MALTESE CAPITAL MANAGEMENT LLC

HTTPS://WWW.MALTESECAP.COM • NEW YORK, NY • Investment Advisor • Hedge Fund How do I update this listing?

Also known as:

  • SANDLER ONEILL ASSET MANAGEMENT LLC

Maltese Capital Management is based out of New York. Maltese Capital Management is a large advisory firm with 9 clients and discretionary assets under management (AUM) of $2,231,887,000 (Form ADV from 2018-03-07). Their last reported 13F filing for Q4 2018 included $1,194,120,000 in managed 13F securities and a top 10 holdings concentration of 22.42%. Maltese Capital Management's largest holding is Zions Bancorp with shares held of 920,537. Maltese Capital Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 82 13F filings, 132 13D filings, and 246 13G filings

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12/31/2018

13F Sector Allocation Over Time

12/31/2018

13F Activity

  • Market Value $1.201 Billion
  • Prior Market Value $1.443 Billion
  • New Purchases24 stocks
  • Additional Purchases84 stocks
  • Sold out of35 stocks
  • Reduced holdings in42 stocks
  • Top 10 Holdings % 22.30 %
  • Turnover % [1]:30.73%
  • Turnover Alt % [2]: 22.10 %
  • Time Held Top20:5.45 quarters
  • Time Held Top10:3.90 quarters
  • Time Held All:8.81 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-02-14

Performance for Q4 2018: 0.01%
Performance Last 4 Quarters: -9.88%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required
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13F Filings Available:
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR/A (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR/A (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR/A (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR/A (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR/A (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-09-30 - 13F-HR/A (Subscription required)
  • 2007-09-30 - 13F-HR (Subscription required)
  • 2007-06-30 - 13F-HR (Subscription required)
  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
  • 2006-06-30 - 13F-HR (Subscription required)
  • 2006-03-31 - 13F-HR (Subscription required)
  • 2005-12-31 - 13F-HR (Subscription required)
  • 2005-09-30 - 13F-HR (Subscription required)
  • 2005-06-30 - 13F-HR (Subscription required)
  • 2005-03-31 - 13F-HR (Subscription required)
  • 2004-12-31 - 13F-HR (Subscription required)
  • 2004-09-30 - 13F-HR (Subscription required)
  • 2004-06-30 - 13F-HR/A (Subscription required)
  • 2004-06-30 - 13F-HR (Subscription required)
  • 2004-06-30 - 13F-HR (Subscription required)
  • 2004-06-30 - 13F-HR (Subscription required)
  • 2004-03-31 - 13F-HR (Subscription required)
  • 2003-12-31 - 13F-HR (Subscription required)
  • 2003-09-30 - 13F-HR (Subscription required)
  • 2003-06-30 - 13F-HR (Subscription required)
  • 2003-03-31 - 13F-HR (Subscription required)
  • 2002-12-31 - 13F-HR (Subscription required)
  • 2002-09-30 - 13F-HR (Subscription required)
  • 2002-06-30 - 13F-HR (Subscription required)
  • 2002-03-31 - 13F-HR (Subscription required)
  • 2001-12-31 - 13F-HR (Subscription required)
  • 2001-09-30 - 13F-HR (Subscription required)
  • 2001-06-30 - 13F-HR (Subscription required)
  • 2001-03-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

MALTESE CAPITAL MANAGEMENT, LLC
Classified as Hedge Fund
150 EAST 52ND STREET 30TH FLOOR
NEW YORK NY    10022
Country: United States
Business Phone: 212-486-7300
Fax: 212-486-7580
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: NY
Number of employees: 23
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 2,231,890,000
Total Number of Clients: 9
Amount of client funds and securities by related persons: 1,133,020,000
Total Number of clients from related persons: 4
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Non-derivative Insider Transactions Since 12/31/2018

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MALTESE CAPITAL MANAGEMENT, LLC

ownership team - last updated 2017-03-09
Name Title Start Date Direct/Indirect % Ownership
MALTESE, TERRY, ANTHONY PRESIDENT, MANAGING MEMBER 08/01/1996 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SANDLER O'NEIL ASSET MANAGEMENT, LLC PRESIDENT direct 1996-08-01
SANDLER O'NEILL ASSET MANAGEMENT, LLC PRESIDENT, MANAGING MEMBER direct 1996-08-01
HALL, JOSEPH, ANTHONY SENIOR MANAGING DIRECTOR, MEMBER 05/01/2014 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SANDLER O'NEIL ASSET MANAGEMENT, LLC MANAGING DIRECTOR direct 2003-01-01
SANDLER O'NEILL ASSET MANAGEMENT, LLC MANAGING DIRECTOR, MEMBER direct 2003-01-01
SANDLER O'NEILL ASSET MANAGEMENT, LLC SENIOR MANAGING DIRECTOR, MEMBER direct 2014-05-01
CRAIG, JASON, BRIAN CHIEF COMPLIANCE OFFICER, MEMBER 04/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
SANDLER O'NEIL ASSET MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2005-06-01
SANDLER O'NEILL ASSET MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2010-04-01
SANDLER O'NEILL ASSET MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER, MEMBER direct 2010-04-01
KUCSMA, SCOTT, ALLEN CHIEF FINANCIAL OFFICER, MEMBER 01/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SANDLER O'NEIL ASSET MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2005-01-01
SANDLER O'NEILL ASSET MANAGEMENT, LLC CHIEF FINANCIAL OFFICER, MEMBER direct 2005-01-01
CRONIN, GERARD, M SENIOR MANAGING DIRECTOR, MEMBER 05/01/2014 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SANDLER O'NEILL ASSET MANAGEMENT, LLC MANAGING DIRECTOR direct 2004-05-01
SANDLER O'NEILL ASSET MANAGEMENT, LLC SENIOR MANAGING DIRECTOR, MEMBER direct 2014-05-01
BYRNES, MATTHEW, FRANCIS SENIOR MANAGING DIRECTOR, MEMBER 01/01/2017 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SUNOVA CAPITAL, LP MANAGING PARTNER direct 1999-05-01
SUNOVA CAPITAL, LP MANAGING MEMBER indirect 1999-05-01
MALTESE CAPITAL MANAGEMENT, LLC SENIOR MANAGING DIRECTOR, MEMBER direct 2017-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
MALTA TITAN FUND, L.P. Cayman Islands 805-5125479623 Hedge Fund 283,553,047 500,000
MALTA THRIFT FUND, L.P. United States 805-6585077256 Hedge Fund 19,224,144 1,000,000
MALTA HEDGE FUND II, L.P. United States 805-7235356521 Hedge Fund 638,500,390 500,000
MALTA HEDGE FUND, L.P. United States 805-5279122282 Hedge Fund 52,328,428 500,000
MALTA MARKET NEUTRAL MASTER FUND, LTD. Cayman Islands 805-6976759589 Hedge Fund 105,844,184 500,000 Master Fund
MALTA MLC OFFSHORE, LTD. Cayman Islands 805-9919873887 Hedge Fund 24,133,000 500,000
MALTA OFFSHORE, LTD. Cayman Islands 805-7770083381 Hedge Fund 272,536,279 500,000
MALTA PHOENIX PARTNERS, L.P. United States 805-8264245605 Hedge Fund 78,844,512 1,000,000
MALTA MLC FUND, L.P. United States 805-3514452101 Hedge Fund 207,729,282 500,000

WhaleScore history for MALTESE CAPITAL MANAGEMENT LLC

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