09/30/2022
Top Buys (13F)
- Name% Change
- BAX (PUT) Baxter Internationa... 0.46%
- TDG (PUT) TransDigm Group Inc 0.4%
- ECAT BlackRock ESG Capit... 0.35%
- FISV (PUT) FIserv Inc. 0.27%
- EMO Chemfirst Inc. 0.22%
09/30/2022
Top Sells (13F)
- Name% Change
- ASZ Austerlitz Acquisit... 0.53%
- SMM Salient Midstream &... 0.37%
- RBT Rubicon Technologie... 0.32%
- MUDS Mudrick Cap Acquisi... 0.3%
- BOAC Bluescape Opportuni... 0.24%
09/30/2022
13F Holdings Summary
- Stock% Port
- AAL (PUT) American Airlines Group Inc 2.75%
- TDG (PUT) TransDigm Group Inc 2.16%
- GIM Templeton Global Income Fun... 1.7%
- POST (PUT) Post Holdings Inc 1.57%
- COOP (PUT) Mr Cooper Group Inc 1.27%
09/30/2022
13F Activity
- Market Value $8.868 Billion
- Prior Market Value $8.571 Billion
- New Purchases106 stocks
- Additional Purchases288 stocks
- Sold out of87 stocks
- Reduced holdings in65 stocks
- Top 10 Holdings % 13.38 %
- Turnover % [1]:17.16%
- Turnover Alt % [2]: 7.43 %
- Time Held Top20:2.35 quarters
- Time Held Top10:3.10 quarters
- Time Held All:2.92 quarters
[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.
[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.
09/30/2022
13F Sector Allocation Over Time
Fund Metrics
You are limited to the prior 8 quarters of 13F filings. Subscribe to WhaleWisdom to view all filing data for SABA CAPITAL MANAGEMENT, L.P.
Risk/Reward Analysis
Portfolio Market Cap Analysis
Portfolio Performance
Top 20 equal-weighted holdings. Performance numbers calculated through 2022-11-14
| Performance for Q3 2022: | -0.6% |
| Performance Last 4 Quarters: | -3.21% |
Performance Metrics
| Stdev (5-yrs): | Subscription required | BETA (5-yrs): | Subscription required | ALPHA (3-yrs): | Subscription required |
| Max Drawdown (all-years): | Subscription required | Annualized Perf (3-yrs): | Subscription required | Batting Avg vs S&P. (3-yrs): | Subscription required |
| Sortino (3-yrs): | Subscription required | Stutzer (3-yrs): | Subscription required | Treynor (3-yrs): | Subscription required |
| Sterling (3-yrs): | Subscription required | Calmar (3-yrs): | Subscription required | Information Ratio (3-yrs): | Subscription required |
| Tracking Error (3 yrs): | Subscription required | Stdev Down (3-yrs): | Subscription required | Winning Months %: | Subscription required |
| Losing Months %: | Subscription required | Best 12 Months: | Subscription required | Worst 12 Months: | Subscription required |
| Efficiency Ratio (3-yrs): | Subscription required | Sharpe: | Subscription required | Stdev Sectors: | Subscription required |
| Skewness (3-yrs): | Subscription required | Kurtosis (3-yrs): | Subscription required | Upside Potential (3-yrs): | Subscription required |
Global (ex. US) Holdings
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Stale Holdings (no activity in past 21-months or sold out)
View Last Form Adv Compilation Report on Record
SABA CAPITAL MANAGEMENT, L.P.Classified as Hedge Fund
405 LEXINGTON AVE 58TH FLOORNEW YORK NY 10174-7199
Country: United States
Business Phone: 212-542-3610
Fax:
| SEC Registration as : | Large Advisory Firm |
| Form of Organization: | Limited Partnership |
| Organized in: | DE |
| Number of employees: | 39 |
| Other Business Activities: | commodity pool operator or commodity trading advisor |
| Advisor Fees/Compensation: | Percentage of assets under management,Fixed fees,Performance-based fees |
| Amount of client funds and securities: | 8,691,500,000 |
| Total Number of Clients: | 32 |
| Amount of client funds and securities by related persons: | 8,691,500,000 |
| Total Number of clients from related persons: | 25 |
| Disclosures: |
Data above was derived from SEC filings.
Active Schedule 13D and 13G events
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SABA CAPITAL MANAGEMENT, L.P.
| Name | Title | Start Date | Direct/Indirect | % Ownership |
|---|
Private Funds
| Name | Country | Fund Identification Number | Fund Type | Gross Asset Value | Minimum Investment | Other |
|---|---|---|---|---|---|---|
| SABA CAPITAL CEF OPPORTUNITIES 1, LTD. | Cayman Islands | 805-3296929195 | Hedge Fund | 85,924,795 | 500,000 | Master Fund |
| SABA CAPITAL R FUND, LTD. | Cayman Islands | 805-5315956298 | Hedge Fund | 1,749,912,957 | 100,000,000 | |
| SABA CAPITAL W FUND, LTD. | Cayman Islands | 805-3001711378 | Hedge Fund | 326,926,142 | 100,000,000 | |
| SABA CAPITAL MASTER FUND III, L.P. | United States | 805-7814758551 | Hedge Fund | 271,542,791 | 100,000 | Master Fund |
| SABA CAPITAL CEF OPPORTUNITIES 3, LTD. | Cayman Islands | 805-3534834317 | Hedge Fund | 43,494,902 | 100,000 | |
| SABA CAPITAL MASTER FUND, LTD. | Cayman Islands | 805-1150010701 | Hedge Fund | 1,849,766,479 | 5,000,000 | Master Fund |
| SABA CAPITAL CARRY NEUTRAL TAIL HEDGE MASTER FUND, LTD. | Cayman Islands | 805-6174398488 | Hedge Fund | 1,642,313,342 | 5,000,000 | Master Fund |
| SABA CAPITAL SPECIAL OPPORTUNITIES FUND, LTD. | Cayman Islands | 805-7547191845 | Hedge Fund | 52,157,567 | 100,000 | |
| SABA CAPITAL MASTER FUND II, LTD. | Cayman Islands | 805-7117512876 | Hedge Fund | 2,079,074,559 | 0 | Master Fund |
| SABA CAPITAL CEF OPPORTUNITIES 2, LTD. | Cayman Islands | 805-5995482372 | Hedge Fund | 211,560,672 | 500,000 | Master Fund |
| SABA CAPITAL SPAC OPPORTUNITIES, LTD. | Cayman Islands | 805-2222554682 | Hedge Fund | 378,827,192 | 100,000 | Master Fund |
| SABA CAPITAL BLUEBIRD FUND, LTD. | Cayman Islands | 805-7389085270 | Hedge Fund | 0 | 100,000 |
SABA CAPITAL MANAGEMENT, L.P.
| Name | Title | Start Date | Direct/Indirect | % Ownership | ||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| KELLERMAN, ANDREW, MICHAEL | PARTNER, HEAD OF INVESTOR RELATIONS (SABA CAPITAL MANAGEMENT, LP) | 04/01/2018 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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| WEINSTEIN, BOAZ, RONALD | CIO, PARTNER, FOUNDER (SABA CAPITAL MANAGEMENT, LP) | 03/01/2009 | Direct | 50 - 75% | ||||||||||||||||||||||||||||||||||||
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| RIERA, XAVIER, ANTOINE | PARTNER (SABA CAPITAL MANAGEMENT, LP) | 12/01/2018 | Direct | 10 - 25% | ||||||||||||||||||||||||||||||||||||
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| WEINSTEIN, PIERRE | PARTNER (SABA CAPITAL MANAGEMENT, LP) | 01/01/2011 | Direct | 10 - 25% | ||||||||||||||||||||||||||||||||||||
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| SAPRU, NITIN, (NMN) | PARTNER, CHIEF FINANCIAL OFFICER (SABA CAPITAL MANAGEMENT, LP) | 12/01/2018 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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| D ANGELO, MICHAEL, D | PARTNER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, GENERAL COUNSEL (SABA CAPITAL MANAGEMENT, LP) | 11/01/2015 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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| SABA CAPITAL MANAGEMENT GP, L.L.C. | GENERAL PARTNER (SABA CAPITAL MANAGEMENT, LP) | 03/01/2009 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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| WEINSTEIN, BOAZ, RONALD | MANAGING MEMBER SABA CAPITAL MANAGEMENT GP, L.L.C. | 03/01/2009 | Indirect | 75% or more | ||||||||||||||||||||||||||||||||||||
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Private Funds
| Name | Country | Fund Identification Number | Fund Type | Gross Asset Value | Minimum Investment | Other |
|---|---|---|---|---|---|---|
| SABA CAPITAL CEF OPPORTUNITIES 1, LTD. | Cayman Islands | 805-3296929195 | Hedge Fund | 85,924,795 | 500,000 | Master Fund |
| SABA CAPITAL R FUND, LTD. | Cayman Islands | 805-5315956298 | Hedge Fund | 1,749,912,957 | 100,000,000 | |
| SABA CAPITAL W FUND, LTD. | Cayman Islands | 805-3001711378 | Hedge Fund | 326,926,142 | 100,000,000 | |
| SABA CAPITAL MASTER FUND III, L.P. | United States | 805-7814758551 | Hedge Fund | 271,542,791 | 100,000 | Master Fund |
| SABA CAPITAL CEF OPPORTUNITIES 3, LTD. | Cayman Islands | 805-3534834317 | Hedge Fund | 43,494,902 | 100,000 | |
| SABA CAPITAL MASTER FUND, LTD. | Cayman Islands | 805-1150010701 | Hedge Fund | 1,849,766,479 | 5,000,000 | Master Fund |
| SABA CAPITAL CARRY NEUTRAL TAIL HEDGE MASTER FUND, LTD. | Cayman Islands | 805-6174398488 | Hedge Fund | 1,642,313,342 | 5,000,000 | Master Fund |
| SABA CAPITAL SPECIAL OPPORTUNITIES FUND, LTD. | Cayman Islands | 805-7547191845 | Hedge Fund | 52,157,567 | 100,000 | |
| SABA CAPITAL MASTER FUND II, LTD. | Cayman Islands | 805-7117512876 | Hedge Fund | 2,079,074,559 | 0 | Master Fund |
| SABA CAPITAL CEF OPPORTUNITIES 2, LTD. | Cayman Islands | 805-5995482372 | Hedge Fund | 211,560,672 | 500,000 | Master Fund |
| SABA CAPITAL SPAC OPPORTUNITIES, LTD. | Cayman Islands | 805-2222554682 | Hedge Fund | 378,827,192 | 100,000 | Master Fund |
SABA CAPITAL MANAGEMENT, L.P.
| Name | Title | Start Date | Direct/Indirect | % Ownership | ||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| KELLERMAN, ANDREW, MICHAEL | PARTNER, HEAD OF INVESTOR RELATIONS (SABA CAPITAL MANAGEMENT, LP) | 04/01/2018 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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| WEINSTEIN, BOAZ, RONALD | CIO, PARTNER, FOUNDER (SABA CAPITAL MANAGEMENT, LP) | 03/01/2009 | Direct | 50 - 75% | ||||||||||||||||||||||||||||||||||||
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| RIERA, XAVIER, ANTOINE | PARTNER (SABA CAPITAL MANAGEMENT, LP) | 12/01/2018 | Direct | 10 - 25% | ||||||||||||||||||||||||||||||||||||
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| WEINSTEIN, PIERRE | PARTNER (SABA CAPITAL MANAGEMENT, LP) | 01/01/2011 | Direct | 10 - 25% | ||||||||||||||||||||||||||||||||||||
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| SAPRU, NITIN, (NMN) | PARTNER, CHIEF FINANCIAL OFFICER (SABA CAPITAL MANAGEMENT, LP) | 12/01/2018 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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| D ANGELO, MICHAEL, D | PARTNER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, GENERAL COUNSEL (SABA CAPITAL MANAGEMENT, LP) | 11/01/2015 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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| SABA CAPITAL MANAGEMENT GP, L.L.C. | GENERAL PARTNER (SABA CAPITAL MANAGEMENT, LP) | 03/01/2009 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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| WEINSTEIN, BOAZ, RONALD | MANAGING MEMBER SABA CAPITAL MANAGEMENT GP, L.L.C. | 03/01/2009 | Indirect | 75% or more | ||||||||||||||||||||||||||||||||||||
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Private Funds
| Name | Country | Fund Identification Number | Fund Type | Gross Asset Value | Minimum Investment | Other |
|---|---|---|---|---|---|---|
| SABA CAPITAL CEF OPPORTUNITIES 1, LTD. | Cayman Islands | 805-3296929195 | Hedge Fund | 233,912,279 | 500,000 | Master Fund |
| SABA CAPITAL R FUND, LTD. | Cayman Islands | 805-5315956298 | Hedge Fund | 1,589,235,697 | 100,000,000 | |
| SABA CAPITAL W FUND, LTD. | Cayman Islands | 805-3001711378 | Hedge Fund | 253,987,137 | 100,000,000 | |
| SABA CAPITAL MASTER FUND III, L.P. | United States | 805-7814758551 | Hedge Fund | 256,631,160 | 100,000 | Master Fund |
| SABA CAPITAL CEF OPPORTUNITIES 3, LTD. | Cayman Islands | 805-3534834317 | Hedge Fund | 45,430,126 | 100,000 | |
| SABA CAPITAL CREDIT BASIS OPPORTUNITY MASTER FUND, LTD. | Cayman Islands | 805-9720990897 | Hedge Fund | 274,459,624 | 1,000,000 | Master Fund |
| SABA CAPITAL MASTER FUND, LTD. | Cayman Islands | 805-1150010701 | Hedge Fund | 621,049,977 | 5,000,000 | Master Fund |
| SABA CAPITAL CARRY NEUTRAL TAIL HEDGE MASTER FUND, LTD. | Cayman Islands | 805-6174398488 | Hedge Fund | 628,211,839 | 5,000,000 | Master Fund |
| SABA CAPITAL SPECIAL OPPORTUNITIES FUND, LTD. | Cayman Islands | 805-7547191845 | Hedge Fund | 355,622,391 | 100,000 | |
| SABA CAPITAL MASTER FUND II, LTD. | Cayman Islands | 805-7117512876 | Hedge Fund | 1,193,098,948 | 0 | Master Fund |
| SABA CAPITAL CEF OPPORTUNITIES 2, LTD. | Cayman Islands | 805-5995482372 | Hedge Fund | 9,553,110 | 500,000 | Master Fund |
| SABA CAPITAL SPAC OPPORTUNITIES, LTD. | Cayman Islands | 805-2222554682 | Hedge Fund | 210,998,790 | 100,000 | Master Fund |
SABA CAPITAL MANAGEMENT, L.P.
| Name | Title | Start Date | Direct/Indirect | % Ownership | ||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| KELLERMAN, ANDREW, MICHAEL | PARTNER, HEAD OF INVESTOR RELATIONS (SABA CAPITAL MANAGEMENT, LP) | 04/01/2018 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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| WEINSTEIN, BOAZ, RONALD | CIO, PARTNER, FOUNDER (SABA CAPITAL MANAGEMENT, LP) | 03/01/2009 | Direct | 50 - 75% | ||||||||||||||||||||||||||||||||||||
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| RIERA, XAVIER, ANTOINE | PARTNER (SABA CAPITAL MANAGEMENT, LP) | 12/01/2018 | Direct | 10 - 25% | ||||||||||||||||||||||||||||||||||||
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| WEINSTEIN, PIERRE | PARTNER (SABA CAPITAL MANAGEMENT, LP) | 01/01/2011 | Direct | 10 - 25% | ||||||||||||||||||||||||||||||||||||
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| SAPRU, NITIN, (NMN) | PARTNER, CHIEF FINANCIAL OFFICER (SABA CAPITAL MANAGEMENT, LP) | 12/01/2018 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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| D ANGELO, MICHAEL, D | PARTNER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, GENERAL COUNSEL (SABA CAPITAL MANAGEMENT, LP) | 11/01/2015 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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| SABA CAPITAL MANAGEMENT GP, L.L.C. | GENERAL PARTNER (SABA CAPITAL MANAGEMENT, LP) | 03/01/2009 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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| WEINSTEIN, BOAZ, RONALD | MANAGING MEMBER SABA CAPITAL MANAGEMENT GP, L.L.C. | 03/01/2009 | Indirect | 75% or more | ||||||||||||||||||||||||||||||||||||
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Private Funds
| Name | Country | Fund Identification Number | Fund Type | Gross Asset Value | Minimum Investment | Other |
|---|---|---|---|---|---|---|
| SABA CAPITAL SERIES LLC SERIES 1 | United States | 805-6249489809 | Hedge Fund | 150,155 | 0 | Master Fund |
| SABA CAPITAL CEF OPPORTUNITIES 1, LTD. | Cayman Islands | 805-3296929195 | Hedge Fund | 233,912,279 | 500,000 | Master Fund |
| SABA CAPITAL R FUND, LTD. | Cayman Islands | 805-5315956298 | Hedge Fund | 1,589,235,697 | 100,000,000 | |
| SABA CAPITAL W FUND, LTD. | Cayman Islands | 805-3001711378 | Hedge Fund | 253,987,137 | 100,000,000 | |
| SABA CAPITAL MASTER FUND III, L.P. | United States | 805-7814758551 | Hedge Fund | 256,631,160 | 100,000 | Master Fund |
| SABA CAPITAL CEF OPPORTUNITIES 3, LTD. | Cayman Islands | 805-3534834317 | Hedge Fund | 45,430,126 | 100,000 | |
| SABA CAPITAL CREDIT BASIS OPPORTUNITY MASTER FUND, LTD. | Cayman Islands | 805-9720990897 | Hedge Fund | 274,459,624 | 1,000,000 | Master Fund |
| SABA CAPITAL MASTER FUND, LTD. | Cayman Islands | 805-1150010701 | Hedge Fund | 621,049,977 | 5,000,000 | Master Fund |
| SABA CAPITAL CARRY NEUTRAL TAIL HEDGE MASTER FUND, LTD. | Cayman Islands | 805-6174398488 | Hedge Fund | 628,211,839 | 5,000,000 | Master Fund |
| SABA CAPITAL SPECIAL OPPORTUNITIES FUND, LTD. | Cayman Islands | 805-7547191845 | Hedge Fund | 355,622,391 | 100,000 | |
| SABA CAPITAL MASTER FUND II, LTD. | Cayman Islands | 805-7117512876 | Hedge Fund | 1,193,098,948 | 0 | Master Fund |
| SABA CAPITAL CEF OPPORTUNITIES 2, LTD. | Cayman Islands | 805-5995482372 | Hedge Fund | 9,553,110 | 500,000 | Master Fund |
SABA CAPITAL MANAGEMENT, L.P.
| Name | Title | Start Date | Direct/Indirect | % Ownership | ||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| KELLERMAN, ANDREW, MICHAEL | PARTNER, HEAD OF INVESTOR RELATIONS (SABA CAPITAL MANAGEMENT, LP) | 04/01/2018 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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| WEINSTEIN, BOAZ, RONALD | CIO, PARTNER, FOUNDER (SABA CAPITAL MANAGEMENT, LP) | 03/01/2009 | Direct | 50 - 75% | ||||||||||||||||||||||||||||||||||||
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| RIERA, XAVIER, ANTOINE | PARTNER (SABA CAPITAL MANAGEMENT, LP) | 12/01/2018 | Direct | 10 - 25% | ||||||||||||||||||||||||||||||||||||
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| WEINSTEIN, PIERRE | PARTNER (SABA CAPITAL MANAGEMENT, LP) | 01/01/2011 | Direct | 10 - 25% | ||||||||||||||||||||||||||||||||||||
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| SAPRU, NITIN, (NMN) | PARTNER, CHIEF FINANCIAL OFFICER (SABA CAPITAL MANAGEMENT, LP) | 12/01/2018 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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| D ANGELO, MICHAEL, D | PARTNER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, GENERAL COUNSEL (SABA CAPITAL MANAGEMENT, LP) | 11/01/2015 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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| SABA CAPITAL MANAGEMENT GP, L.L.C. | GENERAL PARTNER (SABA CAPITAL MANAGEMENT, LP) | 03/01/2009 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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| WEINSTEIN, BOAZ, RONALD | MANAGING MEMBER SABA CAPITAL MANAGEMENT GP, L.L.C. | 03/01/2009 | Indirect | 75% or more | ||||||||||||||||||||||||||||||||||||
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Private Funds
| Name | Country | Fund Identification Number | Fund Type | Gross Asset Value | Minimum Investment | Other |
|---|---|---|---|---|---|---|
| SABA CAPITAL MASTER FUND III, L.P. | United States | 805-7814758551 | Hedge Fund | 188,400,543 | 100,000 | Master Fund |
| SABA CAPITAL CEF OPPORTUNITIES 3, LTD. | Cayman Islands | 805-3534834317 | Hedge Fund | 20,714,481 | 100,000 | |
| SABA CAPITAL CREDIT BASIS OPPORTUNITY MASTER FUND, LTD. | Cayman Islands | 805-9720990897 | Hedge Fund | 249,679,636 | 1,000,000 | Master Fund |
| SABA CAPITAL CFO - I LP | Cayman Islands | 805-4623335521 | Private Equity Fund | 0 | 100,000 | Master Fund |
| SABA CAPITAL MASTER FUND, LTD. | Cayman Islands | 805-1150010701 | Hedge Fund | 314,760,902 | 5,000,000 | Master Fund |
| SABA CAPITAL CARRY NEUTRAL TAIL HEDGE MASTER FUND, LTD. | Cayman Islands | 805-6174398488 | Hedge Fund | 197,479,586 | 5,000,000 | Master Fund |
| SABA CAPITAL SPECIAL OPPORTUNITIES FUND, LTD. | Cayman Islands | 805-7547191845 | Hedge Fund | 354,918,956 | 100,000 | |
| SABA CAPITAL MASTER FUND II, LTD. | Cayman Islands | 805-7117512876 | Hedge Fund | 1,165,155,589 | 0 | Master Fund |
| SABA CAPITAL TAIL HEDGE MASTER FUND, LTD. | Cayman Islands | 805-6789801473 | Hedge Fund | 602,884,468 | 5,000,000 | Master Fund |
| SABA CAPITAL CEF OPPORTUNITIES 2, LTD. | Cayman Islands | 805-5995482372 | Hedge Fund | 43,403,404 | 500,000 | Master Fund |
| SABA CAPITAL SERIES LLC SERIES 1 | United States | 805-6249489809 | Hedge Fund | 2,124,934 | 0 | Master Fund |
| SABA CAPITAL CEF OPPORTUNITIES 1, LTD. | Cayman Islands | 805-3296929195 | Hedge Fund | 109,224,785 | 500,000 | Master Fund |
| SABA CAPITAL R FUND, LTD. | Cayman Islands | 805-5315956298 | Hedge Fund | 335,400,009 | 100,000,000 | |
| SABA CAPITAL CSA FUND, LTD. | Cayman Islands | 805-2235152572 | Hedge Fund | 0 | 1,000,000 | |
| SABA CAPITAL W FUND, LTD. | Cayman Islands | 805-3001711378 | Hedge Fund | 171,302,598 | 100,000,000 |
SABA CAPITAL MANAGEMENT, L.P.
| Name | Title | Start Date | Direct/Indirect | % Ownership | ||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| KELLERMAN, ANDREW, MICHAEL | PARTNER, HEAD OF INVESTOR RELATIONS (SABA CAPITAL MANAGEMENT, LP) | 04/01/2018 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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| WEINSTEIN, BOAZ, RONALD | CIO, PARTNER, FOUNDER (SABA CAPITAL MANAGEMENT, LP) | 03/01/2009 | Direct | 50 - 75% | ||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
| RIERA, XAVIER, ANTOINE | PARTNER (SABA CAPITAL MANAGEMENT, LP) | 12/01/2018 | Direct | 10 - 25% | ||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
| WEINSTEIN, PIERRE | PARTNER (SABA CAPITAL MANAGEMENT, LP) | 01/01/2011 | Direct | 10 - 25% | ||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
| SAPRU, NITIN, (NMN) | PARTNER, CHIEF FINANCIAL OFFICER (SABA CAPITAL MANAGEMENT, LP) | 12/01/2018 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
| D ANGELO, MICHAEL, D | PARTNER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, GENERAL COUNSEL (SABA CAPITAL MANAGEMENT, LP) | 11/01/2015 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
| SABA CAPITAL MANAGEMENT GP, L.L.C. | GENERAL PARTNER (SABA CAPITAL MANAGEMENT, LP) | 03/01/2009 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
| WEINSTEIN, BOAZ, RONALD | MANAGING MEMBER SABA CAPITAL MANAGEMENT GP, L.L.C. | 03/01/2009 | Indirect | 75% or more | ||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
Private Funds
| Name | Country | Fund Identification Number | Fund Type | Gross Asset Value | Minimum Investment | Other |
|---|---|---|---|---|---|---|
| SABA CAPITAL MASTER FUND III, L.P. | United States | 805-7814758551 | Hedge Fund | 188,400,543 | 100,000 | Master Fund |
| SABA CAPITAL CEF OPPORTUNITIES 3, LTD. | Cayman Islands | 805-3534834317 | Hedge Fund | 20,714,481 | 100,000 | |
| SABA CAPITAL CREDIT BASIS OPPORTUNITY MASTER FUND, LTD. | Cayman Islands | 805-9720990897 | Hedge Fund | 249,679,636 | 1,000,000 | Master Fund |
| SABA CAPITAL CFO - I LP | Cayman Islands | 805-4623335521 | Private Equity Fund | 0 | 100,000 | Master Fund |
| SABA CAPITAL MASTER FUND, LTD. | Cayman Islands | 805-1150010701 | Hedge Fund | 314,760,902 | 5,000,000 | Master Fund |
| SABA CAPITAL CARRY NEUTRAL TAIL HEDGE MASTER FUND, LTD. | Cayman Islands | 805-6174398488 | Hedge Fund | 197,479,586 | 5,000,000 | Master Fund |
| SABA CAPITAL SPECIAL OPPORTUNITIES FUND, LTD. | Cayman Islands | 805-7547191845 | Hedge Fund | 354,918,956 | 100,000 | |
| SABA CAPITAL MASTER FUND II, LTD. | Cayman Islands | 805-7117512876 | Hedge Fund | 1,165,155,589 | 0 | Master Fund |
| SABA CAPITAL TAIL HEDGE MASTER FUND, LTD. | Cayman Islands | 805-6789801473 | Hedge Fund | 602,884,468 | 5,000,000 | Master Fund |
| SABA CAPITAL CEF OPPORTUNITIES 2, LTD. | Cayman Islands | 805-5995482372 | Hedge Fund | 43,403,404 | 500,000 | Master Fund |
| SABA CAPITAL SERIES LLC SERIES 1 | United States | 805-6249489809 | Hedge Fund | 2,124,934 | 0 | Master Fund |
| SABA CAPITAL CEF OPPORTUNITIES 1, LTD. | Cayman Islands | 805-3296929195 | Hedge Fund | 109,224,785 | 500,000 | Master Fund |
| SABA CAPITAL R FUND, LTD. | Cayman Islands | 805-5315956298 | Hedge Fund | 335,400,009 | 100,000,000 | |
| SABA CAPITAL CSA FUND, LTD. | Cayman Islands | 805-2235152572 | Hedge Fund | 0 | 1,000,000 |
SABA CAPITAL MANAGEMENT, L.P.
| Name | Title | Start Date | Direct/Indirect | % Ownership | ||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| KELLERMAN, ANDREW, MICHAEL | PARTNER, HEAD OF INVESTOR RELATIONS (SABA CAPITAL MANAGEMENT, LP) | 04/01/2018 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
| WEINSTEIN, BOAZ, RONALD | CIO, PARTNER, FOUNDER (SABA CAPITAL MANAGEMENT, LP) | 03/01/2009 | Direct | 50 - 75% | ||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
| RIERA, XAVIER, ANTOINE | PARTNER (SABA CAPITAL MANAGEMENT, LP) | 12/01/2018 | Direct | 10 - 25% | ||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
| WEINSTEIN, PIERRE | PARTNER (SABA CAPITAL MANAGEMENT, LP) | 01/01/2011 | Direct | 10 - 25% | ||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
| SAPRU, NITIN, (NMN) | PARTNER, CHIEF FINANCIAL OFFICER (SABA CAPITAL MANAGEMENT, LP) | 12/01/2018 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
| D ANGELO, MICHAEL, D | PARTNER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, GENERAL COUNSEL (SABA CAPITAL MANAGEMENT, LP) | 11/01/2015 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
| SABA CAPITAL MANAGEMENT GP, L.L.C. | GENERAL PARTNER (SABA CAPITAL MANAGEMENT, LP) | 03/01/2009 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
| WEINSTEIN, BOAZ, RONALD | MANAGING MEMBER SABA CAPITAL MANAGEMENT GP, L.L.C. | 03/01/2009 | Indirect | 75% or more | ||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
Private Funds
| Name | Country | Fund Identification Number | Fund Type | Gross Asset Value | Minimum Investment | Other |
|---|---|---|---|---|---|---|
| SABA CAPITAL CFO - I LP | Cayman Islands | 805-4623335521 | Private Equity Fund | 0 | 100,000 | Master Fund |
| SABA CAPITAL MASTER FUND, LTD. | Cayman Islands | 805-1150010701 | Hedge Fund | 314,760,902 | 5,000,000 | Master Fund |
| SABA CAPITAL CARRY NEUTRAL TAIL HEDGE MASTER FUND, LTD. | Cayman Islands | 805-6174398488 | Hedge Fund | 197,479,586 | 5,000,000 | Master Fund |
| SABA CAPITAL SPECIAL OPPORTUNITIES FUND, LTD. | Cayman Islands | 805-7547191845 | Hedge Fund | 354,918,956 | 100,000 | |
| SABA CAPITAL MASTER FUND II, LTD. | Cayman Islands | 805-7117512876 | Hedge Fund | 1,165,155,589 | 0 | Master Fund |
| SABA CAPITAL TAIL HEDGE MASTER FUND, LTD. | Cayman Islands | 805-6789801473 | Hedge Fund | 602,884,468 | 5,000,000 | Master Fund |
| SABA CAPITAL SERIES LLC SERIES 1 | United States | 805-6249489809 | Hedge Fund | 2,124,934 | 0 | Master Fund |
| SABA CAPITAL CEF OPPORTUNITIES 1, LTD. | Cayman Islands | 805-3296929195 | Hedge Fund | 109,224,785 | 500,000 | Master Fund |
| SABA CAPITAL CEF OPPORTUNITIES 2, LTD. | Cayman Islands | 805-5995482372 | Hedge Fund | 43,403,404 | 500,000 | Master Fund |
| SABA CAPITAL R FUND, LTD. | Cayman Islands | 805-5315956298 | Hedge Fund | 335,400,009 | 100,000,000 | |
| SABA CAPITAL CSA FUND, LTD. | Cayman Islands | 805-2235152572 | Hedge Fund | 0 | 1,000,000 |
SABA CAPITAL MANAGEMENT, L.P.
| Name | Title | Start Date | Direct/Indirect | % Ownership |
|---|
Private Funds
| Name | Country | Fund Identification Number | Fund Type | Gross Asset Value | Minimum Investment | Other |
|---|---|---|---|---|---|---|
| SABA CAPITAL CFO - I LP | Cayman Islands | 805-4623335521 | Private Equity Fund | 0 | 100,000 | Master Fund |
| SABA CAPITAL MASTER FUND, LTD. | Cayman Islands | 805-1150010701 | Hedge Fund | 314,760,902 | 5,000,000 | Master Fund |
| SABA CAPITAL CARRY NEUTRAL TAIL HEDGE MASTER FUND, LTD. | Cayman Islands | 805-6174398488 | Hedge Fund | 197,479,586 | 5,000,000 | Master Fund |
| SABA CAPITAL SPECIAL OPPORTUNITIES FUND, LTD. | Cayman Islands | 805-7547191845 | Hedge Fund | 354,918,956 | 100,000 | |
| SABA CAPITAL MASTER FUND II, LTD. | Cayman Islands | 805-7117512876 | Hedge Fund | 1,165,155,589 | 0 | Master Fund |
| SABA CAPITAL TAIL HEDGE MASTER FUND, LTD. | Cayman Islands | 805-6789801473 | Hedge Fund | 602,884,468 | 5,000,000 | Master Fund |
| SABA CAPITAL SERIES LLC SERIES 1 | United States | 805-6249489809 | Hedge Fund | 2,124,934 | 0 | Master Fund |
| SABA CAPITAL CEF OPPORTUNITIES 1, LTD. | Cayman Islands | 805-3296929195 | Hedge Fund | 109,224,785 | 500,000 | Master Fund |
| SABA CAPITAL CEF OPPORTUNITIES 2, LTD. | Cayman Islands | 805-5995482372 | Hedge Fund | 43,403,404 | 500,000 | Master Fund |
| SABA CAPITAL R FUND, LTD. | Cayman Islands | 805-5315956298 | Hedge Fund | 335,400,009 | 100,000,000 | |
| SABA CAPITAL CSA FUND, LTD. | Cayman Islands | 805-2235152572 | Hedge Fund | 0 | 1,000,000 |
SABA CAPITAL MANAGEMENT, L.P.
| Name | Title | Start Date | Direct/Indirect | % Ownership | ||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| KELLERMAN, ANDREW, MICHAEL | PARTNER, HEAD OF INVESTOR RELATIONS (SABA CAPITAL MANAGEMENT, LP) | 04/01/2018 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
| WEINSTEIN, BOAZ, RONALD | CIO, PARTNER, FOUNDER (SABA CAPITAL MANAGEMENT, LP) | 03/01/2009 | Direct | 50 - 75% | ||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
| BENKIEWICZ, JEREMY, MARCEL | PARTNER (SABA CAPITAL MANAGEMENT, LP) | 03/01/2009 | Direct | 10 - 25% | ||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
| RIERA, XAVIER, ANTOINE | PARTNER (SABA CAPITAL MANAGEMENT, LP) | 12/01/2018 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
| WEINSTEIN, PIERRE | PARTNER (SABA CAPITAL MANAGEMENT, LP) | 01/01/2011 | Direct | 5 - 10% | ||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
| SAPRU, NITIN, (NMN) | PARTNER, CHIEF FINANCIAL OFFICER (SABA CAPITAL MANAGEMENT, LP) | 12/01/2018 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
| D ANGELO, MICHAEL, D | PARTNER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, GENERAL COUNSEL (SABA CAPITAL MANAGEMENT, LP) | 11/01/2015 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
| SABA CAPITAL MANAGEMENT GP, L.L.C. | GENERAL PARTNER (SABA CAPITAL MANAGEMENT, LP) | 03/01/2009 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
| WEINSTEIN, BOAZ, RONALD | MANAGING MEMBER SABA CAPITAL MANAGEMENT GP, L.L.C. | 03/01/2009 | Indirect | 75% or more | ||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
Private Funds
| Name | Country | Fund Identification Number | Fund Type | Gross Asset Value | Minimum Investment | Other |
|---|---|---|---|---|---|---|
| SABA CAPITAL R FUND, LTD. | Cayman Islands | 805-5315956298 | Hedge Fund | 221,165,801 | 100,000,000 | |
| SABA CAPITAL INDEX TRADING, L.P. | United States | 805-5392632349 | Hedge Fund | 20,499,383 | 500,000 | Master Fund |
| SABA CAPITAL MASTER FUND, LTD. | Cayman Islands | 805-1150010701 | Hedge Fund | 708,850,236 | 5,000,000 | Master Fund |
| SABA CAPITAL CARRY NEUTRAL TAIL HEDGE MASTER FUND, LTD. | Cayman Islands | 805-6174398488 | Hedge Fund | 56,448,886 | 5,000,000 | Master Fund |
| SABA CAPITAL SPECIAL OPPORTUNITIES FUND, LTD. | Cayman Islands | 805-7547191845 | Hedge Fund | 79,386,108 | 100,000 | |
| SABA CAPITAL MASTER FUND II, LTD. | Cayman Islands | 805-7117512876 | Hedge Fund | 1,909,808,996 | 0 | Master Fund |
| SABA CAPITAL TAIL HEDGE MASTER FUND, LTD. | Cayman Islands | 805-6789801473 | Hedge Fund | 1,084,838,481 | 5,000,000 | Master Fund |
| SABA CAPITAL SERIES LLC SERIES 1 | United States | 805-6249489809 | Hedge Fund | 110,935,309 | 0 | Master Fund |
| SABA CAPITAL CEF OPPORTUNITIES 1, LTD. | Cayman Islands | 805-3296929195 | Hedge Fund | 73,415,835 | 500,000 | Master Fund |
| SABA CAPITAL CEF OPPORTUNITIES 2, LTD. | Cayman Islands | 805-5995482372 | Hedge Fund | 105,624,806 | 500,000 | Master Fund |
SABA CAPITAL MANAGEMENT, L.P.
| Name | Title | Start Date | Direct/Indirect | % Ownership | ||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| KELLERMAN, ANDREW, MICHAEL | PARTNER, HEAD OF INVESTOR RELATIONS (SABA CAPITAL MANAGEMENT, LP) | 04/01/2018 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
| WEINSTEIN, BOAZ, RONALD | CIO, PARTNER, FOUNDER (SABA CAPITAL MANAGEMENT, LP) | 03/01/2009 | Direct | 50 - 75% | ||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
| BENKIEWICZ, JEREMY, MARCEL | PARTNER (SABA CAPITAL MANAGEMENT, LP) | 03/01/2009 | Direct | 10 - 25% | ||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
| RIERA, XAVIER, ANTOINE | PARTNER (SABA CAPITAL MANAGEMENT, LP) | 12/01/2018 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
| WEINSTEIN, PIERRE | PARTNER (SABA CAPITAL MANAGEMENT, LP) | 01/01/2011 | Direct | 5 - 10% | ||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
| SAPRU, NITIN, (NMN) | CHIEF FINANCIAL OFFICER (SABA CAPITAL MANAGEMENT, LP) | 10/01/2017 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
| D ANGELO, MICHAEL, D | PARTNER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, GENERAL COUNSEL (SABA CAPITAL MANAGEMENT, LP) | 11/01/2015 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
| SABA CAPITAL MANAGEMENT GP, L.L.C. | GENERAL PARTNER (SABA CAPITAL MANAGEMENT, LP) | 03/01/2009 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
| WEINSTEIN, BOAZ, RONALD | MANAGING MEMBER SABA CAPITAL MANAGEMENT GP, L.L.C. | 03/01/2009 | Indirect | 75% or more | ||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
Private Funds
| Name | Country | Fund Identification Number | Fund Type | Gross Asset Value | Minimum Investment | Other |
|---|---|---|---|---|---|---|
| SABA CAPITAL INDEX TRADING, L.P. | United States | 805-5392632349 | Hedge Fund | 20,499,383 | 500,000 | Master Fund |
| SABA CAPITAL MASTER FUND, LTD. | Cayman Islands | 805-1150010701 | Hedge Fund | 708,850,236 | 5,000,000 | Master Fund |
| SABA CAPITAL CARRY NEUTRAL TAIL HEDGE MASTER FUND, LTD. | Cayman Islands | 805-6174398488 | Hedge Fund | 56,448,886 | 5,000,000 | Master Fund |
| SABA CAPITAL SPECIAL OPPORTUNITIES FUND, LTD. | Cayman Islands | 805-7547191845 | Hedge Fund | 79,386,108 | 100,000 | |
| SABA CAPITAL MASTER FUND II, LTD. | Cayman Islands | 805-7117512876 | Hedge Fund | 1,909,808,996 | 0 | Master Fund |
| SABA CAPITAL TAIL HEDGE MASTER FUND, LTD. | Cayman Islands | 805-6789801473 | Hedge Fund | 1,084,838,481 | 5,000,000 | Master Fund |
| SABA CAPITAL SERIES LLC SERIES 1 | United States | 805-6249489809 | Hedge Fund | 110,935,309 | 0 | Master Fund |
| SABA CAPITAL CEF OPPORTUNITIES 1, LTD. | Cayman Islands | 805-3296929195 | Hedge Fund | 73,415,835 | 500,000 | Master Fund |
| SABA CAPITAL CEF OPPORTUNITIES 2, LTD. | Cayman Islands | 805-5995482372 | Hedge Fund | 105,624,806 | 500,000 | Master Fund |
SABA CAPITAL MANAGEMENT, L.P.
| Name | Title | Start Date | Direct/Indirect | % Ownership | ||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| KELLERMAN, ANDREW, MICHAEL | PARTNER, HEAD OF INVESTOR RELATIONS | 04/01/2018 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
| WEINSTEIN, BOAZ, RONALD | CIO, PARTNER, FOUNDER (SABA CAPITAL MANAGEMENT, LP) | 03/01/2009 | Direct | 50 - 75% | ||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
| BENKIEWICZ, JEREMY, MARCEL | PARTNER (SABA CAPITAL MANAGEMENT, LP) | 03/01/2009 | Direct | 10 - 25% | ||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
| WEINSTEIN, PIERRE | PARTNER (SABA CAPITAL MANAGEMENT, LP) | 01/01/2011 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
| SAPRU, NITIN, (NMN) | CHIEF FINANCIAL OFFICER | 10/01/2017 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
| D ANGELO, MICHAEL, D | PARTNER, CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL (SABA CAPITAL MANGEMENT, L.P.) | 11/01/2015 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
| HILLYER, CAMERON, ANTHONY | PARTNER, CHIEF OPERATING OFFICER (SABA CAPITAL MANAGEMENT, LP) | 10/01/2017 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
| SABA CAPITAL MANAGEMENT GP, L.L.C. | GENERAL PARTNER (SABA CAPITAL MANAGEMENT, LP) | 03/01/2009 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
| WEINSTEIN, BOAZ, RONALD | MANAGING MEMBER SABA CAPITAL MANAGEMENT GP, L.L.C. | 03/01/2009 | Indirect | 75% or more | ||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
Private Funds
| Name | Country | Fund Identification Number | Fund Type | Gross Asset Value | Minimum Investment | Other |
|---|---|---|---|---|---|---|
| SABA CAPITAL INDEX TRADING, L.P. | United States | 805-5392632349 | Hedge Fund | 106,195,520 | 500,000 | Master Fund |
| SABA CAPITAL MASTER FUND, LTD. | Cayman Islands | 805-1150010701 | Hedge Fund | 245,713,285 | 5,000,000 | Master Fund |
| SABA CAPITAL CARRY NEUTRAL TAIL HEDGE MASTER FUND, LTD. | Cayman Islands | 805-6174398488 | Hedge Fund | 45,347,951 | 5,000,000 | Master Fund |
| SABA CAPITAL LEVERAGED MASTER FUND, LTD. | Cayman Islands | 805-1702106728 | Hedge Fund | 412,664,063 | 5,000,000 | Master Fund |
| SABA CAPITAL MASTER FUND II, LTD. | Cayman Islands | 805-7117512876 | Hedge Fund | 1,487,174,256 | 0 | Master Fund |
| SABA CAPITAL TAIL HEDGE MASTER FUND, LTD. | Cayman Islands | 805-6789801473 | Hedge Fund | 1,048,012,753 | 5,000,000 | Master Fund |
| SABA CAPITAL SERIES LLC SERIES 1 | United States | 805-6249489809 | Hedge Fund | 237,017,104 | 0 | Master Fund |
| SABA CAPITAL CEF OPPORTUNITIES 1, LTD. | Cayman Islands | 805-3296929195 | Hedge Fund | 42,632,071 | 500,000 | Master Fund |
| SABA CAPITAL CEF OPPORTUNITIES 2, LTD. | Cayman Islands | 805-5995482372 | Hedge Fund | 112,405,546 | 500,000 | Master Fund |
SABA CAPITAL MANAGEMENT, L.P.
| Name | Title | Start Date | Direct/Indirect | % Ownership | ||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| WEINSTEIN, BOAZ, RONALD | CIO, PARTNER, FOUNDER (SABA CAPITAL MANAGEMENT, LP) | 03/01/2009 | Direct | 50 - 75% | ||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
| BENKIEWICZ, JEREMY, MARCEL | PARTNER (SABA CAPITAL MANAGEMENT, LP) | 03/01/2009 | Direct | 10 - 25% | ||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
| WEINSTEIN, PIERRE | PARTNER (SABA CAPITAL MANAGEMENT, LP) | 01/01/2011 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
| SAPRU, NITIN, (NMN) | CHIEF FINANCIAL OFFICER | 10/01/2017 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
| D ANGELO, MICHAEL, D | PARTNER, CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL (SABA CAPITAL MANGEMENT, L.P.) | 11/01/2015 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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| HILLYER, CAMERON, ANTHONY | PARTNER, CHIEF OPERATING OFFICER (SABA CAPITAL MANAGEMENT, LP) | 10/01/2017 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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| SABA CAPITAL MANAGEMENT GP, L.L.C. | GENERAL PARTNER (SABA CAPITAL MANAGEMENT, LP) | 03/01/2009 | Direct | less than 5% | ||||||||||||||||||||||||||||||||||||
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| WEINSTEIN, BOAZ, RONALD | MANAGING MEMBER SABA CAPITAL MANAGEMENT GP, L.L.C. | 03/01/2009 | Indirect | 75% or more | ||||||||||||||||||||||||||||||||||||
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Private Funds
| Name | Country | Fund Identification Number | Fund Type | Gross Asset Value | Minimum Investment | Other |
|---|---|---|---|---|---|---|
| SABA CAPITAL INDEX TRADING, L.P. | United States | 805-5392632349 | Hedge Fund | 20,842,095 | 500,000 | Master Fund |
| SABA CAPITAL MASTER FUND, LTD. | Cayman Islands | 805-1150010701 | Hedge Fund | 282,725,451 | 5,000,000 | Master Fund |
| SABA CAPITAL LEVERAGED MASTER FUND, LTD. | Cayman Islands | 805-1702106728 | Hedge Fund | 533,044,375 | 5,000,000 | Master Fund |
| SABA CAPITAL MASTER FUND II, LTD. | Cayman Islands | 805-7117512876 | Hedge Fund | 1,827,620,496 | 0 | Master Fund |
| SABA CAPITAL TAIL HEDGE MASTER FUND, LTD. | Cayman Islands | 805-6789801473 | Hedge Fund | 504,509,691 | 5,000,000 | Master Fund |
| SABA CAPITAL SERIES LLC SERIES 1 | United States | 805-6249489809 | Hedge Fund | 396,604,595 | 0 | Master Fund |
| SABA CAPITAL CEF OPPORTUNITIES 1, LTD. | Cayman Islands | 805-3296929195 | Hedge Fund | 51,717,734 | 500,000 | Master Fund |
| SABA CAPITAL CEF OPPORTUNITIES 2, LTD. | Cayman Islands | 805-5995482372 | Hedge Fund | 95,752,582 | 500,000 | Master Fund |
WhaleScore history for SABA CAPITAL MANAGEMENT, L.P.
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**EXPERIMENTAL** Current International Short Positions
Only includes UK, France, Germany, Japan, and HKEX are presently being processed.
| Holder | Issuer | Net Short Position | Position Date | Origin |
|---|---|---|---|---|
| Saba Capital Management, L.P. | DE LA RUE PLC | 1.26% | 2022-03-29 | UK |
