PZENA INVESTMENT MANAGEMENT LLC

https://www.linkedin.com/company/pzena-investment-management/ NEW YORK, NY Investment Advisor How do I update this listing?

Pzena Investment Management is based out of New York. Pzena Investment Management is a large advisory firm with 252 clients and discretionary assets under management (AUM) of $38,769,128,833 (Form ADV from 2019-05-01). Their last reported 13F filing for Q2 2020 included $15,328,385,000 in managed 13F securities and a top 10 holdings concentration of 30.19%. Pzena Investment Management's largest holding is American International Group, Inc. with shares held of 18,086,847. Pzena Investment Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 81 13F filings, 8 13D filings, and 246 13G filings

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06/30/2020

13F Activity

  • Market Value $15.328 Billion
  • Prior Market Value $13.218 Billion
  • New Purchases18 stocks
  • Additional Purchases42 stocks
  • Sold out of14 stocks
  • Reduced holdings in87 stocks
  • Top 10 Holdings % 30.19 %
  • Turnover % [1]:19.05%
  • Turnover Alt % [2]: 8.70 %
  • Time Held Top20:10.80 quarters
  • Time Held Top10:5.50 quarters
  • Time Held All:17.49 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 31.74%
Performance Last 4 Quarters: -25.82%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
ALPS ADVISORS INC
American Beacon Advisors, Inc.
Russell Investments Group, Ltd.

View Last Form Adv Compilation Report on Record

PZENA INVESTMENT MANAGEMENT LLC
Classified as Hedge Fund
320 PARK AVENUE, 8TH FLOOR
NEW YORK NY    10022
Country: United States

Business Phone: 212-355-1600
Fax: 212-308-0010
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 121
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 441,028,000
Total Number of Clients: 252
Amount of client funds and securities by related persons: 171,884,000
Total Number of clients from related persons: 2
Disclosures:
Data above was derived from SEC filings.

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PZENA INVESTMENT MANAGEMENT LLC

ownership team - last updated 2020-06-26
Name Title Start Date Direct/Indirect % Ownership
GOETZ, JOHN, PAUL MANAGING PRINCIPAL; CO-CHIEF INVESTMENT OFFICER 06/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; CO-CHIEF INVESTMENT OFFICER direct 1996-06-01
PZENA INVESTMENT MANAGEMENT LLC VP/DIR OF RESEARCH direct 1996-06-01 2002-03-01
PZENA INVESTMENT MANAGEMENT LLC VP/DIR OF RESEARCH, VTG MEMBER direct 1996-06-01 2003-11-18
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL, RESEARCH, VTG MEMBER direct 1996-06-01 2005-01-27
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL, CO-CHIEF INVESTMENT OFFICER, VTG MEMBER direct 1996-06-01 2007-02-23
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; CO-CHIEF INVESTMENT OFFICER; VOTING MEMBER direct 1996-06-01 2007-11-06
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; CO-CHIEF INVESTMENT OFFICER AND MEMBER WITH CLASS B UNITS direct 1996-06-01 2015-05-01
PZENA, RICHARD, STANTON MANAGING PRINCIPAL; CEO; CO-CHIEF INVESTMENT OFFICER 12/01/1995 Direct less than 5%
Fund Name Position direct/indirect start date end date
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; CEO; CO-CHIEF INVESTMENT OFFICER direct 1995-12-01
PZENA INVESTMENT MANAGEMENT LLC LIMITED PARTNER indirect 2016-01-01
PZENA INVESTMENT MANAGEMENT LLC SOLE MANAGING MEMBER direct 1995-12-01 2002-03-01
PZENA INVESTMENT MANAGEMENT LLC SOLE MANAGING MEMBER, CEO, CIO direct 1995-12-01 2003-11-18
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL, CEO, LLC MANAGING MEMBER direct 1995-12-01 2005-01-27
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL, CEO, CO-CHIEF INVESTMENT OFFICER, VOTING MEMBER direct 1995-12-01 2007-02-23
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; CEO; CO-CHIEF INVESTMENT OFFICER; VOTING MEMBER direct 1995-12-01 2007-11-06
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; CEO; CO-CHIEF INVESTMENT OFFICER AND MEMBER WITH CLASS B UNITS direct 1995-12-01 2015-05-01
LIPSEY, WILLIAM, LOUIS MANAGING PRINCIPAL; BUSINESS DEVELOPMENT & CLIENT SERVICES 02/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; BUSINESS DEVELOPMENT & CLIENT SERVICES direct 1997-02-01
PZENA INVESTMENT MANAGEMENT LLC VP/DIR MARKETING & CLIENT SERVICES direct 1997-02-01 2002-03-01
PZENA INVESTMENT MANAGEMENT LLC VP/DIR MARKETING & CLIENT SERVICES, VOTING MEMBER direct 1997-02-01 2003-11-18
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL, MARKETING & CLIENT SERVICES, VTG MEMBER direct 1997-02-01 2007-02-23
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; MARKETING & CLIENT SERVICES; VOTING MEMBER direct 1997-02-01 2007-11-06
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; MARKETING & CLIENT SERVICES direct 1997-02-01 2008-11-10
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; MARKETING & CLIENT SERVICES AND MEMBER WITH CLASS B UNITS direct 1997-02-01 2014-03-31
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; BUSINESS DEVELOPMENT & CLIENT SERVICES AND MEMBER WITH CLASS B UNITS direct 1997-02-01 2015-05-01
BERGER, JOAN, FRANCES GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER 05/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
PZENA INVESTMENT MANAGEMENT LLC GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER direct 2005-05-01
PZENA INVESTMENT MANAGEMENT LLC GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER AND MEMBER WITH CLASS B UNITS direct 2005-05-01
PZENA INVESTMENT MANAGEMENT LLC GENERAL COUNSEL; NON-VOTING MEMBER direct 2005-05-01
PZENA INVESTMENT MANAGEMENT LLC GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 2005-05-01
PZENA INVESTMENT MANAGEMENT LLC GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER; NON-VOTING MEMBER direct 2005-05-01
PZENA INVESTMENT MANAGEMENT LLC GENERAL COUNSEL direct 2005-05-01
PZENA INVESTMENT MANAGEMENT, INC. MANAGING MEMBER AND MEMBER WITH CLASS A UNITS 10/01/2007 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
PZENA INVESTMENT MANAGEMENT LLC VOTING MEMBER direct 2007-10-01
PZENA INVESTMENT MANAGEMENT LLC MANAGING MEMBER AND MEMBER WITH CLASS A UNITS direct 2007-10-01
PZENA INVESTMENT MANAGEMENT LLC MINORITY OWNER direct 2007-10-01
PZENA INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 2015-12-01
PZENA INVESTMENT MANAGEMENT, LP MEMBER WITH CLASS B UNITS 01/01/2016 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PZENA INVESTMENT MANAGEMENT LLC MEMBER WITH CLASS B UNITS direct 2016-01-01
DORAN, JESSICA, RYAN CHIEF FINANCIAL OFFICER 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
PZENA INVESTMENT MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2016-07-01
CAI, CHENYU, CAROLINE MANAGING PRINCIPAL; EXECUTIVE VICE PRESIDENT 02/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; EXECUTIVE VICE PRESIDENT direct 2019-02-01
FIRE, EVAN, KEITH MANAGING PRINCIPAL; CHIEF OPERATING OFFICER 09/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; CHIEF OPERATING OFFICER direct 2019-09-01
PZENA, RICHARD, STANTON LIMITED PARTNER PZENA INVESTMENT MANAGEMENT, LP 01/01/2016 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; CEO; CO-CHIEF INVESTMENT OFFICER direct 1995-12-01
PZENA INVESTMENT MANAGEMENT LLC LIMITED PARTNER indirect 2016-01-01
PZENA INVESTMENT MANAGEMENT LLC SOLE MANAGING MEMBER direct 1995-12-01 2002-03-01
PZENA INVESTMENT MANAGEMENT LLC SOLE MANAGING MEMBER, CEO, CIO direct 1995-12-01 2003-11-18
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL, CEO, LLC MANAGING MEMBER direct 1995-12-01 2005-01-27
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL, CEO, CO-CHIEF INVESTMENT OFFICER, VOTING MEMBER direct 1995-12-01 2007-02-23
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; CEO; CO-CHIEF INVESTMENT OFFICER; VOTING MEMBER direct 1995-12-01 2007-11-06
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; CEO; CO-CHIEF INVESTMENT OFFICER AND MEMBER WITH CLASS B UNITS direct 1995-12-01 2015-05-01
PZENA INVESTMENT MANAGEMENT, INC GENERAL PARTNER PZENA INVESTMENT MANAGEMENT, LP 12/01/2015 Indirect Other
Fund Name Position direct/indirect start date end date
PZENA INVESTMENT MANAGEMENT LLC VOTING MEMBER direct 2007-10-01
PZENA INVESTMENT MANAGEMENT LLC MANAGING MEMBER AND MEMBER WITH CLASS A UNITS direct 2007-10-01
PZENA INVESTMENT MANAGEMENT LLC MINORITY OWNER direct 2007-10-01
PZENA INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 2015-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
PZENA GLOBAL VALUE FUND 2 (DST), A SERIES OF PZENA TRUST United States 805-9146481454 Other Private Fund LONG EQUITY 111,478,645 5,000,000
PZENA EMERGING MARKETS FOCUSED VALUE FUND (GT), A SEPARATE INVESTMENT FUND OF PZENA VALUE GROUP TRUST United States 805-3618170652 Other Private Fund LONG EQUITY 249,521,965 5,000,000
PZENA GLOBAL VALUE FUND (DST), A SERIES OF PZENA VALUE TRUST United States 805-3099554559 Other Private Fund LONG EQUITY 7,620,901 5,000,000
PZENA INTERNATIONAL (EX U.S.) FOCUSED VALUE FUND (DST) United States 805-3473195964 Other Private Fund LONG EQUITY 66,581,055 5,000,000
PZENA U.S. BEST IDEAS FUND, LP United States 805-3331015797 Other Private Fund LONG EQUITY 144,356,404 5,000,000
PZENA GLOBAL BEST IDEAS FUND, LP United States 805-6419312949 Other Private Fund LONG EQUITY 27,527,672 5,000,000

PZENA INVESTMENT MANAGEMENT LLC

ownership team - last updated 2020-03-27
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
PZENA GLOBAL VALUE FUND 2 (DST), A SERIES OF PZENA TRUST United States 805-9146481454 Other Private Fund LONG EQUITY 111,478,645 5,000,000
PZENA EMERGING MARKETS FOCUSED VALUE FUND (GT), A SEPARATE INVESTMENT FUND OF PZENA VALUE GROUP TRUST United States 805-3618170652 Other Private Fund LONG EQUITY 249,521,965 5,000,000
PZENA GLOBAL VALUE FUND (DST), A SERIES OF PZENA VALUE TRUST United States 805-3099554559 Other Private Fund LONG EQUITY 7,620,901 5,000,000
PZENA INTERNATIONAL (EX U.S.) FOCUSED VALUE FUND (DST) United States 805-3473195964 Other Private Fund LONG EQUITY 66,581,055 5,000,000
PZENA U.S. BEST IDEAS FUND, LP United States 805-3331015797 Other Private Fund LONG EQUITY 144,356,404 5,000,000
PZENA GLOBAL BEST IDEAS FUND, LP United States 805-6419312949 Other Private Fund LONG EQUITY 27,527,672 5,000,000

PZENA INVESTMENT MANAGEMENT LLC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
GOETZ, JOHN, PAUL MANAGING PRINCIPAL; CO-CHIEF INVESTMENT OFFICER 06/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; CO-CHIEF INVESTMENT OFFICER direct 1996-06-01
PZENA INVESTMENT MANAGEMENT LLC VP/DIR OF RESEARCH direct 1996-06-01 2002-03-01
PZENA INVESTMENT MANAGEMENT LLC VP/DIR OF RESEARCH, VTG MEMBER direct 1996-06-01 2003-11-18
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL, RESEARCH, VTG MEMBER direct 1996-06-01 2005-01-27
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL, CO-CHIEF INVESTMENT OFFICER, VTG MEMBER direct 1996-06-01 2007-02-23
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; CO-CHIEF INVESTMENT OFFICER; VOTING MEMBER direct 1996-06-01 2007-11-06
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; CO-CHIEF INVESTMENT OFFICER AND MEMBER WITH CLASS B UNITS direct 1996-06-01 2015-05-01
PZENA, RICHARD, STANTON MANAGING PRINCIPAL; CEO; CO-CHIEF INVESTMENT OFFICER 12/01/1995 Direct less than 5%
Fund Name Position direct/indirect start date end date
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; CEO; CO-CHIEF INVESTMENT OFFICER direct 1995-12-01
PZENA INVESTMENT MANAGEMENT LLC LIMITED PARTNER indirect 2016-01-01
PZENA INVESTMENT MANAGEMENT LLC SOLE MANAGING MEMBER direct 1995-12-01 2002-03-01
PZENA INVESTMENT MANAGEMENT LLC SOLE MANAGING MEMBER, CEO, CIO direct 1995-12-01 2003-11-18
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL, CEO, LLC MANAGING MEMBER direct 1995-12-01 2005-01-27
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL, CEO, CO-CHIEF INVESTMENT OFFICER, VOTING MEMBER direct 1995-12-01 2007-02-23
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; CEO; CO-CHIEF INVESTMENT OFFICER; VOTING MEMBER direct 1995-12-01 2007-11-06
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; CEO; CO-CHIEF INVESTMENT OFFICER AND MEMBER WITH CLASS B UNITS direct 1995-12-01 2015-05-01
LIPSEY, WILLIAM, LOUIS MANAGING PRINCIPAL; BUSINESS DEVELOPMENT & CLIENT SERVICES 02/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; BUSINESS DEVELOPMENT & CLIENT SERVICES direct 1997-02-01
PZENA INVESTMENT MANAGEMENT LLC VP/DIR MARKETING & CLIENT SERVICES direct 1997-02-01 2002-03-01
PZENA INVESTMENT MANAGEMENT LLC VP/DIR MARKETING & CLIENT SERVICES, VOTING MEMBER direct 1997-02-01 2003-11-18
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL, MARKETING & CLIENT SERVICES, VTG MEMBER direct 1997-02-01 2007-02-23
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; MARKETING & CLIENT SERVICES; VOTING MEMBER direct 1997-02-01 2007-11-06
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; MARKETING & CLIENT SERVICES direct 1997-02-01 2008-11-10
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; MARKETING & CLIENT SERVICES AND MEMBER WITH CLASS B UNITS direct 1997-02-01 2014-03-31
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; BUSINESS DEVELOPMENT & CLIENT SERVICES AND MEMBER WITH CLASS B UNITS direct 1997-02-01 2015-05-01
BERGER, JOAN, FRANCES GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER 05/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
PZENA INVESTMENT MANAGEMENT LLC GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER direct 2005-05-01
PZENA INVESTMENT MANAGEMENT LLC GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER AND MEMBER WITH CLASS B UNITS direct 2005-05-01
PZENA INVESTMENT MANAGEMENT LLC GENERAL COUNSEL; NON-VOTING MEMBER direct 2005-05-01
PZENA INVESTMENT MANAGEMENT LLC GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 2005-05-01
PZENA INVESTMENT MANAGEMENT LLC GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER; NON-VOTING MEMBER direct 2005-05-01
PZENA INVESTMENT MANAGEMENT LLC GENERAL COUNSEL direct 2005-05-01
PZENA INVESTMENT MANAGEMENT, INC. MANAGING MEMBER AND MEMBER WITH CLASS A UNITS 10/01/2007 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PZENA INVESTMENT MANAGEMENT LLC VOTING MEMBER direct 2007-10-01
PZENA INVESTMENT MANAGEMENT LLC MANAGING MEMBER AND MEMBER WITH CLASS A UNITS direct 2007-10-01
PZENA INVESTMENT MANAGEMENT LLC MINORITY OWNER direct 2007-10-01
PZENA INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 2015-12-01
BACHMAN, GARY, J MANAGING PRINCIPAL; CHIEF OPERATING OFFICER 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
PZENA INVESTMENT MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2012-09-01
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; CHIEF OPERATING OFFICER direct 2016-07-01
PZENA INVESTMENT MANAGEMENT, LP MEMBER WITH CLASS B UNITS 01/01/2016 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PZENA INVESTMENT MANAGEMENT LLC MEMBER WITH CLASS B UNITS direct 2016-01-01
DORAN, JESSICA, RYAN CHIEF FINANCIAL OFFICER 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
PZENA INVESTMENT MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2016-07-01
CAI, CHENYU, CAROLINE MANAGING PRINCIPAL; EXECUTIVE VICE PRESIDENT 02/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; EXECUTIVE VICE PRESIDENT direct 2019-02-01
PZENA, RICHARD, STANTON LIMITED PARTNER PZENA INVESTMENT MANAGEMENT, LP 01/01/2016 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; CEO; CO-CHIEF INVESTMENT OFFICER direct 1995-12-01
PZENA INVESTMENT MANAGEMENT LLC LIMITED PARTNER indirect 2016-01-01
PZENA INVESTMENT MANAGEMENT LLC SOLE MANAGING MEMBER direct 1995-12-01 2002-03-01
PZENA INVESTMENT MANAGEMENT LLC SOLE MANAGING MEMBER, CEO, CIO direct 1995-12-01 2003-11-18
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL, CEO, LLC MANAGING MEMBER direct 1995-12-01 2005-01-27
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL, CEO, CO-CHIEF INVESTMENT OFFICER, VOTING MEMBER direct 1995-12-01 2007-02-23
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; CEO; CO-CHIEF INVESTMENT OFFICER; VOTING MEMBER direct 1995-12-01 2007-11-06
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; CEO; CO-CHIEF INVESTMENT OFFICER AND MEMBER WITH CLASS B UNITS direct 1995-12-01 2015-05-01
PZENA INVESTMENT MANAGEMENT, INC GENERAL PARTNER PZENA INVESTMENT MANAGEMENT, LP 12/01/2015 Indirect Other
Fund Name Position direct/indirect start date end date
PZENA INVESTMENT MANAGEMENT LLC VOTING MEMBER direct 2007-10-01
PZENA INVESTMENT MANAGEMENT LLC MANAGING MEMBER AND MEMBER WITH CLASS A UNITS direct 2007-10-01
PZENA INVESTMENT MANAGEMENT LLC MINORITY OWNER direct 2007-10-01
PZENA INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 2015-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
PZENA GLOBAL VALUE FUND 2 (DST), A SERIES OF PZENA TRUST United States 805-9146481454 Other Private Fund LONG EQUITY 91,025,099 5,000,000
PZENA INTERNATIONAL VALUE FUND (GT), A SEPARATE INVESTMENT FUND OF PZENA VALUE GROUP TRUST United States 805-1406128919 Other Private Fund LONG EQUITY 6,306,146 5,000,000
PZENA EMERGING MARKETS FOCUSED VALUE FUND (GT), A SEPARATE INVESTMENT FUND OF PZENA VALUE GROUP TRUST United States 805-3618170652 Other Private Fund LONG EQUITY 230,224,466 5,000,000
PZENA INTERNATIONAL VALUE SERVICE A SERIES OF PZENA INVESTMENT MANAGEMENT INTERNATIONAL LLC United States 805-5320964474 Other Private Fund LONG EQUITY 2,983,203 100,000
PZENA GLOBAL VALUE FUND (DST), A SERIES OF PZENA VALUE TRUST United States 805-3099554559 Other Private Fund LONG EQUITY 38,270,767 5,000,000
PZENA GLOBAL VALUE FUND (GT), A SEPARATE INVESTMENT FUND OF PZENA VALUE GROUP TRUST United States 805-9250820412 Other Private Fund LONG EQUITY 144,639,299 5,000,000
PZENA INTERNATIONAL (EX U.S.) FOCUSED VALUE FUND (DST) United States 805-3473195964 Other Private Fund LONG EQUITY 33,612,742 5,000,000
PZENA U.S. BEST IDEAS FUND, LP United States 805-3331015797 Other Private Fund LONG EQUITY 110,377,959 5,000,000
PZENA GLOBAL BEST IDEAS FUND, LP United States 805-6419312949 Other Private Fund LONG EQUITY 21,779,078 5,000,000

PZENA INVESTMENT MANAGEMENT LLC

ownership team - last updated 2017-03-30
Name Title Start Date Direct/Indirect % Ownership
GOETZ, JOHN, PAUL MANAGING PRINCIPAL; CO-CHIEF INVESTMENT OFFICER 06/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; CO-CHIEF INVESTMENT OFFICER direct 1996-06-01
PZENA INVESTMENT MANAGEMENT LLC VP/DIR OF RESEARCH direct 1996-06-01 2002-03-01
PZENA INVESTMENT MANAGEMENT LLC VP/DIR OF RESEARCH, VTG MEMBER direct 1996-06-01 2003-11-18
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL, RESEARCH, VTG MEMBER direct 1996-06-01 2005-01-27
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL, CO-CHIEF INVESTMENT OFFICER, VTG MEMBER direct 1996-06-01 2007-02-23
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; CO-CHIEF INVESTMENT OFFICER; VOTING MEMBER direct 1996-06-01 2007-11-06
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; CO-CHIEF INVESTMENT OFFICER AND MEMBER WITH CLASS B UNITS direct 1996-06-01 2015-05-01
PZENA, RICHARD, STANTON MANAGING PRINCIPAL; CEO; CO-CHIEF INVESTMENT OFFICER 12/01/1995 Direct less than 5%
Fund Name Position direct/indirect start date end date
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; CEO; CO-CHIEF INVESTMENT OFFICER direct 1995-12-01
PZENA INVESTMENT MANAGEMENT LLC LIMITED PARTNER indirect 2016-01-01
PZENA INVESTMENT MANAGEMENT LLC SOLE MANAGING MEMBER direct 1995-12-01 2002-03-01
PZENA INVESTMENT MANAGEMENT LLC SOLE MANAGING MEMBER, CEO, CIO direct 1995-12-01 2003-11-18
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL, CEO, LLC MANAGING MEMBER direct 1995-12-01 2005-01-27
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL, CEO, CO-CHIEF INVESTMENT OFFICER, VOTING MEMBER direct 1995-12-01 2007-02-23
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; CEO; CO-CHIEF INVESTMENT OFFICER; VOTING MEMBER direct 1995-12-01 2007-11-06
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; CEO; CO-CHIEF INVESTMENT OFFICER AND MEMBER WITH CLASS B UNITS direct 1995-12-01 2015-05-01
LIPSEY, WILLIAM, LOUIS MANAGING PRINCIPAL; BUSINESS DEVELOPMENT & CLIENT SERVICES 02/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; BUSINESS DEVELOPMENT & CLIENT SERVICES direct 1997-02-01
PZENA INVESTMENT MANAGEMENT LLC VP/DIR MARKETING & CLIENT SERVICES direct 1997-02-01 2002-03-01
PZENA INVESTMENT MANAGEMENT LLC VP/DIR MARKETING & CLIENT SERVICES, VOTING MEMBER direct 1997-02-01 2003-11-18
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL, MARKETING & CLIENT SERVICES, VTG MEMBER direct 1997-02-01 2007-02-23
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; MARKETING & CLIENT SERVICES; VOTING MEMBER direct 1997-02-01 2007-11-06
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; MARKETING & CLIENT SERVICES direct 1997-02-01 2008-11-10
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; MARKETING & CLIENT SERVICES AND MEMBER WITH CLASS B UNITS direct 1997-02-01 2014-03-31
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; BUSINESS DEVELOPMENT & CLIENT SERVICES AND MEMBER WITH CLASS B UNITS direct 1997-02-01 2015-05-01
PETERSON, MICHAEL MANAGING PRINCIPAL; PORTFOLIO MANAGER 11/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
PZENA INVESTMENT MANAGEMENT LLC DIRECTOR OF RESEARCH; PORTFOLIO MANAGER direct 1998-03-01
PZENA INVESTMENT MANAGEMENT LLC CO-DIRECTOR OF RESEARCH; PORTFOLIO MANAGER AND MEMBER WITH CLASS B UNITS direct 1998-03-01
PZENA INVESTMENT MANAGEMENT LLC DIRECTOR OF RESEARCH; PORTFOLIO MANAGER; NON-VOTING MEMBER direct 1998-03-01
PZENA INVESTMENT MANAGEMENT LLC CO-DIRECTOR OF RESEARCH; PORTFOLIO MANAGER direct 1998-03-01
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; PORTFOLIO MANAGER AND MEMBER WITH CLASS B UNITS direct 1998-03-01
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; PORTFOLIO MANAGER direct 2009-11-01
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; PORTFOLIO MANAGER AND MEMBER WITH CLASS B UNITS direct 2009-11-01
BERGER, JOAN, FRANCES GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER 05/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
PZENA INVESTMENT MANAGEMENT LLC GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER direct 2005-05-01
PZENA INVESTMENT MANAGEMENT LLC GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER AND MEMBER WITH CLASS B UNITS direct 2005-05-01
PZENA INVESTMENT MANAGEMENT LLC GENERAL COUNSEL; NON-VOTING MEMBER direct 2005-05-01
PZENA INVESTMENT MANAGEMENT LLC GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 2005-05-01
PZENA INVESTMENT MANAGEMENT LLC GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER; NON-VOTING MEMBER direct 2005-05-01
PZENA INVESTMENT MANAGEMENT LLC GENERAL COUNSEL direct 2005-05-01
PZENA INVESTMENT MANAGEMENT, INC. MANAGING MEMBER AND MEMBER WITH CLASS A UNITS 10/01/2007 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PZENA INVESTMENT MANAGEMENT LLC VOTING MEMBER direct 2007-10-01
PZENA INVESTMENT MANAGEMENT LLC MANAGING MEMBER AND MEMBER WITH CLASS A UNITS direct 2007-10-01
PZENA INVESTMENT MANAGEMENT LLC MINORITY OWNER direct 2007-10-01
PZENA INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 2015-12-01
BACHMAN, GARY, J MANAGING PRINCIPAL; CHIEF OPERATING OFFICER 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
PZENA INVESTMENT MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2012-09-01
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; CHIEF OPERATING OFFICER direct 2016-07-01
PZENA INVESTMENT MANAGEMENT, LP MEMBER WITH CLASS B UNITS 01/01/2016 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
PZENA INVESTMENT MANAGEMENT LLC MEMBER WITH CLASS B UNITS direct 2016-01-01
DORAN, JESSICA, RYAN CHIEF FINANCIAL OFFICER 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
PZENA INVESTMENT MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2016-07-01
PZENA, RICHARD, STANTON LIMITED PARTNER PZENA INVESTMENT MANAGEMENT, LP 01/01/2016 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; CEO; CO-CHIEF INVESTMENT OFFICER direct 1995-12-01
PZENA INVESTMENT MANAGEMENT LLC LIMITED PARTNER indirect 2016-01-01
PZENA INVESTMENT MANAGEMENT LLC SOLE MANAGING MEMBER direct 1995-12-01 2002-03-01
PZENA INVESTMENT MANAGEMENT LLC SOLE MANAGING MEMBER, CEO, CIO direct 1995-12-01 2003-11-18
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL, CEO, LLC MANAGING MEMBER direct 1995-12-01 2005-01-27
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL, CEO, CO-CHIEF INVESTMENT OFFICER, VOTING MEMBER direct 1995-12-01 2007-02-23
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; CEO; CO-CHIEF INVESTMENT OFFICER; VOTING MEMBER direct 1995-12-01 2007-11-06
PZENA INVESTMENT MANAGEMENT LLC MANAGING PRINCIPAL; CEO; CO-CHIEF INVESTMENT OFFICER AND MEMBER WITH CLASS B UNITS direct 1995-12-01 2015-05-01
PZENA INVESTMENT MANAGEMENT, INC GENERAL PARTNER PZENA INVESTMENT MANAGEMENT, LP 12/01/2015 Indirect Other
Fund Name Position direct/indirect start date end date
PZENA INVESTMENT MANAGEMENT LLC VOTING MEMBER direct 2007-10-01
PZENA INVESTMENT MANAGEMENT LLC MANAGING MEMBER AND MEMBER WITH CLASS A UNITS direct 2007-10-01
PZENA INVESTMENT MANAGEMENT LLC MINORITY OWNER direct 2007-10-01
PZENA INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 2015-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
PZENA GLOBAL VALUE FUND (GT), A SEPARATE INVESTMENT FUND OF PZENA VALUE GROUP TRUST United States 805-9250820412 Other Private Fund LONG EQUITY 153,765,128 5,000,000
PZENA INTERNATIONAL VALUE FUND (GT), A SEPARATE INVESTMENT FUND OF PZENA VALUE GROUP TRUST United States 805-1406128919 Other Private Fund LONG EQUITY 43,514,481 5,000,000
PZENA EMERGING MARKETS FOCUSED VALUE FUND (GT), A SEPARATE INVESTMENT FUND OF PZENA VALUE GROUP TRUST United States 805-3618170652 Other Private Fund LONG EQUITY 231,809,889 5,000,000
PZENA INTERNATIONAL VALUE SERVICE A SERIES OF PZENA INVESTMENT MANAGEMENT INTERNATIONAL LLC United States 805-5320964474 Other Private Fund LONG EQUITY 4,483,612 100,000
PZENA GLOBAL VALUE FUND (DST), A SERIES OF PZENA VALUE TRUST United States 805-3099554559 Other Private Fund LONG EQUITY 43,117,580 5,000,000

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