PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C.

The firm provides advisory services to clients, seeking to profit from both security selection and thematic sector or market timing decisions. They buy undervalued equity securities on behalf of their clients, aiming to maximize value for all shareholders. The firm does not receive any economic benefit from non-clients for providing advisory services, but they may seek board representation for certain portfolio companies. The firm's principal and portfolio manager, Phil Frohlich, reviews client accounts daily and determines whether investments still provide value. Quarterly written reports, annual audited financial statements, and tax information are provided to investors. The firm does not recommend, request, or require clients to execute transactions through a specified broker-dealer.

The firm employs a "bottom-up" stock selection strategy, focusing on individual company opportunities rather than market timing. They are not bound by any specific investment style and may invest in growth or value stocks, or a combination of both. Their investment decisions are based on fundamental analysis of each company, considering its financial condition, industry position, and economic and market conditions. They prioritize revenue growth, return on equity, and management quality. The firm also invests in undervalued equity securities, aiming to profit from both security selection and thematic sector or market timing decisions. They believe that understanding the fundamentals of a large universe of companies allows for opportunistic profits as market inefficiencies arise. They acknowledge that investing in securities involves significant risk of loss and provide no guarantee of achieving investment objectives.

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