PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C.

HTTP://PRESCOTTCAPITAL.COM • TULSA, OK • Investment Advisor • Hedge Fund
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Prescott Group Capital Management is based out of Tulsa. Prescott Group Capital Management is a hedge fund with 4 clients and discretionary assets under management (AUM) of $616,326,212 (Form ADV from 2023-04-28). Their last reported 13F filing for Q2 2023 included $455,936,000 in managed 13F securities and a top 10 holdings concentration of 33.48%. Prescott Group Capital Management's largest holding is Performant Financial Corp with shares held of 15,793,291. Prescott Group Capital Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 88 13F filings, 62 13D filings, 227 13G filings, and 46 Form 4 filings

06/30/2023

13F Activity

  • Market Value $455.936 Million
  • Prior Market Value $428.443 Million
  • New Purchases23 stocks
  • Additional Purchases32 stocks
  • Sold out of26 stocks
  • Reduced holdings in24 stocks
  • Top 10 Holdings % 33.48 %
  • Turnover % [1]:30.25%
  • Turnover Alt % [2]: 13.78 %
  • Time Held Top20:7.90 quarters
  • Time Held Top10:10.90 quarters
  • Time Held All:10.72 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2023

13F Sector Allocation Over Time

Fund Metrics

You are limited to the prior 8 quarters of 13F filings. Subscribe to WhaleWisdom to view all filing data for PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C.

Portfolio Analysis

Classifications:

Q2 2023:

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Consistent Across Past 12 Quarters:
Type of 13F Disclosure 13F Holdings Report
% of holdings ETF 2.469
% of top 20 holdings the same as top 20 most commonly held by all managers 0.0%
ALL HOLDINGS TOP-20 HOLDINGS
min max mean median min max mean median
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Sector Allocation 0.412% (REAL ESTATE) 21.389% (INDUSTRIALS) 9.091% 7.749% 6.19% (ENERGY) 24.807% (INDUSTRIALS) 16.667% 17.218%

Risk/Reward Analysis

Portfolio Market Cap Analysis

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2023-08-14

Performance for Q2 2023: 11.83%
Performance Last 4 Quarters: 23.54%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
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*Shares are split adjusted

Global (ex. US) Holdings

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Stale Holdings (no activity in past 21-months or sold out)

Source: Refinitiv. Stale holdings data removed after 21-months of inactivity.

View Last Form Adv Compilation Report on Record

PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.
Classified as Hedge Fund
1924 S. UTICA SUITE 1120
TULSA OK    74104
Country: United States
Business Phone: 918-747-3412
Fax: 918-742-7303
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: OK
Number of employees: 6
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 0
Total Number of Clients: 4
Amount of client funds and securities by related persons: 616,326,000
Total Number of clients from related persons: 4
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Insider Transactions in the past year

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PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.

ownership team - last updated 2023-04-28
Name Title Start Date Direct/Indirect % Ownership
PGCM INC. MEMBER 07/01/2020 Direct 75% or more
max of 20 shown
Fund Name Position direct/indirect start date end date
PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. MEMBER direct 2020-07-01
FROHLICH, PHIL MEMBER 11/01/1998 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. MEMBER direct 1998-11-01
PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. GENERAL PARTNER indirect 2012-12-01
BREWER, LEE, WARREN CHIEF COMPLIANCE OFFICER 10/01/2020 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. CHIEF COMPLIANCE OFFICER direct 2020-10-01
FROHLICH, PHIL SHAREHOLDER PGCM INC. 07/01/2020 Indirect 50 - 75%
max of 20 shown
Fund Name Position direct/indirect start date end date
PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. MEMBER direct 1998-11-01
PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. GENERAL PARTNER indirect 2012-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
PRESCOTT GROUP AGGRESSIVE MID CAP, L.P. United States 805-1803131747 Hedge Fund 295,031,691 400,000
,PRESCOTT GROUP TRADITION FUND, L.P. United States 805-9213548765 Hedge Fund 12,280,500 250,000
PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND, G.P,. United States 805-3986130162 Hedge Fund 309,014,021 400,000 Master Fund

PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.

ownership team - last updated 2023-03-30
Name Title Start Date Direct/Indirect % Ownership
PGCM INC. MEMBER 07/01/2020 Direct 75% or more
max of 20 shown
Fund Name Position direct/indirect start date end date
PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. MEMBER direct 2020-07-01
FROHLICH, PHIL MEMBER 11/01/1998 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. MEMBER direct 1998-11-01
PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. GENERAL PARTNER indirect 2012-12-01
BREWER, LEE, WARREN CHIEF COMPLIANCE OFFICER 10/01/2020 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. CHIEF COMPLIANCE OFFICER direct 2020-10-01
FROHLICH, PHIL SHAREHOLDER PGCM INC. 07/01/2020 Indirect 50 - 75%
max of 20 shown
Fund Name Position direct/indirect start date end date
PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. MEMBER direct 1998-11-01
PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. GENERAL PARTNER indirect 2012-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
PRESCOTT GROUP AGGRESSIVE MID CAP, L.P. United States 805-1803131747 Hedge Fund 295,031,691 400,000
,PRESCOTT GROUP TRADITION FUND, L.P. United States 805-9213548765 Hedge Fund 12,280,500 250,000
PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND, G.P,. United States 805-3986130162 Hedge Fund 309,014,021 400,000 Master Fund

PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.

ownership team - last updated 2022-03-17
Name Title Start Date Direct/Indirect % Ownership
PGCM INC. MEMBER 07/01/2020 Direct 75% or more
max of 20 shown
Fund Name Position direct/indirect start date end date
PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. MEMBER direct 2020-07-01
FROHLICH, PHIL MEMBER 11/01/1998 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. MEMBER direct 1998-11-01
PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. GENERAL PARTNER indirect 2012-12-01
BREWER, LEE, WARREN CHIEF COMPLIANCE OFFICER 10/01/2020 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. CHIEF COMPLIANCE OFFICER direct 2020-10-01
FROHLICH, PHIL SHAREHOLDER PGCM INC. 07/01/2020 Indirect 50 - 75%
max of 20 shown
Fund Name Position direct/indirect start date end date
PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. MEMBER direct 1998-11-01
PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. GENERAL PARTNER indirect 2012-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
PRESCOTT GROUP AGGRESSIVE MID CAP, L.P. United States 805-1803131747 Hedge Fund 302,647,653 400,000
,PRESCOTT GROUP TRADITION FUND, L.P. United States 805-9213548765 Hedge Fund 15,199,100 250,000
PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND, G.P,. United States 805-3986130162 Hedge Fund 237,114,529 400,000 Master Fund

PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.

ownership team - last updated 2021-03-03
Name Title Start Date Direct/Indirect % Ownership
PGCM INC. MEMBER 07/01/2020 Direct 75% or more
max of 20 shown
Fund Name Position direct/indirect start date end date
PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. MEMBER direct 2020-07-01
FROHLICH, PHIL MEMBER 11/01/1998 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. MEMBER direct 1998-11-01
PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. GENERAL PARTNER indirect 2012-12-01
BREWER, LEE, WARREN CHIEF COMPLIANCE OFFICER 10/01/2020 Direct less than 5%
max of 20 shown
Fund Name Position direct/indirect start date end date
PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. CHIEF COMPLIANCE OFFICER direct 2020-10-01
FROHLICH, PHIL SHAREHOLDER PGCM INC. 07/01/2020 Indirect 50 - 75%
max of 20 shown
Fund Name Position direct/indirect start date end date
PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. MEMBER direct 1998-11-01
PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. GENERAL PARTNER indirect 2012-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
PRESCOTT GROUP AGGRESSIVE MID CAP, L.P. United States 805-1803131747 Hedge Fund 257,995,772 400,000
PRESCOTT GROUP TRADITION FUND, L.P. United States 805-9213548765 Hedge Fund 12,727,600 250,000
PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND, G.P,. United States 805-3986130162 Hedge Fund 113,655,982 400,000 Master Fund

PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.

ownership team - last updated 2020-03-12
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
PRESCOTT GROUP AGGRESSIVE MID CAP, L.P. United States 805-1803131747 Hedge Fund 142,946,133 400,000
PRESCOTT GROUP TRADITION FUND, L.P. United States 805-9213548765 Hedge Fund 10,957,200 250,000
PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND, G.P,. United States 805-3986130162 Hedge Fund 265,021,329 400,000 Master Fund

WhaleScore history for PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C.

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