SEARLE & COMPANY .

HTTP://SEARLECO.COM GREENWICH, CT Investment Advisor Broker-Dealer How do I update this listing?

Also known as:

  • SEARLE & CO /CT/ /BD
  • SEARLE & CO /BD

Searle & Company . is based out of Greenwich. Searle & Company . is a large advisory firm with 33 clients and discretionary assets under management (AUM) of $330,309,799 (Form ADV from 2018-11-16). Their last reported 13F filing for Q1 2019 included $160,450,000 in managed 13F securities and a top 10 holdings concentration of 28.13%. Searle & Company .'s largest holding is ExxonMobil Corp. (Standard Oil of New Jersey) with shares held of 88,008. Whalewisdom has at least 19 13F filings

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03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $160.45 Million
  • Prior Market Value $142.203 Million
  • New Purchases16 stocks
  • Additional Purchases30 stocks
  • Sold out of8 stocks
  • Reduced holdings in10 stocks
  • Top 10 Holdings % 28.13 %
  • Turnover % [1]:18.75%
  • Turnover Alt % [2]: 3.26 %
  • Time Held Top20:9.80 quarters
  • Time Held Top10:6.50 quarters
  • Time Held All:12.44 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-02-14

Performance for Q4 2018: 1.73%
Performance Last 4 Quarters: 4.1%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR/A (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

SEARLE & CO.
333 GREENWICH AVENUE
GREENWICH CT    06830
Country: United States

Business Phone: 203-869-4800
Fax: 203-661-2310
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: CT
Number of employees: 8
Other Business Activities: broker-dealer
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees,Commissions,Performance-based fees
Amount of client funds and securities: 162,235,000
Total Number of Clients: 33
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures: 11.E (2),11.E (4)
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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SEARLE & CO.

ownership team - last updated 2018-11-16
Name Title Start Date Direct/Indirect % Ownership
SEARLE, ROBERT SOUTHWORTH PRESIDENT/CHIEF COMPLIANCE OFFICER, CFO 11/01/1982 Direct 75% or more
Fund Name Position direct/indirect start date end date
SEARLE & CO. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1982-11-01
SEARLE & CO. PRESIDENT/CHIEF COMPLIANCE OFFICER, CFO direct 1982-11-01
PETERS, KAREN LYNN FIN OP 12/01/1991 Direct less than 5%
Fund Name Position direct/indirect start date end date
SEARLE & CO. FIN OP direct 1991-12-01
COOK, THADDEUS SAJOUS VICE PRESIDENT 12/01/1991 Direct less than 5%
Fund Name Position direct/indirect start date end date
SEARLE & CO. VICE PRESIDENT direct 1991-12-01
SEARLE & CO. VP direct 1994-11-01

SEARLE & CO.

ownership team - last updated 2017-12-01
Name Title Start Date Direct/Indirect % Ownership
SEARLE, ROBERT SOUTHWORTH PRESIDENT/CHIEF COMPLIANCE OFFICER, CFO 11/01/1982 Direct 75% or more
Fund Name Position direct/indirect start date end date
SEARLE & CO. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1982-11-01
SEARLE & CO. PRESIDENT/CHIEF COMPLIANCE OFFICER, CFO direct 1982-11-01
PETERS, KAREN LYNN FIN OP 12/01/1991 Direct less than 5%
Fund Name Position direct/indirect start date end date
SEARLE & CO. FIN OP direct 1991-12-01
COOK, THADDEUS SAJOUS VICE PRESIDENT 12/01/1991 Direct less than 5%
Fund Name Position direct/indirect start date end date
SEARLE & CO. VICE PRESIDENT direct 1991-12-01
SEARLE & CO. VP direct 1994-11-01

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