Rockefeller Financial Services is based out of New York. Rockefeller Financial Services is a large advisory firm with 28976 clients and discretionary assets under management (AUM) of $48,914,897,306 (Form ADV from 2025-01-02). Whalewisdom has at least 74 13F filings
Business Description
Rockefeller Financial LLC provides discretionary and non-discretionary investment advisory services through the Rockefeller Private Wealth Advisory Platform, a wrap fee program. They also offer insurance expertise and services through national providers to enable estate planning, asset protection, and other wealth management planning strategies. While the Firm and PAs manage client accounts without specific tax considerations, affiliates offer additional services like estate and tax planning for extra compensation.
The firm and its affiliates offer investment banking, research, brokerage, investment advisory, insurance, and other services. Due to the nature of these services, conflicts of interest may arise. The firm has a Code of Ethics in place to protect against these conflicts, either by requiring pre-approval or prohibiting certain activities for employees.
Investment Strategy
PA Strategies are differentiated by the way advice is delivered and the investment options available. A PA reviews a client's investment information, objectives, risk tolerance, and preferences to recommend an appropriate strategy, investment managers, and underlying investments. This analysis doesn't cover all aspects of a client's financial life, and omissions may occur due to insufficient data or separate analyses.
SMA, Fund, UMA, and Dual Contract SMA Strategies provide access to investment management services from various Investment Managers, including equity, balanced, and fixed income portfolios. A PA assists in selecting an asset allocation and Investment Managers. Information about investment portfolios and methods of analysis can be found in each Investment Manager's Form ADV Part 2A, while fund investment objectives and policies are in the prospectus and statement of additional information.
Known Email Addresses
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Other Contact Information
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2025-03-31
Top Buys (13F)
| Name | % Change |
|---|
2025-03-31
Top Sells (13F)
| Name | % Change |
|---|
2025-03-31
13F Holdings Summary
2025-03-31
13F Activity
| Market Value | $0, Prior: $6.34b |
| New Purchases | 0 stocks |
| Added To | 0 stocks |
| Sold out of | 0 stocks |
| Reduced holdings in | 0 stocks |
| Top 10 Holdings % | % |
| Turnover %[1] | % |
| Turnover Alt %[2] | % |
| Time Held Top 20 | quarters |
| Time Held Top 10 | quarters |
| Time Held All | quarters |
[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.
[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.
2025-03-31
13F Sector Allocation Over Time
limited to past 4 quarters. Subscribe to see all available data
2025-03-31
Analysis
Top 20 equal-weighted holdings. Performance numbers calculated through 2025-03-31