ROFFMAN MILLER ASSOCIATES INC

HTTP://WWW.ROFFMANMILLER.COM PHILADELPHIA, PA Investment Advisor How do I update this listing?

Roffman Miller Associates is based out of Philadelphia. Roffman Miller Associates is a large advisory firm with 1130 clients and discretionary assets under management (AUM) of $1,382,249,952 (Form ADV from 2019-05-07). Their last reported 13F filing for Q2 2019 included $927,533,000 in managed 13F securities and a top 10 holdings concentration of 36.53%. Roffman Miller Associates's largest holding is Microsoft Corp. with shares held of 339,804. Roffman Miller Associates has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 76 13F filings

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06/30/2019

13F Sector Allocation Over Time

06/30/2019

13F Activity

  • Market Value $930.755 Million
  • Prior Market Value $878.815 Million
  • New Purchases6 stocks
  • Additional Purchases41 stocks
  • Sold out of3 stocks
  • Reduced holdings in36 stocks
  • Top 10 Holdings % 36.41 %
  • Turnover % [1]:10.71%
  • Turnover Alt % [2]: 2.79 %
  • Time Held Top20:26.15 quarters
  • Time Held Top10:19.50 quarters
  • Time Held All:31.31 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: 2.44%
Performance Last 4 Quarters: 6.58%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
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  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-09-30 - 13F-HR (Subscription required)
  • 2007-06-30 - 13F-HR (Subscription required)
  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
  • 2006-06-30 - 13F-HR (Subscription required)
  • 2006-03-31 - 13F-HR (Subscription required)
  • 2005-12-31 - 13F-HR (Subscription required)
  • 2005-09-30 - 13F-HR (Subscription required)
  • 2005-06-30 - 13F-HR (Subscription required)
  • 2005-03-31 - 13F-HR (Subscription required)
  • 2004-12-31 - 13F-HR (Subscription required)
  • 2004-09-30 - 13F-HR (Subscription required)
  • 2004-06-30 - 13F-HR (Subscription required)
  • 2004-03-31 - 13F-HR/A (Subscription required)
  • 2004-03-31 - 13F-HR (Subscription required)
  • 2003-12-31 - 13F-HR (Subscription required)
  • 2003-09-30 - 13F-HR (Subscription required)
  • 2003-06-30 - 13F-HR (Subscription required)
  • 2003-03-31 - 13F-HR (Subscription required)
  • 2002-12-31 - 13F-HR (Subscription required)
  • 2002-09-30 - 13F-HR (Subscription required)
  • 2002-06-30 - 13F-HR (Subscription required)
  • 2002-03-31 - 13F-HR (Subscription required)
  • 2001-12-31 - 13F-HR (Subscription required)
  • 2001-09-30 - 13F-HR (Subscription required)
  • 2001-06-30 - 13F-HR (Subscription required)
  • 2001-03-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

ROFFMAN MILLER ASSOCIATES INC
1835 MARKET STREET SUITE 500
PHILADELPHIA PA    19103
Country: United States

Business Phone: 215-981-1030
Fax: 215-981-0146
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: PA
Number of employees: 9
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities: 668,426,000
Total Number of Clients: 1130
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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ROFFMAN MILLLER ASSOCIATES INC

ownership team - last updated 2019-05-07
Name Title Start Date Direct/Indirect % Ownership
GORIN, ROY, L. DIRECTOR 05/01/1995 Direct less than 5%
Fund Name Position direct/indirect start date end date
ROFFMAN MILLLER ASSOCIATES INC DIRECTOR direct 1995-05-01
GREENWELL, PAULETTE VICE PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER 06/01/1998 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ROFFMAN MILLLER ASSOCIATES INC VICE PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER direct 1998-06-01
ROFFMAN MILLLER ASSOCIATES INC DIRECTOR direct 1998-06-01 2004-03-09
ROFFMAN MILLLER ASSOCIATES INC DIRECTOR, CHIEF COMPLIANCE OFFICER direct 1998-06-01 2005-11-08
ROFFMAN MILLLER ASSOCIATES INC SECRETARY, CHIEF COMPLIANCE OFFICER, INVESTMENT MANAGER direct 1998-06-01 2007-08-22
ROFFMAN MILLLER ASSOCIATES INC MANAGING DIRECTOR, SECRETARY, CHIEF COMPLIANCE OFFICER, INVESTMENT MANAGER direct 1998-06-01 2012-03-26
ROFFMAN MILLLER ASSOCIATES INC VICE PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER, INVESTMENT MANAGER direct 1998-06-01 2016-09-02
MILLER, ROBERT, PETERS CHAIRMAN AND FOUNDER 10/01/1990 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ROFFMAN MILLLER ASSOCIATES INC CHAIRMAN AND FOUNDER direct 1990-10-01
ROFFMAN MILLLER ASSOCIATES INC MANAGING DIRECTOR & CEO direct 1990-10-01 2005-03-10
ROFFMAN MILLLER ASSOCIATES INC PRESIDENT & CEO direct 1990-10-01 2005-11-08
ROFFMAN MILLLER ASSOCIATES INC PRESIDENT direct 1990-10-01 2012-03-26
HOFMANN, ROBERT, THOMAS PRESIDENT & INVESTMENT MANAGER 06/01/2005 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ROFFMAN MILLLER ASSOCIATES INC VICE PRESIDENT & INVESTMENT MANAGER direct 2005-06-01
ROFFMAN MILLLER ASSOCIATES INC PRESIDENT & INVESTMENT MANAGER direct 2005-06-01
ROFFMAN MILLLER ASSOCIATES INC MANAGING DIRECTOR, VICE PRESIDENT & INVESTMENT MANAGER direct 2005-06-01
FROMBACH, MARK, RICHARD CHIEF INVESTMENT OFFICER 06/01/2008 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ROFFMAN MILLLER ASSOCIATES INC CHIEF INVESTMENT OFFICER direct 2008-06-01

ROFFMAN MILLLER ASSOCIATES INC

ownership team - last updated 2019-03-25
Name Title Start Date Direct/Indirect % Ownership
GORIN, ROY, L. DIRECTOR 05/01/1995 Direct less than 5%
Fund Name Position direct/indirect start date end date
ROFFMAN MILLLER ASSOCIATES INC DIRECTOR direct 1995-05-01
GREENWELL, PAULETTE VICE PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER 06/01/1998 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ROFFMAN MILLLER ASSOCIATES INC VICE PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER direct 1998-06-01
ROFFMAN MILLLER ASSOCIATES INC DIRECTOR direct 1998-06-01 2004-03-09
ROFFMAN MILLLER ASSOCIATES INC DIRECTOR, CHIEF COMPLIANCE OFFICER direct 1998-06-01 2005-11-08
ROFFMAN MILLLER ASSOCIATES INC SECRETARY, CHIEF COMPLIANCE OFFICER, INVESTMENT MANAGER direct 1998-06-01 2007-08-22
ROFFMAN MILLLER ASSOCIATES INC MANAGING DIRECTOR, SECRETARY, CHIEF COMPLIANCE OFFICER, INVESTMENT MANAGER direct 1998-06-01 2012-03-26
ROFFMAN MILLLER ASSOCIATES INC VICE PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER, INVESTMENT MANAGER direct 1998-06-01 2016-09-02
MILLER, ROBERT, PETERS CHAIRMAN AND FOUNDER 10/01/1990 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ROFFMAN MILLLER ASSOCIATES INC CHAIRMAN AND FOUNDER direct 1990-10-01
ROFFMAN MILLLER ASSOCIATES INC MANAGING DIRECTOR & CEO direct 1990-10-01 2005-03-10
ROFFMAN MILLLER ASSOCIATES INC PRESIDENT & CEO direct 1990-10-01 2005-11-08
ROFFMAN MILLLER ASSOCIATES INC PRESIDENT direct 1990-10-01 2012-03-26
HOFMANN, ROBERT, THOMAS PRESIDENT & INVESTMENT MANAGER 06/01/2005 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ROFFMAN MILLLER ASSOCIATES INC VICE PRESIDENT & INVESTMENT MANAGER direct 2005-06-01
ROFFMAN MILLLER ASSOCIATES INC PRESIDENT & INVESTMENT MANAGER direct 2005-06-01
ROFFMAN MILLLER ASSOCIATES INC MANAGING DIRECTOR, VICE PRESIDENT & INVESTMENT MANAGER direct 2005-06-01
FROMBACH, MARK, RICHARD CHIEF INVESTMENT OFFICER 06/01/2008 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ROFFMAN MILLLER ASSOCIATES INC CHIEF INVESTMENT OFFICER direct 2008-06-01

ROFFMAN MILLLER ASSOCIATES INC

ownership team - last updated 2018-11-13
Name Title Start Date Direct/Indirect % Ownership
GORIN, ROY, L. DIRECTOR 05/01/1995 Direct less than 5%
Fund Name Position direct/indirect start date end date
ROFFMAN MILLLER ASSOCIATES INC DIRECTOR direct 1995-05-01
GREENWELL, PAULETTE VICE PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER 06/01/1998 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ROFFMAN MILLLER ASSOCIATES INC VICE PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER direct 1998-06-01
ROFFMAN MILLLER ASSOCIATES INC DIRECTOR direct 1998-06-01 2004-03-09
ROFFMAN MILLLER ASSOCIATES INC DIRECTOR, CHIEF COMPLIANCE OFFICER direct 1998-06-01 2005-11-08
ROFFMAN MILLLER ASSOCIATES INC SECRETARY, CHIEF COMPLIANCE OFFICER, INVESTMENT MANAGER direct 1998-06-01 2007-08-22
ROFFMAN MILLLER ASSOCIATES INC MANAGING DIRECTOR, SECRETARY, CHIEF COMPLIANCE OFFICER, INVESTMENT MANAGER direct 1998-06-01 2012-03-26
ROFFMAN MILLLER ASSOCIATES INC VICE PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER, INVESTMENT MANAGER direct 1998-06-01 2016-09-02
MILLER, ROBERT, PETERS CHAIRMAN AND FOUNDER 10/01/1990 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ROFFMAN MILLLER ASSOCIATES INC CHAIRMAN AND FOUNDER direct 1990-10-01
ROFFMAN MILLLER ASSOCIATES INC MANAGING DIRECTOR & CEO direct 1990-10-01 2005-03-10
ROFFMAN MILLLER ASSOCIATES INC PRESIDENT & CEO direct 1990-10-01 2005-11-08
ROFFMAN MILLLER ASSOCIATES INC PRESIDENT direct 1990-10-01 2012-03-26
HOFMANN, ROBERT, THOMAS PRESIDENT & INVESTMENT MANAGER 06/01/2005 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ROFFMAN MILLLER ASSOCIATES INC VICE PRESIDENT & INVESTMENT MANAGER direct 2005-06-01
ROFFMAN MILLLER ASSOCIATES INC PRESIDENT & INVESTMENT MANAGER direct 2005-06-01
ROFFMAN MILLLER ASSOCIATES INC MANAGING DIRECTOR, VICE PRESIDENT & INVESTMENT MANAGER direct 2005-06-01
FROMBACH, MARK, RICHARD CHIEF INVESTMENT OFFICER 06/01/2008 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ROFFMAN MILLLER ASSOCIATES INC CHIEF INVESTMENT OFFICER direct 2008-06-01

ROFFMAN MILLLER ASSOCIATES INC

ownership team - last updated 2017-01-30
Name Title Start Date Direct/Indirect % Ownership
GORIN, ROY, L. DIRECTOR 05/01/1995 Direct less than 5%
Fund Name Position direct/indirect start date end date
ROFFMAN MILLLER ASSOCIATES INC DIRECTOR direct 1995-05-01
GREENWELL, PAULETTE VICE PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER 06/01/1998 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ROFFMAN MILLLER ASSOCIATES INC VICE PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER direct 1998-06-01
ROFFMAN MILLLER ASSOCIATES INC DIRECTOR direct 1998-06-01 2004-03-09
ROFFMAN MILLLER ASSOCIATES INC DIRECTOR, CHIEF COMPLIANCE OFFICER direct 1998-06-01 2005-11-08
ROFFMAN MILLLER ASSOCIATES INC SECRETARY, CHIEF COMPLIANCE OFFICER, INVESTMENT MANAGER direct 1998-06-01 2007-08-22
ROFFMAN MILLLER ASSOCIATES INC MANAGING DIRECTOR, SECRETARY, CHIEF COMPLIANCE OFFICER, INVESTMENT MANAGER direct 1998-06-01 2012-03-26
ROFFMAN MILLLER ASSOCIATES INC VICE PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER, INVESTMENT MANAGER direct 1998-06-01 2016-09-02
MILLER, ROBERT, PETERS CHAIRMAN AND FOUNDER 10/01/1990 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ROFFMAN MILLLER ASSOCIATES INC CHAIRMAN AND FOUNDER direct 1990-10-01
ROFFMAN MILLLER ASSOCIATES INC MANAGING DIRECTOR & CEO direct 1990-10-01 2005-03-10
ROFFMAN MILLLER ASSOCIATES INC PRESIDENT & CEO direct 1990-10-01 2005-11-08
ROFFMAN MILLLER ASSOCIATES INC PRESIDENT direct 1990-10-01 2012-03-26
HOFMANN, ROBERT, THOMAS PRESIDENT & INVESTMENT MANAGER 06/01/2005 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ROFFMAN MILLLER ASSOCIATES INC VICE PRESIDENT & INVESTMENT MANAGER direct 2005-06-01
ROFFMAN MILLLER ASSOCIATES INC PRESIDENT & INVESTMENT MANAGER direct 2005-06-01
ROFFMAN MILLLER ASSOCIATES INC MANAGING DIRECTOR, VICE PRESIDENT & INVESTMENT MANAGER direct 2005-06-01
FROMBACH, MARK, RICHARD CHIEF INVESTMENT OFFICER 06/01/2008 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ROFFMAN MILLLER ASSOCIATES INC CHIEF INVESTMENT OFFICER direct 2008-06-01

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