PRIVATE ADVISORS, LLC

HTTP://WWW.PRIVATEADVISORS.COM RICHMOND, VA Investment Advisor How do I update this listing?

Private Advisors is based out of Richmond. Private Advisors is a large advisory firm with 36 clients and discretionary assets under management (AUM) of $3,183,346,281 (Form ADV from 2018-03-28). Their last reported 13F filing for Q4 2018 included $94,643,000 in managed 13F securities and a top 10 holdings concentration of 35.81%. Private Advisors's largest holding is BAYCOM CORP with shares held of 385,530. Whalewisdom has at least 1 13F filings

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12/31/2018

Top Sells

  • Name% Change

12/31/2018

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-02-14

Performance for Q4 2018: 12.78%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2018-12-31 - 13F-HR (Subscription required)
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
Greenhouse Funds LLLP
Prosight Management, LP
Steamboat Capital Partners, LLC
Whetstone Capital Advisors, LLC

View Last Form Adv Compilation Report on Record

PRIVATE ADVISORS LLC
Classified as Hedge Fund
RIVERFRONT PLAZA WEST 901 EAST BYRD STREET, SUITE 1400
RICHMOND VA    23219
Country: United States

Business Phone: 804-289-6000
Fax: 804-289-6001
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 65
Other Business Activities: registered representative of a broker-dealer,commodity pool operator or commodity trading advisor ,,BORROW & SPONS REFERRAL FOR FEES, LOAN ORIGINATION
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees,Performance-based fees,LOAN ORIGINATION FEES
Amount of client funds and securities: 3,182,640,000
Total Number of Clients: 36
Amount of client funds and securities by related persons: 2,496,260,000
Total Number of clients from related persons: 24
Disclosures: 11.D (2),11.D (4),11.H (2)
Data above was derived from SEC filings.

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PRIVATE ADVISORS LLC

ownership team - last updated 2017-09-29
Name Title Start Date Direct/Indirect % Ownership
LWM EQUITY PARTNERS, LLC MEMBER 01/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
PRIVATE ADVISORS LLC OWNER 67% indirect 2011-01-01
PRIVATE ADVISORS LLC MEMBER direct 2017-01-01
PRIVATE ADVISORS LLC OWNER indirect 2000-01-01 2001-03-27
PRIVATE ADVISORS LLC OWNER 50% indirect 2000-01-01 2008-07-10
PRIVATE ADVISORS LLC OWNER 67% indirect 2000-01-01 2010-08-02
PRIVATE ADVISORS LLC OWNER direct 2010-06-01 2014-12-08
PRIVATE ADVISORS LLC MEMBER direct 2010-06-01 2017-07-17
MALLOY, ANTHONY, RAMSEY ELECTED MANAGER 02/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
MACKAY SHIELDS LLC MEMBER OF THE BOARD OF MANAGERS direct 2011-01-01
MACKAY SHIELDS LLC ELECTED TO THE BOARD OF MANAGERS direct 2011-01-01
PRIVATE ADVISORS LLC ELECTED MANAGER direct 2017-02-01
NEW YORK LIFE INVESTMENT MANAGEMENT LLC SENIOR MANAGING DIRECTOR direct 2005-10-01
NEW YORK LIFE INVESTMENT MANAGEMENT LLC SENIOR MANAGING DIRECTOR direct 2011-04-01
NEW YORK LIFE INVESTMENT MANAGEMENT LLC EXECUTIVE VICE PRESIDENT, GENERAL ACCOUNT ASSET MANAGEMENT direct 2011-07-01
NEW YORK LIFE INVESTMENT MANAGEMENT LLC EXECUTIVE VICE PRESIDENT direct 2011-07-01
GOLDPOINT PARTNERS LLC ELECTED MANAGER direct 2017-02-01
MCF CAPITAL MANAGEMENT LLC CHAIRMAN OF THE BOARD AND MANAGER direct 2012-01-01
MCF CAPITAL MANAGEMENT LLC CHAIRMAN OF THE BOARD AND MANAGER, AND AUDIT COMMITTEE MEMBER direct 2012-01-01
MCF CAPITAL MANAGEMENT LLC CHAIRMAN OF THE BOARD AND ELECTED MANAGER, AND AUDIT COMMITTEE MEMBER direct 2012-01-01
NYL INVESTORS LLC CHIEF EXECUTIVE OFFICER, AND ELECTED MANAGER direct 2014-01-01
NYL INVESTORS LLC CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD AND MANAGER direct 2014-01-01
MADISON CAPITAL FUNDING LLC ELECTED MANAGER AND MEMBER OF THE AUDIT COMMITTEE direct 2012-01-01
MADISON CAPITAL FUNDING LLC CHAIRMAN OF THE BOARD AND ELECTED MANAGER, AND MEMBER OF THE AUDIT COMMITTEE direct 2012-01-01
HENKIN, SCOTT, NELSON MEMBER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRIVATE ADVISORS LLC MEMBER direct 2016-01-01
RUTHERFORD, KEVIN, STEWART CHIEF COMPLIANCE OFFICER 07/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
THOMPSON DAVIS & CO., INC. HEAD OF TRADING direct 2002-07-01
THOMPSON DAVIS & CO., INC. HEAD OF TRADING/SROP/CROP direct 2002-07-01
THOMPSON DAVIS & CO., INC. HEAD OF TRADING/ROSFP direct 2002-07-01
THOMPSON DAVIS & CO., INC. CHIEF COMPLIANCE OFFICER direct 2008-12-01
PRIVATE ADVISORS LLC CHIEF COMPLIANCE OFFICER direct 2015-07-01
CREDIT VALUE PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2017-03-01
RYAN, WILLIAM, JOHN MEMBER 01/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRIVATE ADVISORS LLC MEMBER direct 2013-01-01
PLANTE, RYAN, MARTIN MEMBER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRIVATE ADVISORS LLC MANAGING DIRECTOR direct 2015-01-01
PRIVATE ADVISORS LLC MEMBER direct 2015-01-01
MCCARROLL, ZACHARY, CADE MEMBER 07/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRIVATE ADVISORS LLC MANAGING DIRECTOR direct 2014-07-01
PRIVATE ADVISORS LLC MEMBER direct 2014-07-01
WILTSHIRE, RICHARD, WATKINS MEMBER 07/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRIVATE ADVISORS LLC MANAGING DIRECTOR direct 2014-07-01
PRIVATE ADVISORS LLC MEMBER direct 2014-07-01
MARSHALL, DEVAN, JOSEPH MEMBER 07/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRIVATE ADVISORS LLC MANAGING DIRECTOR direct 2013-07-01
PRIVATE ADVISORS LLC MEMBER direct 2013-07-01
KOKEMOR, JEREMY, DANIEL MEMBER 03/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRIVATE ADVISORS LLC MANAGING DIRECTOR direct 2014-03-01
PRIVATE ADVISORS LLC MEMBER direct 2014-03-01
HENDRY, THOMAS, ALEXANDER ELECTED MANAGER 01/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRIVATE ADVISORS LLC ELECTED MANAGER direct 2013-01-01
PRIVATE ADVISORS LLC BOARD OF MANAGERS direct 2013-01-01
GOLDPOINT PARTNERS LLC MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE direct 2013-01-01
GOLDPOINT PARTNERS LLC ELECTED MANAGER AND CHAIRMAN OF THE AUDIT COMMITTEE direct 2013-01-01
INDEXIQ ADVISORS LLC ELECTED MANAGER direct 2015-10-01
CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC MEMBER AND CHAIRMAN OF THE AUDIT COMMITTEE direct 2014-02-01
CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC ELECTED MANAGER direct 2014-02-01
CREDIT VALUE PARTNERS, LP ELECTED MANAGER indirect 2017-02-01
MCF CAPITAL MANAGEMENT LLC MANAGER, CHAIRMAN OF AUDIT COMMITTEE direct 2014-02-01
MCF CAPITAL MANAGEMENT LLC ELECTED MANAGER AND CHAIRMAN OF AUDIT COMMITTEE direct 2014-02-01
MADISON CAPITAL FUNDING LLC ELECTED MANAGER, CHAIRMAN OF AUDIT COMMITTEE direct 2014-02-01
SHIRLEY, BART, ALAN MEMBER 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRIVATE ADVISORS LLC MEMBER direct 2012-10-01
PRIVATE ADVISORS LLC PARTNER direct 2012-10-01
CUYAHOGA CAPITAL PARTNERS LLC MANAGING PARTNER direct 2011-01-01
HANRAHAN, CHRISTOPHER, MARK MEMBER 10/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRIVATE ADVISORS LLC MEMBER direct 2012-10-01
PRIVATE ADVISORS LLC PARTNER direct 2012-10-01
CUYAHOGA CAPITAL PARTNERS LLC MANAGING PARTNER direct 2011-01-01
HARGRAVES, GORDON, SELLERS MEMBER 11/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRIVATE ADVISORS LLC PARTNER direct 2011-11-01
PRIVATE ADVISORS LLC MEMBER direct 2011-11-01
DURAND, BRYAN, FRANCIS MEMBER 07/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRIVATE ADVISORS LLC DIRECTOR direct 2011-07-01
PRIVATE ADVISORS LLC MEMBER direct 2011-07-01
PRIVATE ADVISORS LLC MANAGING DIRECTOR direct 2011-07-01
BAIRD, LAURA, EILEEN MEMBER 07/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRIVATE ADVISORS LLC DIRECTOR direct 2011-07-01
PRIVATE ADVISORS LLC MEMBER direct 2011-07-01
PRIVATE ADVISORS LLC MANAGING DIRECTOR direct 2011-07-01
HAUBENSTRICKER, THOMAS, MARK ELECTED MANAGER 12/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRIVATE ADVISORS LLC ELECTED MANAGER direct 2010-12-01
PRIVATE ADVISORS LLC BOARD OF MANAGERS direct 2010-12-01
NYLCAP MANAGER LLC EXECUTIVE VICE PRESIDENT direct 2002-09-01
NYLCAP MANAGER LLC EXECUTIVE VICE PRESIDENT, MANAGER direct 2008-02-01
NYLCAP MANAGER LLC CHIEF EXECUTIVE OFFICER, MANAGER, MEMBER OF INVESTMENT COMMITTEE direct 2009-07-01
NYLCAP MANAGER LLC CHIEF EXECUTIVE OFFICER, MANAGER direct 2009-07-01
GOLDPOINT PARTNERS LLC CHIEF EXECUTIVE OFFICER, ELECTED MANAGER direct 2009-07-01
HUNG, YIE-HSIN, NMN ELECTED MANAGER, CHAIRMAN OF THE BOARD OF MANAGERS 12/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
INSTITUTIONAL CAPITAL LLC ELECTED MANAGER direct 2012-01-01
INSTITUTIONAL CAPITAL LLC DIRECTOR direct 2012-01-01
CORNERSTONE CAPITAL MANAGEMENT LLC ELECTED MANAGER direct 2013-01-01
CORNERSTONE CAPITAL MANAGEMENT LLC MANAGER direct 2013-01-01
CORNERSTONE CAPITAL MANAGEMENT LLC CHAIRMAN OF THE BOARD OF MANAGERS direct 2013-01-01
CORNERSTONE CAPITAL MANAGEMENT LLC CHAIRMAN OF THE BOARD OF MANAGERS, ELECTED MANAGER direct 2015-06-01
MACKAY SHIELDS LLC MEMBER OF THE BOARD OF MANAGERS direct 2012-03-01
MACKAY SHIELDS LLC ELECTED TO THE BOARD OF MANAGERS direct 2012-03-01
MORGAN STANLEY VENTURE CAPITAL III INC CHAIRMAN, DIRECTOR AND MANAGING DIRECTOR direct 2004-10-01
MSDW VENTURE PARTNERS IV INC CHAIRMAN AND DIRECTOR direct 2004-10-01
MSDW CAPITAL PARTNERS IV INC DIRECTOR, MANAGING DIRECTOR direct 2004-10-01
MORGAN STANLEY GLOBAL EMERGING MARKETS INC MANAGING DIRECTOR, CHAIRMAN AND CEO direct 2004-10-01
MORGAN STANLEY GLOBAL EMERGING MARKETS INC DIRECTOR, CHAIRMAN AND CEO direct 2004-10-01
PRIVATE ADVISORS LLC BOARD OF MANAGERS direct 2010-12-01
PRIVATE ADVISORS LLC ELECTED MANAGER, CHAIRMAN OF THE BOARD OF MANAGERS direct 2010-12-01
PRIVATE ADVISORS LLC CHAIRMAN OF THE BOARD OF MANAGERS direct 2010-12-01
NEW YORK LIFE INVESTMENT MANAGEMENT LLC HEAD OF ALTERNATIVE SCALE BUSINESSES, SENIOR MANAGING DIRECTOR direct 2010-11-01
NEW YORK LIFE INVESTMENT MANAGEMENT LLC HEAD OF ALTERNATIVE SCALE BUSINESSES, EXECUTIVE VICE PRESIDENT direct 2010-11-01
NEW YORK LIFE INVESTMENT MANAGEMENT LLC HEAD OF ALTERNATIVE SCALE BUSINESSES, EXECUTIVE VICE PRESIDENT direct 2011-01-01
NEW YORK LIFE INVESTMENT MANAGEMENT LLC EXECUTIVE VICE PRESIDENT direct 2011-01-01
NEW YORK LIFE INVESTMENT MANAGEMENT LLC EXECUTIVE VICE PRESIDENT, HEAD OF INSTITUTIONAL INVESTMENTS direct 2012-03-01
NEW YORK LIFE INVESTMENT MANAGEMENT LLC MANAGER AND CO-PRESIDENT direct 2014-01-01
NEW YORK LIFE INVESTMENT MANAGEMENT LLC SENIOR MANAGING DIRECTOR, CO-PRESIDENT direct 2014-01-01
NEW YORK LIFE INVESTMENT MANAGEMENT LLC ELECTED MANAGER AND CO-PRESIDENT direct 2014-01-01
NEW YORK LIFE INVESTMENT MANAGEMENT LLC ELECTED MANAGER, CHAIRMAN AND CHIEF EXECUTIVE OFFICER direct 2015-06-01
MORGAN STANLEY CAPITAL PARTNERS III INC DIRECTOR AND MANAGING DIRECTOR direct 2004-10-01
MORGAN STANLEY VENTURE CAPITAL II INC CHAIRMAN AND DIRECTOR direct 2004-10-01
MORGAN STANLEY LEVERAGED EQUITY FUND II INC DIRECTOR AND MANAGING DIRECTOR direct 2004-10-01
MCMORGAN & COMPANY LLC CHAIRMAN-BOARD OF MANAGERS direct 2012-01-01
NYLCAP MANAGER LLC CHAIRMAN OF THE BOARD, CHAIRMAN OF THE COMPENSATION COMMITTEE, MEMBER OF INVESTMENT COMMITTEE direct 2010-11-01
NYLCAP MANAGER LLC CHAIRMAN OF THE BOARD, CHAIRMAN OF THE COMPENSATION COMMITTEE direct 2010-11-01
GOLDPOINT PARTNERS LLC CHAIRMAN OF THE BOARD OF MANAGERS, CHAIRMAN OF THE COMPENSATION COMMITTEE direct 2010-11-01
MSVP 2002, INC. CHAIRMAN, DIRECTOR AND MANAGING DIRECTOR direct 2004-10-01
MORGAN STANLEY HEDGE FUND PARTNERS GP LP DIRECTOR direct 2006-02-01
MORGAN STANLEY HEDGE FUND PARTNERS LP DIRECTOR direct 2006-02-01
PRIVATE INVESTMENT PARTNERS, INC. CHAIRMAN OF THE BOARD AND PRESIDENT direct 2005-11-01
PRIVATE INVESTMENT PARTNERS INC. MANAGING DIRECTOR direct 2006-03-01
INDEXIQ ADVISORS LLC ELECTED MANAGER direct 2015-10-01
MADISON SQUARE INVESTORS LLC CHAIRMAN OF THE BOARD OF MANAGERS AND CHAIRMAN OF THE COMPENSATION COMMITTEE direct 2012-01-01
CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC MANAGER direct 2012-01-01
CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC ELECTED MANAGER direct 2012-01-01
CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC CHAIRMAN OF THE BOARD OF MANAGERS, ELECTED MANAGER direct 2015-06-01
CREDIT VALUE PARTNERS, LLC ELECTED MANAGER, CHAIRMAN OF THE BOARD OF MANAGERS indirect 2017-02-01
CANDRIAM BELGIUM S.A. CHAIRMAN OF THE BOARD OF DIRECTORS AND MEMBER OF THE AUDIT COMMITTEE direct 2014-02-01
CANDRIAM LUXEMBOURG S.C.A. CHAIRMAN OF THE BOARD OF DIRECTORS AND CHAIRMAN OF THE AUDIT & COMPLIANCE COMMITTEE direct 2014-02-01
CANDRIAM FRANCE S.A.S. CHAIRMAN OF THE STRATEGIC COMMITTEE direct 2014-02-01
CANDRIAM S.A. (FRANCE) CHAIRMAN OF THE BOARD direct 2014-02-01
MADISON CAPITAL FUNDING LLC CHAIRMAN OF THE BOARD AND ELECTED MANAGER, AND MEMBER OF THE AUDIT COMMITTEE direct 2017-02-01
SHIVELY, GEORGE, SYDNEY ELECTED MANAGER, SECRETARY OF THE BOARD OF MANAGERS 12/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
CORNERSTONE CAPITAL MANAGEMENT LLC SECRETARY AND EXECUTIVE OFFICER direct 2013-01-01
PRIVATE ADVISORS LLC ELECTED MANAGER, SECRETARY OF THE BOARD OF MANAGERS direct 2010-12-01
PRIVATE ADVISORS LLC SECRETARY OF THE BOARD OF MANAGERS direct 2010-12-01
NEW YORK LIFE INVESTMENT MANAGEMENT LLC SR. MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY direct 2008-01-01
NEW YORK LIFE INVESTMENT MANAGEMENT LLC SENIOR MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY direct 2008-01-01
NEW YORK LIFE INVESTMENT MANAGEMENT LLC SR. MANAGING DIRECTOR/GENERAL COUNSEL direct 2008-01-01
NYL INVESTORS LLC SR. MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY direct 2013-10-01
TIMCO ASSET MANAGEMENT, INC. SECRETARY direct 2005-06-01
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC MEMBER 12/01/2010 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
NEW YORK LIFE ASSET MANAGEMENT OPERATING CO LLC SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER direct 1999-12-01
NYLCAP MANAGER LLC SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER direct 1999-12-01
CANDRIAM BELGIUM S.A. INDIRECT INTEREST HOLDER indirect 1999-12-01
CANDRIAM FRANCE S.A.S INDIRECT INTEREST HOLDER indirect 1999-12-01
MACKAY SHIELDS LLC SOLE MEMBER direct 2000-01-01
INSTITUTIONAL CAPITAL LLC MEMBER direct 2006-06-01
CORNERSTONE CAPITAL MANAGEMENT LLC SOLE MEMBER indirect 2008-09-01
CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC SOLE MEMBER direct 2008-09-01
PRIVATE ADVISORS LLC MEMBER direct 2010-12-01
CANDRIAM LUXEMBOURG S.C.A. INDIRECT INTEREST HOLDER indirect 2013-12-01
INDEXIQ ADVISORS LLC MEMBER indirect 2015-04-01
CREDIT VALUE PARTNERS, LLC MANAGING MEMBER indirect 2016-12-01
CORNERSTONE CAPITAL MANAGEMENT LLC SOLE MEMBER/DIRECT & SOLE INTEREST SHAREHOLDER indirect 2008-09-01 2013-01-28
CORNERSTONE CAPITAL MANAGEMENT LLC SOLE MEMBER/DIRECT & SOLE INTEREST SHAREHOLDER indirect 2008-09-01 2013-03-27
CORNERSTONE CAPITAL MANAGEMENT LLC SOLE MEMBER/DIRECT & SOLE INTEREST SHAREHOLDER indirect 2013-01-01 2014-12-01
MCF CAPITAL MANAGEMENT LLC INDIRECT INTEREST HOLDER indirect 2001-03-01 2014-12-03
MADISON SQUARE INVESTORS LLC SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER direct 2008-09-01 2014-12-04
PRIVATE ADVISORS LLC OWNER direct 2010-12-01 2014-12-08
MCF CAPITAL MANAGEMENT LLC SOLE MEMBER indirect 2001-03-01 2015-07-31
MILLIGAN, TODD, ALLAN MEMBER 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRIVATE ADVISORS LLC MEMBER direct 2010-01-01
PRIVATE ADVISORS LLC DIRECTOR direct 2010-01-01
PRIVATE ADVISORS LLC MANAGING DIRECTOR direct 2010-01-01
CIAVERELLI, GREGORY, NMN MEMBER, CHIEF OPERATING OFFICER 04/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRIVATE ADVISORS LLC MEMBER, CHIEF OPERATING OFFICER direct 2009-04-01
PRIVATE ADVISORS LLC MANAGING DIRECTOR direct 2009-04-01
PRIVATE ADVISORS LLC PARTNER direct 2009-04-01
TALIAFERRO, SAMUEL, SPOTTSWOOD MEMBER 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRIVATE ADVISORS LLC DIRECTOR direct 2008-01-01
PRIVATE ADVISORS LLC MEMBER direct 2010-01-01
PRIVATE ADVISORS LLC PARTNER direct 2010-01-01
PRIVATE ADVISORS LLC MANAGING DIRECTOR direct 2010-01-01
HONEY, CHARLES, HUBERT GATLING MEMBER 01/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRIVATE ADVISORS LLC PARTNER direct 2007-01-01
PRIVATE ADVISORS LLC MANAGING DIRECTOR direct 2007-01-01
PRIVATE ADVISORS LLC MEMBER direct 2007-01-01
RAPIDAN CAPITAL, LLC MANAGING MEMBER direct 2004-10-01
RAPIDAN CAPITAL, LLC MEMBER direct 2004-10-01
MACKAY, CHRISTOPHER, GEORGE MEMBER 12/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRIVATE ADVISORS LLC DIRECTOR direct 2006-03-01
PRIVATE ADVISORS LLC MANAGING DIRECTOR direct 2008-01-01
PRIVATE ADVISORS LLC MEMBER direct 2010-12-01
PRIVATE ADVISORS LLC PARTNER direct 2010-12-01
RABB, DOROTHY KEE, TILGHMAN MEMBER 12/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRIVATE ADVISORS LLC DIRECTOR direct 2006-01-01
PRIVATE ADVISORS LLC MEMBER direct 2010-12-01
PRIVATE ADVISORS LLC MANAGING DIRECTOR direct 2010-12-01
STRINGER, CHRISTOPHER, RYAN PRESIDENT, ELECTED MANAGER, MEMBER 12/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRIVATE ADVISORS LLC DIRECTOR direct 2004-12-01
PRIVATE ADVISORS LLC MANAGING DIRECTOR direct 2008-12-01
PRIVATE ADVISORS LLC PRESIDENT, ELECTED MANAGER, MEMBER direct 2010-12-01
PRIVATE ADVISORS LLC PARTNER direct 2010-12-01
PRIVATE ADVISORS LLC MEMBER direct 2010-12-01
MOELCHERT, LOUIS, WILLIAM CHAIRMAN, CIO, MEMBER, ELECTED MANAGER, & PRESIDENT OF WINDINGRIDGE PARTNERS INC. 12/01/2012 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
PRIVATE ADVISORS LLC MANAGING MEMBER direct 1996-01-01
PRIVATE ADVISORS LLC MANAGING MEMBER, TRUSTEE OF LOUIS W. MOELCHERT, III GST TRUST, LOUIS W. MOELCHERT, JR. SOLE TRUSTEE direct 1999-12-01
PRIVATE ADVISORS LLC MANAGING PARTNER, CEO, CIO, BOARD OF MANAGERS & TRUSTEE OF LOUIS W. MOELCHERT, III GST TRUST direct 2010-12-01
PRIVATE ADVISORS LLC PARTNER, CHAIRMAN, CIO, BOARD OF MANAGERS, AND TRUSTEE OF LOUIS W. MOELCHERT III GST TRUST AND WINDINGRIDGE PARTNERS, INC. direct 2012-12-01
PRIVATE ADVISORS LLC CHAIRMAN, CIO, MEMBER, ELECTED MANAGER, & PRESIDENT OF WINDINGRIDGE PARTNERS INC. direct 2012-12-01
MOELCHERT, LOUIS, WILLIAM CEO, MEMBER, ELECTED MANAGER & TRUSTEE OF LOUIS W. MOELCHERT, III GST TRUST 12/01/2012 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CREDIT VALUE PARTNERS, LLC ELECTED MANAGER indirect 2017-02-01
PRIVATE ADVISORS LLC MANAGING DIRECTOR direct 2003-08-01
PRIVATE ADVISORS LLC PARTNER direct 2006-01-01
PRIVATE ADVISORS LLC MEMBER direct 2010-06-01
PRIVATE ADVISORS LLC TRUSTEE indirect 2010-09-01
PRIVATE ADVISORS LLC PARTNER, BOARD OF MANAGERS & TRUSTEE OF LOUIS W. MOELCHERT, III GST TRUST direct 2010-12-01
PRIVATE ADVISORS LLC CEO, MEMBER, ELECTED MANAGER & TRUSTEE OF LOUIS W. MOELCHERT, III GST TRUST direct 2012-12-01
PRIVATE ADVISORS LLC PARTNER, CEO, BOARD OF MANAGERS & TRUSTEE OF LOUIS W. MOELCHERT, III GST TRUST direct 2012-12-01
PRIVATE ADVISORS LLC OWNER 100% indirect 2017-01-01
GOLDPOINT PARTNERS LLC ELECTED MANAGER direct 2011-01-01
NYLCAP MANAGER LLC MANAGER direct 2011-01-01
RIVERFRONT INVESTMENT GROUP, LLC MANAGER indirect 2008-03-01
RIVERFRONT INVESTMENT GROUP, LLC MEMBER OF THE BOARD OF DIRECTORS direct 2008-03-01
RIVERFRONT INVESTMENT GROUP, LLC MEMBER OF THE BOARD OF MANAGERS direct 2008-03-01
WINDINGRIDGE PARTNERS, INC. MEMBER 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRIVATE ADVISORS LLC MEMBER direct 2011-01-01
PRIVATE ADVISORS LLC OWNER direct 1998-04-01 2010-08-02
PRIVATE ADVISORS LLC OWNER direct 2011-01-01 2014-12-08
MOELCHERT, LOUIS, WILLIAM OWNER 100% LWM EQUITY PARTNERS, LLC 01/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CREDIT VALUE PARTNERS, LLC ELECTED MANAGER indirect 2017-02-01
PRIVATE ADVISORS LLC MANAGING DIRECTOR direct 2003-08-01
PRIVATE ADVISORS LLC PARTNER direct 2006-01-01
PRIVATE ADVISORS LLC MEMBER direct 2010-06-01
PRIVATE ADVISORS LLC TRUSTEE indirect 2010-09-01
PRIVATE ADVISORS LLC PARTNER, BOARD OF MANAGERS & TRUSTEE OF LOUIS W. MOELCHERT, III GST TRUST direct 2010-12-01
PRIVATE ADVISORS LLC CEO, MEMBER, ELECTED MANAGER & TRUSTEE OF LOUIS W. MOELCHERT, III GST TRUST direct 2012-12-01
PRIVATE ADVISORS LLC PARTNER, CEO, BOARD OF MANAGERS & TRUSTEE OF LOUIS W. MOELCHERT, III GST TRUST direct 2012-12-01
PRIVATE ADVISORS LLC OWNER 100% indirect 2017-01-01
GOLDPOINT PARTNERS LLC ELECTED MANAGER direct 2011-01-01
NYLCAP MANAGER LLC MANAGER direct 2011-01-01
RIVERFRONT INVESTMENT GROUP, LLC MANAGER indirect 2008-03-01
RIVERFRONT INVESTMENT GROUP, LLC MEMBER OF THE BOARD OF DIRECTORS direct 2008-03-01
RIVERFRONT INVESTMENT GROUP, LLC MEMBER OF THE BOARD OF MANAGERS direct 2008-03-01
MOELCHERT, LOUIS, WILLIAM TRUSTEE LOUIS W. MOELCHERT, III GST TRUST 09/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
CREDIT VALUE PARTNERS, LLC ELECTED MANAGER indirect 2017-02-01
PRIVATE ADVISORS LLC MANAGING DIRECTOR direct 2003-08-01
PRIVATE ADVISORS LLC PARTNER direct 2006-01-01
PRIVATE ADVISORS LLC MEMBER direct 2010-06-01
PRIVATE ADVISORS LLC TRUSTEE indirect 2010-09-01
PRIVATE ADVISORS LLC PARTNER, BOARD OF MANAGERS & TRUSTEE OF LOUIS W. MOELCHERT, III GST TRUST direct 2010-12-01
PRIVATE ADVISORS LLC CEO, MEMBER, ELECTED MANAGER & TRUSTEE OF LOUIS W. MOELCHERT, III GST TRUST direct 2012-12-01
PRIVATE ADVISORS LLC PARTNER, CEO, BOARD OF MANAGERS & TRUSTEE OF LOUIS W. MOELCHERT, III GST TRUST direct 2012-12-01
PRIVATE ADVISORS LLC OWNER 100% indirect 2017-01-01
GOLDPOINT PARTNERS LLC ELECTED MANAGER direct 2011-01-01
NYLCAP MANAGER LLC MANAGER direct 2011-01-01
RIVERFRONT INVESTMENT GROUP, LLC MANAGER indirect 2008-03-01
RIVERFRONT INVESTMENT GROUP, LLC MEMBER OF THE BOARD OF DIRECTORS direct 2008-03-01
RIVERFRONT INVESTMENT GROUP, LLC MEMBER OF THE BOARD OF MANAGERS direct 2008-03-01
MOELCHERT, CAROL, BARBIN TRUSTEE LOUIS W. MOELCHERT, III GST TRUST 01/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
PRIVATE ADVISORS LLC TRUSTEE indirect 2011-01-01
PRIVATE ADVISORS LLC TRUSTEE indirect 2012-01-01
MOELCHERT, CAROL, BARBIN TRUSTEE LAURA MILLER MOELCHERT GST TRUST 01/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
PRIVATE ADVISORS LLC TRUSTEE indirect 2011-01-01
PRIVATE ADVISORS LLC TRUSTEE indirect 2012-01-01
NEW YORK LIFE INSURANCE COMPANY INDIRECT INTEREST HOLDER NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC 12/01/2010 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MACKAY SHIELDS LLC INDIRECT INTEREST HOLDER indirect 1999-10-01
NEW YORK LIFE INVESTMENT MANAGEMENT LLC INDIRECT INTEREST HOLDER indirect 1999-12-01
INSTITUTIONAL CAPITAL LLC INDIRECT INTEREST HOLDER indirect 1999-12-01
CANDRIAM FRANCE S.A.S. INDIRECT INTEREST HOLDER indirect 1999-12-01
GOLDPOINT PARTNERS LLC SOLE MEMBER indirect 1999-12-01
CANDRIAM BELGIUM S.A. INDIRECT INTEREST HOLDER indirect 1999-12-01
CANDRIAM LUXEMBOURG S.C.A. INDIRECT INTEREST HOLDER indirect 1999-12-01
CREDIT VALUE PARTNERS, LLC MANAGING MEMBER indirect 1999-12-01
CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC INDIRECT INTEREST HOLDER indirect 2008-09-01
CORNERSTONE CAPITAL MANAGEMENT LLC INDIRECT INTEREST HOLDER indirect 2008-09-01
PRIVATE ADVISORS LLC INDIRECT INTEREST HOLDER indirect 2010-12-01
A&M CAPITAL ADVISORS, LLC LIMITED PARTNER OF A&M CAPITAL-GP, LP AND A&M CAPITAL OPPORTUNITIES-GP, LP (RELYING ADVISERS) direct 2012-03-01
NYL INVESTORS LLC SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER direct 2013-10-01
INDEXIQ ADVISORS LLC INDIRECT INTEREST HOLDER indirect 2015-04-01
MADISON CAPITAL FUNDING LLC MEMBER direct 2015-12-01
MCF CAPITAL MANAGEMENT LLC MEMBER indirect 2015-12-01
EAGLE STRATEGIES CORP INDIRECT STOCKHOLDER direct 1988-07-01 2006-03-01
MCMORGAN & COMPANY LLC INDIRECT INTEREST HOLDER indirect 1999-12-01 2008-10-10
INSTITUTIONAL CAPITAL CORP INDIRECT INTEREST HOLDER indirect 1999-10-01 2009-01-16
MADISON SQUARE INVESTORS LLC INDIRECT INTEREST HOLDER indirect 1999-12-01 2009-06-04
MCMORGAN & COMPANY LLC INDIRECT INTEREST HOLDER indirect 1999-12-01 2012-06-18
CORNERSTONE CAPITAL MANAGEMENT LLC INDIRECT INTEREST HOLDER indirect 2008-09-01 2013-01-28
CORNERSTONE CAPITAL MANAGEMENT LLC INDIRECT INTEREST HOLDER indirect 2008-08-01 2014-03-25
NYLCAP MANAGER LLC INDIRECT INTEREST HOLDERS indirect 1999-12-01 2014-11-24
CORNERSTONE CAPITAL MANAGEMENT LLC INDIRECT INTEREST HOLDER indirect 2008-08-01 2014-12-01
MCF CAPITAL MANAGEMENT LLC INDIRECT INTEREST HOLDER indirect 1999-12-01 2014-12-03
MADISON SQUARE INVESTORS LLC INDIRECT INTEREST HOLDER indirect 2008-09-01 2014-12-04
A&M CAPITAL ADVISORS, LLC LIMITED PARTNER OF A&M CAPITAL-GP, LP (RELYING ADVISER) direct 2012-03-01 2015-02-03
CROSSBEAM CAPITAL, LLC MEMBER indirect 2006-11-01 2015-03-31
MCF CAPITAL MANAGEMENT LLC SOLE MEMBER indirect 1999-12-01 2015-07-31
LOUIS W. MOELCHERT, III GST TRUST OWNER 67% WINDINGRIDGE PARTNERS, INC. 01/01/2011 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
PRIVATE ADVISORS LLC OWNER 67% indirect 2011-01-01
PRIVATE ADVISORS LLC MEMBER direct 2017-01-01
PRIVATE ADVISORS LLC OWNER indirect 2000-01-01 2001-03-27
PRIVATE ADVISORS LLC OWNER 50% indirect 2000-01-01 2008-07-10
PRIVATE ADVISORS LLC OWNER 67% indirect 2000-01-01 2010-08-02
PRIVATE ADVISORS LLC OWNER direct 2010-06-01 2014-12-08
PRIVATE ADVISORS LLC MEMBER direct 2010-06-01 2017-07-17
LAURA MILLER MOELCHERT GST TRUST OWNER 33% WINDINGRIDGE PARTNERS, INC. 01/01/2011 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
PRIVATE ADVISORS LLC OWNER 33% indirect 2011-01-01
PRIVATE ADVISORS LLC OWNER indirect 2000-01-01 2001-03-27
PRIVATE ADVISORS LLC OWNER 50% indirect 2000-01-01 2008-07-10
PRIVATE ADVISORS LLC OWNER 33% indirect 2000-01-01 2010-08-02

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
PRIVATE ADVISORS STABLE VALUE MASTER FUND, LTD. Cayman Islands 805-2268964787 Hedge Fund 102,995,267 1,000,000 Fund of Funds
PRIVATE ADVISORS SMALL CO COINVESTMENT FUND - ERISA LP United States 805-7454279930 Private Equity Fund 30,250,000 500,000 Fund of Funds
PRIVATE ADVISORS SMALL COMPANY BUYOUT FUND IV, LP United States 805-7154290618 Private Equity Fund 191,574,258 1,000,000 Fund of Funds
PRIVATE ADVISORS SMALL COMPANY BUYOUT FUND V, LP United States 805-7311795504 Private Equity Fund 297,248,189 1,000,000 Fund of Funds
CUYAHOGA CAPITAL PARTNERS IV LP United States 805-8648893334 Private Equity Fund 133,865,538 250,000 Fund of Funds
PRIVATE ADVISORS SMALL COMPANY BUYOUT FUND III, LP United States 805-6333293321 Private Equity Fund 113,847,227 1,000,000 Fund of Funds
CUYAHOGA CAPITAL EMERGING BUYOUT PARTNERS LP United States 805-4776095792 Private Equity Fund 47,279,056 0 Fund of Funds
CUYAHOGA CAPITAL PARTNERS II LP United States 805-9179054192 Private Equity Fund 10,211,788 0 Fund of Funds
PRIVATE ADVISORS COINVESTMENT FUND III, L.P. United States 805-5317964749 Private Equity Fund 121,744,298 500,000 Fund of Funds
PRIVATE ADVISORS HEDGED EQUITY MASTER FUND United States 805-8513234277 Hedge Fund 53,176,606 1,000,000 Master Fund Fund of Funds
PRIVATE ADVISORS HEDGED EQUITY MASTER FUND, LTD. Cayman Islands 805-7732827835 Hedge Fund 486,469,470 1,000,000 Master Fund Fund of Funds
CUYAHOGA CAPITAL PARTNERS III LP United States 805-2393945435 Private Equity Fund 14,880,781 200,000 Fund of Funds
PRIVATE ADVISORS SMALL CO COINVESTMENT FUND LP United States 805-9975349648 Private Equity Fund 67,747,739 500,000 Fund of Funds
CUYAHOGA CAPITAL PARTNERS I, L.P. United States 805-8818242687 Private Equity Fund 13,325,415 0 Fund of Funds
PRIVATE ADVISORS SMALL COMPANY BUYOUT FUND II, LP United States 805-1475712402 Private Equity Fund 76,349,477 1,000,000 Fund of Funds
PRIVATE ADVISORS SECONDARY FUND V, LP United States 805-6046554129 Private Equity Fund 122,730,248 1,000,000 Fund of Funds
PRIVATE ADVISORS COINVESTMENT FUND IV, L.P. United States 805-6769408601 Private Equity Fund 57,493,791 500,000 Fund of Funds
PRIVATE ADVISORS REAL ASSETS FUND, LP United States 805-2531014085 Private Equity Fund 213,515,143 1,000,000 Fund of Funds
PRIVATE ADVISORS SMALL CO PRIVATE EQUITY FUND VII, LP United States 805-9702966829 Private Equity Fund 346,538,616 1,000,000 Master Fund Fund of Funds
PRIVATE ADVISORS SMALL COMPANY BUYOUT V- ERISA FUND, LP United States 805-5453540710 Private Equity Fund 64,855,733 1,000,000 Fund of Funds
PRIVATE ADVISORS SMALL COMPANY PRIVATE EQUITY FUND VI, LP United States 805-5188011150 Private Equity Fund 343,575,604 1,000,000 Master Fund Fund of Funds
UNDISCOVERED VALUE MASTER FUND SPC Cayman Islands 805-4181183105 Hedge Fund 87,623,073 1,000,000 Master Fund
PRIVATE ADVISORS COINVESTMENT FUND, LP United States 805-9509177916 Private Equity Fund 15,828,070 500,000 Fund of Funds
PRIVATE ADVISORS COINVESTMENT FUND II, LP United States 805-6552816111 Private Equity Fund 56,165,085 500,000 Fund of Funds
PRIVATE ADVISORS STABLE VALUE ERISA FUND, LTD. Cayman Islands 805-8556327328 Hedge Fund 94,827,706 1,000,000 Fund of Funds

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