PL CAPITAL ADVISORS, LLC

HTTP://WWW.PLCAPITALLLC.COM NAPERVILLE, IL Investment Advisor Hedge Fund How do I update this listing?

PL Capital Advisors is based out of Naperville. PL Capital Advisors is a large advisory firm with 4 clients and discretionary assets under management (AUM) of $456,308,576 (Form ADV from 2018-04-16). Their last reported 13F filing for Q3 2018 included $385,752,000 in managed 13F securities and a top 10 holdings concentration of 70.44%. PL Capital Advisors's largest holding is Banc of California Inc with shares held of 3,401,719. PL Capital Advisors has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 25 13F filings, and 4 13D filings

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09/30/2018

13F Sector Allocation Over Time

09/30/2018

13F Activity

  • Market Value $385.752 Million
  • Prior Market Value $382.839 Million
  • New Purchases1 stock
  • Additional Purchases6 stocks
  • Sold out of2 stocks
  • Reduced holdings in2 stocks
  • Top 10 Holdings % 70.44 %
  • Turnover % [1]:8.11%
  • Turnover Alt % [2]: 7.03 %
  • Time Held Top20:11.70 quarters
  • Time Held Top10:14.40 quarters
  • Time Held All:11.03 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2018-11-14

Performance for Q3 2018: -11.02%
Performance Last 4 Quarters: -6.13%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR/A (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

PL CAPITAL ADVISORS, LLC
Classified as Hedge Fund
47 EAST CHICAGO AVENUE SUITE 328
NAPERVILLE IL    60540
Country: United States

Business Phone: 630-848-1340
Fax: 630-848-1342
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 6
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 448,462,000
Total Number of Clients: 4
Amount of client funds and securities by related persons: 448,462,000
Total Number of clients from related persons: 4
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Non-derivative Insider Transactions Since 09/30/2018

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ownership team - last updated 2018-04-16
Name Title Start Date Direct/Indirect % Ownership
PALMER, JOHN, WILLIAM CO-MANAGING MEMBER 01/01/2006 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
PL CAPITAL ADVISORS, LLC CO-MANAGING MEMBER direct 2006-01-01
LASHLEY, RICHARD, J CO-MANAGING MEMBER 01/01/2006 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
PL CAPITAL ADVISORS, LLC CCO / CO-MANAGING MEMBER direct 2006-01-01
PL CAPITAL ADVISORS, LLC CO-MANAGING MEMBER direct 2006-01-01
DWYER, MATTHEW, CHRISTOPHER CHIEF COMPLIANCE OFFICER 12/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
PL CAPITAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2014-12-01
PL CAPITAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER direct 2014-12-01
DAVIS, CATHERINE, ELIZABETH CHIEF FINANCIAL OFFICER 08/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
FOX RIVER ADVISERS, LLC CCO direct 2012-01-01
PL CAPITAL ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2016-08-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
PL CAPITAL/FOCUSED FUND, L.P. United States 805-3267968666 Hedge Fund 41,137,958 500,000
GOODBODY/PL CAPITAL, L.P. United States 805-2390532353 Hedge Fund 106,697,742 250,000
FINANCIAL EDGE FUND, L.P. United States 805-3871930698 Hedge Fund 206,777,193 250,000
FINANCIAL EDGE STRATEGIC FUND, L.P. United States 805-6601499737 Hedge Fund 101,695,183 250,000

WhaleScore history for PL CAPITAL ADVISORS, LLC

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