PRIVATE CAPITAL MANAGEMENT LLC

HTTP://WWW.PCM-INC.COM DENVER, CO Investment Advisor How do I update this listing?

Private Capital Management is based out of Denver. Private Capital Management is a large advisory firm with 816 clients and discretionary assets under management (AUM) of $1,001,371,294 (Form ADV from 2019-03-29). Their last reported 13F filing for Q2 2019 included $141,453,000 in managed 13F securities and a top 10 holdings concentration of 58.47%. Private Capital Management's largest holding is Vanguard S&P 500 ETF with shares held of 61,445. Whalewisdom has at least 3 13F filings

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06/30/2019

13F Sector Allocation Over Time

06/30/2019

13F Activity

  • Market Value $141.453 Million
  • Prior Market Value $134.604 Million
  • New Purchases9 stocks
  • Additional Purchases26 stocks
  • Sold out of6 stocks
  • Reduced holdings in49 stocks
  • Top 10 Holdings % 58.47 %
  • Turnover % [1]:15.15%
  • Turnover Alt % [2]: 5.44 %
  • Time Held Top20:1.90 quarters
  • Time Held Top10:1.80 quarters
  • Time Held All:1.66 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -1.02%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

PRIVATE CAPITAL MANAGEMENT, LLC
210 UNIVERSITY BLVD. STE 400
DENVER CO    80206
Country: United States

Business Phone: 303-370-0055
Fax: 303-370-0066
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: CO
Number of employees: 19
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities: 345,949,000
Total Number of Clients: 816
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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PRIVATE CAPITAL MANAGEMENT, LLC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
INDEPENDENT BANK MANAGING MEMBER 01/01/2019 Direct 75% or more
Fund Name Position direct/indirect start date end date
PRIVATE CAPITAL MANAGEMENT, LLC MANAGING MEMBER direct 2019-01-01
APT, JUSTIN, RICHARD MANAGING PRINCIPAL 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRIVATE CAPITAL MANAGEMENT, LLC SENIOR VICE PRESIDENT direct 2014-06-01
PRIVATE CAPITAL MANAGEMENT, LLC MANAGING PRINCIPAL direct 2014-06-01
WAGNER, GARY, ANDREW MANAGING PRINCIPAL 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
WAGNER WEALTH MANAGEMENT, LLC MEMBER, PRINCIPAL direct 2002-01-01
WAGNER WEALTH MANAGEMENT, LLC MEMBER direct 2002-01-01
WAGNER WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2002-01-01
WAGNER WEALTH MANAGEMENT, LLC MEMBER/CCO direct 2002-01-01
HOWARD, NATHAN, ROBERT CHIEF COMPLIANCE OFFICER AND OPERATING OFFICER 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
MONETA GROUP INVESTMENT ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2014-08-01
INDEPENDENT BANK GROUP, INC. SHAREHOLDER INDEPENDENT BANK 09/01/2002 Indirect 75% or more
Fund Name Position direct/indirect start date end date
PRIVATE CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2002-09-01

PRIVATE CAPITAL MANAGEMENT, LLC

ownership team - last updated 2018-04-30
Name Title Start Date Direct/Indirect % Ownership
GUARANTY BANK AND TRUST COMPANY MANAGING MEMBER 01/01/2013 Direct 75% or more
Fund Name Position direct/indirect start date end date
GUARANTY BANK AND TRUST COMPANY MANAGING MEMBER direct 2013-01-01
CHERRY HILLS INVESTMENT ADVISORS, INC. SHAREHOLDER direct 2014-07-01
APT, JUSTIN, RICHARD MANAGING PRINCIPAL 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRIVATE CAPITAL MANAGEMENT, LLC SENIOR VICE PRESIDENT direct 2014-06-01
PRIVATE CAPITAL MANAGEMENT, LLC MANAGING PRINCIPAL direct 2014-06-01
GOODRUM, JULIE, ANN CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
WAGNER WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2012-01-01
WAGNER WEALTH MANAGEMENT, LLC PRINCIPAL, CHIEF COMPLIANCE OFFICER direct 2016-07-01
WAGNER, GARY, ANDREW MANAGING PRINCIPAL 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
WAGNER WEALTH MANAGEMENT, LLC MEMBER, PRINCIPAL direct 2002-01-01
WAGNER WEALTH MANAGEMENT, LLC MEMBER direct 2002-01-01
WAGNER WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2002-01-01
WAGNER WEALTH MANAGEMENT, LLC MEMBER/CCO direct 2002-01-01
GUARANTY BANCORP SHAREHOLDER GUARANTY BANK AND TRUST COMPANY 12/01/2004 Indirect 75% or more
Fund Name Position direct/indirect start date end date
GUARANTY BANK AND TRUST COMPANY SHAREHOLDER indirect 2004-12-01
CHERRY HILLS INVESTMENT ADVISORS, INC. SHAREHOLDER indirect 2004-12-01

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