RFG ADVISORY, LLC

HTTP://WWW.MYRFGADVISOR.COM BIRMINGHAM, AL Investment Advisor How do I update this listing?

Also known as:

  • RFG ADVISORY GROUP LLC

RFG Advisory is based out of Birmingham. RFG Advisory is a large advisory firm with 3151 clients and discretionary assets under management (AUM) of $948,860,334 (Form ADV from 2019-05-31). Their last reported 13F filing for Q2 2019 included $83,942,000 in managed 13F securities and a top 10 holdings concentration of 42.81%. RFG Advisory's largest holding is iShares Core S&P 500 ETF with shares held of 26,982. Whalewisdom has at least 23 13F filings

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06/30/2019

13F Sector Allocation Over Time

06/30/2019

13F Activity

  • Market Value $83.942 Million
  • Prior Market Value $392.012 Million
  • New Purchases24 stocks
  • Additional Purchases19 stocks
  • Sold out of183 stocks
  • Reduced holdings in71 stocks
  • Top 10 Holdings % 42.81 %
  • Turnover % [1]:176.92%
  • Turnover Alt % [2]: 391.66 %
  • Time Held Top20:0.70 quarters
  • Time Held Top10:0.30 quarters
  • Time Held All:5.62 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: 0.64%
Performance Last 4 Quarters: 1.07%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR/A (Subscription required)
  • 2017-06-30 - 13F-HR/A (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR/A (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR/A (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

RFG ADVISORY, LLC
1400 URBAN CENTER DRIVE SUITE 475
VESTAVIA HILLS AL    35242
Country: United States

Business Phone: 205-397-2450
Fax: 205-968-6089
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: AL
Number of employees: 42
Other Business Activities: insurance broker or agent
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 3151
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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RFG ADVISORY, LLC

ownership team - last updated 2019-05-31
Name Title Start Date Direct/Indirect % Ownership
WHITE, BOBBY, RAY MANAGING MEMBER 07/01/2011 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
RFG ADVISORY GROUP, LLC MANAGING MEMBER direct 2011-07-01
SCOLES, VICTORIA, A CHIEF COMPLIANCE OFFICER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
RFG ADVISORY GROUP, LLC CHIEF COMPLIANCE OFFICER direct 2016-01-01
SPOTSWOOD, SHANNON, PARROTT PRESIDENT AND MANAGING MEMBER 03/01/2016 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
RFG ADVISORY GROUP, LLC PRESIDENT direct 2016-03-01
RFG ADVISORY GROUP, LLC PRESIDENT AND MANAGING MEMBER direct 2016-03-01
WEDELL, FREDERICK, GEORGE CHIEF INVESTMENT OFFICER 01/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
RFG ADVISORY GROUP, LLC CHIEF INVESTMENT OFFICER direct 2017-01-01

RFG ADVISORY, LLC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
WHITE, BOBBY, RAY MANAGING MEMBER 07/01/2011 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
RFG ADVISORY GROUP, LLC MANAGING MEMBER direct 2011-07-01
SCOLES, VICTORIA, A CHIEF COMPLIANCE OFFICER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
RFG ADVISORY GROUP, LLC CHIEF COMPLIANCE OFFICER direct 2016-01-01
SPOTSWOOD, SHANNON, PARROTT PRESIDENT AND MANAGING MEMBER 03/01/2016 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
RFG ADVISORY GROUP, LLC PRESIDENT direct 2016-03-01
RFG ADVISORY GROUP, LLC PRESIDENT AND MANAGING MEMBER direct 2016-03-01
WEDELL, FREDERICK, GEORGE CHIEF INVESTMENT OFFICER 01/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
RFG ADVISORY GROUP, LLC CHIEF INVESTMENT OFFICER direct 2017-01-01

RFG ADVISORY, LLC

ownership team - last updated 2018-12-20
Name Title Start Date Direct/Indirect % Ownership
WHITE, BOBBY, RAY MANAGING MEMBER 07/01/2011 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
RFG ADVISORY GROUP, LLC MANAGING MEMBER direct 2011-07-01
SCOLES, VICTORIA, A CHIEF COMPLIANCE OFFICER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
RFG ADVISORY GROUP, LLC CHIEF COMPLIANCE OFFICER direct 2016-01-01
SPOTSWOOD, SHANNON, PARROTT PRESIDENT AND MANAGING MEMBER 03/01/2016 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
RFG ADVISORY GROUP, LLC PRESIDENT direct 2016-03-01
RFG ADVISORY GROUP, LLC PRESIDENT AND MANAGING MEMBER direct 2016-03-01
WEDELL, FREDERICK, GEORGE CHIEF INVESTMENT OFFICER 01/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
RFG ADVISORY GROUP, LLC CHIEF INVESTMENT OFFICER direct 2017-01-01

RFG ADVISORY GROUP, LLC

ownership team - last updated 2018-05-22
Name Title Start Date Direct/Indirect % Ownership
WHITE, BOBBY, RAY MANAGING MEMBER 07/01/2011 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
RFG ADVISORY GROUP, LLC MANAGING MEMBER direct 2011-07-01
RYALS, BRIAN, ALAN MANAGING MEMBER 07/01/2011 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
RFG ADVISORY GROUP, LLC MANAGING MEMBER direct 2011-07-01
SCOLES, VICTORIA, A CHIEF COMPLIANCE OFFICER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
RFG ADVISORY GROUP, LLC CHIEF COMPLIANCE OFFICER direct 2016-01-01
SPOTSWOOD, SHANNON, PARROTT PRESIDENT AND MANAGING MEMBER 03/01/2016 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
RFG ADVISORY GROUP, LLC PRESIDENT direct 2016-03-01
RFG ADVISORY GROUP, LLC PRESIDENT AND MANAGING MEMBER direct 2016-03-01
WEDELL, FREDERICK, GEORGE CHIEF INVESTMENT OFFICER 01/01/2017 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
RFG ADVISORY GROUP, LLC CHIEF INVESTMENT OFFICER direct 2017-01-01

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