PINNACLE WEALTH MANAGEMENT ADVISORY GROUP, LLC

RED BANK, NJ Investment Advisor How do I update this listing?

Pinnacle Wealth Management Advisory Group is based out of Red Bank. Pinnacle Wealth Management Advisory Group is a large advisory firm with discretionary assets under management (AUM) of $101,842,980 (Form ADV from 2017-03-24). Their last reported 13F filing for Q3 2019 included $238,566,000 in managed 13F securities and a top 10 holdings concentration of 29.06%. Pinnacle Wealth Management Advisory Group's largest holding is Vanguard High Dividend Yield ETF with shares held of 127,591. Pinnacle Wealth Management Advisory Group has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 20 13F filings

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67

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $238.783 Million
  • Prior Market Value $235.147 Million
  • New Purchases4 stocks
  • Additional Purchases92 stocks
  • Sold out of14 stocks
  • Reduced holdings in52 stocks
  • Top 10 Holdings % 29.03 %
  • Turnover % [1]:10.29%
  • Turnover Alt % [2]: 6.57 %
  • Time Held Top20:10.80 quarters
  • Time Held Top10:13.10 quarters
  • Time Held All:10.95 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 7.36%
Performance Last 4 Quarters: 12.3%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

PINNACLE WEALTH MANAGEMENT, LLC

  

Business Phone: 206-715-7611
Fax: 206-527-6791
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: WA
Number of employees: 2
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges
Amount of client funds and securities:
Total Number of Clients: 0
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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PINNACLE WEALTH MANAGEMENT ADVISORY GROUP, LLC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
FERRARE, JAMES, F MANAGING MEMBER 06/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINNACLE ASSOCIATES, LTD. EXECUTIVE VICE PRESIDENT direct 1999-02-01
PINNACLE ASSOCIATES, LTD. VICE PRESIDENT direct 1999-02-01
PINNACLE WEALTH MANAGEMENT ADVISORY GROUP, LLC MANAGING MEMBER indirect 2011-06-01
PINNACLE WEALTH MANAGEMENT ADVISORY GROUP, LLC MANAGING MEMBER direct 2011-06-01
PINNACLE CAPITAL MANAGEMENT, LLC OWNER 05/01/2011 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
PINNACLE WEALTH MANAGEMENT ADVISORY GROUP, LLC OWNER direct 2011-05-01
DAVINO, CARMINE CHIEF COMPLIANCE OFFICER 06/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINNACLE WEALTH MANAGEMENT ADVISORY GROUP, LLC CHIEF COMPLIANCE OFFICER direct 2011-06-01
WS+B FINANCIAL SERVICES GROUP LLC OWNER 07/01/2011 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PINNACLE WEALTH MANAGEMENT ADVISORY GROUP, LLC OWNER direct 2011-07-01
FERRARE, JAMES, F MANAGING MEMBER PINNACLE CAPITAL MANAGEMENT, LLC 06/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PINNACLE ASSOCIATES, LTD. EXECUTIVE VICE PRESIDENT direct 1999-02-01
PINNACLE ASSOCIATES, LTD. VICE PRESIDENT direct 1999-02-01
PINNACLE WEALTH MANAGEMENT ADVISORY GROUP, LLC MANAGING MEMBER indirect 2011-06-01
PINNACLE WEALTH MANAGEMENT ADVISORY GROUP, LLC MANAGING MEMBER direct 2011-06-01
WITHUM, SMITH & BROWN, P.C. MEMBER WS + B FINANCIAL SERVICES GROUP, LLC 10/01/1998 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PINNACLE WEALTH MANAGEMENT ADVISORY GROUP, LLC MEMBER indirect 1998-10-01

PINNACLE WEALTH MANAGEMENT ADVISORY GROUP, LLC

ownership team - last updated 2018-05-11
Name Title Start Date Direct/Indirect % Ownership
FERRARE, JAMES, F MANAGING MEMBER 06/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINNACLE ASSOCIATES, LTD. EXECUTIVE VICE PRESIDENT direct 1999-02-01
PINNACLE ASSOCIATES, LTD. VICE PRESIDENT direct 1999-02-01
PINNACLE WEALTH MANAGEMENT ADVISORY GROUP, LLC MANAGING MEMBER indirect 2011-06-01
PINNACLE WEALTH MANAGEMENT ADVISORY GROUP, LLC MANAGING MEMBER direct 2011-06-01
PINNACLE CAPITAL MANAGEMENT, LLC OWNER 05/01/2011 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
PINNACLE WEALTH MANAGEMENT ADVISORY GROUP, LLC OWNER direct 2011-05-01
DAVINO, CARMINE CHIEF COMPLIANCE OFFICER 06/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINNACLE WEALTH MANAGEMENT ADVISORY GROUP, LLC CHIEF COMPLIANCE OFFICER direct 2011-06-01
WS+B FINANCIAL SERVICES GROUP LLC OWNER 07/01/2011 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PINNACLE WEALTH MANAGEMENT ADVISORY GROUP, LLC OWNER direct 2011-07-01
FERRARE, JAMES, F MANAGING MEMBER PINNACLE CAPITAL MANAGEMENT, LLC 06/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PINNACLE ASSOCIATES, LTD. EXECUTIVE VICE PRESIDENT direct 1999-02-01
PINNACLE ASSOCIATES, LTD. VICE PRESIDENT direct 1999-02-01
PINNACLE WEALTH MANAGEMENT ADVISORY GROUP, LLC MANAGING MEMBER indirect 2011-06-01
PINNACLE WEALTH MANAGEMENT ADVISORY GROUP, LLC MANAGING MEMBER direct 2011-06-01
WITHUM, SMITH & BROWN, P.C. MEMBER WS + B FINANCIAL SERVICES GROUP, LLC 10/01/1998 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PINNACLE WEALTH MANAGEMENT ADVISORY GROUP, LLC MEMBER indirect 1998-10-01

PINNACLE WEALTH MANAGEMENT, LLC

ownership team - last updated 2017-03-24
Name Title Start Date Direct/Indirect % Ownership
SMITH, KEVIN OWNER/CHIEF COMPLIANCE OFFICER 12/01/1997 Direct 75% or more
Fund Name Position direct/indirect start date end date
SMITH,KEVIN LEE OWNER direct 1997-12-01
PINNACLE WEALTH MANAGEMENT, LLC OWNER/CHIEF COMPLIANCE OFFICER direct 1997-12-01

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