SABA CAPITAL MANAGEMENT, L.P.

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Saba Capital Management is based out of New York. Saba Capital Management is a hedge fund with 34 clients and discretionary assets under management (AUM) of $5,925,090,737 (Form ADV from 2021-05-25). Their last reported 13F filing for Q2 2021 included $3,491,282,000 in managed 13F securities and a top 10 holdings concentration of 33.32%. Saba Capital Management's largest holding is iShares iBoxx $ High Yield Corp Bond ETF with shares held of 2,600,000. Saba Capital Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 46 13F filings, 276 13D filings, 374 13G filings, and 515 Form 4 filings

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06/30/2021

13F Activity

  • Market Value $3.491 Billion
  • Prior Market Value $3.122 Billion
  • New Purchases229 stocks
  • Additional Purchases121 stocks
  • Sold out of222 stocks
  • Reduced holdings in55 stocks
  • Top 10 Holdings % 33.32 %
  • Turnover % [1]:103.20%
  • Turnover Alt % [2]: 33.84 %
  • Time Held Top20:3.35 quarters
  • Time Held Top10:3.10 quarters
  • Time Held All:1.63 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2021

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2021-08-16

Performance for Q2 2021: 2.22%
Performance Last 4 Quarters: 20.75%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

SABA CAPITAL MANAGEMENT, L.P.
Classified as Hedge Fund
405 LEXINGTON AVE 58TH FLOOR
NEW YORK NY    10174-7199
Country: United States

Business Phone: 212-542-4635
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Limited Partnership
Organized in: DE
Number of employees: 35
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees,Performance-based fees
Amount of client funds and securities: 5,461,340,000
Total Number of Clients: 34
Amount of client funds and securities by related persons: 5,461,340,000
Total Number of clients from related persons: 27
Disclosures:
Data above was derived from SEC filings.

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SABA CAPITAL MANAGEMENT, L.P.

ownership team - last updated 2021-05-25
Name Title Start Date Direct/Indirect % Ownership
WEINSTEIN, BOAZ, RONALD CIO, PARTNER, FOUNDER (SABA CAPITAL MANAGEMENT, LP) 03/01/2009 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. CIO, PARTNER, FOUNDER (SABA CAPITAL MANAGEMENT, LP) direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. MANAGING MEMBER OF THE GENERAL PARTNER, CHIEF INVESTMENT OFFICER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER, FOUNDER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. CIO, PARTNER, FOUNDER direct 2009-03-01
SABA CAPITAL MANAGEMENT GP, L.L.C. GENERAL PARTNER (SABA CAPITAL MANAGEMENT, LP) 03/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. GENERAL PARTNER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. GENERAL PARTNER (SABA CAPITAL MANAGEMENT, LP) direct 2009-03-01
WEINSTEIN, PIERRE PARTNER (SABA CAPITAL MANAGEMENT, LP) 01/01/2011 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2011-01-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER (SABA CAPITAL MANAGEMENT, LP) direct 2011-01-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER direct 2011-01-01
D ANGELO, MICHAEL, D PARTNER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, GENERAL COUNSEL (SABA CAPITAL MANAGEMENT, LP) 11/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL (SABA CAPITAL MANGEMENT, L.P.) direct 2015-11-01
SABA CAPITAL MANAGEMENT, L.P. CHIEF COMPLIANCE OFFICER (SABA CAPITAL MANGEMENT, L.P.) direct 2015-11-01
PROLOGUE CAPITAL MANAGEMENT, L.P. CHIEF LEGAL OFFICER (GENERAL COUNSEL) OF PROLOGUE CAPITAL MANAGEMENT, L.P., PROLOGUE CAPITAL LLP AND PROLOGUE CAPITAL INC. direct 2012-07-01
PROLOGUE CAPITAL MANAGEMENT, L.P. CHIEF LEGAL OFFICER (GENERAL COUNSEL) direct 2012-07-01
SAPRU, NITIN, (NMN) PARTNER, CHIEF FINANCIAL OFFICER (SABA CAPITAL MANAGEMENT, LP) 12/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
WHIPPOORWILL LIQUID ALTERNATIVES LP CHIEF COMPLIANCE OFFICER direct 2015-04-01
LOGEN ASSET MANAGEMENT LP CFO/COO/CCO direct 2015-03-01
KELLERMAN, ANDREW, MICHAEL PARTNER, HEAD OF INVESTOR RELATIONS (SABA CAPITAL MANAGEMENT, LP) 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. PARTNER, HEAD OF INVESTOR RELATIONS direct 2018-04-01
RIERA, XAVIER, ANTOINE PARTNER (SABA CAPITAL MANAGEMENT, LP) 12/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. PARTNER (SABA CAPITAL MANAGEMENT, LP) direct 2018-12-01
WEINSTEIN, BOAZ, RONALD MANAGING MEMBER SABA CAPITAL MANAGEMENT GP, L.L.C. 03/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. CIO, PARTNER, FOUNDER (SABA CAPITAL MANAGEMENT, LP) direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. MANAGING MEMBER OF THE GENERAL PARTNER, CHIEF INVESTMENT OFFICER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER, FOUNDER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. CIO, PARTNER, FOUNDER direct 2009-03-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
SABA CAPITAL CEF OPPORTUNITIES 1, LTD. Cayman Islands 805-3296929195 Hedge Fund 233,912,279 500,000 Master Fund
SABA CAPITAL R FUND, LTD. Cayman Islands 805-5315956298 Hedge Fund 1,589,235,697 100,000,000
SABA CAPITAL W FUND, LTD. Cayman Islands 805-3001711378 Hedge Fund 253,987,137 100,000,000
SABA CAPITAL MASTER FUND III, L.P. United States 805-7814758551 Hedge Fund 256,631,160 100,000 Master Fund
SABA CAPITAL CEF OPPORTUNITIES 3, LTD. Cayman Islands 805-3534834317 Hedge Fund 45,430,126 100,000
SABA CAPITAL CREDIT BASIS OPPORTUNITY MASTER FUND, LTD. Cayman Islands 805-9720990897 Hedge Fund 274,459,624 1,000,000 Master Fund
SABA CAPITAL MASTER FUND, LTD. Cayman Islands 805-1150010701 Hedge Fund 621,049,977 5,000,000 Master Fund
SABA CAPITAL CARRY NEUTRAL TAIL HEDGE MASTER FUND, LTD. Cayman Islands 805-6174398488 Hedge Fund 628,211,839 5,000,000 Master Fund
SABA CAPITAL SPECIAL OPPORTUNITIES FUND, LTD. Cayman Islands 805-7547191845 Hedge Fund 355,622,391 100,000
SABA CAPITAL MASTER FUND II, LTD. Cayman Islands 805-7117512876 Hedge Fund 1,193,098,948 0 Master Fund
SABA CAPITAL CEF OPPORTUNITIES 2, LTD. Cayman Islands 805-5995482372 Hedge Fund 9,553,110 500,000 Master Fund
SABA CAPITAL SPAC OPPORTUNITIES, LTD. Cayman Islands 805-2222554682 Hedge Fund 210,998,790 100,000 Master Fund

SABA CAPITAL MANAGEMENT, L.P.

ownership team - last updated 2021-03-30
Name Title Start Date Direct/Indirect % Ownership
WEINSTEIN, BOAZ, RONALD CIO, PARTNER, FOUNDER (SABA CAPITAL MANAGEMENT, LP) 03/01/2009 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. CIO, PARTNER, FOUNDER (SABA CAPITAL MANAGEMENT, LP) direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. MANAGING MEMBER OF THE GENERAL PARTNER, CHIEF INVESTMENT OFFICER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER, FOUNDER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. CIO, PARTNER, FOUNDER direct 2009-03-01
SABA CAPITAL MANAGEMENT GP, L.L.C. GENERAL PARTNER (SABA CAPITAL MANAGEMENT, LP) 03/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. GENERAL PARTNER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. GENERAL PARTNER (SABA CAPITAL MANAGEMENT, LP) direct 2009-03-01
WEINSTEIN, PIERRE PARTNER (SABA CAPITAL MANAGEMENT, LP) 01/01/2011 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2011-01-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER (SABA CAPITAL MANAGEMENT, LP) direct 2011-01-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER direct 2011-01-01
D ANGELO, MICHAEL, D PARTNER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, GENERAL COUNSEL (SABA CAPITAL MANAGEMENT, LP) 11/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL (SABA CAPITAL MANGEMENT, L.P.) direct 2015-11-01
SABA CAPITAL MANAGEMENT, L.P. CHIEF COMPLIANCE OFFICER (SABA CAPITAL MANGEMENT, L.P.) direct 2015-11-01
PROLOGUE CAPITAL MANAGEMENT, L.P. CHIEF LEGAL OFFICER (GENERAL COUNSEL) OF PROLOGUE CAPITAL MANAGEMENT, L.P., PROLOGUE CAPITAL LLP AND PROLOGUE CAPITAL INC. direct 2012-07-01
PROLOGUE CAPITAL MANAGEMENT, L.P. CHIEF LEGAL OFFICER (GENERAL COUNSEL) direct 2012-07-01
SAPRU, NITIN, (NMN) PARTNER, CHIEF FINANCIAL OFFICER (SABA CAPITAL MANAGEMENT, LP) 12/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
WHIPPOORWILL LIQUID ALTERNATIVES LP CHIEF COMPLIANCE OFFICER direct 2015-04-01
LOGEN ASSET MANAGEMENT LP CFO/COO/CCO direct 2015-03-01
KELLERMAN, ANDREW, MICHAEL PARTNER, HEAD OF INVESTOR RELATIONS (SABA CAPITAL MANAGEMENT, LP) 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. PARTNER, HEAD OF INVESTOR RELATIONS direct 2018-04-01
RIERA, XAVIER, ANTOINE PARTNER (SABA CAPITAL MANAGEMENT, LP) 12/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. PARTNER (SABA CAPITAL MANAGEMENT, LP) direct 2018-12-01
WEINSTEIN, BOAZ, RONALD CIO, PARTNER, FOUNDER (SABA CAPITAL MANAGEMENT, LP) 03/01/2009 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. CIO, PARTNER, FOUNDER (SABA CAPITAL MANAGEMENT, LP) direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. MANAGING MEMBER OF THE GENERAL PARTNER, CHIEF INVESTMENT OFFICER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER, FOUNDER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. CIO, PARTNER, FOUNDER direct 2009-03-01
SABA CAPITAL MANAGEMENT GP, L.L.C. GENERAL PARTNER (SABA CAPITAL MANAGEMENT, LP) 03/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. GENERAL PARTNER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. GENERAL PARTNER (SABA CAPITAL MANAGEMENT, LP) direct 2009-03-01
WEINSTEIN, PIERRE PARTNER (SABA CAPITAL MANAGEMENT, LP) 01/01/2011 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2011-01-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER (SABA CAPITAL MANAGEMENT, LP) direct 2011-01-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER direct 2011-01-01
D ANGELO, MICHAEL, D PARTNER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, GENERAL COUNSEL (SABA CAPITAL MANAGEMENT, LP) 11/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL (SABA CAPITAL MANGEMENT, L.P.) direct 2015-11-01
SABA CAPITAL MANAGEMENT, L.P. CHIEF COMPLIANCE OFFICER (SABA CAPITAL MANGEMENT, L.P.) direct 2015-11-01
PROLOGUE CAPITAL MANAGEMENT, L.P. CHIEF LEGAL OFFICER (GENERAL COUNSEL) OF PROLOGUE CAPITAL MANAGEMENT, L.P., PROLOGUE CAPITAL LLP AND PROLOGUE CAPITAL INC. direct 2012-07-01
PROLOGUE CAPITAL MANAGEMENT, L.P. CHIEF LEGAL OFFICER (GENERAL COUNSEL) direct 2012-07-01
SAPRU, NITIN, (NMN) PARTNER, CHIEF FINANCIAL OFFICER (SABA CAPITAL MANAGEMENT, LP) 12/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
WHIPPOORWILL LIQUID ALTERNATIVES LP CHIEF COMPLIANCE OFFICER direct 2015-04-01
LOGEN ASSET MANAGEMENT LP CFO/COO/CCO direct 2015-03-01
KELLERMAN, ANDREW, MICHAEL PARTNER, HEAD OF INVESTOR RELATIONS (SABA CAPITAL MANAGEMENT, LP) 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. PARTNER, HEAD OF INVESTOR RELATIONS direct 2018-04-01
RIERA, XAVIER, ANTOINE PARTNER (SABA CAPITAL MANAGEMENT, LP) 12/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. PARTNER (SABA CAPITAL MANAGEMENT, LP) direct 2018-12-01
WEINSTEIN, BOAZ, RONALD MANAGING MEMBER SABA CAPITAL MANAGEMENT GP, L.L.C. 03/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. CIO, PARTNER, FOUNDER (SABA CAPITAL MANAGEMENT, LP) direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. MANAGING MEMBER OF THE GENERAL PARTNER, CHIEF INVESTMENT OFFICER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER, FOUNDER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. CIO, PARTNER, FOUNDER direct 2009-03-01
WEINSTEIN, BOAZ, RONALD MANAGING MEMBER SABA CAPITAL MANAGEMENT GP, L.L.C. 03/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. CIO, PARTNER, FOUNDER (SABA CAPITAL MANAGEMENT, LP) direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. MANAGING MEMBER OF THE GENERAL PARTNER, CHIEF INVESTMENT OFFICER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER, FOUNDER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. CIO, PARTNER, FOUNDER direct 2009-03-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
SABA CAPITAL SERIES LLC SERIES 1 United States 805-6249489809 Hedge Fund 150,155 0 Master Fund
SABA CAPITAL CEF OPPORTUNITIES 1, LTD. Cayman Islands 805-3296929195 Hedge Fund 233,912,279 500,000 Master Fund
SABA CAPITAL R FUND, LTD. Cayman Islands 805-5315956298 Hedge Fund 1,589,235,697 100,000,000
SABA CAPITAL W FUND, LTD. Cayman Islands 805-3001711378 Hedge Fund 253,987,137 100,000,000
SABA CAPITAL MASTER FUND III, L.P. United States 805-7814758551 Hedge Fund 256,631,160 100,000 Master Fund
SABA CAPITAL CEF OPPORTUNITIES 3, LTD. Cayman Islands 805-3534834317 Hedge Fund 45,430,126 100,000
SABA CAPITAL CREDIT BASIS OPPORTUNITY MASTER FUND, LTD. Cayman Islands 805-9720990897 Hedge Fund 274,459,624 1,000,000 Master Fund
SABA CAPITAL MASTER FUND, LTD. Cayman Islands 805-1150010701 Hedge Fund 621,049,977 5,000,000 Master Fund
SABA CAPITAL CARRY NEUTRAL TAIL HEDGE MASTER FUND, LTD. Cayman Islands 805-6174398488 Hedge Fund 628,211,839 5,000,000 Master Fund
SABA CAPITAL SPECIAL OPPORTUNITIES FUND, LTD. Cayman Islands 805-7547191845 Hedge Fund 355,622,391 100,000
SABA CAPITAL MASTER FUND II, LTD. Cayman Islands 805-7117512876 Hedge Fund 1,193,098,948 0 Master Fund
SABA CAPITAL CEF OPPORTUNITIES 2, LTD. Cayman Islands 805-5995482372 Hedge Fund 9,553,110 500,000 Master Fund

SABA CAPITAL MANAGEMENT, L.P.

ownership team - last updated 2020-11-25
Name Title Start Date Direct/Indirect % Ownership
WEINSTEIN, BOAZ, RONALD CIO, PARTNER, FOUNDER (SABA CAPITAL MANAGEMENT, LP) 03/01/2009 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. CIO, PARTNER, FOUNDER (SABA CAPITAL MANAGEMENT, LP) direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. MANAGING MEMBER OF THE GENERAL PARTNER, CHIEF INVESTMENT OFFICER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER, FOUNDER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. CIO, PARTNER, FOUNDER direct 2009-03-01
SABA CAPITAL MANAGEMENT GP, L.L.C. GENERAL PARTNER (SABA CAPITAL MANAGEMENT, LP) 03/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. GENERAL PARTNER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. GENERAL PARTNER (SABA CAPITAL MANAGEMENT, LP) direct 2009-03-01
WEINSTEIN, PIERRE PARTNER (SABA CAPITAL MANAGEMENT, LP) 01/01/2011 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2011-01-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER (SABA CAPITAL MANAGEMENT, LP) direct 2011-01-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER direct 2011-01-01
D ANGELO, MICHAEL, D PARTNER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, GENERAL COUNSEL (SABA CAPITAL MANAGEMENT, LP) 11/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL (SABA CAPITAL MANGEMENT, L.P.) direct 2015-11-01
SABA CAPITAL MANAGEMENT, L.P. CHIEF COMPLIANCE OFFICER (SABA CAPITAL MANGEMENT, L.P.) direct 2015-11-01
PROLOGUE CAPITAL MANAGEMENT, L.P. CHIEF LEGAL OFFICER (GENERAL COUNSEL) OF PROLOGUE CAPITAL MANAGEMENT, L.P., PROLOGUE CAPITAL LLP AND PROLOGUE CAPITAL INC. direct 2012-07-01
PROLOGUE CAPITAL MANAGEMENT, L.P. CHIEF LEGAL OFFICER (GENERAL COUNSEL) direct 2012-07-01
SAPRU, NITIN, (NMN) PARTNER, CHIEF FINANCIAL OFFICER (SABA CAPITAL MANAGEMENT, LP) 12/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
WHIPPOORWILL LIQUID ALTERNATIVES LP CHIEF COMPLIANCE OFFICER direct 2015-04-01
LOGEN ASSET MANAGEMENT LP CFO/COO/CCO direct 2015-03-01
KELLERMAN, ANDREW, MICHAEL PARTNER, HEAD OF INVESTOR RELATIONS (SABA CAPITAL MANAGEMENT, LP) 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. PARTNER, HEAD OF INVESTOR RELATIONS direct 2018-04-01
RIERA, XAVIER, ANTOINE PARTNER (SABA CAPITAL MANAGEMENT, LP) 12/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. PARTNER (SABA CAPITAL MANAGEMENT, LP) direct 2018-12-01
WEINSTEIN, BOAZ, RONALD MANAGING MEMBER SABA CAPITAL MANAGEMENT GP, L.L.C. 03/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. CIO, PARTNER, FOUNDER (SABA CAPITAL MANAGEMENT, LP) direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. MANAGING MEMBER OF THE GENERAL PARTNER, CHIEF INVESTMENT OFFICER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER, FOUNDER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. CIO, PARTNER, FOUNDER direct 2009-03-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
SABA CAPITAL MASTER FUND III, L.P. United States 805-7814758551 Hedge Fund 188,400,543 100,000 Master Fund
SABA CAPITAL CEF OPPORTUNITIES 3, LTD. Cayman Islands 805-3534834317 Hedge Fund 20,714,481 100,000
SABA CAPITAL CREDIT BASIS OPPORTUNITY MASTER FUND, LTD. Cayman Islands 805-9720990897 Hedge Fund 249,679,636 1,000,000 Master Fund
SABA CAPITAL CFO - I LP Cayman Islands 805-4623335521 Private Equity Fund 0 100,000 Master Fund
SABA CAPITAL MASTER FUND, LTD. Cayman Islands 805-1150010701 Hedge Fund 314,760,902 5,000,000 Master Fund
SABA CAPITAL CARRY NEUTRAL TAIL HEDGE MASTER FUND, LTD. Cayman Islands 805-6174398488 Hedge Fund 197,479,586 5,000,000 Master Fund
SABA CAPITAL SPECIAL OPPORTUNITIES FUND, LTD. Cayman Islands 805-7547191845 Hedge Fund 354,918,956 100,000
SABA CAPITAL MASTER FUND II, LTD. Cayman Islands 805-7117512876 Hedge Fund 1,165,155,589 0 Master Fund
SABA CAPITAL TAIL HEDGE MASTER FUND, LTD. Cayman Islands 805-6789801473 Hedge Fund 602,884,468 5,000,000 Master Fund
SABA CAPITAL CEF OPPORTUNITIES 2, LTD. Cayman Islands 805-5995482372 Hedge Fund 43,403,404 500,000 Master Fund
SABA CAPITAL SERIES LLC SERIES 1 United States 805-6249489809 Hedge Fund 2,124,934 0 Master Fund
SABA CAPITAL CEF OPPORTUNITIES 1, LTD. Cayman Islands 805-3296929195 Hedge Fund 109,224,785 500,000 Master Fund
SABA CAPITAL R FUND, LTD. Cayman Islands 805-5315956298 Hedge Fund 335,400,009 100,000,000
SABA CAPITAL CSA FUND, LTD. Cayman Islands 805-2235152572 Hedge Fund 0 1,000,000
SABA CAPITAL W FUND, LTD. Cayman Islands 805-3001711378 Hedge Fund 171,302,598 100,000,000

SABA CAPITAL MANAGEMENT, L.P.

ownership team - last updated 2020-08-28
Name Title Start Date Direct/Indirect % Ownership
WEINSTEIN, BOAZ, RONALD CIO, PARTNER, FOUNDER (SABA CAPITAL MANAGEMENT, LP) 03/01/2009 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. CIO, PARTNER, FOUNDER (SABA CAPITAL MANAGEMENT, LP) direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. MANAGING MEMBER OF THE GENERAL PARTNER, CHIEF INVESTMENT OFFICER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER, FOUNDER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. CIO, PARTNER, FOUNDER direct 2009-03-01
SABA CAPITAL MANAGEMENT GP, L.L.C. GENERAL PARTNER (SABA CAPITAL MANAGEMENT, LP) 03/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. GENERAL PARTNER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. GENERAL PARTNER (SABA CAPITAL MANAGEMENT, LP) direct 2009-03-01
WEINSTEIN, PIERRE PARTNER (SABA CAPITAL MANAGEMENT, LP) 01/01/2011 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2011-01-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER (SABA CAPITAL MANAGEMENT, LP) direct 2011-01-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER direct 2011-01-01
D ANGELO, MICHAEL, D PARTNER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, GENERAL COUNSEL (SABA CAPITAL MANAGEMENT, LP) 11/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL (SABA CAPITAL MANGEMENT, L.P.) direct 2015-11-01
SABA CAPITAL MANAGEMENT, L.P. CHIEF COMPLIANCE OFFICER (SABA CAPITAL MANGEMENT, L.P.) direct 2015-11-01
PROLOGUE CAPITAL MANAGEMENT, L.P. CHIEF LEGAL OFFICER (GENERAL COUNSEL) OF PROLOGUE CAPITAL MANAGEMENT, L.P., PROLOGUE CAPITAL LLP AND PROLOGUE CAPITAL INC. direct 2012-07-01
PROLOGUE CAPITAL MANAGEMENT, L.P. CHIEF LEGAL OFFICER (GENERAL COUNSEL) direct 2012-07-01
SAPRU, NITIN, (NMN) PARTNER, CHIEF FINANCIAL OFFICER (SABA CAPITAL MANAGEMENT, LP) 12/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
WHIPPOORWILL LIQUID ALTERNATIVES LP CHIEF COMPLIANCE OFFICER direct 2015-04-01
LOGEN ASSET MANAGEMENT LP CFO/COO/CCO direct 2015-03-01
KELLERMAN, ANDREW, MICHAEL PARTNER, HEAD OF INVESTOR RELATIONS (SABA CAPITAL MANAGEMENT, LP) 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. PARTNER, HEAD OF INVESTOR RELATIONS direct 2018-04-01
RIERA, XAVIER, ANTOINE PARTNER (SABA CAPITAL MANAGEMENT, LP) 12/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. PARTNER (SABA CAPITAL MANAGEMENT, LP) direct 2018-12-01
WEINSTEIN, BOAZ, RONALD MANAGING MEMBER SABA CAPITAL MANAGEMENT GP, L.L.C. 03/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. CIO, PARTNER, FOUNDER (SABA CAPITAL MANAGEMENT, LP) direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. MANAGING MEMBER OF THE GENERAL PARTNER, CHIEF INVESTMENT OFFICER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER, FOUNDER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. CIO, PARTNER, FOUNDER direct 2009-03-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
SABA CAPITAL MASTER FUND III, L.P. United States 805-7814758551 Hedge Fund 188,400,543 100,000 Master Fund
SABA CAPITAL CEF OPPORTUNITIES 3, LTD. Cayman Islands 805-3534834317 Hedge Fund 20,714,481 100,000
SABA CAPITAL CREDIT BASIS OPPORTUNITY MASTER FUND, LTD. Cayman Islands 805-9720990897 Hedge Fund 249,679,636 1,000,000 Master Fund
SABA CAPITAL CFO - I LP Cayman Islands 805-4623335521 Private Equity Fund 0 100,000 Master Fund
SABA CAPITAL MASTER FUND, LTD. Cayman Islands 805-1150010701 Hedge Fund 314,760,902 5,000,000 Master Fund
SABA CAPITAL CARRY NEUTRAL TAIL HEDGE MASTER FUND, LTD. Cayman Islands 805-6174398488 Hedge Fund 197,479,586 5,000,000 Master Fund
SABA CAPITAL SPECIAL OPPORTUNITIES FUND, LTD. Cayman Islands 805-7547191845 Hedge Fund 354,918,956 100,000
SABA CAPITAL MASTER FUND II, LTD. Cayman Islands 805-7117512876 Hedge Fund 1,165,155,589 0 Master Fund
SABA CAPITAL TAIL HEDGE MASTER FUND, LTD. Cayman Islands 805-6789801473 Hedge Fund 602,884,468 5,000,000 Master Fund
SABA CAPITAL CEF OPPORTUNITIES 2, LTD. Cayman Islands 805-5995482372 Hedge Fund 43,403,404 500,000 Master Fund
SABA CAPITAL SERIES LLC SERIES 1 United States 805-6249489809 Hedge Fund 2,124,934 0 Master Fund
SABA CAPITAL CEF OPPORTUNITIES 1, LTD. Cayman Islands 805-3296929195 Hedge Fund 109,224,785 500,000 Master Fund
SABA CAPITAL R FUND, LTD. Cayman Islands 805-5315956298 Hedge Fund 335,400,009 100,000,000
SABA CAPITAL CSA FUND, LTD. Cayman Islands 805-2235152572 Hedge Fund 0 1,000,000

SABA CAPITAL MANAGEMENT, L.P.

ownership team - last updated 2020-06-30
Name Title Start Date Direct/Indirect % Ownership
WEINSTEIN, BOAZ, RONALD CIO, PARTNER, FOUNDER (SABA CAPITAL MANAGEMENT, LP) 03/01/2009 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. CIO, PARTNER, FOUNDER (SABA CAPITAL MANAGEMENT, LP) direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. MANAGING MEMBER OF THE GENERAL PARTNER, CHIEF INVESTMENT OFFICER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER, FOUNDER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. CIO, PARTNER, FOUNDER direct 2009-03-01
SABA CAPITAL MANAGEMENT GP, L.L.C. GENERAL PARTNER (SABA CAPITAL MANAGEMENT, LP) 03/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. GENERAL PARTNER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. GENERAL PARTNER (SABA CAPITAL MANAGEMENT, LP) direct 2009-03-01
WEINSTEIN, PIERRE PARTNER (SABA CAPITAL MANAGEMENT, LP) 01/01/2011 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2011-01-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER (SABA CAPITAL MANAGEMENT, LP) direct 2011-01-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER direct 2011-01-01
D ANGELO, MICHAEL, D PARTNER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, GENERAL COUNSEL (SABA CAPITAL MANAGEMENT, LP) 11/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL (SABA CAPITAL MANGEMENT, L.P.) direct 2015-11-01
SABA CAPITAL MANAGEMENT, L.P. CHIEF COMPLIANCE OFFICER (SABA CAPITAL MANGEMENT, L.P.) direct 2015-11-01
PROLOGUE CAPITAL MANAGEMENT, L.P. CHIEF LEGAL OFFICER (GENERAL COUNSEL) OF PROLOGUE CAPITAL MANAGEMENT, L.P., PROLOGUE CAPITAL LLP AND PROLOGUE CAPITAL INC. direct 2012-07-01
PROLOGUE CAPITAL MANAGEMENT, L.P. CHIEF LEGAL OFFICER (GENERAL COUNSEL) direct 2012-07-01
SAPRU, NITIN, (NMN) PARTNER, CHIEF FINANCIAL OFFICER (SABA CAPITAL MANAGEMENT, LP) 12/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
WHIPPOORWILL LIQUID ALTERNATIVES LP CHIEF COMPLIANCE OFFICER direct 2015-04-01
LOGEN ASSET MANAGEMENT LP CFO/COO/CCO direct 2015-03-01
KELLERMAN, ANDREW, MICHAEL PARTNER, HEAD OF INVESTOR RELATIONS (SABA CAPITAL MANAGEMENT, LP) 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. PARTNER, HEAD OF INVESTOR RELATIONS direct 2018-04-01
RIERA, XAVIER, ANTOINE PARTNER (SABA CAPITAL MANAGEMENT, LP) 12/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. PARTNER (SABA CAPITAL MANAGEMENT, LP) direct 2018-12-01
WEINSTEIN, BOAZ, RONALD MANAGING MEMBER SABA CAPITAL MANAGEMENT GP, L.L.C. 03/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. CIO, PARTNER, FOUNDER (SABA CAPITAL MANAGEMENT, LP) direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. MANAGING MEMBER OF THE GENERAL PARTNER, CHIEF INVESTMENT OFFICER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER, FOUNDER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. CIO, PARTNER, FOUNDER direct 2009-03-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
SABA CAPITAL CFO - I LP Cayman Islands 805-4623335521 Private Equity Fund 0 100,000 Master Fund
SABA CAPITAL MASTER FUND, LTD. Cayman Islands 805-1150010701 Hedge Fund 314,760,902 5,000,000 Master Fund
SABA CAPITAL CARRY NEUTRAL TAIL HEDGE MASTER FUND, LTD. Cayman Islands 805-6174398488 Hedge Fund 197,479,586 5,000,000 Master Fund
SABA CAPITAL SPECIAL OPPORTUNITIES FUND, LTD. Cayman Islands 805-7547191845 Hedge Fund 354,918,956 100,000
SABA CAPITAL MASTER FUND II, LTD. Cayman Islands 805-7117512876 Hedge Fund 1,165,155,589 0 Master Fund
SABA CAPITAL TAIL HEDGE MASTER FUND, LTD. Cayman Islands 805-6789801473 Hedge Fund 602,884,468 5,000,000 Master Fund
SABA CAPITAL SERIES LLC SERIES 1 United States 805-6249489809 Hedge Fund 2,124,934 0 Master Fund
SABA CAPITAL CEF OPPORTUNITIES 1, LTD. Cayman Islands 805-3296929195 Hedge Fund 109,224,785 500,000 Master Fund
SABA CAPITAL CEF OPPORTUNITIES 2, LTD. Cayman Islands 805-5995482372 Hedge Fund 43,403,404 500,000 Master Fund
SABA CAPITAL R FUND, LTD. Cayman Islands 805-5315956298 Hedge Fund 335,400,009 100,000,000
SABA CAPITAL CSA FUND, LTD. Cayman Islands 805-2235152572 Hedge Fund 0 1,000,000

SABA CAPITAL MANAGEMENT, L.P.

ownership team - last updated 2020-03-30
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
SABA CAPITAL CFO - I LP Cayman Islands 805-4623335521 Private Equity Fund 0 100,000 Master Fund
SABA CAPITAL MASTER FUND, LTD. Cayman Islands 805-1150010701 Hedge Fund 314,760,902 5,000,000 Master Fund
SABA CAPITAL CARRY NEUTRAL TAIL HEDGE MASTER FUND, LTD. Cayman Islands 805-6174398488 Hedge Fund 197,479,586 5,000,000 Master Fund
SABA CAPITAL SPECIAL OPPORTUNITIES FUND, LTD. Cayman Islands 805-7547191845 Hedge Fund 354,918,956 100,000
SABA CAPITAL MASTER FUND II, LTD. Cayman Islands 805-7117512876 Hedge Fund 1,165,155,589 0 Master Fund
SABA CAPITAL TAIL HEDGE MASTER FUND, LTD. Cayman Islands 805-6789801473 Hedge Fund 602,884,468 5,000,000 Master Fund
SABA CAPITAL SERIES LLC SERIES 1 United States 805-6249489809 Hedge Fund 2,124,934 0 Master Fund
SABA CAPITAL CEF OPPORTUNITIES 1, LTD. Cayman Islands 805-3296929195 Hedge Fund 109,224,785 500,000 Master Fund
SABA CAPITAL CEF OPPORTUNITIES 2, LTD. Cayman Islands 805-5995482372 Hedge Fund 43,403,404 500,000 Master Fund
SABA CAPITAL R FUND, LTD. Cayman Islands 805-5315956298 Hedge Fund 335,400,009 100,000,000
SABA CAPITAL CSA FUND, LTD. Cayman Islands 805-2235152572 Hedge Fund 0 1,000,000

SABA CAPITAL MANAGEMENT, L.P.

ownership team - last updated 2019-08-13
Name Title Start Date Direct/Indirect % Ownership
WEINSTEIN, BOAZ, RONALD CIO, PARTNER, FOUNDER (SABA CAPITAL MANAGEMENT, LP) 03/01/2009 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. CIO, PARTNER, FOUNDER (SABA CAPITAL MANAGEMENT, LP) direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. MANAGING MEMBER OF THE GENERAL PARTNER, CHIEF INVESTMENT OFFICER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER, FOUNDER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. CIO, PARTNER, FOUNDER direct 2009-03-01
BENKIEWICZ, JEREMY, MARCEL PARTNER (SABA CAPITAL MANAGEMENT, LP) 03/01/2009 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. MEMBER OF GENERAL PARTNER, PORTFOLIO MANAGER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER (SABA CAPITAL MANAGEMENT, LP) direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2009-03-01
SABA CAPITAL MANAGEMENT GP, L.L.C. GENERAL PARTNER (SABA CAPITAL MANAGEMENT, LP) 03/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. GENERAL PARTNER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. GENERAL PARTNER (SABA CAPITAL MANAGEMENT, LP) direct 2009-03-01
WEINSTEIN, PIERRE PARTNER (SABA CAPITAL MANAGEMENT, LP) 01/01/2011 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2011-01-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER (SABA CAPITAL MANAGEMENT, LP) direct 2011-01-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER direct 2011-01-01
D ANGELO, MICHAEL, D PARTNER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, GENERAL COUNSEL (SABA CAPITAL MANAGEMENT, LP) 11/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL (SABA CAPITAL MANGEMENT, L.P.) direct 2015-11-01
SABA CAPITAL MANAGEMENT, L.P. CHIEF COMPLIANCE OFFICER (SABA CAPITAL MANGEMENT, L.P.) direct 2015-11-01
PROLOGUE CAPITAL MANAGEMENT, L.P. CHIEF LEGAL OFFICER (GENERAL COUNSEL) OF PROLOGUE CAPITAL MANAGEMENT, L.P., PROLOGUE CAPITAL LLP AND PROLOGUE CAPITAL INC. direct 2012-07-01
PROLOGUE CAPITAL MANAGEMENT, L.P. CHIEF LEGAL OFFICER (GENERAL COUNSEL) direct 2012-07-01
SAPRU, NITIN, (NMN) PARTNER, CHIEF FINANCIAL OFFICER (SABA CAPITAL MANAGEMENT, LP) 12/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
WHIPPOORWILL LIQUID ALTERNATIVES LP CHIEF COMPLIANCE OFFICER direct 2015-04-01
LOGEN ASSET MANAGEMENT LP CFO/COO/CCO direct 2015-03-01
KELLERMAN, ANDREW, MICHAEL PARTNER, HEAD OF INVESTOR RELATIONS (SABA CAPITAL MANAGEMENT, LP) 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. PARTNER, HEAD OF INVESTOR RELATIONS direct 2018-04-01
RIERA, XAVIER, ANTOINE PARTNER (SABA CAPITAL MANAGEMENT, LP) 12/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. PARTNER (SABA CAPITAL MANAGEMENT, LP) direct 2018-12-01
WEINSTEIN, BOAZ, RONALD MANAGING MEMBER SABA CAPITAL MANAGEMENT GP, L.L.C. 03/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. CIO, PARTNER, FOUNDER (SABA CAPITAL MANAGEMENT, LP) direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. MANAGING MEMBER OF THE GENERAL PARTNER, CHIEF INVESTMENT OFFICER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER, FOUNDER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. CIO, PARTNER, FOUNDER direct 2009-03-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
SABA CAPITAL R FUND, LTD. Cayman Islands 805-5315956298 Hedge Fund 221,165,801 100,000,000
SABA CAPITAL INDEX TRADING, L.P. United States 805-5392632349 Hedge Fund 20,499,383 500,000 Master Fund
SABA CAPITAL MASTER FUND, LTD. Cayman Islands 805-1150010701 Hedge Fund 708,850,236 5,000,000 Master Fund
SABA CAPITAL CARRY NEUTRAL TAIL HEDGE MASTER FUND, LTD. Cayman Islands 805-6174398488 Hedge Fund 56,448,886 5,000,000 Master Fund
SABA CAPITAL SPECIAL OPPORTUNITIES FUND, LTD. Cayman Islands 805-7547191845 Hedge Fund 79,386,108 100,000
SABA CAPITAL MASTER FUND II, LTD. Cayman Islands 805-7117512876 Hedge Fund 1,909,808,996 0 Master Fund
SABA CAPITAL TAIL HEDGE MASTER FUND, LTD. Cayman Islands 805-6789801473 Hedge Fund 1,084,838,481 5,000,000 Master Fund
SABA CAPITAL SERIES LLC SERIES 1 United States 805-6249489809 Hedge Fund 110,935,309 0 Master Fund
SABA CAPITAL CEF OPPORTUNITIES 1, LTD. Cayman Islands 805-3296929195 Hedge Fund 73,415,835 500,000 Master Fund
SABA CAPITAL CEF OPPORTUNITIES 2, LTD. Cayman Islands 805-5995482372 Hedge Fund 105,624,806 500,000 Master Fund

SABA CAPITAL MANAGEMENT, L.P.

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
WEINSTEIN, BOAZ, RONALD CIO, PARTNER, FOUNDER (SABA CAPITAL MANAGEMENT, LP) 03/01/2009 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. CIO, PARTNER, FOUNDER (SABA CAPITAL MANAGEMENT, LP) direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. MANAGING MEMBER OF THE GENERAL PARTNER, CHIEF INVESTMENT OFFICER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER, FOUNDER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. CIO, PARTNER, FOUNDER direct 2009-03-01
BENKIEWICZ, JEREMY, MARCEL PARTNER (SABA CAPITAL MANAGEMENT, LP) 03/01/2009 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. MEMBER OF GENERAL PARTNER, PORTFOLIO MANAGER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER (SABA CAPITAL MANAGEMENT, LP) direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2009-03-01
SABA CAPITAL MANAGEMENT GP, L.L.C. GENERAL PARTNER (SABA CAPITAL MANAGEMENT, LP) 03/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. GENERAL PARTNER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. GENERAL PARTNER (SABA CAPITAL MANAGEMENT, LP) direct 2009-03-01
WEINSTEIN, PIERRE PARTNER (SABA CAPITAL MANAGEMENT, LP) 01/01/2011 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2011-01-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER (SABA CAPITAL MANAGEMENT, LP) direct 2011-01-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER direct 2011-01-01
D ANGELO, MICHAEL, D PARTNER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, GENERAL COUNSEL (SABA CAPITAL MANAGEMENT, LP) 11/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL (SABA CAPITAL MANGEMENT, L.P.) direct 2015-11-01
SABA CAPITAL MANAGEMENT, L.P. CHIEF COMPLIANCE OFFICER (SABA CAPITAL MANGEMENT, L.P.) direct 2015-11-01
PROLOGUE CAPITAL MANAGEMENT, L.P. CHIEF LEGAL OFFICER (GENERAL COUNSEL) OF PROLOGUE CAPITAL MANAGEMENT, L.P., PROLOGUE CAPITAL LLP AND PROLOGUE CAPITAL INC. direct 2012-07-01
PROLOGUE CAPITAL MANAGEMENT, L.P. CHIEF LEGAL OFFICER (GENERAL COUNSEL) direct 2012-07-01
SAPRU, NITIN, (NMN) CHIEF FINANCIAL OFFICER (SABA CAPITAL MANAGEMENT, LP) 10/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WHIPPOORWILL LIQUID ALTERNATIVES LP CHIEF COMPLIANCE OFFICER direct 2015-04-01
LOGEN ASSET MANAGEMENT LP CFO/COO/CCO direct 2015-03-01
KELLERMAN, ANDREW, MICHAEL PARTNER, HEAD OF INVESTOR RELATIONS (SABA CAPITAL MANAGEMENT, LP) 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. PARTNER, HEAD OF INVESTOR RELATIONS direct 2018-04-01
RIERA, XAVIER, ANTOINE PARTNER (SABA CAPITAL MANAGEMENT, LP) 12/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. PARTNER (SABA CAPITAL MANAGEMENT, LP) direct 2018-12-01
WEINSTEIN, BOAZ, RONALD MANAGING MEMBER SABA CAPITAL MANAGEMENT GP, L.L.C. 03/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. CIO, PARTNER, FOUNDER (SABA CAPITAL MANAGEMENT, LP) direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. MANAGING MEMBER OF THE GENERAL PARTNER, CHIEF INVESTMENT OFFICER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER, FOUNDER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. CIO, PARTNER, FOUNDER direct 2009-03-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
SABA CAPITAL INDEX TRADING, L.P. United States 805-5392632349 Hedge Fund 20,499,383 500,000 Master Fund
SABA CAPITAL MASTER FUND, LTD. Cayman Islands 805-1150010701 Hedge Fund 708,850,236 5,000,000 Master Fund
SABA CAPITAL CARRY NEUTRAL TAIL HEDGE MASTER FUND, LTD. Cayman Islands 805-6174398488 Hedge Fund 56,448,886 5,000,000 Master Fund
SABA CAPITAL SPECIAL OPPORTUNITIES FUND, LTD. Cayman Islands 805-7547191845 Hedge Fund 79,386,108 100,000
SABA CAPITAL MASTER FUND II, LTD. Cayman Islands 805-7117512876 Hedge Fund 1,909,808,996 0 Master Fund
SABA CAPITAL TAIL HEDGE MASTER FUND, LTD. Cayman Islands 805-6789801473 Hedge Fund 1,084,838,481 5,000,000 Master Fund
SABA CAPITAL SERIES LLC SERIES 1 United States 805-6249489809 Hedge Fund 110,935,309 0 Master Fund
SABA CAPITAL CEF OPPORTUNITIES 1, LTD. Cayman Islands 805-3296929195 Hedge Fund 73,415,835 500,000 Master Fund
SABA CAPITAL CEF OPPORTUNITIES 2, LTD. Cayman Islands 805-5995482372 Hedge Fund 105,624,806 500,000 Master Fund

SABA CAPITAL MANAGEMENT, L.P.

ownership team - last updated 2018-11-28
Name Title Start Date Direct/Indirect % Ownership
WEINSTEIN, BOAZ, RONALD CIO, PARTNER, FOUNDER (SABA CAPITAL MANAGEMENT, LP) 03/01/2009 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. CIO, PARTNER, FOUNDER (SABA CAPITAL MANAGEMENT, LP) direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. MANAGING MEMBER OF THE GENERAL PARTNER, CHIEF INVESTMENT OFFICER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER, FOUNDER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. CIO, PARTNER, FOUNDER direct 2009-03-01
BENKIEWICZ, JEREMY, MARCEL PARTNER (SABA CAPITAL MANAGEMENT, LP) 03/01/2009 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. MEMBER OF GENERAL PARTNER, PORTFOLIO MANAGER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER (SABA CAPITAL MANAGEMENT, LP) direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2009-03-01
SABA CAPITAL MANAGEMENT GP, L.L.C. GENERAL PARTNER (SABA CAPITAL MANAGEMENT, LP) 03/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. GENERAL PARTNER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. GENERAL PARTNER (SABA CAPITAL MANAGEMENT, LP) direct 2009-03-01
WEINSTEIN, PIERRE PARTNER (SABA CAPITAL MANAGEMENT, LP) 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2011-01-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER (SABA CAPITAL MANAGEMENT, LP) direct 2011-01-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER direct 2011-01-01
D ANGELO, MICHAEL, D PARTNER, CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL (SABA CAPITAL MANGEMENT, L.P.) 11/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL (SABA CAPITAL MANGEMENT, L.P.) direct 2015-11-01
SABA CAPITAL MANAGEMENT, L.P. CHIEF COMPLIANCE OFFICER (SABA CAPITAL MANGEMENT, L.P.) direct 2015-11-01
PROLOGUE CAPITAL MANAGEMENT, L.P. CHIEF LEGAL OFFICER (GENERAL COUNSEL) OF PROLOGUE CAPITAL MANAGEMENT, L.P., PROLOGUE CAPITAL LLP AND PROLOGUE CAPITAL INC. direct 2012-07-01
PROLOGUE CAPITAL MANAGEMENT, L.P. CHIEF LEGAL OFFICER (GENERAL COUNSEL) direct 2012-07-01
HILLYER, CAMERON, ANTHONY PARTNER, CHIEF OPERATING OFFICER (SABA CAPITAL MANAGEMENT, LP) 10/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. CHIEF FINANCIAL OFFICER (SABA CAPITAL MANAGEMENT, LP) direct 2016-05-01
MATLINPATTERSON GLOBAL ADVISERS LLC CHIEF FINANCIAL OFFICER direct 2012-07-01
CLEARWATER CAPITAL PARTNERS, LLC CHIEF FINANCIAL OFFICER direct 2005-10-01
MPAM CREDIT TRADING PARTNERS L.P. CHIEF FINANCIAL OFFICER direct 2012-07-01
MP SECURITIZED CREDIT PARTNERS L.P. CHIEF FINANCIAL OFFICER direct 2012-07-01
SAPRU, NITIN, (NMN) CHIEF FINANCIAL OFFICER 10/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WHIPPOORWILL LIQUID ALTERNATIVES LP CHIEF COMPLIANCE OFFICER direct 2015-04-01
LOGEN ASSET MANAGEMENT LP CFO/COO/CCO direct 2015-03-01
KELLERMAN, ANDREW, MICHAEL PARTNER, HEAD OF INVESTOR RELATIONS 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. PARTNER, HEAD OF INVESTOR RELATIONS direct 2018-04-01
WEINSTEIN, BOAZ, RONALD MANAGING MEMBER SABA CAPITAL MANAGEMENT GP, L.L.C. 03/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. CIO, PARTNER, FOUNDER (SABA CAPITAL MANAGEMENT, LP) direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. MANAGING MEMBER OF THE GENERAL PARTNER, CHIEF INVESTMENT OFFICER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER, FOUNDER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. CIO, PARTNER, FOUNDER direct 2009-03-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
SABA CAPITAL INDEX TRADING, L.P. United States 805-5392632349 Hedge Fund 106,195,520 500,000 Master Fund
SABA CAPITAL MASTER FUND, LTD. Cayman Islands 805-1150010701 Hedge Fund 245,713,285 5,000,000 Master Fund
SABA CAPITAL CARRY NEUTRAL TAIL HEDGE MASTER FUND, LTD. Cayman Islands 805-6174398488 Hedge Fund 45,347,951 5,000,000 Master Fund
SABA CAPITAL LEVERAGED MASTER FUND, LTD. Cayman Islands 805-1702106728 Hedge Fund 412,664,063 5,000,000 Master Fund
SABA CAPITAL MASTER FUND II, LTD. Cayman Islands 805-7117512876 Hedge Fund 1,487,174,256 0 Master Fund
SABA CAPITAL TAIL HEDGE MASTER FUND, LTD. Cayman Islands 805-6789801473 Hedge Fund 1,048,012,753 5,000,000 Master Fund
SABA CAPITAL SERIES LLC SERIES 1 United States 805-6249489809 Hedge Fund 237,017,104 0 Master Fund
SABA CAPITAL CEF OPPORTUNITIES 1, LTD. Cayman Islands 805-3296929195 Hedge Fund 42,632,071 500,000 Master Fund
SABA CAPITAL CEF OPPORTUNITIES 2, LTD. Cayman Islands 805-5995482372 Hedge Fund 112,405,546 500,000 Master Fund

SABA CAPITAL MANAGEMENT, L.P.

ownership team - last updated 2018-04-02
Name Title Start Date Direct/Indirect % Ownership
WEINSTEIN, BOAZ, RONALD CIO, PARTNER, FOUNDER (SABA CAPITAL MANAGEMENT, LP) 03/01/2009 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. CIO, PARTNER, FOUNDER (SABA CAPITAL MANAGEMENT, LP) direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. MANAGING MEMBER OF THE GENERAL PARTNER, CHIEF INVESTMENT OFFICER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER, FOUNDER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. CIO, PARTNER, FOUNDER direct 2009-03-01
BENKIEWICZ, JEREMY, MARCEL PARTNER (SABA CAPITAL MANAGEMENT, LP) 03/01/2009 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. MEMBER OF GENERAL PARTNER, PORTFOLIO MANAGER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER (SABA CAPITAL MANAGEMENT, LP) direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2009-03-01
SABA CAPITAL MANAGEMENT GP, L.L.C. GENERAL PARTNER (SABA CAPITAL MANAGEMENT, LP) 03/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. GENERAL PARTNER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. GENERAL PARTNER (SABA CAPITAL MANAGEMENT, LP) direct 2009-03-01
WEINSTEIN, PIERRE PARTNER (SABA CAPITAL MANAGEMENT, LP) 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2011-01-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER (SABA CAPITAL MANAGEMENT, LP) direct 2011-01-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER direct 2011-01-01
D ANGELO, MICHAEL, D PARTNER, CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL (SABA CAPITAL MANGEMENT, L.P.) 11/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL (SABA CAPITAL MANGEMENT, L.P.) direct 2015-11-01
SABA CAPITAL MANAGEMENT, L.P. CHIEF COMPLIANCE OFFICER (SABA CAPITAL MANGEMENT, L.P.) direct 2015-11-01
PROLOGUE CAPITAL MANAGEMENT, L.P. CHIEF LEGAL OFFICER (GENERAL COUNSEL) OF PROLOGUE CAPITAL MANAGEMENT, L.P., PROLOGUE CAPITAL LLP AND PROLOGUE CAPITAL INC. direct 2012-07-01
PROLOGUE CAPITAL MANAGEMENT, L.P. CHIEF LEGAL OFFICER (GENERAL COUNSEL) direct 2012-07-01
HILLYER, CAMERON, ANTHONY PARTNER, CHIEF OPERATING OFFICER (SABA CAPITAL MANAGEMENT, LP) 10/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. CHIEF FINANCIAL OFFICER (SABA CAPITAL MANAGEMENT, LP) direct 2016-05-01
MATLINPATTERSON GLOBAL ADVISERS LLC CHIEF FINANCIAL OFFICER direct 2012-07-01
CLEARWATER CAPITAL PARTNERS, LLC CHIEF FINANCIAL OFFICER direct 2005-10-01
MPAM CREDIT TRADING PARTNERS L.P. CHIEF FINANCIAL OFFICER direct 2012-07-01
MP SECURITIZED CREDIT PARTNERS L.P. CHIEF FINANCIAL OFFICER direct 2012-07-01
SAPRU, NITIN, (NMN) CHIEF FINANCIAL OFFICER 10/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WHIPPOORWILL LIQUID ALTERNATIVES LP CHIEF COMPLIANCE OFFICER direct 2015-04-01
LOGEN ASSET MANAGEMENT LP CFO/COO/CCO direct 2015-03-01
WEINSTEIN, BOAZ, RONALD MANAGING MEMBER SABA CAPITAL MANAGEMENT GP, L.L.C. 03/01/2009 Indirect 75% or more
Fund Name Position direct/indirect start date end date
SABA CAPITAL MANAGEMENT, L.P. CIO, PARTNER, FOUNDER (SABA CAPITAL MANAGEMENT, LP) direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. MANAGING MEMBER OF THE GENERAL PARTNER, CHIEF INVESTMENT OFFICER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. PARTNER, FOUNDER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2009-03-01
SABA CAPITAL MANAGEMENT, L.P. CIO, PARTNER, FOUNDER direct 2009-03-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
SABA CAPITAL INDEX TRADING, L.P. United States 805-5392632349 Hedge Fund 20,842,095 500,000 Master Fund
SABA CAPITAL MASTER FUND, LTD. Cayman Islands 805-1150010701 Hedge Fund 282,725,451 5,000,000 Master Fund
SABA CAPITAL LEVERAGED MASTER FUND, LTD. Cayman Islands 805-1702106728 Hedge Fund 533,044,375 5,000,000 Master Fund
SABA CAPITAL MASTER FUND II, LTD. Cayman Islands 805-7117512876 Hedge Fund 1,827,620,496 0 Master Fund
SABA CAPITAL TAIL HEDGE MASTER FUND, LTD. Cayman Islands 805-6789801473 Hedge Fund 504,509,691 5,000,000 Master Fund
SABA CAPITAL SERIES LLC SERIES 1 United States 805-6249489809 Hedge Fund 396,604,595 0 Master Fund
SABA CAPITAL CEF OPPORTUNITIES 1, LTD. Cayman Islands 805-3296929195 Hedge Fund 51,717,734 500,000 Master Fund
SABA CAPITAL CEF OPPORTUNITIES 2, LTD. Cayman Islands 805-5995482372 Hedge Fund 95,752,582 500,000 Master Fund

WhaleScore history for SABA CAPITAL MANAGEMENT, L.P.

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**EXPERIMENTAL** Current International Short Positions

Only includes UK, France, Germany, Japan, and HKEX are presently being processed.

Holder Issuer Net Short Position Position Date Origin
Saba Capital Management, L.P. ALLIED MINDS PLC 1.23% 2021-05-17 UK
Saba Capital Management, L.P. DE LA RUE PLC 1.68% 2021-09-23 UK

Short Position History (last 100)

Holder Net Short Position Position Date Origin
Saba Capital Management, L.P. ALLIED MINDS PLC 1.03% 2021-05-10 UK
Saba Capital Management, L.P. ALLIED MINDS PLC 0.82% 2021-05-05 UK
Saba Capital Management, L.P. ALLIED MINDS PLC 0.7% 2021-04-29 UK
Saba Capital Management, L.P. ALLIED MINDS PLC 0.63% 2021-04-19 UK
Saba Capital Management, L.P. ALLIED MINDS PLC 0.54% 2021-04-14 UK
Saba Capital Management, L.P. DE LA RUE PLC 1.99% 2021-09-14 UK
Saba Capital Management, L.P. DE LA RUE PLC 2.09% 2021-08-19 UK
Saba Capital Management, L.P. DE LA RUE PLC 2.21% 2021-06-15 UK
Saba Capital Management, L.P. DE LA RUE PLC 2.17% 2021-06-14 UK
Saba Capital Management, L.P. DE LA RUE PLC 1.96% 2021-05-25 UK
Saba Capital Management, L.P. DE LA RUE PLC 1.89% 2021-05-24 UK
Saba Capital Management, L.P. DE LA RUE PLC 1.72% 2021-05-13 UK
Saba Capital Management, L.P. DE LA RUE PLC 1.64% 2021-05-12 UK
Saba Capital Management, L.P. DE LA RUE PLC 1.57% 2021-05-11 UK
Saba Capital Management, L.P. DE LA RUE PLC 1.57% 2021-05-11 UK
Saba Capital Management, L.P. DE LA RUE PLC 1.48% 2021-03-26 UK
Saba Capital Management, L.P. DE LA RUE PLC 1.37% 2021-03-18 UK
Saba Capital Management, L.P. DE LA RUE PLC 1.27% 2021-03-17 UK
Saba Capital Management, L.P. DE LA RUE PLC 1.16% 2021-03-16 UK
Saba Capital Management, L.P. DE LA RUE PLC 1.02% 2021-02-24 UK
Saba Capital Management, L.P. DE LA RUE PLC 0.91% 2021-02-23 UK
Saba Capital Management, L.P. DE LA RUE PLC 0.84% 2021-02-22 UK
Saba Capital Management, L.P. DE LA RUE PLC 0.73% 2021-02-18 UK
Saba Capital Management, L.P. DE LA RUE PLC 0.63% 2020-12-15 UK
Saba Capital Management, L.P. DE LA RUE PLC 0.51% 2020-12-11 UK

**EXPERIMENTAL** Current UK Positions

Updated daily

Contains transactions from January 1st, 2015 on.

Holder Issuer Transaction Date Number of Voting Rights % of Voting Rights
SABA CAPITAL MANAGEMENT, L.P. Crystal Amber Fund Limited 2021-06-16 0 25.337%

Position History

Holder Issuer Transaction Date Number of Voting Rights % of Voting Rights
SABA CAPITAL MANAGEMENT, L.P. Crystal Amber Fund Limited 2021-06-10 0 24.103%
SABA CAPITAL MANAGEMENT, L.P. Crystal Amber Fund Limited 2021-06-08 0 21.719%
SABA CAPITAL MANAGEMENT, L.P. Crystal Amber Fund Limited 2021-05-25 0 20.766%
SABA CAPITAL MANAGEMENT, L.P. Crystal Amber Fund Limited 2021-05-18 0 19.573%
SABA CAPITAL MANAGEMENT, L.P. Crystal Amber Fund Limited 2021-05-07 0 17.189%
SABA CAPITAL MANAGEMENT, L.P. Crystal Amber Fund Limited 2021-03-15 11,775,592 14.04%
SABA CAPITAL MANAGEMENT, L.P. Crystal Amber Fund Limited 2021-03-12 9,775,592 11.65%
SABA CAPITAL MANAGEMENT, L.P. Crystal Amber Fund Limited 2021-03-11 8,445,592 10.05%
SABA CAPITAL MANAGEMENT, L.P. Crystal Amber Fund Limited 2021-02-24 7,445,592 8.84%
SABA CAPITAL MANAGEMENT, L.P. Crystal Amber Fund Limited 2020-12-04 4,342,592 5.12%

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