RTW INVESTMENTS, LP

HTTP://WWW.RTWFUNDS.COM NEW YORK, NY Investment Advisor Hedge Fund How do I update this listing?

RTW Investments is based out of New York. RTW Investments is a large advisory firm with 5 clients and discretionary assets under management (AUM) of $1,784,226,491 (Form ADV from 2019-03-05). Their last reported 13F filing for Q3 2019 included $1,681,540,000 in managed 13F securities and a top 10 holdings concentration of 55.0%. RTW Investments's largest holding is Rocket Pharmaceuticals Inc with shares held of 16,587,491. RTW Investments has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 27 13F filings, 4 13D filings, 84 13G filings, and 13 Form 4 filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $1.682 Billion
  • Prior Market Value $1.872 Billion
  • New Purchases15 stocks
  • Additional Purchases26 stocks
  • Sold out of7 stocks
  • Reduced holdings in11 stocks
  • Top 10 Holdings % 55.00 %
  • Turnover % [1]:36.67%
  • Turnover Alt % [2]: 16.04 %
  • Time Held Top20:6.05 quarters
  • Time Held Top10:4.20 quarters
  • Time Held All:5.03 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 3.82%
Performance Last 4 Quarters: 13.32%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR/A (Subscription required)
  • 2018-12-31 - 13F-HR/A (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR/A (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR/A (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR/A (Subscription required)
  • 2015-12-31 - 13F-HR/A (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR/A (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
RTW Innovation Master Fund Ltd.
RTW MASTER FUND, LTD.
RTW Special Purpose Fund I, LLC
RTW Special Purpose Fund II, LLC

View Last Form Adv Compilation Report on Record

RTW INVESTMENTS LP
Classified as Hedge Fund
412 WEST 15TH STREET 9TH FLOOR
NEW YORK NY    10011
Country: United States

Business Phone: 646-597-6980
Fax: 646-308-9277
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Partnership
Organized in: DE
Number of employees: 17
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 799,301,000
Total Number of Clients: 5
Amount of client funds and securities by related persons: 984,926,000
Total Number of clients from related persons: 3
Disclosures:
Data above was derived from SEC filings.

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RTW INVESTMENTS LP

ownership team - last updated 2019-03-05
Name Title Start Date Direct/Indirect % Ownership
WONG, RODERICK, NMN MANAGING PARTNER 09/01/2009 Direct 75% or more
Fund Name Position direct/indirect start date end date
RTW INVESTMENTS, LLC MANAGING MEMBER direct 2009-09-01
RTW INVESTMENTS, LLC MANAGING PARTNER direct 2009-09-01
LOUGHRAN, SABERA, REZA CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER 10/01/2009 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
PRIME LOGIC CAPITAL LLC CHIEF COMPLIANCE OFFICER direct 2007-09-01
RTW INVESTMENTS, LLC CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER direct 2009-10-01
RTW INVESTMENTS, LLC DIRECTOR OF FINANCE & OPERATIONS/CHIEF COMPLIANCE OFFICER direct 2009-10-01
YALAMANCHI, NAVEEN LIMITED PARTNER 01/01/2016 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
RTW INVESTMENTS, LLC PORTFOLIO MANAGER direct 2016-01-01
RTW INVESTMENTS GP, LLC GENERAL PARTNER OF RTW INVESTMENTS, LP 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
RTW INVESTMENTS, LLC GENERAL PARTNER OF RTW INVESTMENTS, LP direct 2016-04-01
LEE, ALICE CHIEF COMPLIANCE OFFICER 02/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
RTW INVESTMENTS LP CHIEF COMPLIANCE OFFICER direct 2019-02-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
RTW MASTER FUND, LTD. Cayman Islands 805-6078195824 Hedge Fund 1,391,136,602 10,000,000 Master Fund
RTW INNOVATION MASTER FUND, LTD. Cayman Islands 805-5740688516 Hedge Fund 272,519,140 10,000,000 Master Fund
RTW SPECIAL PURPOSE FUND I, LLC United States 805-1525266055 Hedge Fund 65,755,740 1,000,000

RTW INVESTMENTS, LLC

ownership team - last updated 2017-03-29
Name Title Start Date Direct/Indirect % Ownership
WONG, RODERICK, NMN MANAGING PARTNER 09/01/2009 Direct 75% or more
Fund Name Position direct/indirect start date end date
RTW INVESTMENTS, LLC MANAGING MEMBER direct 2009-09-01
RTW INVESTMENTS, LLC MANAGING PARTNER direct 2009-09-01
LOUGHRAN, SABERA, REZA CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER 10/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
PRIME LOGIC CAPITAL LLC CHIEF COMPLIANCE OFFICER direct 2007-09-01
RTW INVESTMENTS, LLC CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER direct 2009-10-01
RTW INVESTMENTS, LLC DIRECTOR OF FINANCE & OPERATIONS/CHIEF COMPLIANCE OFFICER direct 2009-10-01
YALAMANCHI, NAVEEN PORTFOLIO MANAGER 01/01/2016 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
RTW INVESTMENTS, LLC PORTFOLIO MANAGER direct 2016-01-01
RTW INVESTMENTS, GP, LLC GENERAL PARTNER OF RTW INVESTMENTS, LP 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
RTW INVESTMENTS, LLC GENERAL PARTNER OF RTW INVESTMENTS, LP direct 2016-04-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
RTW SPECIAL PURPOSE FUND I, LLC United States 805-1525266055 Hedge Fund 0 1,000,000
RTW MASTER FUND, LTD Cayman Islands 805-6078195824 Hedge Fund 606,732,867 1,000,000 Master Fund
RTW INNOVATION MASTER FUND, LTD Cayman Islands 805-5740688516 Hedge Fund 14,330,494 5,000,000 Master Fund

WhaleScore history for RTW INVESTMENTS, LP

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