PINNACLE WEALTH PLANNING SERVICES, INC.

HTTP://WWW.FIDUCIARYPROTECTION.COM MANSFIELD, OH Investment Advisor How do I update this listing?

Pinnacle Wealth Planning Services is based out of Mansfield. Pinnacle Wealth Planning Services is a large advisory firm with 475 clients and discretionary assets under management (AUM) of $698,837,524 (Form ADV from 2019-03-13). Their last reported 13F filing for Q1 2019 included $148,988,000 in managed 13F securities and a top 10 holdings concentration of 50.06%. Pinnacle Wealth Planning Services's largest holding is VanEck Vectors Investment Grade Floating Rate ETF with shares held of 1,545,200. Whalewisdom has at least 6 13F filings

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03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $148.988 Million
  • Prior Market Value $156.276 Million
  • New Purchases38 stocks
  • Additional Purchases40 stocks
  • Sold out of16 stocks
  • Reduced holdings in83 stocks
  • Top 10 Holdings % 50.06 %
  • Turnover % [1]:32.53%
  • Turnover Alt % [2]: 23.57 %
  • Time Held Top20:3.15 quarters
  • Time Held Top10:2.10 quarters
  • Time Held All:4.20 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 3.62%
Performance Last 4 Quarters: 3.22%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

PINNACLE WEALTH PLANNING SERVICES, INC.
6 WEST 3RD ST. STE 100
MANSFIELD OH    44902
Country: United States

Business Phone: 419-526-5226
Fax: 419-526-0323
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: OH
Number of employees: 22
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 700,000,000
Total Number of Clients: 475
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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PINNACLE WEALTH PLANNING SERVICES, INC.

ownership team - last updated 2019-03-13
Name Title Start Date Direct/Indirect % Ownership
HEICHEL, WILLIAM, DAVID CHAIRMAN OF THE BOARD 04/01/1982 Direct less than 5%
Fund Name Position direct/indirect start date end date
LIFETIME PLANNING INC PRESIDENT direct 1979-06-01
PINNACLE WEALTH PLANNING SERVICES, INC. CHAIRMAN OF THE BOARD direct 1982-04-01
PINNACLE WEALTH PLANNING SERVICES, INC. PRESIDENT/TREASURER direct 1982-04-01 2011-02-07
HEICHEL, KATHLEEN, E. OWNER 11/01/2002 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
LIFETIME PLANNING PINNACLE ADVISORS, INC OWNER direct 2002-11-01
PINNACLE WEALTH PLANNING SERVICES, INC. OWNER direct 2002-11-01
HENDERSON, JENNIFER, SUZANNE CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER 01/01/2007 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
LIFETIME PLANNING PINNACLE ADVISORS, INC CHIEF COMPLIANCE OFFICER direct 2007-01-01
PINNACLE WEALTH PLANNING SERVICES, INC. CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER direct 2007-01-01
PINNACLE WEALTH PLANNING SERVICES, INC. CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER direct 2007-01-01
HEICHEL, KEITH, ALLEN PRESIDENT 01/01/2011 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PINNACLE WEALTH PLANNING SERVICES, INC. PRESIDENT direct 2011-01-01
HEICHEL, SCOTT, ANDREW CHIEF INVESTMENT OFFICER 01/01/2019 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PINNACLE WEALTH PLANNING SERVICES, INC. CHIEF INVESTMENT OFFICER direct 2019-01-01
HEICHEL, DAVID, WILLIAM VP-MARKETING 03/01/2019 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PINNACLE WEALTH PLANNING SERVICES, INC. BOARD MEMBER direct 2011-01-01

PINNACLE WEALTH PLANNING SERVICES, INC.

ownership team - last updated 2017-07-11
Name Title Start Date Direct/Indirect % Ownership
HEICHEL, KEITH, ALLEN PRESIDENT 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
PINNACLE WEALTH PLANNING SERVICES, INC. PRESIDENT direct 2011-01-01
HENDERSON, JENNIFER, SUZANNE CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER 01/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
LIFETIME PLANNING PINNACLE ADVISORS, INC CHIEF COMPLIANCE OFFICER direct 2007-01-01
PINNACLE WEALTH PLANNING SERVICES, INC. CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER direct 2007-01-01
PINNACLE WEALTH PLANNING SERVICES, INC. CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER direct 2007-01-01
HEICHEL, KATHLEEN, E. OWNER 11/01/2002 Direct 75% or more
Fund Name Position direct/indirect start date end date
LIFETIME PLANNING PINNACLE ADVISORS, INC OWNER direct 2002-11-01
PINNACLE WEALTH PLANNING SERVICES, INC. OWNER direct 2002-11-01
HEICHEL, WILLIAM, DAVID CHAIRMAN OF THE BOARD 04/01/1982 Direct less than 5%
Fund Name Position direct/indirect start date end date
LIFETIME PLANNING INC PRESIDENT direct 1979-06-01
PINNACLE WEALTH PLANNING SERVICES, INC. CHAIRMAN OF THE BOARD direct 1982-04-01
PINNACLE WEALTH PLANNING SERVICES, INC. PRESIDENT/TREASURER direct 1982-04-01 2011-02-07

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