Pricing

RCS CAPITAL CORP

0 followers ·
NEW YORK NY
RCS Capital Corp is based out of New York. RCS Capital Corporation, through its subsidiaries, engages in the wholesale broker-dealer, and investment banking and capital markets business activities. The company is involved in the wholesale distribution of publicly registered non-traded securities, including securities and exchange commission (SEC)-registered real estate investment trusts, and business development companies. It also provides strategic advisory services comprising advising sponsors in the structuring and development of new direct investment programs and registered investment funds and other products; advising sponsors and companies with respect to direct investment products; advising direct investment programs; and debt and equity capital raising advice services, as well as capital market advisory services. In addition, the company offers transaction management services, such as registration and continuous offering management services consisting of SEC registration, FINRA registration, and state registration process services; registered investment fund services; due diligence services; and marketing and promotional services. Further, it operates as a registrar; provides record-keeping services; and executes the transfer, issuance, and cancellation of shares or other securities in connection with offerings conducted by issuers.Whalewisdom has at least 1 13D filings, and 95 Form 4 filings The firm last filed a Form D notice of exempt offering of securities on 2015-08-31. The notice included securities offered of Equity,Option, Warrant or Other Right to Acquire Another Security,Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security,Other

Contact Info

Contact information is taken directly from publicly disclosed SEC filings.

RCS CAPITAL CORP
405 PARK AVENUE
NEW YORK NY    10022

Business Phone: 212.415.6500
SEC SIC CODE:
6211-SECURITY BROKERS, DEALERS & FLOTATION COMPANIES

Recent SEC Filings

Filing Date
15-12B 2016-05-26
8-K 2016-05-25
8-K 2016-05-04
RW 2016-04-27
8-K 2016-04-04
8-K 2016-03-28
SC 13D/A 2016-02-17
5 2016-02-16
SC 13G/A 2016-02-16
8-K 2016-02-11