RSM US WEALTH MANAGEMENT LLC

https://rsmus.com/WHAT-WE-DO/SERVICES/WEALTH-MANAGEMENT.html MINNEAPOLIS, MN Investment Advisor How do I update this listing?

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RSM US Wealth Management is based out of Minneapolis. RSM US Wealth Management is a large advisory firm with 3680 clients and discretionary assets under management (AUM) of $5,094,155,582 (Form ADV from 2021-05-03). Their last reported 13F filing for Q1 2021 included $1,566,564,000 in managed 13F securities and a top 10 holdings concentration of 61.5%. RSM US Wealth Management's largest holding is Vanguard Growth ETF with shares held of 907,154. RSM US Wealth Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 29 13F filings

Download 13F Summary Create Alert

03/31/2021

13F Activity

  • Market Value $1.567 Billion
  • Prior Market Value $1.411 Billion
  • New Purchases13 stocks
  • Additional Purchases62 stocks
  • Sold out of13 stocks
  • Reduced holdings in81 stocks
  • Top 10 Holdings % 61.50 %
  • Turnover % [1]:12.87%
  • Turnover Alt % [2]: 1.68 %
  • Time Held Top20:4.45 quarters
  • Time Held Top10:4.60 quarters
  • Time Held All:4.16 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

03/31/2021

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2021-05-17

Performance for Q1 2021: 4.42%
Performance Last 4 Quarters: 40.52%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

RSM US WEALTH MANAGEMENT LLC
801 NICOLLET MALL SUITE 1200 WEST TOWER
MINNEAPOLIS MN    55402-2538
Country: United States

Business Phone: 612-332-4300
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 123
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 2,601,150,000
Total Number of Clients: 3680
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures: 11.C (2),11.C (4),11.C (5)
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Insider Transactions in the past year

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RSM US WEALTH MANAGEMENT LLC

ownership team - last updated 2020-12-22
Name Title Start Date Direct/Indirect % Ownership
RSM US LLP MEMBER 11/01/2011 Direct 75% or more
Fund Name Position direct/indirect start date end date
RSM MCGLADREY LLC MEMBER direct 2011-11-01
ADAMS, JOSEPH, M PRESIDENT AND CHIEF EXECUTIVE OFFICER 11/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM MCGLADREY, INC. REGIONAL MANAGING DIRECTOR direct 2008-05-01
MCGLADREY WEALTH MANAGEMENT LLC PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2011-11-01
PRIEBE, AMY, RENEE CHIEF COMPLIANCE OFFICER 09/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
MCGLADREY WEALTH MANAGEMENT LLC CHIEF COMPLIANCE OFFICER - WEALTH MANAGEMENT direct 2015-09-01
GORMAN, WILLIAM, J VICE PRESIDENT 11/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM US WEALTH MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2015-11-01
DOWLER, GREGORY, SCOTT CHIEF OPERATING OFFICER 07/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM US WEALTH MANAGEMENT LLC SENIOR DIRECTOR - WEALTH MANAGEMENT direct 2016-07-01
SCUDDER, DAVID, RAYMOND NATIONAL LEADER 12/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM US WEALTH MANAGEMENT LLC NATIONAL DIRECTOR direct 2018-12-01
JORTH, BRUCE, JAMES VICE PRESIDENT 07/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM US WEALTH MANAGEMENT LLC VICE PRESIDENT direct 2018-07-01
LAMOUTTE, KEITH, MARTIN CHIEF INVESTMENT OFFICER 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM US WEALTH MANAGEMENT LLC CHIEF INVESTMENT OFFICER direct 2019-06-01
DALEY, MARIA, PISONI NATIONAL HEAD OF ADVISORS 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM US WEALTH MANAGEMENT LLC NATIONAL HEAD OF ADVISORS direct 2019-06-01
VANG, SUE, ANN WM FINANCE LEADER 05/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM US WEALTH MANAGEMENT LLC DIRECTOR OF OPERATIONS direct 2018-05-01

RSM US WEALTH MANAGEMENT LLC

ownership team - last updated 2020-08-17
Name Title Start Date Direct/Indirect % Ownership
RSM US LLP MEMBER 11/01/2011 Direct 75% or more
Fund Name Position direct/indirect start date end date
RSM MCGLADREY LLC MEMBER direct 2011-11-01
ADAMS, JOSEPH, M PRESIDENT AND CHIEF EXECUTIVE OFFICER 11/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM MCGLADREY, INC. REGIONAL MANAGING DIRECTOR direct 2008-05-01
MCGLADREY WEALTH MANAGEMENT LLC PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2011-11-01
PRIEBE, AMY, RENEE CHIEF COMPLIANCE OFFICER 09/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
MCGLADREY WEALTH MANAGEMENT LLC CHIEF COMPLIANCE OFFICER - WEALTH MANAGEMENT direct 2015-09-01
GORMAN, WILLIAM, J VICE PRESIDENT 11/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM US WEALTH MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2015-11-01
DOWLER, GREGORY, SCOTT CHIEF OPERATING OFFICER 07/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM US WEALTH MANAGEMENT LLC SENIOR DIRECTOR - WEALTH MANAGEMENT direct 2016-07-01
SCUDDER, DAVID, RAYMOND NATIONAL LEADER 12/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM US WEALTH MANAGEMENT LLC NATIONAL DIRECTOR direct 2018-12-01
JORTH, BRUCE, JAMES VICE PRESIDENT 07/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM US WEALTH MANAGEMENT LLC VICE PRESIDENT direct 2018-07-01
LAMOUTTE, KEITH, MARTIN CHIEF INVESTMENT OFFICER 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM US WEALTH MANAGEMENT LLC CHIEF INVESTMENT OFFICER direct 2019-06-01
DALEY, MARIA, PISONI NATIONAL HEAD OF ADVISORS 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM US WEALTH MANAGEMENT LLC NATIONAL HEAD OF ADVISORS direct 2019-06-01
VANG, SUE, ANN WM FINANCE LEADER 05/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM US WEALTH MANAGEMENT LLC DIRECTOR OF OPERATIONS direct 2018-05-01

RSM US WEALTH MANAGEMENT LLC

ownership team - last updated 2020-06-30
Name Title Start Date Direct/Indirect % Ownership
RSM US LLP MEMBER 11/01/2011 Direct 75% or more
Fund Name Position direct/indirect start date end date
RSM MCGLADREY LLC MEMBER direct 2011-11-01
ADAMS, JOSEPH, M PRESIDENT AND CHIEF EXECUTIVE OFFICER 11/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM MCGLADREY, INC. REGIONAL MANAGING DIRECTOR direct 2008-05-01
MCGLADREY WEALTH MANAGEMENT LLC PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2011-11-01
PRIEBE, AMY, RENEE CHIEF COMPLIANCE OFFICER 09/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
MCGLADREY WEALTH MANAGEMENT LLC CHIEF COMPLIANCE OFFICER - WEALTH MANAGEMENT direct 2015-09-01
GORMAN, WILLIAM, J VICE PRESIDENT 11/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM US WEALTH MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2015-11-01
DOWLER, GREGORY, SCOTT CHIEF OPERATING OFFICER 07/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM US WEALTH MANAGEMENT LLC SENIOR DIRECTOR - WEALTH MANAGEMENT direct 2016-07-01
SCUDDER, DAVID, RAYMOND NATIONAL LEADER 12/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM US WEALTH MANAGEMENT LLC NATIONAL DIRECTOR direct 2018-12-01
JORTH, BRUCE, JAMES VICE PRESIDENT 07/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM US WEALTH MANAGEMENT LLC VICE PRESIDENT direct 2018-07-01
VANG, SUE, ANN DIRECTOR OF OPERATIONS 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM US WEALTH MANAGEMENT LLC DIRECTOR OF OPERATIONS direct 2018-05-01
LAMOUTTE, KEITH, MARTIN CHIEF INVESTMENT OFFICER 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM US WEALTH MANAGEMENT LLC CHIEF INVESTMENT OFFICER direct 2019-06-01
DALEY, MARIA, PISONI NATIONAL HEAD OF ADVISORS 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM US WEALTH MANAGEMENT LLC NATIONAL HEAD OF ADVISORS direct 2019-06-01

RSM US WEALTH MANAGEMENT LLC

ownership team - last updated 2019-09-16
Name Title Start Date Direct/Indirect % Ownership
RSM US LLP MEMBER 11/01/2011 Direct 75% or more
Fund Name Position direct/indirect start date end date
RSM MCGLADREY LLC MEMBER direct 2011-11-01
ADAMS, JOSEPH, M PRESIDENT AND CHIEF EXECUTIVE OFFICER 11/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM MCGLADREY, INC. REGIONAL MANAGING DIRECTOR direct 2008-05-01
MCGLADREY WEALTH MANAGEMENT LLC PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2011-11-01
PRIEBE, AMY, RENEE CHIEF COMPLIANCE OFFICER 09/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
MCGLADREY WEALTH MANAGEMENT LLC CHIEF COMPLIANCE OFFICER - WEALTH MANAGEMENT direct 2015-09-01
GORMAN, WILLIAM, J VICE PRESIDENT 11/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM US WEALTH MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2015-11-01
DOWLER, GREGORY, SCOTT CHIEF OPERATING OFFICER 07/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM US WEALTH MANAGEMENT LLC SENIOR DIRECTOR - WEALTH MANAGEMENT direct 2016-07-01
SCUDDER, DAVID, RAYMOND NATIONAL LEADER 12/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM US WEALTH MANAGEMENT LLC NATIONAL DIRECTOR direct 2018-12-01
JORTH, BRUCE, JAMES VICE PRESIDENT 07/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM US WEALTH MANAGEMENT LLC VICE PRESIDENT direct 2018-07-01
VANG, SUE, ANN DIRECTOR OF OPERATIONS 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM US WEALTH MANAGEMENT LLC DIRECTOR OF OPERATIONS direct 2018-05-01
LAMOUTTE, KEITH, MARTIN CHIEF INVESTMENT OFFICER 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM US WEALTH MANAGEMENT LLC CHIEF INVESTMENT OFFICER direct 2019-06-01
DALEY, MARIA, PISONI NATIONAL HEAD OF ADVISORS 06/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM US WEALTH MANAGEMENT LLC NATIONAL HEAD OF ADVISORS direct 2019-06-01

RSM US WEALTH MANAGEMENT LLC

ownership team - last updated 2019-05-02
Name Title Start Date Direct/Indirect % Ownership
RSM US LLP MEMBER 11/01/2011 Direct 75% or more
Fund Name Position direct/indirect start date end date
RSM MCGLADREY LLC MEMBER direct 2011-11-01
ADAMS, JOSEPH, M PRESIDENT AND CHIEF EXECUTIVE OFFICER 11/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM MCGLADREY, INC. REGIONAL MANAGING DIRECTOR direct 2008-05-01
MCGLADREY WEALTH MANAGEMENT LLC PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2011-11-01
PRIEBE, AMY, RENEE CHIEF COMPLIANCE OFFICER 09/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
MCGLADREY WEALTH MANAGEMENT LLC CHIEF COMPLIANCE OFFICER - WEALTH MANAGEMENT direct 2015-09-01
GORMAN, WILLIAM, J VICE PRESIDENT 11/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM US WEALTH MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2015-11-01
DOWLER, GREGORY, SCOTT SENIOR DIRECTOR 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM US WEALTH MANAGEMENT LLC SENIOR DIRECTOR - WEALTH MANAGEMENT direct 2016-07-01
SCUDDER, DAVID, RAYMOND NATIONAL DIRECTOR 12/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM US WEALTH MANAGEMENT LLC NATIONAL DIRECTOR direct 2018-12-01
JORTH, BRUCE, JAMES VICE PRESIDENT 07/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM US WEALTH MANAGEMENT LLC VICE PRESIDENT direct 2018-07-01
VANG, SUE, ANN DIRECTOR OF OPERATIONS 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM US WEALTH MANAGEMENT LLC DIRECTOR OF OPERATIONS direct 2018-05-01

RSM US WEALTH MANAGEMENT LLC

ownership team - last updated 2019-02-04
Name Title Start Date Direct/Indirect % Ownership
RSM US LLP MEMBER 11/01/2011 Direct 75% or more
Fund Name Position direct/indirect start date end date
RSM MCGLADREY LLC MEMBER direct 2011-11-01
ADAMS, JOSEPH, M PRESIDENT AND CHIEF EXECUTIVE OFFICER 11/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM MCGLADREY, INC. REGIONAL MANAGING DIRECTOR direct 2008-05-01
MCGLADREY WEALTH MANAGEMENT LLC PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2011-11-01
PRIEBE, AMY, RENEE CHIEF COMPLIANCE OFFICER 09/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
MCGLADREY WEALTH MANAGEMENT LLC CHIEF COMPLIANCE OFFICER - WEALTH MANAGEMENT direct 2015-09-01
GORMAN, WILLIAM, J VICE PRESIDENT 11/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM US WEALTH MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2015-11-01
DOWLER, GREGORY, SCOTT SENIOR DIRECTOR 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM US WEALTH MANAGEMENT LLC SENIOR DIRECTOR - WEALTH MANAGEMENT direct 2016-07-01
SCUDDER, DAVID, RAYMOND NATIONAL DIRECTOR 12/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM US WEALTH MANAGEMENT LLC NATIONAL DIRECTOR direct 2018-12-01
JORTH, BRUCE, JAMES VICE PRESIDENT 07/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM US WEALTH MANAGEMENT LLC VICE PRESIDENT direct 2018-07-01
VANG, SUE, ANN DIRECTOR OF OPERATIONS 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM US WEALTH MANAGEMENT LLC DIRECTOR OF OPERATIONS direct 2018-05-01

RSM US WEALTH MANAGEMENT LLC

ownership team - last updated 2018-06-20
Name Title Start Date Direct/Indirect % Ownership
PHILLIPS, DALE, STEVEN CHIEF OPERATIONS OFFICER - WEALTH MANAGEMENT 03/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
MCGLADREY WEALTH MANAGEMENT LLC CHIEF OPERATIONS OFFICER-WEALTH MANAGEMENT direct 2008-03-01
RSM MCGLADREY, INC. CHIEF OPERATIONS OFFICER direct 2008-03-01
RSM US WEALTH MANAGEMENT LLC CHIEF OPERATIONS OFFICER - WEALTH MANAGEMENT direct 2008-03-01
MCGLADREY WEALTH MANAGEMENT LLC CHIEF COMPLIANCE OFFICER-WEALTH MANAGEMENT direct 2013-03-01
RSM US LLP MEMBER 11/01/2011 Direct 75% or more
Fund Name Position direct/indirect start date end date
RSM MCGLADREY LLC MEMBER direct 2011-11-01
ADAMS, JOSEPH, M PRESIDENT AND CHIEF EXECUTIVE OFFICER 11/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM MCGLADREY, INC. REGIONAL MANAGING DIRECTOR direct 2008-05-01
MCGLADREY WEALTH MANAGEMENT LLC PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2011-11-01
OPHEIM, DOUGLAS, WAYNE CHIEF FINANCIAL OFFICER AND TREASURER 11/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM US WEALTH MANAGEMENT LLC CHIEF FINANCIAL OFFICER AND TREASURER direct 2011-11-01
RSM MCGLADREY, INC. SR. VICE PRES., FINANCE AND INFORMATION AND ASST. SECY. direct 1999-08-01 2003-04-30
RSM MCGLADREY, INC. EXECUTIVE VICE PRESIDENT EU OPERATIONS, CFO AND ASST. SECY. direct 2003-08-01 2005-08-12
RSM MCGLADREY, INC. SVP - FINANCE AND OPERATIONS direct 2003-08-01 2007-05-08
RSM MCGLADREY, INC. CHIEF US OPERATIONS OFFICER direct 2003-08-01 2008-01-08
RSM MCGLADREY, INC. CHIEF US CLIENT OPERATIONS OFFICER direct 2003-08-01 2010-06-15
PRIEBE, AMY, RENEE CHIEF COMPLIANCE OFFICER - WEALTH MANAGEMENT 09/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
MCGLADREY WEALTH MANAGEMENT LLC CHIEF COMPLIANCE OFFICER - WEALTH MANAGEMENT direct 2015-09-01
GORMAN, WILLIAM, J CHIEF OPERATING OFFICER 11/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM US WEALTH MANAGEMENT LLC CHIEF OPERATING OFFICER direct 2015-11-01
DOWLER, GREGORY, SCOTT SENIOR DIRECTOR - WEALTH MANAGEMENT 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM US WEALTH MANAGEMENT LLC SENIOR DIRECTOR - WEALTH MANAGEMENT direct 2016-07-01
SEHMANN, CRAIG, ALLEN ASSISTANT TREASURER 11/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
RSM US WEALTH MANAGEMENT LLC ASSISTANT TREASURER direct 2015-11-01

WhaleScore history for RSM US WEALTH MANAGEMENT LLC

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