MINDICH, JEREMY, HENDRIK
FOUNDING PARTNER, MANAGING DIRECTOR OF GENERAL PARTNER OF SCOPIA CAPITAL MANAGEMENT LP
03/01/2001
Direct
10 - 25%
Fund Name
Position
direct/indirect
start date
end date
SCOPIA CAPITAL MANAGEMENT LLC
MANAGING DIRECTOR
indirect
2001-03-01
SCOPIA MANAGEMENT INC.
PRESIDENT
direct
2001-03-01
SCOPIA CAPITAL MANAGEMENT LLC
FOUNDING PARTNER, MANAGING DIRECTOR OF MANAGING MEMBER OF SCOPIA CAPITAL MANAGEMENT LLC
direct
2001-03-01
SCOPIA MANAGEMENT INC.
PRESIDENT, DIRECTOR
direct
2001-03-01
SCOPIA MANAGEMENT INC.
PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER
direct
2001-03-01
SCOPIA CAPITAL MANAGEMENT LP
FOUNDING PARTNER, MANAGING DIRECTOR OF GENERAL PARTNER OF SCOPIA CAPITAL MANAGEMENT LP
direct
2001-03-01
SCOPIA FUND MANAGEMENT, LLC
PRESIDENT, DIRECTOR
indirect
2001-03-01
SCOPIA FUND MANAGEMENT LLC
FOUNDING PARTNER, MANAGING DIRECTOR OF MANAGING MEMBER OF SCOPIA FUND MANAGEMENT LLC
direct
2001-03-01
SIROVICH, MATTHEW, IVAN
FOUNDING PARTNER, MANAGING DIRECTOR OF GENERAL PARTNER OF SCOPIA CAPITAL MANAGEMENT LP
04/01/2001
Direct
25 - 50%
Fund Name
Position
direct/indirect
start date
end date
SCOPIA CAPITAL MANAGEMENT LLC
MANAGING DIRECTOR
indirect
2001-04-01
SCOPIA MANAGEMENT INC.
SHAREHOLDER
direct
2001-04-01
SCOPIA CAPITAL MANAGEMENT LLC
FOUNDING PARTNER, MANAGING DIRECTOR OF MANAGING MEMBER OF SCOPIA CAPITAL MANAGEMENT LLC
direct
2001-04-01
SCOPIA MANAGEMENT INC.
EXECUTIVE VICE PRESIDENT,TREASURER, SECRETARY, DIRECTOR
direct
2001-04-01
SCOPIA CAPITAL MANAGEMENT LP
FOUNDING PARTNER, MANAGING DIRECTOR OF GENERAL PARTNER OF SCOPIA CAPITAL MANAGEMENT LP
direct
2001-04-01
SCOPIA FUND MANAGEMENT, LLC
EXECUTIVE VICE PRESIDENT, TREASURER, SECRETARY, DIRECTOR
indirect
2001-04-01
SCOPIA FUND MANAGEMENT LLC
FOUNDING PARTNER, MANAGING DIRECTOR OF MANAGING MEMBER OF SCOPIA FUND MANAGEMENT LLC
direct
2001-04-01
SCOPIA MANAGEMENT INC.
DIRECTOR
direct
2001-04-01
NASELLO, SAMANTHA, WEISEN
PARTNER, CHIEF COMPLIANCE OFFICER, FUND CFO
03/01/2009
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
SCOPIA CAPITAL MANAGEMENT LP
PARTNER, CHIEF COMPLIANCE OFFICER, FUND CFO
direct
2009-03-01
SCOPIA CAPITAL MANAGEMENT LLC
CHIEF COMPLIANCE OFFICER, FUND CFO
direct
2009-03-01
SCOPIA MANAGEMENT INC.
CHIEF COMPLIANCE OFFICER, CONTROLLER
direct
2009-03-01
SCOPIA FUND MANAGEMENT, LLC
CHIEF COMPLIANCE OFFICER, DIRECTOR OF FUND ACCOUNTING
direct
2009-03-01
ARGAND CAPITAL ADVISORS LLC
CHIEF COMPLIANCE OFFICER AND CONTROLLER
direct
2005-02-01
ARGAND CAPITAL ADVISORS LLC
CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER
direct
2005-02-01
BRIGANTINE CAPITAL PARTNERS, LLC
CHIEF COMPLIANCE OFFICER AND CONTROLLER
direct
2005-02-01
BRIGANTINE CAPITAL PARTNERS, LLC
CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER
direct
2005-02-01
VARGHESE, TAJAR, SAMUEL
PARTNER
01/01/2009
Direct
10 - 25%
Fund Name
Position
direct/indirect
start date
end date
SCOPIA MANAGEMENT INC.
PARTNER
direct
2009-01-01
TYAGI, ASHUTOSH, (NMN)
PARTNER
01/01/2012
Direct
5 - 10%
Fund Name
Position
direct/indirect
start date
end date
SCOPIA MANAGEMENT INC.
PARTNER
direct
2012-01-01
MORSE, AARON, WILLIAM
PARTNER, CHIEF OPERATING OFFICER
06/01/2012
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
SCOPIA CAPITAL MANAGEMENT LLC
PARTNER, CHIEF OPERATING OFFICER
direct
2012-06-01
SCOPIA CAPITAL MANAGEMENT LLC
CHIEF OPERATING OFFICER
direct
2012-06-01
ADAR INVESTMENT MANAGEMENT LLC
CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER
direct
2004-05-01
ADAR INVESTMENT MANAGEMENT LLC
CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER
direct
2004-05-01
ADAR INVESTMENT MANAGEMENT LLC
CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER/COMPLIANCE OFFICER
direct
2004-05-01
SCOPIA MANAGEMENT, INC.
GENERAL PARTNER OF SCOPIA CAPITAL MANAGEMENT LP
03/01/2012
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
SCOPIA FUND MANAGEMENT, LLC
MANAGING MEMBER OF SCOPIA FUND MANAGEMENT LLC
direct
2012-03-01
SCOPIA CAPITAL MANAGEMENT LP
GENERAL PARTNER OF SCOPIA CAPITAL MANAGEMENT LP
direct
2012-03-01
SCOPIA CAPITAL MANAGEMENT LLC
MANAGING MEMBER OF SCOPIA CAPITAL MANAGEMENT LLC
direct
2012-03-01
FIONDA, KENNETH, QUINN
PARTNER
01/01/2013
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
SCOPIA FUND MANAGEMENT, LLC
PARTNER
direct
2013-01-01
DYAL CAPITAL PARTNERS (A), L.P.
LIMITED PARTNER OF SCOPIA CAPITAL MANAGEMENT LP
01/01/2013
Direct
10 - 25%
Fund Name
Position
direct/indirect
start date
end date
HALCYON ASSET MANAGEMENT LLC
MEMBER
direct
2012-12-01
MKP CAPITAL MANAGEMENT, L.L.C.
MEMBER (MKP CAPITAL MANAGEMENT, L.L.C.)
direct
2013-01-01
SCOPIA CAPITAL MANAGEMENT LLC
MEMBER OF SCOPIA CAPITAL MANAGEMENT LLC
direct
2013-01-01
SCOPIA CAPITAL MANAGEMENT LP
LIMITED PARTNER OF SCOPIA CAPITAL MANAGEMENT LP
direct
2013-01-01
SCOPIA FUND MANAGEMENT, LLC
MEMBER OF SCOPIA FUND MANAGEMENT LLC
direct
2013-01-01
MAST CAPITAL MANAGEMENT, LLC
MEMBER OF MAST CAPITAL MANAGEMENT, LLC
direct
2012-06-01
PINNACLE ASSET MANAGEMENT, L.P.
LIMITED PARTNER
direct
2012-12-01
WATERFALL ASSET MANAGEMENT, LLC
MEMBER
direct
2013-08-01
HALCYON ASSET-BACKED ADVISORS L.P.
LIMITED PARTNER
indirect
2012-12-01
HALCYON ASSET-BACKED ADVISORS L.P.
PARTNER
indirect
2012-12-01
JANA PARTNERS LLC
NON-MANAGING MEMBER OF JANA PARTNERS LLC
direct
2015-03-01
JANA PARTNERS LLC
DIRECT OWNER OF RELYING ADVISER
direct
2015-03-01
BLUE HARBOUR GROUP, L.P.
LIMITED PARTNER (OF BLUE HARBOUR GROUP, L.P.)
direct
2014-05-01
CAPSTONE INVESTMENT ADVISORS, LLC
MEMBER
direct
2013-05-01
HALCYON CAPITAL MANAGEMENT LP
LIMITED PARTNER
direct
2012-12-01
DYAL CAPITAL PARTNERS (B), L.P.
MEMBER OF SCOPIA CAPITAL GP LLC
01/01/2013
Direct
10 - 25%
Fund Name
Position
direct/indirect
start date
end date
SCOPIA CAPITAL MANAGEMENT LP
MEMBER OF SCOPIA CAPITAL GP LLC
direct
2013-01-01
MAST CAPITAL MANAGEMENT, LLC
MEMBER OF MAST CAPITAL MANAGEMENT IA HOLDINGS, LLC
direct
2012-08-01
CAPITAL FUND MANAGEMENT S.A.
SHAREHOLDER
direct
2011-12-01
PROVIDENCE EQUITY PARTNERS L.L.C.
MEMBER
indirect
2014-07-01
SCOPIA FUND MANAGEMENT LLC
MEMBER OF SCOPIA CAPITAL LLC
direct
2013-01-01
ALLAN, MARK, TRIGG
PARTNER
01/01/2016
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
CLOVIS CAPITAL MANAGEMENT, LP
HEAD TRADER AND PRINCIPAL
direct
2006-12-01
SCOPIA CAPITAL MANAGEMENT LP
PARTNER
direct
2016-01-01
LANDE, JEROME, JAY
PARTNER
01/01/2018
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
COPPERSMITH CAPITAL MANAGEMENT, LLC
MANAGING PARTNER
direct
2012-04-01
JOHNSON, BRIAN, DONALD
PARTNER
01/01/2018
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
SCOPIA CAPITAL MANAGEMENT LP
PARTNER
direct
2018-01-01
MINDICH, JEREMY, HENDRIK
MANAGING DIRECTOR SCOPIA MANAGEMENT, INC.
03/01/2001
Indirect
50 - 75%
Fund Name
Position
direct/indirect
start date
end date
SCOPIA CAPITAL MANAGEMENT LLC
MANAGING DIRECTOR
indirect
2001-03-01
SCOPIA MANAGEMENT INC.
PRESIDENT
direct
2001-03-01
SCOPIA CAPITAL MANAGEMENT LLC
FOUNDING PARTNER, MANAGING DIRECTOR OF MANAGING MEMBER OF SCOPIA CAPITAL MANAGEMENT LLC
direct
2001-03-01
SCOPIA MANAGEMENT INC.
PRESIDENT, DIRECTOR
direct
2001-03-01
SCOPIA MANAGEMENT INC.
PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER
direct
2001-03-01
SCOPIA CAPITAL MANAGEMENT LP
FOUNDING PARTNER, MANAGING DIRECTOR OF GENERAL PARTNER OF SCOPIA CAPITAL MANAGEMENT LP
direct
2001-03-01
SCOPIA FUND MANAGEMENT, LLC
PRESIDENT, DIRECTOR
indirect
2001-03-01
SCOPIA FUND MANAGEMENT LLC
FOUNDING PARTNER, MANAGING DIRECTOR OF MANAGING MEMBER OF SCOPIA FUND MANAGEMENT LLC
direct
2001-03-01
SIROVICH, MATTHEW, IVAN
MANAGING DIRECTOR SCOPIA MANAGEMENT, INC.
04/01/2001
Indirect
50 - 75%
Fund Name
Position
direct/indirect
start date
end date
SCOPIA CAPITAL MANAGEMENT LLC
MANAGING DIRECTOR
indirect
2001-04-01
SCOPIA MANAGEMENT INC.
SHAREHOLDER
direct
2001-04-01
SCOPIA CAPITAL MANAGEMENT LLC
FOUNDING PARTNER, MANAGING DIRECTOR OF MANAGING MEMBER OF SCOPIA CAPITAL MANAGEMENT LLC
direct
2001-04-01
SCOPIA MANAGEMENT INC.
EXECUTIVE VICE PRESIDENT,TREASURER, SECRETARY, DIRECTOR
direct
2001-04-01
SCOPIA CAPITAL MANAGEMENT LP
FOUNDING PARTNER, MANAGING DIRECTOR OF GENERAL PARTNER OF SCOPIA CAPITAL MANAGEMENT LP
direct
2001-04-01
SCOPIA FUND MANAGEMENT, LLC
EXECUTIVE VICE PRESIDENT, TREASURER, SECRETARY, DIRECTOR
indirect
2001-04-01
SCOPIA FUND MANAGEMENT LLC
FOUNDING PARTNER, MANAGING DIRECTOR OF MANAGING MEMBER OF SCOPIA FUND MANAGEMENT LLC
direct
2001-04-01
SCOPIA MANAGEMENT INC.
DIRECTOR
direct
2001-04-01
NB DYAL ASSOCIATES LP
GENERAL PARTNER DYAL CAPITAL PARTNERS (A) LP AND DYAL CAPITAL PARTNERS (B) LP
02/01/2010
Indirect
Other
Fund Name
Position
direct/indirect
start date
end date
MKP CAPITAL MANAGEMENT, L.L.C.
GENERAL PARTNER
indirect
2010-04-01
MKP CAPITAL MANAGEMENT, L.L.C.
GENERAL PARTNER
indirect
2010-08-01
SCOPIA CAPITAL MANAGEMENT LP
GENERAL PARTNER
indirect
2010-02-01
MAST CAPITAL MANAGEMENT, LLC
GENERAL PARTNER
indirect
2010-02-01
PINNACLE ASSET MANAGEMENT, L.P.
GENERAL PARTNER
indirect
2010-02-01
JANA PARTNERS LLC
GENERAL PARTNER
indirect
2010-02-01
BLUE HARBOUR GROUP, L.P.
GENERAL PARTNER
indirect
2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC
GENERAL PARTNER
indirect
2010-04-01
HALCYON CAPITAL MANAGEMENT LP
GENERAL PARTNER
indirect
2010-02-01
NB DYAL GP HOLDINGS LLC
GENERAL PARTNER NB DYAL ASSOCIATES LP
02/01/2010
Indirect
Other
Fund Name
Position
direct/indirect
start date
end date
MKP CAPITAL MANAGEMENT, L.L.C.
MANAGING MEMBER
indirect
2010-02-01
SCOPIA CAPITAL MANAGEMENT LLC
GENERAL PARTNER
indirect
2010-02-01
MAST CAPITAL MANAGEMENT, LLC
GENERAL PARTNER
indirect
2010-02-01
PINNACLE ASSET MANAGEMENT, L.P.
GENERAL PARTNER
indirect
2010-02-01
WATERFALL ASSET MANAGEMENT, LLC
GENERAL PARTNER
indirect
2010-02-01
JANA PARTNERS LLC
GENERAL PARTNER
indirect
2010-02-01
JANA PARTNERS LLC
MANAGING MEMBER
indirect
2015-04-01
BLUE HARBOUR GROUP, L.P.
GENERAL PARTNER
indirect
2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC
MANAGING MEMBER
indirect
2010-02-01
ATALAYA CAPITAL MANAGEMENT LP
GENERAL PARTNER
indirect
2013-08-01
SOUND POINT CAPITAL MANAGEMENT, LP
GENERAL PARTNER
indirect
2013-08-01
H.I.G. CAPITAL, LLC
GENERAL PARTNER
indirect
2016-08-01
H.I.G. CAPITAL, LLC
GENERAL PARTNER
indirect
2016-08-01
HALCYON CAPITAL MANAGEMENT LP
GENERAL PARTNER
indirect
2010-02-01
NB ALTERNATIVES GP HOLDINGS LLC
MANAGING MEMBER NB DYAL GP HOLDINGS LLC
02/01/2010
Indirect
75% or more
Fund Name
Position
direct/indirect
start date
end date
MKP CAPITAL MANAGEMENT, L.L.C.
MANAGING MEMBER
indirect
2010-02-01
SCOPIA CAPITAL MANAGEMENT LLC
MANAGING MEMBER
indirect
2010-02-01
MAST CAPITAL MANAGEMENT, LLC
MANAGING MEMBER
indirect
2010-02-01
PINNACLE ASSET MANAGEMENT, L.P.
MANAGING MEMBER
indirect
2010-02-01
WATERFALL ASSET MANAGEMENT, LLC
MANAGING MEMBER
indirect
2010-02-01
JANA PARTNERS LLC
MANAGING MEMBER
indirect
2010-02-01
BLUE HARBOUR GROUP, L.P.
MANAGING MEMBER
indirect
2010-02-01
CAPSTONE INVESTMENT ADVISORS, LLC
MANAGING MEMBER
indirect
2010-02-01
ATALAYA CAPITAL MANAGEMENT LP
MANAGING MEMBER
indirect
2010-02-01
SOUND POINT CAPITAL MANAGEMENT, LP
MANAGING MEMBER
indirect
2010-02-01
HALCYON CAPITAL MANAGEMENT LP
MANAGING MEMBER
indirect
2010-02-01
NEUBERGER BERMAN GROUP LLC
MANAGING MEMBER NB ALTERNATIVES HOLDINGS LLC
05/01/2009
Indirect
75% or more
Fund Name
Position
direct/indirect
start date
end date
NEUBERGER BERMAN LLC
HOLDING COMPANY
indirect
2009-02-01
NEUBERGER BERMAN LLC
HOLDING COMPANY
indirect
2009-05-01
NEUBERGER BERMAN MANAGEMENT LLC
HOLDING COMPANY
indirect
2009-02-01
NEUBERGER BERMAN MANAGEMENT LLC
HOLDING COMPANY
indirect
2009-05-01
MKP CAPITAL MANAGEMENT, L.L.C.
MANAGING MEMBER
indirect
2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC
HOLDING COMPANY
indirect
2009-02-01
SCOPIA CAPITAL MANAGEMENT LLC
MANAGING MEMBER
indirect
2009-05-01
NEUBERGER BERMAN FIXED INCOME LLC
MEMBER
indirect
2009-02-01
NEUBERGER BERMAN INVESTMENT ADVISERS LLC
MEMBER
indirect
2009-02-01
MAST CAPITAL MANAGEMENT, LLC
MANAGING MEMBER
indirect
2010-02-01
PINNACLE ASSET MANAGEMENT, L.P.
MANAGING MEMBER
indirect
2009-05-01
WATERFALL ASSET MANAGEMENT, LLC
MANAGING MEMBER
indirect
2009-05-01
NB ALTERNATIVES ADVISERS LLC
HOLDING COMPANY
indirect
2009-02-01
NB ALTERNATIVES ADVISERS LLC
SOLE MEMBER
indirect
2009-02-01
NB ALTERNATIVE FUND MANAGEMENT LLC
MEMBER
indirect
2009-02-01
NB ALTERNATIVE FUND MANAGEMENT LLC
SOLE MEMBER
indirect
2009-02-01
NB ALTERNATIVE FUND MANAGEMENT LLC
MEMBER
indirect
2009-05-01
NB ALTERNATIVE FUND MANAGEMENT LLC
MEMBER
indirect
2009-05-01
JANA PARTNERS LLC
MANAGING MEMBER
indirect
2010-02-01
NEUBERGER BERMAN ASIA LIMITED
MEMBER
indirect
2009-05-01
NEUBERGER BERMAN ASIA LIMITED
HOLDING COMPANY
indirect
2009-05-01
BLUE HARBOUR GROUP, L.P.
MANAGING MEMBER
indirect
2009-05-01
CAPSTONE INVESTMENT ADVISORS, LLC
MANAGING MEMBER
indirect
2009-05-01
ATALAYA CAPITAL MANAGEMENT LP
MANAGING MEMBER
indirect
2009-02-01
SOUND POINT CAPITAL MANAGEMENT, LP
MANAGING MEMBER
indirect
2009-02-01
NEUBERGER BERMAN EUROPE LIMITED
MEMBER
indirect
2009-02-01
NEUBERGER BERMAN SINGAPORE PTE. LIMITED
MEMBER
indirect
2009-05-01
HALCYON CAPITAL MANAGEMENT LP
MANAGING MEMBER
indirect
2009-05-01
NEUBERGER BERMAN LOAN ADVISERS LLC
MEMBER
indirect
2009-02-01
NEUBERGER BERMAN LOAN ADVISERS LLC
MEMBER
indirect
2009-02-01
GREEN COURT CAPITAL MANAGEMENT LIMITED
MEMBER
indirect
2017-04-01
NB ALTERNATIVES HOLDINGS LLC
MANAGING MEMBER NB ALTERNATIVES GP HOLDINGS LLC
05/01/2009
Indirect
75% or more
Fund Name
Position
direct/indirect
start date
end date
MKP CAPITAL MANAGEMENT, L.L.C.
MANAGING MEMBER
indirect
2009-05-01
NB ALTERNATIVE INVESTMENT MANAGEMENT LLC
MEMBER
direct
2009-05-01
SCOPIA FUND MANAGEMENT LLC
MANAGING MEMBER
indirect
2009-05-01
MAST CAPITAL MANAGEMENT, LLC
MANAGING MEMBER
indirect
2010-02-01
PINNACLE ASSET MANAGEMENT, L.P.
MANAGING MEMBER
indirect
2010-02-01
NB ALTERNATIVES ADVISERS LLC
HOLDING COMPANY
direct
2009-02-01
NB ALTERNATIVES ADVISERS LLC
SOLE MEMBER
direct
2009-02-01
JANA PARTNERS LLC
MANAGING MEMBER
indirect
2010-02-01
BLUE HARBOUR GROUP, L.P.
MANAGING MEMBER
indirect
2009-05-01
CAPSTONE INVESTMENT ADVISORS, LLC
MANAGING MEMBER
indirect
2009-05-01
ATALAYA CAPITAL MANAGEMENT LP
MANAGING MEMBER
indirect
2009-02-01
SOUND POINT CAPITAL MANAGEMENT, LP
MANAGING MEMBER
indirect
2009-02-01
HALCYON CAPITAL MANAGEMENT LP
MANAGING MEMBER
indirect
2009-05-01