RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC

HTTP://WWW.RIVERPOINTWEALTH.COM/ CHICAGO, IL Investment Advisor How do I update this listing?

Riverpoint Wealth Management Holdings is based out of Chicago. Riverpoint Wealth Management Holdings is a large advisory firm with 248 clients and discretionary assets under management (AUM) of $425,473,862 (Form ADV from 2019-11-19). Their last reported 13F filing for Q4 2019 included $251,972,000 in managed 13F securities and a top 10 holdings concentration of 70.41%. Riverpoint Wealth Management Holdings's largest holding is Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF with shares held of 598,296. Whalewisdom has at least 13 13F filings

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12/31/2019

13F Sector Allocation Over Time

12/31/2019

13F Activity

  • Market Value $251.972 Million
  • Prior Market Value $226.245 Million
  • New Purchases6 stocks
  • Additional Purchases50 stocks
  • Sold out of1 stock
  • Reduced holdings in10 stocks
  • Top 10 Holdings % 70.41 %
  • Turnover % [1]:9.59%
  • Turnover Alt % [2]: 5.29 %
  • Time Held Top20:8.30 quarters
  • Time Held Top10:10.40 quarters
  • Time Held All:8.19 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-02-14

Performance for Q4 2019: 5.21%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

RIVERPOINT WEALTH MANAGEMENT
200 SOUTH WACKER DRIVE SUITE 2330
CHICAGO IL    60606
Country: United States

Business Phone: 312-239-1330
Fax: 312-239-1333
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: IL
Number of employees: 5
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 229,758,000
Total Number of Clients: 248
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC

ownership team - last updated 2019-11-19
Name Title Start Date Direct/Indirect % Ownership
MCGRATH, TIMOTHY, PATRICK MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER 07/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC SOLE MEMBER indirect 2007-07-01
RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2013-07-01
SHEA, JOSEPH, BLANE MANAGING MEMBER 07/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC SOLE MEMBER indirect 2004-01-01
RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC MANAGING MEMBER direct 2013-07-01
RIVERPOINT WEALTH MANAGEMENT, LLC MANAGING MEMBER 07/01/2007 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC MANAGING MEMBER direct 2007-07-01
SHEA FINANCIAL GROUP MANAGING MEMBER 07/01/2013 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC MANAGING MEMBER direct 2013-07-01
MCGRATH, TIMOTHY, PATRICK SOLE MEMBER RIVERPOINT WEALTH MANAGEMENT, LLC 07/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC SOLE MEMBER indirect 2007-07-01
RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2013-07-01
SHEA, JOSEPH, BLANE SOLE MEMBER SHEA FINANCIAL GROUP 01/01/2004 Indirect 75% or more
Fund Name Position direct/indirect start date end date
RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC SOLE MEMBER indirect 2004-01-01
RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC MANAGING MEMBER direct 2013-07-01

RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC

ownership team - last updated 2019-03-14
Name Title Start Date Direct/Indirect % Ownership
MCGRATH, TIMOTHY, PATRICK MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER 07/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC SOLE MEMBER indirect 2007-07-01
RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2013-07-01
SHEA, JOSEPH, BLANE MANAGING MEMBER 07/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC SOLE MEMBER indirect 2004-01-01
RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC MANAGING MEMBER direct 2013-07-01
RIVERPOINT WEALTH MANAGEMENT, LLC MANAGING MEMBER 07/01/2007 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC MANAGING MEMBER direct 2007-07-01
SHEA FINANCIAL GROUP MANAGING MEMBER 07/01/2013 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC MANAGING MEMBER direct 2013-07-01
MCGRATH, TIMOTHY, PATRICK SOLE MEMBER RIVERPOINT WEALTH MANAGEMENT, LLC 07/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC SOLE MEMBER indirect 2007-07-01
RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2013-07-01
SHEA, JOSEPH, BLANE SOLE MEMBER SHEA FINANCIAL GROUP 01/01/2004 Indirect 75% or more
Fund Name Position direct/indirect start date end date
RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC SOLE MEMBER indirect 2004-01-01
RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC MANAGING MEMBER direct 2013-07-01

RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC

ownership team - last updated 2018-11-05
Name Title Start Date Direct/Indirect % Ownership
MCGRATH, TIMOTHY, PATRICK MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER 07/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC SOLE MEMBER indirect 2007-07-01
RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2013-07-01
SHEA, JOSEPH, BLANE MANAGING MEMBER 07/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC SOLE MEMBER indirect 2004-01-01
RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC MANAGING MEMBER direct 2013-07-01
RIVERPOINT WEALTH MANAGEMENT, LLC MANAGING MEMBER 07/01/2007 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC MANAGING MEMBER direct 2007-07-01
SHEA FINANCIAL GROUP MANAGING MEMBER 07/01/2013 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC MANAGING MEMBER direct 2013-07-01
MCGRATH, TIMOTHY, PATRICK SOLE MEMBER RIVERPOINT WEALTH MANAGEMENT, LLC 07/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC SOLE MEMBER indirect 2007-07-01
RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2013-07-01
SHEA, JOSEPH, BLANE SOLE MEMBER SHEA FINANCIAL GROUP 01/01/2004 Indirect 75% or more
Fund Name Position direct/indirect start date end date
RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC SOLE MEMBER indirect 2004-01-01
RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC MANAGING MEMBER direct 2013-07-01

RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC

ownership team - last updated 2018-05-30
Name Title Start Date Direct/Indirect % Ownership
MCGRATH, TIMOTHY, PATRICK MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER 07/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC SOLE MEMBER indirect 2007-07-01
RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2013-07-01
SHEA, JOSEPH, BLANE MANAGING MEMBER 07/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC SOLE MEMBER indirect 2004-01-01
RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC MANAGING MEMBER direct 2013-07-01
RIVERPOINT WEALTH MANAGEMENT, LLC MANAGING MEMBER 07/01/2007 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC MANAGING MEMBER direct 2007-07-01
SHEA FINANCIAL GROUP MANAGING MEMBER 07/01/2013 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC MANAGING MEMBER direct 2013-07-01
MCGRATH, TIMOTHY, PATRICK SOLE MEMBER RIVERPOINT WEALTH MANAGEMENT, LLC 07/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC SOLE MEMBER indirect 2007-07-01
RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2013-07-01
SHEA, JOSEPH, BLANE SOLE MEMBER SHEA FINANCIAL GROUP 01/01/2004 Indirect 75% or more
Fund Name Position direct/indirect start date end date
RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC SOLE MEMBER indirect 2004-01-01
RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC MANAGING MEMBER direct 2013-07-01

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