QVT FINANCIAL LP

HTTP://WWW.QVT.COM NEW YORK, NY Investment Advisor Hedge Fund Activist Investor How do I update this listing?

QVT Financial is based out of New York. QVT Financial is a large advisory firm with 20 clients and discretionary assets under management (AUM) of $2,944,161,408 (Form ADV from 2018-08-22). Their last reported 13F filing for Q3 2018 included $387,284,000 in managed 13F securities and a top 10 holdings concentration of 55.44%. QVT Financial's largest holding is Advanced Micro Devices Inc with shares held of 10,339,000. QVT Financial has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 63 13F filings, 60 13D filings, and 617 13G filings

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09/30/2018

13F Sector Allocation Over Time

09/30/2018

13F Activity

  • Market Value $387.284 Million
  • Prior Market Value $347.998 Million
  • New Purchases5 stocks
  • Additional Purchases6 stocks
  • Sold out of2 stocks
  • Reduced holdings in11 stocks
  • Top 10 Holdings % 55.44 %
  • Turnover % [1]:13.21%
  • Turnover Alt % [2]: 17.34 %
  • Time Held Top20:3.70 quarters
  • Time Held Top10:2.30 quarters
  • Time Held All:6.66 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2018-11-14

Performance for Q3 2018: -10.15%
Performance Last 4 Quarters: -9.97%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR/A (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-09-30 - 13F-HR (Subscription required)
  • 2007-06-30 - 13F-HR (Subscription required)
  • 2007-03-31 - 13F-HR/A (Subscription required)
  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
  • 2006-06-30 - 13F-HR (Subscription required)
  • 2006-03-31 - 13F-HR (Subscription required)
  • 2005-12-31 - 13F-HR/A (Subscription required)
  • 2005-12-31 - 13F-HR (Subscription required)
  • 2005-09-30 - 13F-HR/A (Subscription required)
  • 2005-09-30 - 13F-HR/A (Subscription required)
  • 2005-09-30 - 13F-HR (Subscription required)
  • 2005-06-30 - 13F-HR/A (Subscription required)
  • 2005-06-30 - 13F-HR (Subscription required)
  • 2005-03-31 - 13F-HR (Subscription required)
  • 2004-12-31 - 13F-HR/A (Subscription required)
  • 2004-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

QVT FINANCIAL LP
Classified as Hedge Fund
444 MADISON AVENUE 21ST FLOOR
NEW YORK NY    10022
Country: United States

Business Phone: (212) 705-8888
Fax: (212) 705-8820
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Partnership
Organized in: DE
Number of employees: 69
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 2,789,160,000
Total Number of Clients: 20
Amount of client funds and securities by related persons: 2,789,160,000
Total Number of clients from related persons: 17
Disclosures: 11.D (2),11.D (3),11.D (4),11.D (5)
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Non-derivative Insider Transactions Since 09/30/2018

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QVT FINANCIAL LP

ownership team - last updated 2017-03-31
Name Title Start Date Direct/Indirect % Ownership
GOLD, DANIEL, ALLEN CHIEF EXECUTIVE OFFICER; LIMITED PARTNER 06/01/2003 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
QVT FINANCIAL LP CHIEF EXECUTIVE OFFICER; MANAGING MEMBER OF GENERAL PARTNER direct 2003-06-01
QVT FINANCIAL LP MEMBER indirect 2003-06-01
QVT FINANCIAL LP CHIEF EXECUTIVE OFFICER; LIMITED PARTNER direct 2003-06-01
CHU, ARTHUR, PAISHIH LIMITED PARTNER 06/01/2003 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
QVT FINANCIAL LP PARTNER; MANAGING MEMBER OF GENERAL PARTNER direct 2003-06-01
QVT FINANCIAL LP LIMITED PARTNER direct 2003-06-01
FU, TRACY, CHUIN LIMITED PARTNER 06/01/2003 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
QVT FINANCIAL LP PARTNER; MANAGING MEMBER OF GENERAL PARTNER direct 2003-06-01
QVT FINANCIAL LP LIMITED PARTNER direct 2003-06-01
BRUMM, NICHOLAS, DAVID STUPNICK LIMITED PARTNER 06/01/2003 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
QVT FINANCIAL LP PARTNER; MANAGING MEMBER OF GENERAL PARTNER direct 2003-06-01
QVT FINANCIAL LP LIMITED PARTNER direct 2003-06-01
COLLINS, DANIEL LIMITED PARTNER 01/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
QVT FINANCIAL LP CHIEF ACCOUNTING OFFICER direct 2004-01-01
QVT FINANCIAL LP CHIEF ACCOUNTING OFFICER; LIMITED PARTNER direct 2004-01-01
QVT FINANCIAL LP CHIEF OPERATING OFFICER; LIMITED PARTNER direct 2004-01-01
QVT FINANCIAL LP LIMITED PARTNER direct 2004-01-01
QVT FINANCIAL LP CHIEF OPERATING OFFICER direct 2015-04-01
QVT FINANCIAL GP LLC GENERAL PARTNER 06/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
QVT FINANCIAL LP GENERAL PARTNER direct 2003-06-01
EISNER, MARGARET, SARAH CHIEF COMPLIANCE OFFICER 05/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
QVT FINANCIAL LP CHIEF COMPLIANCE OFFICER direct 2014-05-01
GAT, MICHAEL GENERAL COUNSEL 09/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
QVT FINANCIAL LP GENERAL COUNSEL direct 2015-09-01
COLLINS, DANIEL CHIEF OPERATING OFFICER 04/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
QVT FINANCIAL LP CHIEF ACCOUNTING OFFICER direct 2004-01-01
QVT FINANCIAL LP CHIEF ACCOUNTING OFFICER; LIMITED PARTNER direct 2004-01-01
QVT FINANCIAL LP CHIEF OPERATING OFFICER; LIMITED PARTNER direct 2004-01-01
QVT FINANCIAL LP LIMITED PARTNER direct 2004-01-01
QVT FINANCIAL LP CHIEF OPERATING OFFICER direct 2015-04-01
GOLD, DANIEL, ALLEN MEMBER QVT FINANCIAL GP LLC 06/01/2003 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
QVT FINANCIAL LP CHIEF EXECUTIVE OFFICER; MANAGING MEMBER OF GENERAL PARTNER direct 2003-06-01
QVT FINANCIAL LP MEMBER indirect 2003-06-01
QVT FINANCIAL LP CHIEF EXECUTIVE OFFICER; LIMITED PARTNER direct 2003-06-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
FOURTH AVENUE FF OPPORTUNITIES LP - SERIES B United States 805-7753525714 Other Private Fund FRIENDS & FAMILY PRIVATE FUND 8,000,000 0
FOURTH AVENUE FF OPPORTUNITIES LP - SERIES A United States 805-2940884773 Other Private Fund FRIENDS & FAMILY PRIVATE FUND 5,493,545 0
QVT ROIV HLDGS OFFSHORE II LTD. Cayman Islands 805-1479290388 Private Equity Fund 186,759,233 0 Master Fund
QVT SPECIAL INVESTMENT OFFSHORE FUND II LP Cayman Islands 805-2920340246 Hedge Fund 91,052,302 100,000 Master Fund Fund of Funds
QVT FUND V LP Cayman Islands 805-2741761422 Hedge Fund 2,576,713,552 50,000 Master Fund
QVT SLV ONSHORE II LP Cayman Islands 805-9501128801 Hedge Fund 42,538,595 100,000 Master Fund
QVT SLV OFFSHORE II LP Cayman Islands 805-1935643012 Hedge Fund 191,509,131 100,000 Master Fund
MENES TRADING FUND LP Cayman Islands 805-7858017587 Hedge Fund 13,873,074 500,000 Master Fund Fund of Funds
QVT FUND IV LP United States 805-8887730345 Hedge Fund 666,501,798 5,000 Master Fund
QVT FUND LP Cayman Islands 805-1618546026 Private Equity Fund 2,222,370 0
QUINTESSENCE FUND L.P. Cayman Islands 805-5615982524 Hedge Fund 270,218,857 5,000,000 Master Fund
ASHOKAN OPPORTUNITIES FUND L.P. Cayman Islands 805-9865695856 Private Equity Fund 25,530,328 2,000,000 Master Fund Fund of Funds
QVT DEFERRED COMPENSATION HOLDINGS LTD. Cayman Islands 805-5687789516 Other Private Fund EMPLOYEE PRIVATE FUND 69,694,035 0
FOURTH AVENUE CAPITAL PARTNERS LP United States 805-9494060894 Other Private Fund EMPLOYEE PRIVATE FUND 44,962,544 0
QVT RPG PARTNERS LP United States 805-4300023248 Other Private Fund EMPLOYEE PRIVATE FUND 6,546,965 0
ASHOKAN INTERMEDIATE LP United States 805-7983282330 Private Equity Fund 5,772,700 2,000,000 Fund of Funds
QVT SPECIAL INVESTMENT ONSHORE FUND II LP Cayman Islands 805-3937333595 Hedge Fund 19,201,893 100,000 Master Fund Fund of Funds
QVT ROIV HLDGS ONSHORE II LP United States 805-9774137994 Private Equity Fund 41,833,609 0 Master Fund

WhaleScore history for QVT FINANCIAL LP

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**EXPERIMENTAL** Current International Short Positions

Get more info on our International short position coverage here

Holder Issuer Net Short Position Position Date Origin
QVT FINANCIAL LP BOURBON 0.59% 2017-10-27 FRANCE

Short Position History (last 100)

Holder Net Short Position Position Date Origin
QVT Financial LP ARM HOLDINGS PLC 0.48% 2015-01-19 UK
QVT Financial LP ARM HOLDINGS PLC 0.58% 2014-06-30 UK
QVT Financial LP ARM HOLDINGS PLC 0.61% 2014-01-10 UK
QVT Financial LP ARM HOLDINGS PLC 0.59% 2014-01-07 UK
QVT Financial LP ARM HOLDINGS PLC 0.61% 2013-09-10 UK
QVT Financial LP ARM HOLDINGS PLC 0.52% 2013-07-19 UK
QVT FINANCIAL LP BOURBON 0.69% 2016-08-15 FRANCE
QVT FINANCIAL LP BOURBON 0.79% 2016-06-24 FRANCE
QVT FINANCIAL LP BOURBON 0.81% 2016-03-17 FRANCE
QVT FINANCIAL LP BOURBON 0.7% 2016-01-20 FRANCE
QVT FINANCIAL LP BOURBON 0.6% 2015-08-28 FRANCE
QVT FINANCIAL LP BOURBON 0.52% 2015-08-19 FRANCE
QVT Financial LP TAG Immobilien AG 0.49% 2017-06-27 GERMANY
QVT Financial LP TAG Immobilien AG 0.59% 2017-03-08 GERMANY
QVT Financial LP TAG Immobilien AG 1.49% 2016-12-23 GERMANY
QVT Financial LP TAG Immobilien AG 1.68% 2016-09-27 GERMANY
QVT Financial LP TAG Immobilien AG 1.95% 2014-08-06 GERMANY
QVT Financial LP Wirecard AG 0.4% 2016-12-19 GERMANY
QVT Financial LP Wirecard AG 0.5% 2016-12-15 GERMANY
QVT Financial LP Wirecard AG 0.79% 2016-08-10 GERMANY
QVT Financial LP Wirecard AG 0.81% 2016-08-04 GERMANY
QVT Financial LP Wirecard AG 0.78% 2016-07-21 GERMANY
QVT Financial LP Wirecard AG 0.8% 2016-06-08 GERMANY
QVT Financial LP Wirecard AG 0.7% 2016-05-12 GERMANY
QVT Financial LP Wirecard AG 0.62% 2016-03-21 GERMANY
QVT Financial LP Wirecard AG 0.53% 2016-03-04 GERMANY

**EXPERIMENTAL** Current UK Positions

Updated daily

Contains transactions from January 1st, 2015 on.

Holder Issuer Transaction Date Number of Voting Rights % of Voting Rights
QVT FINANCIAL LP TRINITY CAP 2016-11-21 49,132,851 23.35%
QVT FINANCIAL LP EQUITY INVESTOR PLC ORD 0.01P 2015-10-07 3,075,689 25.75%

Position History

Holder Issuer Transaction Date Number of Voting Rights % of Voting Rights

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