QUANTUM CAPITAL MANAGEMENT

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Quantum Capital Management is based out of San Francisco. Quantum Capital Management is a large advisory firm with 98 clients and discretionary assets under management (AUM) of $137,829,319 (Form ADV from 2020-03-25). Their last reported 13F filing for Q1 2020 included $149,195,000 in managed 13F securities and a top 10 holdings concentration of 37.52%. Quantum Capital Management's largest holding is Vanguard Short-Term Bond ETF with shares held of 117,571. Whalewisdom has at least 69 13F filings

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03/31/2020

13F Activity

  • Market Value $149.195 Million
  • Prior Market Value $207.444 Million
  • New Purchases1 stock
  • Additional Purchases80 stocks
  • Sold out of13 stocks
  • Reduced holdings in99 stocks
  • Top 10 Holdings % 37.52 %
  • Turnover % [1]:4.50%
  • Turnover Alt % [2]: 7.51 %
  • Time Held Top20:3.70 quarters
  • Time Held Top10:3.40 quarters
  • Time Held All:8.88 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

03/31/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 22.63%
Performance Last 4 Quarters: -13.08%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

QUANTUM CAPITAL MANAGEMENT
311 CALIFORNIA STREET SUITE 510
SAN FRANCISCO CA    94104
Country: United States

Business Phone: (415) 738-0288
Fax: (415) 738-0280
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 6
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Performance-based fees
Amount of client funds and securities:
Total Number of Clients: 98
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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Form 4 - Recent Insider Transactions

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QCM, LLC

ownership team - last updated 2020-03-25
Name Title Start Date Direct/Indirect % Ownership

QCM, LLC

ownership team - last updated 2019-04-02
Name Title Start Date Direct/Indirect % Ownership
ASCHWALD, HOWARD, BERNARD CHIEF INVESTMENT OFFICER 08/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
QCM, LLC CHIEF INVESTMENT OFFICER direct 1996-08-01
QCM, LLC EXECUTIVE VICE PRESIDENT direct 2007-01-01
YOUNG, DANIEL, CRAIG CHIEF COMPLIANCE OFFICER 08/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
QCM, LLC CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER direct 2014-08-01
QCM, LLC CHIEF COMPLIANCE OFFICER direct 2014-08-01
BRAIDER GLOBAL ADVISORS, INC. SENIOR VICE PRESIDENT - PORTFOLIO MANAGER direct 2012-08-01
CLIFFORD, JOHN, DENNIS CHIEF OPERATIONS OFFICER 08/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
QCM, LLC CHIEF OPERATIONS OFFICER direct 2014-08-01
SINATRA, PETER, CHARLES CHIEF EXECUTIVE OFFICER 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
QCM, LLC CHIEF EXECUTIVE OFFICER direct 2010-01-01
QCM, LLC SENIOR MANAGING PARTNER direct 2010-01-01
STERLING BANK AND TRUST, FSB DIRECT OWNER/PARENT HOLDING COMPANY 04/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
QCM, LLC DIRECT OWNER/PARENT HOLDING COMPANY direct 2017-04-01
STERLING BANCORP, INC. PARENT HOLDING COMPANY STERLING BANK AND TRUST, FSB 04/01/1994 Indirect 75% or more
Fund Name Position direct/indirect start date end date
QCM, LLC PARENT HOLDING COMPANY indirect 1994-04-01
K.I.S.S. DYNASTY TRUST NO. 9 SHAREHOLDER STERLING BANCORP, INC. 05/01/2006 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
QCM, LLC SHAREHOLDER indirect 2006-05-01
RUBENSTEIN, ERWIN, AARON TRUSTEE K.I.S.S. DYNASTY TRUST NO. 9 05/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
QCM, LLC TRUSTEE indirect 2003-01-01
QCM, LLC TRUSTEE indirect 2006-05-01
THE FIRST NATIONAL BANK IN SIOUX FALLS TRUSTEE K.I.S.S. DYNASTY TRUST NO. 9 05/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
QCM, LLC TRUSTEE indirect 2006-05-01

QCM, LLC

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
ASCHWALD, HOWARD, BERNARD CHIEF INVESTMENT OFFICER 08/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
QCM, LLC CHIEF INVESTMENT OFFICER direct 1996-08-01
QCM, LLC EXECUTIVE VICE PRESIDENT direct 2007-01-01
YOUNG, DANIEL, CRAIG CHIEF COMPLIANCE OFFICER 08/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
QCM, LLC CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER direct 2014-08-01
QCM, LLC CHIEF COMPLIANCE OFFICER direct 2014-08-01
BRAIDER GLOBAL ADVISORS, INC. SENIOR VICE PRESIDENT - PORTFOLIO MANAGER direct 2012-08-01
CLIFFORD, JOHN, DENNIS CHIEF OPERATIONS OFFICER 08/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
QCM, LLC CHIEF OPERATIONS OFFICER direct 2014-08-01
SINATRA, PETER, CHARLES CHIEF EXECUTIVE OFFICER 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
QCM, LLC CHIEF EXECUTIVE OFFICER direct 2010-01-01
QCM, LLC SENIOR MANAGING PARTNER direct 2010-01-01
STERLING BANK AND TRUST, FSB DIRECT OWNER/PARENT HOLDING COMPANY 04/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
QCM, LLC DIRECT OWNER/PARENT HOLDING COMPANY direct 2017-04-01
STERLING BANCORP, INC. PARENT HOLDING COMPANY STERLING BANK AND TRUST, FSB 04/01/1994 Indirect 75% or more
Fund Name Position direct/indirect start date end date
QCM, LLC PARENT HOLDING COMPANY indirect 1994-04-01
K.I.S.S. DYNASTY TRUST NO. 9 SHAREHOLDER STERLING BANCORP, INC. 05/01/2006 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
QCM, LLC SHAREHOLDER indirect 2006-05-01
RUBENSTEIN, ERWIN, AARON TRUSTEE K.I.S.S. DYNASTY TRUST NO. 9 05/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
QCM, LLC TRUSTEE indirect 2003-01-01
QCM, LLC TRUSTEE indirect 2006-05-01
THE FIRST NATIONAL BANK IN SIOUX FALLS TRUSTEE K.I.S.S. DYNASTY TRUST NO. 9 05/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
QCM, LLC TRUSTEE indirect 2006-05-01

QCM, LLC

ownership team - last updated 2018-04-02
Name Title Start Date Direct/Indirect % Ownership
ASCHWALD, HOWARD, BERNARD CHIEF INVESTMENT OFFICER 08/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
QCM, LLC CHIEF INVESTMENT OFFICER direct 1996-08-01
QCM, LLC EXECUTIVE VICE PRESIDENT direct 2007-01-01
YOUNG, DANIEL, CRAIG CHIEF COMPLIANCE OFFICER 08/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
QCM, LLC CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER direct 2014-08-01
QCM, LLC CHIEF COMPLIANCE OFFICER direct 2014-08-01
BRAIDER GLOBAL ADVISORS, INC. SENIOR VICE PRESIDENT - PORTFOLIO MANAGER direct 2012-08-01
CLIFFORD, JOHN, DENNIS CHIEF OPERATIONS OFFICER 08/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
QCM, LLC CHIEF OPERATIONS OFFICER direct 2014-08-01
SINATRA, PETER, CHARLES CHIEF EXECUTIVE OFFICER 01/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
QCM, LLC CHIEF EXECUTIVE OFFICER direct 2010-01-01
QCM, LLC SENIOR MANAGING PARTNER direct 2010-01-01
STERLING BANK AND TRUST, FSB DIRECT OWNER/PARENT HOLDING COMPANY 04/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
QCM, LLC DIRECT OWNER/PARENT HOLDING COMPANY direct 2017-04-01
STERLING BANCORP, INC. PARENT HOLDING COMPANY STERLING BANK AND TRUST, FSB 04/01/1994 Indirect 75% or more
Fund Name Position direct/indirect start date end date
QCM, LLC PARENT HOLDING COMPANY indirect 1994-04-01
K.I.S.S. DYNASTY TRUST NO. 9 SHAREHOLDER STERLING BANCORP, INC. 05/01/2006 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
QCM, LLC SHAREHOLDER indirect 2006-05-01
RUBENSTEIN, ERWIN, AARON TRUSTEE K.I.S.S. DYNASTY TRUST NO. 9 05/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
QCM, LLC TRUSTEE indirect 2003-01-01
QCM, LLC TRUSTEE indirect 2006-05-01
THE FIRST NATIONAL BANK IN SIOUX FALLS TRUSTEE K.I.S.S. DYNASTY TRUST NO. 9 05/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
QCM, LLC TRUSTEE indirect 2006-05-01

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