RICHARD P SLAUGHTER ASSOCIATES INC

https://www.slaughterinvest.com AUSTIN, TX Investment Advisor How do I update this listing?

Richard P Slaughter Associates is based out of Austin. Richard P Slaughter Associates is a large advisory firm with 467 clients and discretionary assets under management (AUM) of $943,500,738 (Form ADV from 2021-04-29). Their last reported 13F filing for Q1 2021 included $240,831,000 in managed 13F securities and a top 10 holdings concentration of 32.4%. Richard P Slaughter Associates's largest holding is iShares Edge MSCI Intl Quality Factor ETF with shares held of 468,221. Whalewisdom has at least 6 13F filings

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03/31/2021

13F Activity

  • Market Value $240.831 Million
  • Prior Market Value $236.571 Million
  • New Purchases18 stocks
  • Additional Purchases22 stocks
  • Sold out of4 stocks
  • Reduced holdings in67 stocks
  • Top 10 Holdings % 32.40 %
  • Turnover % [1]:20.00%
  • Turnover Alt % [2]: 19.78 %
  • Time Held Top20:2.65 quarters
  • Time Held Top10:2.70 quarters
  • Time Held All:3.82 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

03/31/2021

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2021-05-17

Performance for Q1 2021: 6.31%
Performance Last 4 Quarters: 45.33%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

RICHARD P. SLAUGHTER ASSOCIATES, INC.
13809 RESEARCH BLVD SUITE 905
AUSTIN TX    78750
Country: United States

Business Phone: 512-918-0000
Fax: 512-918-0001
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: TX
Number of employees: 14
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges
Amount of client funds and securities: 377,400,000
Total Number of Clients: 467
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Insider Transactions in the past year

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RICHARD P. SLAUGHTER ASSOCIATES, INC.

ownership team - last updated 2021-03-23
Name Title Start Date Direct/Indirect % Ownership
SLAUGHTER, BROOKS, COLLIER PRESIDENT / CEO/CHIEF COMPLIANCE OFFICER/CHAIRMAN OF THE BOARD 12/01/1999 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC PRESIDENT / CEO/CHIEF COMPLIANCE OFFICER/CHAIRMAN OF THE BOARD direct 1999-12-01
SLAUGHTER RICHARD P ASSOCIATES INC PRESIDENT / CEO direct 1999-12-01 2005-03-18
SLAUGHTER RICHARD P ASSOCIATES INC PRESIDENT / CEO/CHIEF COMPLIANCE OFFICER direct 1999-12-01 2014-04-04
SLAUGHTER, BARBARA, CORBIN SECRETARY 01/01/1991 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC SECRETARY direct 1991-01-01
SLAUGHTER RICHARD P ASSOCIATES INC SECRETARY direct 1999-12-01 2009-02-25
SLAUGHTER, KIRSTEN, ELIZABETH VICE PRESIDENT / BOOKKEEPER 12/01/1999 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC VICE PRESIDENT / BOOKKEEPER direct 1999-12-01
TABOR, ROBERT, MILES EXECUTIVE VICE PRESIDENT OF MARKETING 08/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC VICE PRESIDENT direct 2001-08-01
ARMONT, DARBY, SUGGS EXECUTIVE VP OF WEALTH MANAGEMENT AND BUSINESS STRATEGY 06/01/2004 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC VICE PRESIDENT direct 2004-06-01
NOWELL, ANN, MICHELE EXECUTIVE VICE PRESIDENT OF OPERATIONS 06/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC VICE PRESIDENT direct 2011-06-01

RICHARD P. SLAUGHTER ASSOCIATES, INC.

ownership team - last updated 2020-10-02
Name Title Start Date Direct/Indirect % Ownership
SLAUGHTER, BROOKS, COLLIER PRESIDENT / CEO/CHIEF COMPLIANCE OFFICER/CHAIRMAN OF THE BOARD 12/01/1999 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC PRESIDENT / CEO/CHIEF COMPLIANCE OFFICER/CHAIRMAN OF THE BOARD direct 1999-12-01
SLAUGHTER RICHARD P ASSOCIATES INC PRESIDENT / CEO direct 1999-12-01 2005-03-18
SLAUGHTER RICHARD P ASSOCIATES INC PRESIDENT / CEO/CHIEF COMPLIANCE OFFICER direct 1999-12-01 2014-04-04
SLAUGHTER, BARBARA, CORBIN SECRETARY 01/01/1991 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC SECRETARY direct 1991-01-01
SLAUGHTER RICHARD P ASSOCIATES INC SECRETARY direct 1999-12-01 2009-02-25
SLAUGHTER, KIRSTEN, ELIZABETH VICE PRESIDENT / BOOKKEEPER 12/01/1999 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC VICE PRESIDENT / BOOKKEEPER direct 1999-12-01
TABOR, ROBERT, MILES EXECUTIVE VICE PRESIDENT OF MARKETING 08/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC VICE PRESIDENT direct 2001-08-01
ARMONT, DARBY, SUGGS EXECUTIVE VP OF WEALTH MANAGEMENT AND BUSINESS STRATEGY 06/01/2004 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC VICE PRESIDENT direct 2004-06-01
NOWELL, ANN, MICHELE EXECUTIVE VICE PRESIDENT OF OPERATIONS 06/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC VICE PRESIDENT direct 2011-06-01

RICHARD P. SLAUGHTER ASSOCIATES, INC.

ownership team - last updated 2020-08-24
Name Title Start Date Direct/Indirect % Ownership
SLAUGHTER, BROOKS, COLLIER PRESIDENT / CEO/CHIEF COMPLIANCE OFFICER/CHAIRMAN OF THE BOARD 12/01/1999 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC PRESIDENT / CEO/CHIEF COMPLIANCE OFFICER/CHAIRMAN OF THE BOARD direct 1999-12-01
SLAUGHTER RICHARD P ASSOCIATES INC PRESIDENT / CEO direct 1999-12-01 2005-03-18
SLAUGHTER RICHARD P ASSOCIATES INC PRESIDENT / CEO/CHIEF COMPLIANCE OFFICER direct 1999-12-01 2014-04-04
SLAUGHTER, BARBARA, CORBIN SECRETARY 01/01/1991 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC SECRETARY direct 1991-01-01
SLAUGHTER RICHARD P ASSOCIATES INC SECRETARY direct 1999-12-01 2009-02-25
SLAUGHTER, KIRSTEN, ELIZABETH VICE PRESIDENT / BOOKKEEPER 12/01/1999 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC VICE PRESIDENT / BOOKKEEPER direct 1999-12-01
TABOR, ROBERT, MILES EXECUTIVE VICE PRESIDENT OF MARKETING 08/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC VICE PRESIDENT direct 2001-08-01
ARMONT, DARBY, SUGGS EXECUTIVE VP OF WEALTH MANAGEMENT AND BUSINESS STRATEGY 06/01/2004 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC VICE PRESIDENT direct 2004-06-01
NOWELL, ANN, MICHELE EXECUTIVE VICE PRESIDENT OF OPERATIONS 06/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC VICE PRESIDENT direct 2011-06-01

RICHARD P. SLAUGHTER ASSOCIATES, INC.

ownership team - last updated 2020-06-25
Name Title Start Date Direct/Indirect % Ownership
SLAUGHTER, BROOKS, COLLIER PRESIDENT / CEO/CHIEF COMPLIANCE OFFICER/CHAIRMAN OF THE BOARD 12/01/1999 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC PRESIDENT / CEO/CHIEF COMPLIANCE OFFICER/CHAIRMAN OF THE BOARD direct 1999-12-01
SLAUGHTER RICHARD P ASSOCIATES INC PRESIDENT / CEO direct 1999-12-01 2005-03-18
SLAUGHTER RICHARD P ASSOCIATES INC PRESIDENT / CEO/CHIEF COMPLIANCE OFFICER direct 1999-12-01 2014-04-04
SLAUGHTER, BARBARA, CORBIN SECRETARY 01/01/1991 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC SECRETARY direct 1991-01-01
SLAUGHTER RICHARD P ASSOCIATES INC SECRETARY direct 1999-12-01 2009-02-25
SLAUGHTER, KIRSTEN, ELIZABETH VICE PRESIDENT / BOOKKEEPER 12/01/1999 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC VICE PRESIDENT / BOOKKEEPER direct 1999-12-01
TABOR, ROBERT, MILES VICE PRESIDENT 08/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC VICE PRESIDENT direct 2001-08-01
ARMONT, DARBY, SUGGS VICE PRESIDENT 06/01/2004 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC VICE PRESIDENT direct 2004-06-01
NOWELL, ANN, MICHELE VICE PRESIDENT 06/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC VICE PRESIDENT direct 2011-06-01

RICHARD P. SLAUGHTER ASSOCIATES, INC.

ownership team - last updated 2020-03-25
Name Title Start Date Direct/Indirect % Ownership

RICHARD P. SLAUGHTER ASSOCIATES, INC.

ownership team - last updated 2019-10-21
Name Title Start Date Direct/Indirect % Ownership
SLAUGHTER, BROOKS, COLLIER PRESIDENT / CEO/CHIEF COMPLIANCE OFFICER/CHAIRMAN OF THE BOARD 12/01/1999 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC PRESIDENT / CEO/CHIEF COMPLIANCE OFFICER/CHAIRMAN OF THE BOARD direct 1999-12-01
SLAUGHTER RICHARD P ASSOCIATES INC PRESIDENT / CEO direct 1999-12-01 2005-03-18
SLAUGHTER RICHARD P ASSOCIATES INC PRESIDENT / CEO/CHIEF COMPLIANCE OFFICER direct 1999-12-01 2014-04-04
SLAUGHTER, BARBARA, CORBIN SECRETARY 01/01/1991 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC SECRETARY direct 1991-01-01
SLAUGHTER RICHARD P ASSOCIATES INC SECRETARY direct 1999-12-01 2009-02-25
SLAUGHTER, KIRSTEN, ELIZABETH VICE PRESIDENT / BOOKKEEPER 12/01/1999 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC VICE PRESIDENT / BOOKKEEPER direct 1999-12-01
TABOR, ROBERT, MILES VICE PRESIDENT 08/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC VICE PRESIDENT direct 2001-08-01
ARMONT, DARBY, SUGGS VICE PRESIDENT 06/01/2004 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC VICE PRESIDENT direct 2004-06-01
NOWELL, ANN, MICHELE VICE PRESIDENT 06/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC VICE PRESIDENT direct 2011-06-01

RICHARD P. SLAUGHTER ASSOCIATES, INC.

ownership team - last updated 2019-07-22
Name Title Start Date Direct/Indirect % Ownership
SLAUGHTER, BROOKS, COLLIER PRESIDENT / CEO/CHIEF COMPLIANCE OFFICER/CHAIRMAN OF THE BOARD 12/01/1999 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC PRESIDENT / CEO/CHIEF COMPLIANCE OFFICER/CHAIRMAN OF THE BOARD direct 1999-12-01
SLAUGHTER RICHARD P ASSOCIATES INC PRESIDENT / CEO direct 1999-12-01 2005-03-18
SLAUGHTER RICHARD P ASSOCIATES INC PRESIDENT / CEO/CHIEF COMPLIANCE OFFICER direct 1999-12-01 2014-04-04
SLAUGHTER, BARBARA, CORBIN SECRETARY 01/01/1991 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC SECRETARY direct 1991-01-01
SLAUGHTER RICHARD P ASSOCIATES INC SECRETARY direct 1999-12-01 2009-02-25
SLAUGHTER, KIRSTEN, ELIZABETH VICE PRESIDENT / BOOKKEEPER 12/01/1999 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC VICE PRESIDENT / BOOKKEEPER direct 1999-12-01
TABOR, ROBERT, MILES VICE PRESIDENT 08/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC VICE PRESIDENT direct 2001-08-01
ARMONT, DARBY, SUGGS VICE PRESIDENT 06/01/2004 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC VICE PRESIDENT direct 2004-06-01
NOWELL, ANN, MICHELE VICE PRESIDENT 06/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC VICE PRESIDENT direct 2011-06-01

SLAUGHTER RICHARD P ASSOCIATES INC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
SLAUGHTER, BROOKS, COLLIER PRESIDENT / CEO/CHIEF COMPLIANCE OFFICER/CHAIRMAN OF THE BOARD 12/01/1999 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC PRESIDENT / CEO/CHIEF COMPLIANCE OFFICER/CHAIRMAN OF THE BOARD direct 1999-12-01
SLAUGHTER RICHARD P ASSOCIATES INC PRESIDENT / CEO direct 1999-12-01 2005-03-18
SLAUGHTER RICHARD P ASSOCIATES INC PRESIDENT / CEO/CHIEF COMPLIANCE OFFICER direct 1999-12-01 2014-04-04
SLAUGHTER, BARBARA, CORBIN SECRETARY 01/01/1991 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC SECRETARY direct 1991-01-01
SLAUGHTER RICHARD P ASSOCIATES INC SECRETARY direct 1999-12-01 2009-02-25
SLAUGHTER, KIRSTEN, ELIZABETH VICE PRESIDENT / BOOKKEEPER 12/01/1999 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC VICE PRESIDENT / BOOKKEEPER direct 1999-12-01
TABOR, ROBERT, MILES VICE PRESIDENT 08/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC VICE PRESIDENT direct 2001-08-01
ARMONT, DARBY, SUGGS VICE PRESIDENT 06/01/2004 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC VICE PRESIDENT direct 2004-06-01
NOWELL, ANN, MICHELE VICE PRESIDENT 06/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC VICE PRESIDENT direct 2011-06-01

SLAUGHTER RICHARD P ASSOCIATES INC

ownership team - last updated 2018-04-09
Name Title Start Date Direct/Indirect % Ownership
SLAUGHTER, BARBARA, CORBIN SECRETARY 01/01/1991 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC SECRETARY direct 1991-01-01
SLAUGHTER RICHARD P ASSOCIATES INC SECRETARY direct 1999-12-01 2009-02-25
SLAUGHTER, BROOKS, COLLIER PRESIDENT / CEO/CHIEF COMPLIANCE OFFICER/CHAIRMAN OF THE BOARD 12/01/1999 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC PRESIDENT / CEO/CHIEF COMPLIANCE OFFICER/CHAIRMAN OF THE BOARD direct 1999-12-01
SLAUGHTER RICHARD P ASSOCIATES INC PRESIDENT / CEO direct 1999-12-01 2005-03-18
SLAUGHTER RICHARD P ASSOCIATES INC PRESIDENT / CEO/CHIEF COMPLIANCE OFFICER direct 1999-12-01 2014-04-04
SLAUGHTER, KIRSTEN, ELIZABETH VICE PRESIDENT / BOOKKEEPER 12/01/1999 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC VICE PRESIDENT / BOOKKEEPER direct 1999-12-01
TABOR, ROBERT, MILES VICE PRESIDENT 08/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC VICE PRESIDENT direct 2001-08-01
ARMONT, DARBY, SUGGS VICE PRESIDENT 06/01/2004 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC VICE PRESIDENT direct 2004-06-01
NOWELL, ANN, MICHELE VICE PRESIDENT 06/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
SLAUGHTER RICHARD P ASSOCIATES INC VICE PRESIDENT direct 2011-06-01

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