RILEY INVESTMENT MANAGEMENT LLC

LOS ANGELES, CA Investment Advisor Hedge Fund How do I update this listing?

Riley Investment Management is based out of Los Angeles. Riley Investment Management is a hedge fund Whalewisdom has at least 13 13F filings, 87 13D filings, and 34 13G filings

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RILEY INVESTMENT MANAGEMENT
Classified as Hedge Fund
11100 SANTA MONICA BOULEVARD SUITE 800
LOS ANGELES CA    90025
Country: UNITED STATES

Business Phone: 310-966-1445
Fax: 310-966-1448
Professional Investment Advisor Data
SEC Registration as :
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 5
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 44,473,600
Total Number of Clients: 0
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures: 11.E (2)
Data above was derived from SEC filings.

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RILEY INVESTMENT MANAGEMENT LLC

ownership team - last updated 2009-08-19
Name Title Start Date Direct/Indirect % Ownership
RILEY, BRYANT, RICHARD MANAGING MEMBER 03/01/2000 Direct 75% or more
Fund Name Position direct/indirect start date end date
RILEY INVESTMENT MANAGEMENT LLC CEO direct 2000-03-01
RILEY INVESTMENT MANAGEMENT LLC MANAGING MEMBER direct 2000-03-01
B. RILEY ASSET MANAGEMENT, LLC SOLE OWNER indirect 1996-02-01
B. RILEY ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2007-05-01
B. RILEY ASSET MANAGEMENT, LLC MANAGING MEMBER direct 2013-04-01
MK CAPITAL ADVISORS, LLC DIRECTOR direct 2015-02-01
B. RILEY CAPITAL MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER & MEMBER, BOARD OF MANAGERS direct 2015-04-01
MCCOY, MICHAEL, RICHARD CHIEF FINANCIAL OFFICER 02/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
RILEY INVESTMENT MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2005-02-01
B. RILEY ASSET MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2013-04-01
B. RILEY CAPITAL MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2015-04-01
AHN, JOHN, JONGDOO CHIEF OPERATING OFFICER 10/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
RILEY INVESTMENT MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2005-10-01
PETCHENICK, ALLISON, VIRGINIA CHIEF COMPLIANCE OFFICER 05/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
RILEY INVESTMENT MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2007-01-01
RILEY INVESTMENT MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2008-05-01
ICG ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2016-04-01
B. RILEY ASSET MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2013-04-01
B. RILEY CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2015-04-01

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