RIVER & MERCANTILE ASSET MANAGEMENT LLP

https://www.linkedin.com/company/randmam LONDON, X0 Investment Advisor How do I update this listing?

River & Mercantile Asset Management LLP is based out of London. River & Mercantile Asset Management LLP is a registered investment advisory firm with 19 clients and discretionary assets under management (AUM) of $6,275,286,395 (Form ADV from 2019-06-27). Their last reported 13F filing for Q3 2019 included $1,425,019,000 in managed 13F securities and a top 10 holdings concentration of 39.94%. River & Mercantile Asset Management LLP's largest holding is Citigroup, Inc. with shares held of 2,264,887. River & Mercantile Asset Management LLP has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 42 13F filings, and 3 13G filings

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67

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Download 13F Summary to Excel Create Email Alert

09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $1.425 Billion
  • Prior Market Value $1.432 Billion
  • New Purchases8 stocks
  • Additional Purchases52 stocks
  • Sold out of12 stocks
  • Reduced holdings in56 stocks
  • Top 10 Holdings % 39.94 %
  • Turnover % [1]:15.63%
  • Turnover Alt % [2]: 12.50 %
  • Time Held Top20:5.50 quarters
  • Time Held Top10:4.90 quarters
  • Time Held All:8.28 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 7.88%
Performance Last 4 Quarters: 9.99%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR/A (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR/A (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR/A (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR/A (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

RIVER AND MERCANTILE ASSET MANAGEMENT LLP
30 COLEMAN STREET
LONDON    EC2R 5AL
Country: United Kingdom

Business Phone: 44 207 601 6262
Fax: 44 207 600 2426
Professional Investment Advisor Data
SEC Registration as : Principal Office Outside the US
Form of Organization: Limited Liability Partnership
Organized in:
Number of employees: 43
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities:
Total Number of Clients: 19
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures: 11.D (2),11.D (4)
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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RIVER AND MERCANTILE ASSET MANAGEMENT LLP

ownership team - last updated 2019-06-27
Name Title Start Date Direct/Indirect % Ownership
BARHAM, JAMES, EDWARD ELLIS CHIEF EXECUTIVE OFFICER, DESIGNATED MEMBER 02/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
RIVER AND MERCANTILE ASSET MANAGEMENT LLP PARTNER/CHIEF EXECUTIVE OFFICER direct 2006-02-01
RIVER AND MERCANTILE ASSET MANAGEMENT LLP PARTNER (DESIGNATED MEMBER)/CHIEF EXECUTIVE OFFICER direct 2006-02-01
SERGEANT, HUGH, RICHARD CHIEF INVESTMENT OFFICER 08/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
RIVER AND MERCANTILE ASSET MANAGEMENT LLP PARTNER direct 2006-08-01
RIVER AND MERCANTILE HOLDINGS LIMITED OWNER 03/01/2014 Direct 75% or more
HAYES, KEVIN, JAMES PATRICK CHIEF FINANCIAL OFFICER 04/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLUECREST CAPITAL MANAGEMENT LLP BOARD MEMBER direct 2009-01-01
RIVER AND MERCANTILE ASSET MANAGEMENT LLP CHIEF FINANCIAL OFFICER direct 2014-04-01
BRESLIN, SEAN, WILLIAM CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
RIVER AND MERCANTILE ASSET MANAGEMENT LLP CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER direct 2018-03-01
LUKE, IAN, RICHARD CHIEF OPERATING OFFICER 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
RIVER AND MERCANTILE ASSET MANAGEMENT LLP CHIEF OPERATING OFFICER direct 2019-03-01
FAHEY, FRANCES, MARY DESIGNATED MEMBER 05/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
RIVER AND MERCANTILE ASSET MANAGEMENT LLP DESIGNATED MEMBER direct 2019-05-01
PUNTER SOUTHALL GROUP LIMITED INDIRECT OWNER RIVER AND MERCANTILE GROUP PLC 03/01/2014 Indirect 25 - 50%
RIVER AND MERCANTILE GROUP PLC INDIRECT OWNER RIVER AND MERCANTILE HOLDINGS LIMITED 02/01/2014 Indirect 75% or more

RIVER AND MERCANTILE ASSET MANAGEMENT LLP

ownership team - last updated 2019-03-08
Name Title Start Date Direct/Indirect % Ownership
BARHAM, JAMES, EDWARD ELLIS CHIEF EXECUTIVE OFFICER, DESIGNATED MEMBER 02/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
RIVER AND MERCANTILE ASSET MANAGEMENT LLP PARTNER/CHIEF EXECUTIVE OFFICER direct 2006-02-01
RIVER AND MERCANTILE ASSET MANAGEMENT LLP PARTNER (DESIGNATED MEMBER)/CHIEF EXECUTIVE OFFICER direct 2006-02-01
BOLLON, DAVID, ANDREW CHIEF OPERATING OFFICER 04/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
RIVER AND MERCANTILE ASSET MANAGEMENT LLP PARTNER direct 2009-04-01
RIVER AND MERCANTILE ASSET MANAGEMENT LLP PARTNER & CHIEF OPERATING OFFICER direct 2009-04-01
SERGEANT, HUGH, RICHARD CHIEF INVESTMENT OFFICER 08/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
RIVER AND MERCANTILE ASSET MANAGEMENT LLP PARTNER direct 2006-08-01
RIVER AND MERCANTILE HOLDINGS LIMITED OWNER 03/01/2014 Direct 75% or more
HAYES, KEVIN, JAMES PATRICK CHIEF FINANCIAL OFFICER (DESIGNATED MEMBER) 04/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLUECREST CAPITAL MANAGEMENT LLP BOARD MEMBER direct 2009-01-01
RIVER AND MERCANTILE ASSET MANAGEMENT LLP CHIEF FINANCIAL OFFICER direct 2014-04-01
BRESLIN, SEAN, WILLIAM CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
RIVER AND MERCANTILE ASSET MANAGEMENT LLP CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER direct 2018-03-01
PUNTER SOUTHALL GROUP LIMITED INDIRECT OWNER RIVER AND MERCANTILE GROUP LIMITED 03/01/2014 Indirect 25 - 50%
RIVER AND MERCANTILE GROUP PLC INDIRECT OWNER RIVER AND MERCANTILE HOLDINGS LTD 02/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
RLJ SELECT INVESTMENTS, LLC INDIRECT OWNER indirect 2002-04-01
ALTIMA ADVISORS AMERICAS LP SHAREHOLDER indirect 2004-06-01
BLUEBAY ASSET MANAGEMENT LLP CORPORATE DESIGNATED MEMBER direct 2011-11-01
RIVER AND MERCANTILE ASSET MANAGEMENT LLP INDIRECT OWNER indirect 2014-02-01
BLACK CREEK INVESTMENT MANAGEMENT INC. SHAREHOLDER direct 2016-05-01
CELFIN CAPITAL SERVICIOS FINANCIEROS S.A. SHAREHOLDER direct 1989-03-01 2012-03-30
SHAPIRO CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2008-08-01 2013-03-21
SHAPIRO CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2008-08-01 2013-03-21
NGP ENERGY CAPITAL MANAGEMENT, LLC OWNER indirect 2006-10-01 2014-03-28
SHAPIRO CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 1975-12-01 2015-03-17
SHAPIRO CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 1982-03-01 2015-03-17

RIVER AND MERCANTILE ASSET MANAGEMENT LLP

ownership team - last updated 2018-06-15
Name Title Start Date Direct/Indirect % Ownership
BARHAM, JAMES, EDWARD ELLIS CHIEF EXECUTIVE OFFICER, DESIGNATED MEMBER 02/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
RIVER AND MERCANTILE ASSET MANAGEMENT LLP PARTNER/CHIEF EXECUTIVE OFFICER direct 2006-02-01
RIVER AND MERCANTILE ASSET MANAGEMENT LLP PARTNER (DESIGNATED MEMBER)/CHIEF EXECUTIVE OFFICER direct 2006-02-01
BOLLON, DAVID, ANDREW CHIEF OPERATING OFFICER 04/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
RIVER AND MERCANTILE ASSET MANAGEMENT LLP PARTNER direct 2009-04-01
RIVER AND MERCANTILE ASSET MANAGEMENT LLP PARTNER & CHIEF OPERATING OFFICER direct 2009-04-01
SERGEANT, HUGH, RICHARD CHIEF INVESTMENT OFFICER 08/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
RIVER AND MERCANTILE ASSET MANAGEMENT LLP PARTNER direct 2006-08-01
RIVER AND MERCANTILE HOLDINGS LIMITED OWNER 03/01/2014 Direct 75% or more
HAYES, KEVIN, JAMES PATRICK CHIEF FINANCIAL OFFICER (DESIGNATED MEMBER) 04/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
BLUECREST CAPITAL MANAGEMENT LLP BOARD MEMBER direct 2009-01-01
RIVER AND MERCANTILE ASSET MANAGEMENT LLP CHIEF FINANCIAL OFFICER direct 2014-04-01
BRESLIN, SEAN, WILLIAM CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
RIVER AND MERCANTILE ASSET MANAGEMENT LLP CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER direct 2018-03-01
PUNTER SOUTHALL GROUP LIMITED INDIRECT OWNER RIVER AND MERCANTILE GROUP LIMITED 03/01/2014 Indirect 25 - 50%
RIVER AND MERCANTILE GROUP PLC INDIRECT OWNER RIVER AND MERCANTILE HOLDINGS LTD 02/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
RLJ SELECT INVESTMENTS, LLC INDIRECT OWNER indirect 2002-04-01
ALTIMA ADVISORS AMERICAS LP SHAREHOLDER indirect 2004-06-01
BLUEBAY ASSET MANAGEMENT LLP CORPORATE DESIGNATED MEMBER direct 2011-11-01
RIVER AND MERCANTILE ASSET MANAGEMENT LLP INDIRECT OWNER indirect 2014-02-01
BLACK CREEK INVESTMENT MANAGEMENT INC. SHAREHOLDER direct 2016-05-01
CELFIN CAPITAL SERVICIOS FINANCIEROS S.A. SHAREHOLDER direct 1989-03-01 2012-03-30
SHAPIRO CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2008-08-01 2013-03-21
SHAPIRO CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2008-08-01 2013-03-21
NGP ENERGY CAPITAL MANAGEMENT, LLC OWNER indirect 2006-10-01 2014-03-28
SHAPIRO CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 1975-12-01 2015-03-17
SHAPIRO CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 1982-03-01 2015-03-17

WhaleScore history for RIVER & MERCANTILE ASSET MANAGEMENT LLP

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**EXPERIMENTAL** Current UK Positions

Updated daily

Contains transactions from January 1st, 2015 on.

Holder Issuer Transaction Date Number of Voting Rights % of Voting Rights
RIVER & MERCANTILE ASSET MANAGEMENT LLP Nationwide Accident Repair Services PLC 3015-03-04 2,500,000 5.78%
RIVER & MERCANTILE ASSET MANAGEMENT LLP Amerisur Resources PLC 2019-11-18 60,635,424 4.989%
RIVER & MERCANTILE ASSET MANAGEMENT LLP Quarto Group (The) Inc 2015-11-16 1,150,000 5.839%
RIVER & MERCANTILE ASSET MANAGEMENT LLP Quantum Pharma PLC 2015-11-13 6,861,000 5.489%
RIVER & MERCANTILE ASSET MANAGEMENT LLP DX (GROUP) 2015-11-13 3,210,000 1.6%
RIVER & MERCANTILE ASSET MANAGEMENT LLP SAFESTYLE UK 2015-10-29 8,576,623 10.68%
RIVER & MERCANTILE ASSET MANAGEMENT LLP CHARLEMAGNE CAP LTD ORD 2015-10-15 14,622,547 5.02%
RIVER & MERCANTILE ASSET MANAGEMENT LLP REGENERSIS 2015-09-25 4,000,000 5.062%
RIVER & MERCANTILE ASSET MANAGEMENT LLP Findel PLC 2015-09-14 5,126,767 5.93%
RIVER & MERCANTILE ASSET MANAGEMENT LLP Sigma Capital Group PLC 2015-09-03 8,500,000 9.6%
RIVER & MERCANTILE ASSET MANAGEMENT LLP MITON GROUP 2015-08-10 3,583,289 2.098%
RIVER & MERCANTILE ASSET MANAGEMENT LLP entu (UK) PLC 2015-07-20 2,650,000 4.03%
RIVER & MERCANTILE ASSET MANAGEMENT LLP RM PLC 2015-07-09 3,901,564 4.721%
RIVER & MERCANTILE ASSET MANAGEMENT LLP XLMEDIA 2015-06-19 9,658,097 4.792%
RIVER & MERCANTILE ASSET MANAGEMENT LLP BATM ADVANCED COMM 2015-06-19 18,712,654 4.642%
RIVER & MERCANTILE ASSET MANAGEMENT LLP SUPERGLASS HOLDINGS PLC ORD 1P 2015-06-19 15,757,585 10.299%
RIVER & MERCANTILE ASSET MANAGEMENT LLP Gamma Communications PLC 2015-06-09 4,470,430 4.99%
RIVER & MERCANTILE ASSET MANAGEMENT LLP Utilitywise PLC 2015-04-30 7,568,319 9.89%
RIVER & MERCANTILE ASSET MANAGEMENT LLP McBride PLC 2015-04-14 10,838,400 5.94%
RIVER & MERCANTILE ASSET MANAGEMENT LLP Revolution Bars Group plc 2015-03-18 3,250,000 6.5%
RIVER & MERCANTILE ASSET MANAGEMENT LLP GB Group PLC 2015-02-25 5,790,213 4.8%
RIVER & MERCANTILE ASSET MANAGEMENT LLP Flowtech Fluidpower PLC 2015-01-30 4,682,430 9.94%
RIVER & MERCANTILE ASSET MANAGEMENT LLP Rhythmone Plc ADR 2015-01-30 19,755,306 4.92%
RIVER & MERCANTILE ASSET MANAGEMENT LLP Safestay PLC 2014-12-22 1,501,788 7.8%
RIVER & MERCANTILE ASSET MANAGEMENT LLP River and Mercantile UK Micro Cap Investment Co Ltd 2014-11-27 5,000,000 9.87%
RIVER & MERCANTILE ASSET MANAGEMENT LLP Staffline Group PLC 2014-11-11 1,406,000 5.06%
RIVER & MERCANTILE ASSET MANAGEMENT LLP Severfield PLC 2014-04-08 15,048,000 5.06%
RIVER & MERCANTILE ASSET MANAGEMENT LLP ISG PLC 0315-05-01 2,736,799 5.62%

Position History

Holder Issuer Transaction Date Number of Voting Rights % of Voting Rights
RIVER & MERCANTILE ASSET MANAGEMENT LLP DX (GROUP) 2015-09-22 12,054,188 6.01%
RIVER & MERCANTILE ASSET MANAGEMENT LLP SAFESTYLE UK 2015-08-07 7,762,600 9.96%
RIVER & MERCANTILE ASSET MANAGEMENT LLP CHARLEMAGNE CAP LTD ORD 2015-06-19 13,936,399 4.791%
RIVER & MERCANTILE ASSET MANAGEMENT LLP Findel PLC 2015-06-19 4,158,767 4.811%
RIVER & MERCANTILE ASSET MANAGEMENT LLP SAFESTYLE UK 2015-05-26 77,777,777 10.98%
RIVER & MERCANTILE ASSET MANAGEMENT LLP CHARLEMAGNE CAP LTD ORD 2015-04-28 14,846,000 5.104%
RIVER & MERCANTILE ASSET MANAGEMENT LLP SUPERGLASS HOLDINGS PLC ORD 1P 2015-04-13 17,990,000 11.758%
RIVER & MERCANTILE ASSET MANAGEMENT LLP SUPERGLASS HOLDINGS PLC ORD 1P 2015-04-08 20,390,000 13.326%
RIVER & MERCANTILE ASSET MANAGEMENT LLP Utilitywise PLC 2015-02-16 8,191,396 10.96%
RIVER & MERCANTILE ASSET MANAGEMENT LLP Utilitywise PLC 2015-02-13 8,226,596 11.01%
RIVER & MERCANTILE ASSET MANAGEMENT LLP Utilitywise PLC 2015-02-03 7,770,935 10.433%
RIVER & MERCANTILE ASSET MANAGEMENT LLP Findel PLC 2015-01-21 4,520,891 5.23%
RIVER & MERCANTILE ASSET MANAGEMENT LLP Utilitywise PLC 2014-12-31 7,441,921 9.99%
RIVER & MERCANTILE ASSET MANAGEMENT LLP MITON GROUP 2014-12-22 8,869,600 5.19%

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