-01
PINE RIVER CAPITAL MANAGEMENT L.P. MEMBER OF PINE RIVER CAPITAL PARTNERS (UK) LLP direct 2010-03-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CO-HEAD OF ASIAN TRADING direct 2006-06-01
PINE RIVER CAPITAL MANAGEMENT L.P. HEAD OF INTERNATIONAL TRADING, PARTNER direct 2006-06-01
PINE RIVER CAPITAL MANAGEMENT L.P. CO-HEAD OF ASIAN TRADING direct 2006-06-01
YEARY, AARON, WALTER PRESIDENT OF PINE RIVER CAPITAL MANAGEMENT L.P. 06/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. HEAD OF U.S. TRADING, PARTNER direct 2006-06-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, HEAD OF U.S. RELATIVE VALUE TRADING direct 2006-06-01
PINE RIVER CAPITAL MANAGEMENT L.P. PRESIDENT OF PINE RIVER CAPITAL MANAGEMENT L.P. direct 2006-06-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, HEAD OF U.S. RELATIVE VALUE STRATEGIES direct 2006-06-01
PINE RIVER CAPITAL MANAGEMENT L.P. HEAD OF U.S. RELATIVE VALUE STRATEGIES, PARTNER direct 2006-06-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, PRESIDENT OF PINE RIVER direct 2006-06-01
PINE RIVER CAPITAL MANAGEMENT L.P. HEAD OF FUNDAMENTAL STRATEGIES, PARTNER direct 2006-06-01
SIERING, THOMAS, EDWIN CHIEF EXECUTIVE OFFICER OF TWO HARBORS INVESTMENT CORP. 07/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER direct 2006-07-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CEO OF TWO HARBORS INVESTMENT CORP. direct 2006-07-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER OF TWO HARBORS INVESTMENT CORP. direct 2006-07-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, HEAD OF FUNDAMENTAL STRATEGIES direct 2006-07-01
PINE RIVER CAPITAL MANAGEMENT L.P. HEAD OF FUNDAMENTAL STRATEGIES, PARTNER direct 2006-07-01
PINE RIVER CAPITAL MANAGEMENT L.P. HEAD OF U.S. RELATIVE VALUE STRATEGIES, PARTNER direct 2006-07-01
O'BRIEN, TIMOTHY, WILLIAM JOHN GENERAL COUNSEL AND CO-CHIEF OPERATING OFFICER 09/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL COUNSEL direct 2007-09-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER direct 2007-09-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL COUNSEL AND CO-CHIEF OPERATING OFFICER direct 2007-09-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER direct 2007-09-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER direct 2007-09-01
ROTH, WILLIAM, MEYER CHIEF INVESTMENT OFFICER OF TWO HARBORS INVESTMENT CORP. 01/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF INVESTMENT OFFICER OF TWO HARBORS INVESTMENT CORP. direct 2012-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CO-CIO OF TWO HARBORS INVESTMENT CORP. direct 2012-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CHIEF INVESTMENT OFFICER OF TWO HARBORS INVESTMENT CORP. direct 2012-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CIO OF TWO HARBORS INVESTMENT CORP. direct 2012-01-01
CLARK, JAMES, BRIGHAM CO-CHIEF INVESTMENT OFFICER 04/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. CO-CHIEF INVESTMENT OFFICER direct 2013-04-01
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CO-CHIEF INVESTMENT OFFICER direct 2013-04-01
RICHARDSON, PAUL CHIEF RISK OFFICER 04/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CHIEF RISK OFFICER direct 2013-04-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF RISK OFFICER direct 2013-04-01
KELLY, DAVID, LANE CO-CHIEF OPERATING OFFICER & CHIEF INFORMATION OFFICER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. PARTNER, CHIEF TECHNOLOGY OFFICER direct 2014-03-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF TECHNOLOGY OFFICER direct 2014-03-01
PINE RIVER CAPITAL MANAGEMENT L.P. CO-CHIEF OPERATING OFFICER & CHIEF INFORMATION OFFICER direct 2016-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. CO-CHIEF OPERATING OFFICER direct 2016-01-01
PINE RIVER HOLDINGS L.P. LIMITED PARTNER OF PINE RIVER CAPITAL MANAGEMENT L.P. 01/01/2015 Direct 75% or more
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER OF PINE RIVER CAPITAL MANAGEMENT L.P. direct 2015-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
NUSBAUM, NICHOLAS, BRUCE CHIEF FINANCIAL OFFICER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
ATTALUS CAPITAL, L.P. CHIEF FINANCIAL OFFICER direct 2008-02-01
ATTALUS CAPITAL, L.P. SENIOR FINANCIAL OFFICER direct 2008-02-01
GAMMA CAPITAL ADVISORS LTD. CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER direct 2005-11-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF FINANCIAL OFFICER direct 2016-04-01
3 TWELVE CAPITAL, LP CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER direct 2011-03-01
OLNEY ARMS, ELIZABETH, ANN CHIEF COMPLIANCE OFFICER 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF COMPLIANCE OFFICER direct 2016-07-01
GAMBHIR, SUSHMA, RANI HEAD OF BUSINESS DEVELOPMENT 04/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. HEAD OF BUSINESS DEVELOPMENT direct 2017-04-01
PRINCE, PHILIP, BENNETT HEAD OF TREASURY 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. HEAD OF TREASURY direct 2017-03-01
TAYLOR, BRIAN, CURTIS LIMITED PARTNER PINE RIVER HOLDINGS L.P. 01/01/2015 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. PRINCIPAL/CEO/LIMITED PARTNER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. MANAGER AND PRESIDENT indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. SOLE MEMBER indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDING PARTNER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INFORMATION OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
TAYLOR, BRIAN, CURTIS MANAGER PINE RIVER CAPITAL MANAGEMENT LLC 01/01/2015 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. PRINCIPAL/CEO/LIMITED PARTNER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. MANAGER AND PRESIDENT indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. SOLE MEMBER indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. CHIEF EXECUTIVE OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDING PARTNER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF INFORMATION OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. FOUNDER, CHIEF EXECUTIVE OFFICER, CO-CHIEF INVESTMENT OFFICER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
PINE RIVER CAPITAL MANAGEMENT L.P. LIMITED PARTNER indirect 2015-01-01
PINE RIVER CAPITAL MANAGEMENT LLC GENERAL PARTNER PINE RIVER HOLDINGS L.P. 12/01/2014 Indirect Other
Fund Name Position direct/indirect start date end date
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER OF PINE RIVER CAPITAL MANAGEMENT L.P. direct 2002-02-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2014-10-01
PINE RIVER CAPITAL MANAGEMENT L.P. GENERAL PARTNER indirect 2014-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
PINE RIVER LIQUID MORTGAGE MASTER FUND LTD. Cayman Islands 805-1018278445 Hedge Fund 463,723,183 1,000,000 Master Fund
PINE RIVER BAXTER FUND LLC United States 805-4191632387 Hedge Fund 907,489,169 1,000,000 Fund of Funds
BOSCOMBE LUX HOLDINGS S.A R.L. Luxembourg 805-8292085584 Hedge Fund 53,298,066 0
PINE RIVER SPECIAL OPPORTUNITIES OPERATING MASTER FUND LLC United States 805-3761225788 Hedge Fund 194,568,310 5,000,000 Master Fund
PINE RIVER LIQUID RATES MASTER FUND LTD. Cayman Islands 805-4875463319 Hedge Fund 50,284,556,730 1,000,000 Master Fund
PINE RIVER CHINA MASTER FUND LTD. Cayman Islands 805-3479100936 Hedge Fund 1,875,765,688 1,000,000 Master Fund
SILVER SANDS FUND II LLC United States 805-3382730350 Hedge Fund 10,583,987 1,000,000
PINE RIVER BAXTER FUND LTD. Cayman Islands 805-9325346752 Hedge Fund 320,984,645 1,000,000 Fund of Funds
PINE RIVER AVIATION CORPORATION United States 805-8865109562 Hedge Fund 13,402 0
PEPIN HOLDINGS, LLC United States 805-7479766981 Hedge Fund 6,753,883 0
PINE RIVER DEERWOOD FUND LTD. Cayman Islands 805-2531099006 Hedge Fund 51,251,593 1,000,000
PINE RIVER MASTER FUND LTD. Cayman Islands 805-3156377268 Hedge Fund 6,050,033,633 1,000,000 Master Fund Fund of Funds
PINE RIVER CONVERTIBLES MASTER FUND LTD. Cayman Islands 805-6107150534 Hedge Fund 469,969,931 1,000,000 Master Fund
PINE RIVER FIXED INCOME MASTER FUND LTD. Cayman Islands 805-2394780669 Hedge Fund 781,907,685 1,000,000 Master Fund
PINE RIVER VOLATILITY ARBITRAGE MASTER FUND LTD Cayman Islands 805-3243675728 Hedge Fund 50,087,000 1,000,000 Master Fund
PINE RIVER GARRISON FUND LLC United States 805-8117113213 Hedge Fund 250,460,251 1,000,000

WhaleScore history for PINE RIVER CAPITAL MANAGEMENT L.P.

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**EXPERIMENTAL** Current International Short Positions

Only includes UK, France, Germany, Japan, and HKEX are presently being processed.

Holder Issuer Net Short Position Position Date Origin

Short Position History (last 100)

Holder Net Short Position Position Date Origin
Pine River Capital Management L.P. ANGLO AMERICAN PLC 0.54% 2017-08-07 UK
Pine River Capital Management L.P. ANGLO AMERICAN PLC 0.69% 2017-04-26 UK
Pine River Capital Management L.P. ANGLO AMERICAN PLC 0.85% 2017-03-16 UK
PINE RIVER CAPITAL MANAGEMENT L.P. AROUNDTOWN PROPERTY HOLDINGS 0.09% 2017-04-11 FRANCE
PINE RIVER CAPITAL MANAGEMENT L.P. AROUNDTOWN PROPERTY HOLDINGS 0.85% 2017-04-10 FRANCE
PINE RIVER CAPITAL MANAGEMENT L.P. AROUNDTOWN PROPERTY HOLDINGS 0.77% 2017-04-06 FRANCE
PINE RIVER CAPITAL MANAGEMENT L.P. AROUNDTOWN PROPERTY HOLDINGS 0.58% 2017-03-20 FRANCE
PINE RIVER CAPITAL MANAGEMENT L.P. AROUNDTOWN PROPERTY HOLDINGS 0.6% 2017-03-15 FRANCE
PINE RIVER CAPITAL MANAGEMENT L.P. AROUNDTOWN PROPERTY HOLDINGS 0.51% 2017-03-06 FRANCE
PINE RIVER CAPITAL MANAGEMENT L.P. AROUNDTOWN PROPERTY HOLDINGS 0.67% 2017-03-03 FRANCE
PINE RIVER CAPITAL MANAGEMENT L.P. AROUNDTOWN PROPERTY HOLDINGS 0.73% 2017-02-22 FRANCE
PINE RIVER CAPITAL MANAGEMENT L.P. AROUNDTOWN PROPERTY HOLDINGS 0.65% 2017-02-21 FRANCE
PINE RIVER CAPITAL MANAGEMENT L.P. AROUNDTOWN PROPERTY HOLDINGS 0.5% 2017-02-10 FRANCE
PINE RIVER CAPITAL MANAGEMENT L.P. AROUNDTOWN PROPERTY HOLDINGS 0.49% 2016-10-05 FRANCE
PINE RIVER CAPITAL MANAGEMENT L.P. AROUNDTOWN PROPERTY HOLDINGS 0.54% 2016-09-05 FRANCE
Pine River Capital Management L.P. Betfair Group Plc 0.0% 2016-02-02 UK
Pine River Capital Management L.P. Betfair Group Plc 1.17% 2016-01-29 UK
Pine River Capital Management L.P. Betfair Group Plc 1.38% 2016-01-06 UK
Pine River Capital Management L.P. Betfair Group Plc 1.2% 2015-12-22 UK
Pine River Capital Management L.P. Betfair Group Plc 1.16% 2015-12-18 UK
Pine River Capital Management L.P. Betfair Group Plc 1.05% 2015-12-11 UK
Pine River Capital Management L.P. Betfair Group Plc 0.9% 2015-11-30 UK
Pine River Capital Management L.P. Betfair Group Plc 0.84% 2015-11-25 UK
Pine River Capital Management L.P. Betfair Group Plc 0.78% 2015-11-10 UK
Pine River Capital Management L.P. Betfair Group Plc 0.61% 2015-11-09 UK
Pine River Capital Management L.P. Betfair Group Plc 0.59% 2015-11-06 UK
Pine River Capital Management L.P. BUWOG AG 0.53% 2015-09-14 GERMANY
Pine River Capital Management L.P. BUWOG AG 0.61% 2015-09-11 GERMANY
Pine River Capital Management L.P. BUWOG AG 0.77% 2015-09-04 GERMANY
Pine River Capital Management L.P. BUWOG AG 0.62% 2015-09-01 GERMANY
Pine River Capital Management L.P. BUWOG AG 0.59% 2015-08-24 GERMANY
Pine River Capital Management L.P. BUWOG AG 0.69% 2015-04-29 GERMANY
PINE RIVER CAPITAL MANAGEMENT L.P. CGG 0.0% 2016-01-20 FRANCE
PINE RIVER CAPITAL MANAGEMENT L.P. CGG 0.78% 2015-10-01 FRANCE
PINE RIVER CAPITAL MANAGEMENT L.P. CGG 0.8% 2015-08-11 FRANCE
PINE RIVER CAPITAL MANAGEMENT L.P. CGG 0.74% 2015-08-06 FRANCE
PINE RIVER CAPITAL MANAGEMENT L.P. CGG 0.54% 2015-07-30 FRANCE
PINE RIVER CAPITAL MANAGEMENT L.P. ELIS 0.0% 2017-09-11 FRANCE
PINE RIVER CAPITAL MANAGEMENT L.P. ELIS 1.54% 2017-08-29 FRANCE
PINE RIVER CAPITAL MANAGEMENT L.P. ELIS 1.48% 2017-08-25 FRANCE
PINE RIVER CAPITAL MANAGEMENT L.P. ELIS 1.33% 2017-08-23 FRANCE
PINE RIVER CAPITAL MANAGEMENT L.P. ELIS 1.21% 2017-08-18 FRANCE
PINE RIVER CAPITAL MANAGEMENT L.P. ELIS 1.18% 2017-08-17 FRANCE
PINE RIVER CAPITAL MANAGEMENT L.P. ELIS 1.02% 2017-08-15 FRANCE
PINE RIVER CAPITAL MANAGEMENT L.P. ELIS 0.91% 2017-07-24 FRANCE
PINE RIVER CAPITAL MANAGEMENT L.P. ELIS 0.79% 2017-07-11 FRANCE
PINE RIVER CAPITAL MANAGEMENT L.P. ELIS 0.62% 2017-07-07 FRANCE
PINE RIVER CAPITAL MANAGEMENT L.P. ELIS 0.51% 2017-06-20 FRANCE
PINE RIVER CAPITAL MANAGEMENT L.P. FAURECIA 0.0% 2015-12-04 FRANCE
PINE RIVER CAPITAL MANAGEMENT L.P. FAURECIA 0.5% 2015-10-09 FRANCE
Pine River Capital Management L.P. GTECH SPA 0.0% 2015-04-07 Italy
Pine River Capital Management L.P. GTECH SPA 1.48% 2015-04-02 Italy
Pine River Capital Management L.P. GTECH SPA 1.25% 2015-03-31 Italy
Pine River Capital Management L.P. GTECH SPA 1.12% 2015-03-27 Italy
Pine River Capital Management L.P. GTECH SPA 1.01% 2015-03-25 Italy
Pine River Capital Management L.P. GTECH SPA 0.9% 2015-03-23 Italy
Pine River Capital Management L.P. GTECH SPA 0.83% 2015-03-20 Italy
Pine River Capital Management L.P. GTECH SPA 0.76% 2015-03-19 Italy
Pine River Capital Management L.P. GTECH SPA 0.62% 2015-03-16 Italy
Pine River Capital Management L.P. GTECH SPA 0.51% 2015-03-12 Italy
PINE RIVER CAPITAL MANAGEMENT L.P. INGENICO 0.47% 2016-03-31 FRANCE
PINE RIVER CAPITAL MANAGEMENT L.P. INGENICO 0.51% 2016-01-22 FRANCE
Pine River Capital Management L.P. INTL CONSOLIDATED AIRLINE-DI 0.0% 2016-06-03 UK
Pine River Capital Management L.P. INTL CONSOLIDATED AIRLINE-DI 0.6% 2016-03-18 UK
Pine River Capital Management L.P. INTL CONSOLIDATED AIRLINE-DI 0.57% 2016-01-20 UK
Pine River Capital Management L.P. Nyrstar 0.61% 2016-02-08 Belgium
Pine River Capital Management L.P. Nyrstar 0.59% 2016-02-07 Belgium
Pine River Capital Management L.P. Nyrstar 0.59% 2016-02-06 Belgium
Pine River Capital Management L.P. Nyrstar 0.59% 2016-02-05 Belgium
Pine River Capital Management L.P. Nyrstar 0.62% 2016-02-04 Belgium
Pine River Capital Management L.P. Nyrstar 0.51% 2016-02-03 Belgium
Pine River Capital Management L.P. Nyrstar 0.51% 2016-02-02 Belgium
Pine River Capital Management L.P. Nyrstar 0.51% 2016-02-01 Belgium
Pine River Capital Management L.P. Nyrstar 0.51% 2016-01-31 Belgium
Pine River Capital Management L.P. Nyrstar 0.51% 2016-01-30 Belgium
Pine River Capital Management L.P. Nyrstar 0.51% 2016-01-29 Belgium
Pine River Capital Management L.P. Nyrstar 0.51% 2016-01-28 Belgium
Pine River Capital Management L.P. Nyrstar 0.51% 2016-01-27 Belgium
Pine River Capital Management L.P. Nyrstar 0.51% 2016-01-26 Belgium
Pine River Capital Management L.P. Nyrstar 0.51% 2016-01-25 Belgium
Pine River Capital Management L.P. Nyrstar 0.51% 2016-01-24 Belgium
Pine River Capital Management L.P. Nyrstar 0.51% 2016-01-23 Belgium
Pine River Capital Management L.P. Nyrstar 0.51% 2016-01-22 Belgium
Pine River Capital Management L.P. Nyrstar 0.51% 2016-01-21 Belgium
Pine River Capital Management L.P. Nyrstar 0.51% 2016-01-20 Belgium
Pine River Capital Management L.P. Nyrstar 0.51% 2016-01-19 Belgium
Pine River Capital Management L.P. Nyrstar 0.51% 2016-01-18 Belgium
Pine River Capital Management L.P. Nyrstar 0.51% 2016-01-17 Belgium
Pine River Capital Management L.P. Nyrstar 0.51% 2016-01-16 Belgium
Pine River Capital Management L.P. Nyrstar 0.51% 2016-01-15 Belgium
Pine River Capital Management L.P. Nyrstar 0.51% 2016-01-14 Belgium
Pine River Capital Management L.P. Nyrstar 0.51% 2016-01-13 Belgium
Pine River Capital Management L.P. Nyrstar 0.51% 2016-01-12 Belgium
Pine River Capital Management L.P. Nyrstar 0.51% 2016-01-11 Belgium
Pine River Capital Management L.P. Nyrstar 0.51% 2016-01-10 Belgium
Pine River Capital Management L.P. Nyrstar 0.51% 2016-01-09 Belgium
Pine River Capital Management L.P. Nyrstar 0.51% 2016-01-08 Belgium
Pine River Capital Management L.P. Nyrstar 0.51% 2016-01-07 Belgium
Pine River Capital Management L.P. Nyrstar 0.51% 2016-01-06 Belgium
Pine River Capital Management L.P. Nyrstar 0.51% 2016-01-05 Belgium

**EXPERIMENTAL** Current UK Positions

Updated daily

Contains transactions from January 1st, 2015 on.

Holder Issuer Transaction Date Number of Voting Rights % of Voting Rights
PINE RIVER CAPITAL MANAGEMENT L.P. Blackstone / GSO Loan Financing Limited 2014-07-18 22,000,000 8.45%

Position History

Holder Issuer Transaction Date Number of Voting Rights % of Voting Rights

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