SECURITY CAPITAL RESEARCH & MANAGEMENT INC

http://www.securitycapital.com/ CHICAGO, IL Investment Advisor How do I update this listing?

Also known as:

  • VERSUS GLOBAL MULTI-MANAGER REAL ESTATE INCOME FUND LLC

Security Capital Research & Management is based out of Chicago. Security Capital Research & Management is a large advisory firm with 22 clients and discretionary assets under management (AUM) of $3,728,042,709 (Form ADV from 2018-06-01). Their last reported 13F filing for Q2 2019 included $2,087,460,000 in managed 13F securities and a top 10 holdings concentration of 60.15%. Security Capital Research & Management's largest holding is American Homes 4 Rent with shares held of 12,273,700. Security Capital Research & Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 73 13F filings, 6 13D filings, 86 13G filings, and 3 Form 4 filings

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Equal-WT
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68

S&P 500
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Manager Weighted
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06/30/2019

13F Sector Allocation Over Time

06/30/2019

13F Activity

  • Market Value $2.087 Billion
  • Prior Market Value $2.465 Billion
  • New Purchases1 stock
  • Additional Purchases11 stocks
  • Sold out of4 stocks
  • Reduced holdings in21 stocks
  • Top 10 Holdings % 60.16 %
  • Turnover % [1]:14.29%
  • Turnover Alt % [2]: 32.41 %
  • Time Held Top20:13.50 quarters
  • Time Held Top10:9.80 quarters
  • Time Held All:29.23 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: 0.07%
Performance Last 4 Quarters: 11.03%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
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  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
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  • 2010-12-31 - 13F-HR (Subscription required)
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  • 2007-12-31 - 13F-HR (Subscription required)
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  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
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  • 2005-12-31 - 13F-HR (Subscription required)
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  • 2004-09-30 - 13F-HR (Subscription required)
  • 2003-12-31 - 13F-HR (Subscription required)
  • 2003-09-30 - 13F-HR (Subscription required)
  • 2003-06-30 - 13F-HR (Subscription required)
  • 2003-03-31 - 13F-HR (Subscription required)
  • 2002-12-31 - 13F-HR (Subscription required)
  • 2002-09-30 - 13F-HR (Subscription required)
  • 2002-06-30 - 13F-HR (Subscription required)
  • 2002-03-31 - 13F-HR (Subscription required)
  • 2001-12-31 - 13F-HR (Subscription required)
  • 2001-09-30 - 13F-HR (Subscription required)
  • 2001-06-30 - 13F-HR (Subscription required)
  • 2001-03-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED
Classified as Hedge Fund
10 SOUTH DEARBORN STREET SUITE 1400
CHICAGO IL    60603
Country: United States

Business Phone: 312-385-8320
Fax: 312-385-8326
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Corporation
Organized in: DE
Number of employees: 23
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 889,484,000
Total Number of Clients: 22
Amount of client funds and securities by related persons: 0
Total Number of clients from related persons: 0
Disclosures: 11.A (1).,11.A (2),11.C (2),11.C (4),11.C (5),11.D (2),11.D (4),11.H (1).(a),11.H (1).(b)
Data above was derived from SEC filings.

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SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED

ownership team - last updated 2019-06-12
Name Title Start Date Direct/Indirect % Ownership
BEDELL, KEVIN, WENDELL MANAGING DIRECTOR 07/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED MANAGING DIRECTOR direct 1996-07-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SENIOR VICE PRESIDENT direct 1996-07-01 2006-03-22
MANNO, ANTHONY, RUSSO CEO, PRESIDENT, DIRECTOR & MANAGING DIRECTOR 07/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED CEO, PRESIDENT, DIRECTOR & MANAGING DIRECTOR direct 1996-07-01
SECURITY CAPITAL GLOBAL CAPITAL MANAGEMENT GROUP INC PRESIDENT, DIRECTOR & MANAGING DIRECTOR direct 1996-07-01 2006-03-22
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED CEO, PRESIDENT & DIRECTOR direct 1996-07-01 2011-02-28
STATZ, KENNETH, DALE MANAGING DIRECTOR 07/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED MANAGING DIRECTOR direct 1996-07-01
GREENSPAN, STEVEN, MARK DIRECTOR 03/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED DIRECTOR direct 2006-03-01
JPMORGAN ASSET MANAGEMENT HOLDINGS INC. SHAREHOLDER 07/01/2007 Direct 75% or more
Fund Name Position direct/indirect start date end date
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. SHAREHOLDER direct 2006-01-01
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. DIRECT PARENT direct 2006-01-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SHAREHOLDER direct 2007-07-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED DIRECT OWNER direct 2007-07-01
JPMORGAN ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SHAREHOLDER direct 2003-10-01
DVCMM LLC 100% SHAREHOLDER OF J.P. MORGAN INVESTMENT MANAGEMENT INC. indirect 2003-10-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC MEMBER direct 2004-12-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC MEMBER (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) direct 2004-12-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED PARENT indirect 2003-10-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 2003-10-01
JPMORGAN FUNDS LIMITED PARENT indirect 2003-01-01
JPMORGAN FUNDS LIMITED SHAREHOLDER indirect 2003-01-01
HIGHBRIDGE PRINCIPAL STRATEGIES, LLC MEMBER indirect 2004-12-01
RICHTER, SCOTT, EDWARD SECRETARY / MANAGING DIRECTOR 05/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED CHIEF LEGAL OFFICER direct 2005-11-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SECRETARY / MANAGING DIRECTOR direct 2007-05-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SECRETARY direct 2007-05-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. CHIEF LEGAL OFFICER direct 2005-11-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SECRETARY / MANAGING DIRECTOR direct 2007-05-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SECRETARY direct 2007-05-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SECRETARY/CHIEF LEGAL OFFICER/MANAGING DIRECTOR direct 2007-05-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. MANAGING DIRECTOR/SECRETARY direct 2007-05-01
JPMORGAN INVESTMENT ADVISORS INC. SECRETARY direct 2007-05-01
JPMORGAN HIGH YIELD PARTNERS LLC MANAGING DIRECTOR/CHIEF LEGAL OFFICER direct 2005-07-01
PACHOLDER & CO LLC MANAGING DIRECTOR/CHIEF LEGAL OFFICER direct 2006-08-01
BEAR STEARNS ASSET MANAGEMENT INC CHIEF LEGAL OFFICER/MANAGING DIRECTOR direct 2008-10-01
BEAR STEARNS ASSET MANAGEMENT INC. SECRETARY/MANAGING DIRECTOR/CHIEF LEGAL OFFICER direct 2008-10-01
BEAR STEARNS ASSET MANAGEMENT INC SECRETARY/MANAGING DIRECTOR direct 2008-10-01
MADSEN, RICHARD, THOMAS DIRECTOR 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. DIRECTOR direct 2015-04-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED DIRECTOR direct 2015-03-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. CFO/DIRECTOR/MANAGING DIRECTOR direct 2007-12-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR direct 2007-12-01
JPMORGAN INVESTMENT ADVISORS INC. DIRECTOR/MANAGING DIRECTOR direct 2007-12-01
SIXTY WALL STREET MANAGEMENT COMPANY, LLC CHIEF FINANCIAL OFFICER direct 2007-06-01
SIXTY WALL STREET SBIC CORP CHIEF FINANCIAL OFFICER direct 2007-06-01
J.P. MORGAN LATIN AMERICA MANAGEMENT COMPANY, LLC. CHIEF FINANCIAL OFFICER direct 2007-06-01
J.P. MORGAN PARTNERS, LLC CHIEF FINANCIAL OFFICER direct 2007-06-01
H&Q VENTURE MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2007-06-01
BEAR STEARNS ASSET MANAGEMENT INC CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR direct 2009-01-01
BEAR STEARNS ASSET MANAGEMENT INC CHIEF FINANCIAL OFFICER / MANAGING DIRECTOR direct 2009-01-01
BEAR STEARNS ASSET MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR direct 2015-03-01
HELLER, MICHAEL, JOSEPH DIRECTOR, MANAGING DIRECTOR & TREASURER 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED DIRECTOR, MANAGING DIRECTOR & TREASURER direct 2015-03-01
PIL, ANTON, CYRIEL DIRECTOR/GLOBAL HEAD OF JPMORGAN ASSET MANAGEMENT ALTERNATIVES/MANAGING DIRECTOR 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED DIRECTOR/GLOBAL HEAD OF JPMORGAN ASSET MANAGEMENT ALTERNATIVES/MANAGING DIRECTOR direct 2017-03-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/GLOBAL HEAD OF REAL ASSETS/MANAGING DIRECTOR direct 2017-01-01
FUCHS, LAWRENCE, JOHN MANAGING DIRECTOR 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED MANAGING DIRECTOR direct 2018-04-01
Swon, Kristin, Moschos CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR direct 2018-08-01
JPMORGAN CHASE & CO. 100% SHAREHOLDER JPMORGAN CHASE HOLDINGS LLC 04/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MORGAN J P FSB HOLDING COMPANY indirect 1991-06-01
CHASE & MD SASS PARTNERS INDIRECT OWNER indirect 1995-08-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. SHAREHOLDER indirect 1995-09-01
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. SHAREHOLDER indirect 1998-01-01
DE SANTIS CAPITAL MANAGEMENT, L.P. INDIRECT PARTNER indirect 1999-12-01
THE BEACON GROUP WEALTH MANAGEMENT LLC MEMBER indirect 2000-07-01
ROBERT FLEMING INC. SHAREHOLDER direct 2000-08-01
J.P. MORGAN LATIN AMERICA MANAGEMENT COMPANY, LLC. OWNER indirect 2000-11-01
CORSAIR II, L.L.C. OWNER indirect 2000-12-01
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. SOLE STOCKHOLDER indirect 2001-01-01
J. P. MORGAN SECURITIES INC. ULTIMATE PARENT COMPANY OWNS 100% OF JPMORGAN SECURITIES HOLDINGS LLC indirect 2001-05-01
HAMBRECHT & QUIST CAPITAL MANAGEMENT INC INDIRECT OWNER indirect 2001-12-01
JPMORGAN ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01
DVCMM LLC 100% SHAREHOLDER OF JPMORGAN ASSET MANAGEMENT HOLDINGS INC. indirect 2003-10-01
BANC ONE SECURITIES CORPORATION INDIRECT PARENT indirect 2004-07-01
PMG SECURITIES CORPORATION INDIRECT PARENT indirect 2004-07-01
PACHOLDER ASSOCIATES INC SHAREHOLDER direct 2004-07-01
PACHOLDER & CO LLC DIRECT PARENT indirect 2004-11-01
JPMORGAN HIGH YIELD PARTNERS LLC 100% indirect 2004-11-01
JPMORGAN INVESTMENT ADVISORS INC. SHAREHOLDER indirect 2004-11-01
JPMORGAN STRUCTURED SOLUTIONS LLC DIRECT PARENT, SOLE MEMBER direct 2005-02-01
CHASE INVESTMENT SERVICES CORP. INDIRECT PARENT indirect 2006-07-01
BEAR STEARNS ASSET MANAGEMENT INC 100% SHAREHOLDER OF APPLICANTS DIRECT PARENT indirect 2008-06-01
J.P. MORGAN CLEARING CORP. STOCK HOLDER indirect 2008-07-01
WAMU INVESTMENTS, INC. INDIRECT PARENT indirect 2008-09-01
J.P. MORGAN IN-DX LLC SHAREHOLDER indirect 2016-10-01
J.P. MORGAN PRIVATE INVESTMENTS INC. SHAREHOLDER indirect 2016-10-01
J.P. MORGAN PARTNERS, LLC SHAREHOLDER indirect 2016-10-01
J.P. MORGAN SECURITIES LLC STOCK HOLDER indirect 2016-11-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHHOLDER indirect 2017-04-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 2017-04-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC 100% SHAREHOLDER indirect 2017-04-01
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2017-04-01
JPMORGAN FUNDS LIMITED SHAREHOLDER indirect 2017-04-01
JF INTERNATIONAL MANAGEMENT INC. SHAREHOLDER indirect 2017-04-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED 100% SHAREHOLDER indirect 2017-04-01
CHASE SECURITIES INC. ULTIMATE PARENT COMPANY - DIRECTLY OWNS 63% OF CHASE SECURITIES INC. direct 2001-01-01 2001-04-06
HAMBRECHT & QUIST CAPITAL MANAGEMENT INC INDIRECT OWNER indirect 1999-12-01 2001-04-23
HAMBRECHT & QUIST CAPITAL MANAGEMENT INC INDIRECT OWNER indirect 1999-12-01 2001-04-23
JARDINE FLEMING INTERNATIONAL MANAGEMENT INC SHAREHOLDER indirect 2001-01-01 2001-06-06
CHASE FLEMING ASSET MANAGEMENT (LONDON) LTD. PARENT indirect 1996-04-01 2001-08-22
CHASE SECURITIES INC. ULTIMATE PARENT COMPANY - DIRECTLY OWNS 48% OF J.P. MORGAN SECURITIES INC. direct 2001-05-01 2001-09-04
J. P. MORGAN SECURITIES INC. SEE QUESTION #1 indirect 2001-05-01 2001-09-04
DVCMM LLC 100% SHAREHOLDER OF JPMIM indirect 1984-02-01 2001-09-28
DVCMM LLC 100% SHAREHOLDER OF JPMIM direct 2000-06-01 2001-09-28
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. SHAREHOLDER indirect 1995-09-01 2001-12-04
CHASE INVESTMENT SERVICES CORP. INDIRECT PARENT indirect 2001-01-01 2002-02-20
ROBERT FLEMING INC. STOCKHOLDER indirect 2000-08-01 2002-06-04
CHASE INVESTMENT SERVICES CORP. INDIRECT PARENT indirect 2001-11-01 2002-10-29
DVCMM LLC 100% SHAREHOLDER OF JPMIM indirect 1984-02-01 2003-10-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 1996-04-01 2003-10-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SHAREHOLDER direct 2000-12-01 2003-10-01
J. P. MORGAN SECURITIES INC. ULTIMATE PARENT COMPANY OWNS 100% OF J.P. MORGAN SECURITIES HOLDINGS INC. indirect 2001-05-01 2004-03-15
CHASE INVESTMENT SERVICES CORP. DIRECT OWNER direct 2002-11-01 2004-07-23
BANC ONE HIGH YIELD PARTNERS LLC 100% indirect 2004-07-01 2004-08-20
BANC ONE INVESTMENT ADVISORS CORP SHAREHOLDER indirect 2004-07-01 2004-10-29
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED INDIRECT OWNER indirect 2004-07-01 2004-11-08
JF INTERNATIONAL MANAGEMENT INC. SHAREHOLDER indirect 2001-01-01 2005-03-31
DVCMM LLC 100% SHAREHOLDER OF J.P. MORGAN FLEMING ASSET MANAGEMENT HOLDINGS INC. indirect 2003-10-01 2005-03-31
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHHOLDER OF J.P. MORGAN FLEMING ASSET MANAGEMENT HOLDINGS INC. indirect 2003-10-01 2005-03-31
J.P. MORGAN FLEMING ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01 2005-03-31
JF INTERNATIONAL MANAGEMENT INC. SHAREHOLDER indirect 2001-01-01 2005-06-28
CHASE INVESTMENT SERVICES CORP. DIRECT OWNER direct 2004-07-01 2005-06-29
PLEXUS GROUP, INC. SHAREHOLDER indirect 1995-09-01 2005-12-12
PACHOLDER & CO LLC SHAREHOLDER indirect 2004-07-01 2006-01-09
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHHOLDER OF JPMORGAN ASSET MANAGEMENT HOLDINGS INC. indirect 2003-10-01 2006-02-17
PMG ASSET MANAGEMENT INC INDIRECT PARENT indirect 2004-07-01 2006-03-22
CHASE INVESTMENT SERVICES CORP. INDIRECT PARENT indirect 2005-07-01 2006-03-31
HANGAR 4 PARTNERS, LLC 100% OWNER indirect 1999-12-01 2006-09-22
H&Q VENTURE MANAGEMENT LLC OWNER indirect 1999-12-01 2007-08-03
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED OWNER indirect 2004-11-01 2007-12-03
JPMORGAN INVESTMENT ADVISORS INC. OWNER indirect 2004-11-01 2008-02-13
BEAR, STEARNS SECURITIES CORP. STOCK HOLDER direct 2008-07-01 2008-10-03
BEAR STEARNS ASSET MANAGEMENT INC 100% SHAREHOLDER indirect 2008-06-01 2009-01-30
J.P.MORGAN SECURITIES INC. STOCK HOLDER direct 2008-07-01 2010-09-01
J.P. MORGAN CLEARING CORP. STOCK HOLDER indirect 2008-07-01 2011-03-25
AMERICAN CENTURY ADVISORY SERVICES, INC. SHAREHOLDER indirect 1998-01-01 2011-03-30
AMERICAN CENTURY INVESTMENT MANAGEMENT INC SHAREHOLDER indirect 1998-01-01 2011-03-31
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. SOLE STOCKHOLDER indirect 2001-01-01 2011-03-31
IRVING PLACE CAPITAL MANAGEMENT, L.P. OWNER indirect 2008-05-01 2016-01-25
HIGHBRIDGE PRINCIPAL STRATEGIES, LLC SHAREHOLDER indirect 2003-10-01 2016-01-27
J.P. MORGAN IN-DX LLC MEMBER direct 2005-02-01 2016-03-23
J.P. MORGAN PRIVATE INVESTMENTS INC. SHAREHOLDER direct 2001-01-01 2016-08-15
J.P. MORGAN PARTNERS, LLC SOLE SHAREHOLDER indirect 2001-01-01 2017-02-09
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2000-05-01 2017-03-31
JPMORGAN FUNDS LIMITED PARENT indirect 2000-06-01 2017-03-31
JF INTERNATIONAL MANAGEMENT INC. SHAREHOLDER indirect 2001-01-01 2017-03-31
JPMORGAN ASSET MANAGEMENT (UK) LIMITED PARENT indirect 2003-10-01 2017-03-31
HIGHBRIDGE CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2003-10-01 2017-03-31
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHHOLDER indirect 2003-10-01 2017-03-31
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SHAREHOLDER indirect 2004-11-01 2017-03-31
JPMORGAN CHASE HOLDINGS LLC 100% SHAREHOLDER JPMORGAN ASSET MANAGEMENT HOLDINGS INC. 04/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
J.P. MORGAN SECURITIES LLC STOCKHOLDER indirect 2016-11-01
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. 100% SHAREHOLDER indirect 2017-04-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED 100% SHAREHOLDER indirect 2017-04-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHOLDER indirect 2017-04-01
JF INTERNATIONAL MANAGEMENT INC. 100% SHAREHOLDER indirect 2017-04-01
J.P. MORGAN PRIVATE INVESTMENTS INC. SHAREHOLDER direct 2016-10-01
BEAR STEARNS ASSET MANAGEMENT INC. 100% SHAREHOLDER indirect 2017-04-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC 100% SHAREHOLDER indirect 2017-04-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 2017-04-01
JPMORGAN FUNDS LIMITED SHAREHOLDER indirect 2017-04-01
J.P. MORGAN IN-DX LLC SHAREHOLDER direct 2016-10-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
PREFERRED GROWTH - T LLC United States 805-8806753712 Other Private Fund REAL ESTATE SECURITIES 11,610,151 10,000,000
PREFERRED GROWTH LLC United States 805-8197829450 Other Private Fund REAL ESTATE SECURITIES 771,417,544 10,000,000
VA INCOME OPPORTUNITY INVESTORS LLC United States 805-6127968857 Other Private Fund REAL ESTATE SECURITIES 106,456,070 0

SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
BEDELL, KEVIN, WENDELL MANAGING DIRECTOR 07/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED MANAGING DIRECTOR direct 1996-07-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SENIOR VICE PRESIDENT direct 1996-07-01 2006-03-22
MANNO, ANTHONY, RUSSO CEO, PRESIDENT, DIRECTOR & MANAGING DIRECTOR 07/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED CEO, PRESIDENT, DIRECTOR & MANAGING DIRECTOR direct 1996-07-01
SECURITY CAPITAL GLOBAL CAPITAL MANAGEMENT GROUP INC PRESIDENT, DIRECTOR & MANAGING DIRECTOR direct 1996-07-01 2006-03-22
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED CEO, PRESIDENT & DIRECTOR direct 1996-07-01 2011-02-28
STATZ, KENNETH, DALE MANAGING DIRECTOR 07/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED MANAGING DIRECTOR direct 1996-07-01
GREENSPAN, STEVEN, MARK DIRECTOR 03/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED DIRECTOR direct 2006-03-01
JPMORGAN ASSET MANAGEMENT HOLDINGS INC. SHAREHOLDER 07/01/2007 Direct 75% or more
Fund Name Position direct/indirect start date end date
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. SHAREHOLDER direct 2006-01-01
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. DIRECT PARENT direct 2006-01-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SHAREHOLDER direct 2007-07-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED DIRECT OWNER direct 2007-07-01
JPMORGAN ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SHAREHOLDER direct 2003-10-01
DVCMM LLC 100% SHAREHOLDER OF J.P. MORGAN INVESTMENT MANAGEMENT INC. indirect 2003-10-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC MEMBER direct 2004-12-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC MEMBER (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) direct 2004-12-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED PARENT indirect 2003-10-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 2003-10-01
JPMORGAN FUNDS LIMITED PARENT indirect 2003-01-01
JPMORGAN FUNDS LIMITED SHAREHOLDER indirect 2003-01-01
HIGHBRIDGE PRINCIPAL STRATEGIES, LLC MEMBER indirect 2004-12-01
RICHTER, SCOTT, EDWARD SECRETARY / MANAGING DIRECTOR 05/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED CHIEF LEGAL OFFICER direct 2005-11-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SECRETARY / MANAGING DIRECTOR direct 2007-05-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SECRETARY direct 2007-05-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. CHIEF LEGAL OFFICER direct 2005-11-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SECRETARY / MANAGING DIRECTOR direct 2007-05-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SECRETARY direct 2007-05-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SECRETARY/CHIEF LEGAL OFFICER/MANAGING DIRECTOR direct 2007-05-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. MANAGING DIRECTOR/SECRETARY direct 2007-05-01
JPMORGAN INVESTMENT ADVISORS INC. SECRETARY direct 2007-05-01
JPMORGAN HIGH YIELD PARTNERS LLC MANAGING DIRECTOR/CHIEF LEGAL OFFICER direct 2005-07-01
PACHOLDER & CO LLC MANAGING DIRECTOR/CHIEF LEGAL OFFICER direct 2006-08-01
BEAR STEARNS ASSET MANAGEMENT INC CHIEF LEGAL OFFICER/MANAGING DIRECTOR direct 2008-10-01
BEAR STEARNS ASSET MANAGEMENT INC. SECRETARY/MANAGING DIRECTOR/CHIEF LEGAL OFFICER direct 2008-10-01
BEAR STEARNS ASSET MANAGEMENT INC SECRETARY/MANAGING DIRECTOR direct 2008-10-01
MADSEN, RICHARD, THOMAS DIRECTOR 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. DIRECTOR direct 2015-04-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED DIRECTOR direct 2015-03-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. CFO/DIRECTOR/MANAGING DIRECTOR direct 2007-12-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR direct 2007-12-01
JPMORGAN INVESTMENT ADVISORS INC. DIRECTOR/MANAGING DIRECTOR direct 2007-12-01
SIXTY WALL STREET MANAGEMENT COMPANY, LLC CHIEF FINANCIAL OFFICER direct 2007-06-01
SIXTY WALL STREET SBIC CORP CHIEF FINANCIAL OFFICER direct 2007-06-01
J.P. MORGAN LATIN AMERICA MANAGEMENT COMPANY, LLC. CHIEF FINANCIAL OFFICER direct 2007-06-01
J.P. MORGAN PARTNERS, LLC CHIEF FINANCIAL OFFICER direct 2007-06-01
H&Q VENTURE MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2007-06-01
BEAR STEARNS ASSET MANAGEMENT INC CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR direct 2009-01-01
BEAR STEARNS ASSET MANAGEMENT INC CHIEF FINANCIAL OFFICER / MANAGING DIRECTOR direct 2009-01-01
BEAR STEARNS ASSET MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR direct 2015-03-01
HELLER, MICHAEL, JOSEPH DIRECTOR, MANAGING DIRECTOR & TREASURER 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED DIRECTOR, MANAGING DIRECTOR & TREASURER direct 2015-03-01
PIL, ANTON, CYRIEL DIRECTOR/GLOBAL HEAD OF JPMORGAN ASSET MANAGEMENT ALTERNATIVES/MANAGING DIRECTOR 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED DIRECTOR/GLOBAL HEAD OF JPMORGAN ASSET MANAGEMENT ALTERNATIVES/MANAGING DIRECTOR direct 2017-03-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/GLOBAL HEAD OF REAL ASSETS/MANAGING DIRECTOR direct 2017-01-01
FUCHS, LAWRENCE, JOHN MANAGING DIRECTOR 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED MANAGING DIRECTOR direct 2018-04-01
Swon, Kristin, Moschos CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR direct 2018-08-01
JPMORGAN CHASE & CO. 100% SHAREHOLDER JPMORGAN CHASE HOLDINGS LLC 04/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MORGAN J P FSB HOLDING COMPANY indirect 1991-06-01
CHASE & MD SASS PARTNERS INDIRECT OWNER indirect 1995-08-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. SHAREHOLDER indirect 1995-09-01
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. SHAREHOLDER indirect 1998-01-01
DE SANTIS CAPITAL MANAGEMENT, L.P. INDIRECT PARTNER indirect 1999-12-01
THE BEACON GROUP WEALTH MANAGEMENT LLC MEMBER indirect 2000-07-01
ROBERT FLEMING INC. SHAREHOLDER direct 2000-08-01
J.P. MORGAN LATIN AMERICA MANAGEMENT COMPANY, LLC. OWNER indirect 2000-11-01
CORSAIR II, L.L.C. OWNER indirect 2000-12-01
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. SOLE STOCKHOLDER indirect 2001-01-01
J. P. MORGAN SECURITIES INC. ULTIMATE PARENT COMPANY OWNS 100% OF JPMORGAN SECURITIES HOLDINGS LLC indirect 2001-05-01
HAMBRECHT & QUIST CAPITAL MANAGEMENT INC INDIRECT OWNER indirect 2001-12-01
JPMORGAN ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01
DVCMM LLC 100% SHAREHOLDER OF JPMORGAN ASSET MANAGEMENT HOLDINGS INC. indirect 2003-10-01
BANC ONE SECURITIES CORPORATION INDIRECT PARENT indirect 2004-07-01
PMG SECURITIES CORPORATION INDIRECT PARENT indirect 2004-07-01
PACHOLDER ASSOCIATES INC SHAREHOLDER direct 2004-07-01
PACHOLDER & CO LLC DIRECT PARENT indirect 2004-11-01
JPMORGAN HIGH YIELD PARTNERS LLC 100% indirect 2004-11-01
JPMORGAN INVESTMENT ADVISORS INC. SHAREHOLDER indirect 2004-11-01
JPMORGAN STRUCTURED SOLUTIONS LLC DIRECT PARENT, SOLE MEMBER direct 2005-02-01
CHASE INVESTMENT SERVICES CORP. INDIRECT PARENT indirect 2006-07-01
BEAR STEARNS ASSET MANAGEMENT INC 100% SHAREHOLDER OF APPLICANTS DIRECT PARENT indirect 2008-06-01
J.P. MORGAN CLEARING CORP. STOCK HOLDER indirect 2008-07-01
WAMU INVESTMENTS, INC. INDIRECT PARENT indirect 2008-09-01
J.P. MORGAN IN-DX LLC SHAREHOLDER indirect 2016-10-01
J.P. MORGAN PRIVATE INVESTMENTS INC. SHAREHOLDER indirect 2016-10-01
J.P. MORGAN PARTNERS, LLC SHAREHOLDER indirect 2016-10-01
J.P. MORGAN SECURITIES LLC STOCK HOLDER indirect 2016-11-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHHOLDER indirect 2017-04-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 2017-04-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC 100% SHAREHOLDER indirect 2017-04-01
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2017-04-01
JPMORGAN FUNDS LIMITED SHAREHOLDER indirect 2017-04-01
JF INTERNATIONAL MANAGEMENT INC. SHAREHOLDER indirect 2017-04-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED 100% SHAREHOLDER indirect 2017-04-01
CHASE SECURITIES INC. ULTIMATE PARENT COMPANY - DIRECTLY OWNS 63% OF CHASE SECURITIES INC. direct 2001-01-01 2001-04-06
HAMBRECHT & QUIST CAPITAL MANAGEMENT INC INDIRECT OWNER indirect 1999-12-01 2001-04-23
HAMBRECHT & QUIST CAPITAL MANAGEMENT INC INDIRECT OWNER indirect 1999-12-01 2001-04-23
JARDINE FLEMING INTERNATIONAL MANAGEMENT INC SHAREHOLDER indirect 2001-01-01 2001-06-06
CHASE FLEMING ASSET MANAGEMENT (LONDON) LTD. PARENT indirect 1996-04-01 2001-08-22
CHASE SECURITIES INC. ULTIMATE PARENT COMPANY - DIRECTLY OWNS 48% OF J.P. MORGAN SECURITIES INC. direct 2001-05-01 2001-09-04
J. P. MORGAN SECURITIES INC. SEE QUESTION #1 indirect 2001-05-01 2001-09-04
DVCMM LLC 100% SHAREHOLDER OF JPMIM indirect 1984-02-01 2001-09-28
DVCMM LLC 100% SHAREHOLDER OF JPMIM direct 2000-06-01 2001-09-28
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. SHAREHOLDER indirect 1995-09-01 2001-12-04
CHASE INVESTMENT SERVICES CORP. INDIRECT PARENT indirect 2001-01-01 2002-02-20
ROBERT FLEMING INC. STOCKHOLDER indirect 2000-08-01 2002-06-04
CHASE INVESTMENT SERVICES CORP. INDIRECT PARENT indirect 2001-11-01 2002-10-29
DVCMM LLC 100% SHAREHOLDER OF JPMIM indirect 1984-02-01 2003-10-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 1996-04-01 2003-10-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SHAREHOLDER direct 2000-12-01 2003-10-01
J. P. MORGAN SECURITIES INC. ULTIMATE PARENT COMPANY OWNS 100% OF J.P. MORGAN SECURITIES HOLDINGS INC. indirect 2001-05-01 2004-03-15
CHASE INVESTMENT SERVICES CORP. DIRECT OWNER direct 2002-11-01 2004-07-23
BANC ONE HIGH YIELD PARTNERS LLC 100% indirect 2004-07-01 2004-08-20
BANC ONE INVESTMENT ADVISORS CORP SHAREHOLDER indirect 2004-07-01 2004-10-29
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED INDIRECT OWNER indirect 2004-07-01 2004-11-08
JF INTERNATIONAL MANAGEMENT INC. SHAREHOLDER indirect 2001-01-01 2005-03-31
DVCMM LLC 100% SHAREHOLDER OF J.P. MORGAN FLEMING ASSET MANAGEMENT HOLDINGS INC. indirect 2003-10-01 2005-03-31
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHHOLDER OF J.P. MORGAN FLEMING ASSET MANAGEMENT HOLDINGS INC. indirect 2003-10-01 2005-03-31
J.P. MORGAN FLEMING ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01 2005-03-31
JF INTERNATIONAL MANAGEMENT INC. SHAREHOLDER indirect 2001-01-01 2005-06-28
CHASE INVESTMENT SERVICES CORP. DIRECT OWNER direct 2004-07-01 2005-06-29
PLEXUS GROUP, INC. SHAREHOLDER indirect 1995-09-01 2005-12-12
PACHOLDER & CO LLC SHAREHOLDER indirect 2004-07-01 2006-01-09
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHHOLDER OF JPMORGAN ASSET MANAGEMENT HOLDINGS INC. indirect 2003-10-01 2006-02-17
PMG ASSET MANAGEMENT INC INDIRECT PARENT indirect 2004-07-01 2006-03-22
CHASE INVESTMENT SERVICES CORP. INDIRECT PARENT indirect 2005-07-01 2006-03-31
HANGAR 4 PARTNERS, LLC 100% OWNER indirect 1999-12-01 2006-09-22
H&Q VENTURE MANAGEMENT LLC OWNER indirect 1999-12-01 2007-08-03
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED OWNER indirect 2004-11-01 2007-12-03
JPMORGAN INVESTMENT ADVISORS INC. OWNER indirect 2004-11-01 2008-02-13
BEAR, STEARNS SECURITIES CORP. STOCK HOLDER direct 2008-07-01 2008-10-03
BEAR STEARNS ASSET MANAGEMENT INC 100% SHAREHOLDER indirect 2008-06-01 2009-01-30
J.P.MORGAN SECURITIES INC. STOCK HOLDER direct 2008-07-01 2010-09-01
J.P. MORGAN CLEARING CORP. STOCK HOLDER indirect 2008-07-01 2011-03-25
AMERICAN CENTURY ADVISORY SERVICES, INC. SHAREHOLDER indirect 1998-01-01 2011-03-30
AMERICAN CENTURY INVESTMENT MANAGEMENT INC SHAREHOLDER indirect 1998-01-01 2011-03-31
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. SOLE STOCKHOLDER indirect 2001-01-01 2011-03-31
IRVING PLACE CAPITAL MANAGEMENT, L.P. OWNER indirect 2008-05-01 2016-01-25
HIGHBRIDGE PRINCIPAL STRATEGIES, LLC SHAREHOLDER indirect 2003-10-01 2016-01-27
J.P. MORGAN IN-DX LLC MEMBER direct 2005-02-01 2016-03-23
J.P. MORGAN PRIVATE INVESTMENTS INC. SHAREHOLDER direct 2001-01-01 2016-08-15
J.P. MORGAN PARTNERS, LLC SOLE SHAREHOLDER indirect 2001-01-01 2017-02-09
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2000-05-01 2017-03-31
JPMORGAN FUNDS LIMITED PARENT indirect 2000-06-01 2017-03-31
JF INTERNATIONAL MANAGEMENT INC. SHAREHOLDER indirect 2001-01-01 2017-03-31
JPMORGAN ASSET MANAGEMENT (UK) LIMITED PARENT indirect 2003-10-01 2017-03-31
HIGHBRIDGE CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2003-10-01 2017-03-31
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHHOLDER indirect 2003-10-01 2017-03-31
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SHAREHOLDER indirect 2004-11-01 2017-03-31
JPMORGAN CHASE HOLDINGS LLC 100% SHAREHOLDER JPMORGAN ASSET MANAGEMENT HOLDINGS INC. 04/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
J.P. MORGAN SECURITIES LLC STOCKHOLDER indirect 2016-11-01
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. 100% SHAREHOLDER indirect 2017-04-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED 100% SHAREHOLDER indirect 2017-04-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHOLDER indirect 2017-04-01
JF INTERNATIONAL MANAGEMENT INC. 100% SHAREHOLDER indirect 2017-04-01
J.P. MORGAN PRIVATE INVESTMENTS INC. SHAREHOLDER direct 2016-10-01
BEAR STEARNS ASSET MANAGEMENT INC. 100% SHAREHOLDER indirect 2017-04-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC 100% SHAREHOLDER indirect 2017-04-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 2017-04-01
JPMORGAN FUNDS LIMITED SHAREHOLDER indirect 2017-04-01
J.P. MORGAN IN-DX LLC SHAREHOLDER direct 2016-10-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
PREFERRED GROWTH - T LLC United States 805-8806753712 Other Private Fund REAL ESTATE SECURITIES 11,610,151 10,000,000
PREFERRED GROWTH LLC United States 805-8197829450 Other Private Fund REAL ESTATE SECURITIES 771,417,544 10,000,000
VA INCOME OPPORTUNITY INVESTORS LLC United States 805-6127968857 Other Private Fund REAL ESTATE SECURITIES 106,456,070 0

SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED

ownership team - last updated 2018-11-01
Name Title Start Date Direct/Indirect % Ownership
BEDELL, KEVIN, WENDELL MANAGING DIRECTOR 07/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED MANAGING DIRECTOR direct 1996-07-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SENIOR VICE PRESIDENT direct 1996-07-01 2006-03-22
MANNO, ANTHONY, RUSSO CEO, PRESIDENT, DIRECTOR & MANAGING DIRECTOR 07/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED CEO, PRESIDENT, DIRECTOR & MANAGING DIRECTOR direct 1996-07-01
SECURITY CAPITAL GLOBAL CAPITAL MANAGEMENT GROUP INC PRESIDENT, DIRECTOR & MANAGING DIRECTOR direct 1996-07-01 2006-03-22
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED CEO, PRESIDENT & DIRECTOR direct 1996-07-01 2011-02-28
STATZ, KENNETH, DALE MANAGING DIRECTOR 07/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED MANAGING DIRECTOR direct 1996-07-01
GREENSPAN, STEVEN, MARK DIRECTOR 03/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED DIRECTOR direct 2006-03-01
JPMORGAN ASSET MANAGEMENT HOLDINGS INC. SHAREHOLDER 07/01/2007 Direct 75% or more
Fund Name Position direct/indirect start date end date
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. SHAREHOLDER direct 2006-01-01
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. DIRECT PARENT direct 2006-01-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SHAREHOLDER direct 2007-07-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED DIRECT OWNER direct 2007-07-01
JPMORGAN ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SHAREHOLDER direct 2003-10-01
DVCMM LLC 100% SHAREHOLDER OF J.P. MORGAN INVESTMENT MANAGEMENT INC. indirect 2003-10-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC MEMBER direct 2004-12-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC MEMBER (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) direct 2004-12-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED PARENT indirect 2003-10-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 2003-10-01
JPMORGAN FUNDS LIMITED PARENT indirect 2003-01-01
JPMORGAN FUNDS LIMITED SHAREHOLDER indirect 2003-01-01
HIGHBRIDGE PRINCIPAL STRATEGIES, LLC MEMBER indirect 2004-12-01
RICHTER, SCOTT, EDWARD SECRETARY / MANAGING DIRECTOR 05/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED CHIEF LEGAL OFFICER direct 2005-11-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SECRETARY / MANAGING DIRECTOR direct 2007-05-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SECRETARY direct 2007-05-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. CHIEF LEGAL OFFICER direct 2005-11-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SECRETARY / MANAGING DIRECTOR direct 2007-05-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SECRETARY direct 2007-05-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SECRETARY/CHIEF LEGAL OFFICER/MANAGING DIRECTOR direct 2007-05-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. MANAGING DIRECTOR/SECRETARY direct 2007-05-01
JPMORGAN INVESTMENT ADVISORS INC. SECRETARY direct 2007-05-01
JPMORGAN HIGH YIELD PARTNERS LLC MANAGING DIRECTOR/CHIEF LEGAL OFFICER direct 2005-07-01
PACHOLDER & CO LLC MANAGING DIRECTOR/CHIEF LEGAL OFFICER direct 2006-08-01
BEAR STEARNS ASSET MANAGEMENT INC CHIEF LEGAL OFFICER/MANAGING DIRECTOR direct 2008-10-01
BEAR STEARNS ASSET MANAGEMENT INC. SECRETARY/MANAGING DIRECTOR/CHIEF LEGAL OFFICER direct 2008-10-01
BEAR STEARNS ASSET MANAGEMENT INC SECRETARY/MANAGING DIRECTOR direct 2008-10-01
MADSEN, RICHARD, THOMAS DIRECTOR 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. DIRECTOR direct 2015-04-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED DIRECTOR direct 2015-03-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. CFO/DIRECTOR/MANAGING DIRECTOR direct 2007-12-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR direct 2007-12-01
JPMORGAN INVESTMENT ADVISORS INC. DIRECTOR/MANAGING DIRECTOR direct 2007-12-01
SIXTY WALL STREET MANAGEMENT COMPANY, LLC CHIEF FINANCIAL OFFICER direct 2007-06-01
SIXTY WALL STREET SBIC CORP CHIEF FINANCIAL OFFICER direct 2007-06-01
J.P. MORGAN LATIN AMERICA MANAGEMENT COMPANY, LLC. CHIEF FINANCIAL OFFICER direct 2007-06-01
J.P. MORGAN PARTNERS, LLC CHIEF FINANCIAL OFFICER direct 2007-06-01
H&Q VENTURE MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2007-06-01
BEAR STEARNS ASSET MANAGEMENT INC CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR direct 2009-01-01
BEAR STEARNS ASSET MANAGEMENT INC CHIEF FINANCIAL OFFICER / MANAGING DIRECTOR direct 2009-01-01
BEAR STEARNS ASSET MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR direct 2015-03-01
HELLER, MICHAEL, JOSEPH DIRECTOR, MANAGING DIRECTOR & TREASURER 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED DIRECTOR, MANAGING DIRECTOR & TREASURER direct 2015-03-01
PIL, ANTON, CYRIEL DIRECTOR/GLOBAL HEAD OF JPMORGAN ASSET MANAGEMENT ALTERNATIVES/MANAGING DIRECTOR 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED DIRECTOR/GLOBAL HEAD OF JPMORGAN ASSET MANAGEMENT ALTERNATIVES/MANAGING DIRECTOR direct 2017-03-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/GLOBAL HEAD OF REAL ASSETS/MANAGING DIRECTOR direct 2017-01-01
FUCHS, LAWRENCE, JOHN MANAGING DIRECTOR 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED MANAGING DIRECTOR direct 2018-04-01
Swon, Kristin, Moschos CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR direct 2018-08-01
JPMORGAN CHASE & CO. 100% SHAREHOLDER JPMORGAN CHASE HOLDINGS LLC 04/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MORGAN J P FSB HOLDING COMPANY indirect 1991-06-01
CHASE & MD SASS PARTNERS INDIRECT OWNER indirect 1995-08-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. SHAREHOLDER indirect 1995-09-01
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. SHAREHOLDER indirect 1998-01-01
DE SANTIS CAPITAL MANAGEMENT, L.P. INDIRECT PARTNER indirect 1999-12-01
THE BEACON GROUP WEALTH MANAGEMENT LLC MEMBER indirect 2000-07-01
ROBERT FLEMING INC. SHAREHOLDER direct 2000-08-01
J.P. MORGAN LATIN AMERICA MANAGEMENT COMPANY, LLC. OWNER indirect 2000-11-01
CORSAIR II, L.L.C. OWNER indirect 2000-12-01
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. SOLE STOCKHOLDER indirect 2001-01-01
J. P. MORGAN SECURITIES INC. ULTIMATE PARENT COMPANY OWNS 100% OF JPMORGAN SECURITIES HOLDINGS LLC indirect 2001-05-01
HAMBRECHT & QUIST CAPITAL MANAGEMENT INC INDIRECT OWNER indirect 2001-12-01
JPMORGAN ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01
DVCMM LLC 100% SHAREHOLDER OF JPMORGAN ASSET MANAGEMENT HOLDINGS INC. indirect 2003-10-01
BANC ONE SECURITIES CORPORATION INDIRECT PARENT indirect 2004-07-01
PMG SECURITIES CORPORATION INDIRECT PARENT indirect 2004-07-01
PACHOLDER ASSOCIATES INC SHAREHOLDER direct 2004-07-01
PACHOLDER & CO LLC DIRECT PARENT indirect 2004-11-01
JPMORGAN HIGH YIELD PARTNERS LLC 100% indirect 2004-11-01
JPMORGAN INVESTMENT ADVISORS INC. SHAREHOLDER indirect 2004-11-01
JPMORGAN STRUCTURED SOLUTIONS LLC DIRECT PARENT, SOLE MEMBER direct 2005-02-01
CHASE INVESTMENT SERVICES CORP. INDIRECT PARENT indirect 2006-07-01
BEAR STEARNS ASSET MANAGEMENT INC 100% SHAREHOLDER OF APPLICANTS DIRECT PARENT indirect 2008-06-01
J.P. MORGAN CLEARING CORP. STOCK HOLDER indirect 2008-07-01
WAMU INVESTMENTS, INC. INDIRECT PARENT indirect 2008-09-01
J.P. MORGAN IN-DX LLC SHAREHOLDER indirect 2016-10-01
J.P. MORGAN PRIVATE INVESTMENTS INC. SHAREHOLDER indirect 2016-10-01
J.P. MORGAN PARTNERS, LLC SHAREHOLDER indirect 2016-10-01
J.P. MORGAN SECURITIES LLC STOCK HOLDER indirect 2016-11-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHHOLDER indirect 2017-04-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 2017-04-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC 100% SHAREHOLDER indirect 2017-04-01
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2017-04-01
JPMORGAN FUNDS LIMITED SHAREHOLDER indirect 2017-04-01
JF INTERNATIONAL MANAGEMENT INC. SHAREHOLDER indirect 2017-04-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED 100% SHAREHOLDER indirect 2017-04-01
CHASE SECURITIES INC. ULTIMATE PARENT COMPANY - DIRECTLY OWNS 63% OF CHASE SECURITIES INC. direct 2001-01-01 2001-04-06
HAMBRECHT & QUIST CAPITAL MANAGEMENT INC INDIRECT OWNER indirect 1999-12-01 2001-04-23
HAMBRECHT & QUIST CAPITAL MANAGEMENT INC INDIRECT OWNER indirect 1999-12-01 2001-04-23
JARDINE FLEMING INTERNATIONAL MANAGEMENT INC SHAREHOLDER indirect 2001-01-01 2001-06-06
CHASE FLEMING ASSET MANAGEMENT (LONDON) LTD. PARENT indirect 1996-04-01 2001-08-22
CHASE SECURITIES INC. ULTIMATE PARENT COMPANY - DIRECTLY OWNS 48% OF J.P. MORGAN SECURITIES INC. direct 2001-05-01 2001-09-04
J. P. MORGAN SECURITIES INC. SEE QUESTION #1 indirect 2001-05-01 2001-09-04
DVCMM LLC 100% SHAREHOLDER OF JPMIM indirect 1984-02-01 2001-09-28
DVCMM LLC 100% SHAREHOLDER OF JPMIM direct 2000-06-01 2001-09-28
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. SHAREHOLDER indirect 1995-09-01 2001-12-04
CHASE INVESTMENT SERVICES CORP. INDIRECT PARENT indirect 2001-01-01 2002-02-20
ROBERT FLEMING INC. STOCKHOLDER indirect 2000-08-01 2002-06-04
CHASE INVESTMENT SERVICES CORP. INDIRECT PARENT indirect 2001-11-01 2002-10-29
DVCMM LLC 100% SHAREHOLDER OF JPMIM indirect 1984-02-01 2003-10-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 1996-04-01 2003-10-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SHAREHOLDER direct 2000-12-01 2003-10-01
J. P. MORGAN SECURITIES INC. ULTIMATE PARENT COMPANY OWNS 100% OF J.P. MORGAN SECURITIES HOLDINGS INC. indirect 2001-05-01 2004-03-15
CHASE INVESTMENT SERVICES CORP. DIRECT OWNER direct 2002-11-01 2004-07-23
BANC ONE HIGH YIELD PARTNERS LLC 100% indirect 2004-07-01 2004-08-20
BANC ONE INVESTMENT ADVISORS CORP SHAREHOLDER indirect 2004-07-01 2004-10-29
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED INDIRECT OWNER indirect 2004-07-01 2004-11-08
JF INTERNATIONAL MANAGEMENT INC. SHAREHOLDER indirect 2001-01-01 2005-03-31
DVCMM LLC 100% SHAREHOLDER OF J.P. MORGAN FLEMING ASSET MANAGEMENT HOLDINGS INC. indirect 2003-10-01 2005-03-31
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHHOLDER OF J.P. MORGAN FLEMING ASSET MANAGEMENT HOLDINGS INC. indirect 2003-10-01 2005-03-31
J.P. MORGAN FLEMING ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01 2005-03-31
JF INTERNATIONAL MANAGEMENT INC. SHAREHOLDER indirect 2001-01-01 2005-06-28
CHASE INVESTMENT SERVICES CORP. DIRECT OWNER direct 2004-07-01 2005-06-29
PLEXUS GROUP, INC. SHAREHOLDER indirect 1995-09-01 2005-12-12
PACHOLDER & CO LLC SHAREHOLDER indirect 2004-07-01 2006-01-09
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHHOLDER OF JPMORGAN ASSET MANAGEMENT HOLDINGS INC. indirect 2003-10-01 2006-02-17
PMG ASSET MANAGEMENT INC INDIRECT PARENT indirect 2004-07-01 2006-03-22
CHASE INVESTMENT SERVICES CORP. INDIRECT PARENT indirect 2005-07-01 2006-03-31
HANGAR 4 PARTNERS, LLC 100% OWNER indirect 1999-12-01 2006-09-22
H&Q VENTURE MANAGEMENT LLC OWNER indirect 1999-12-01 2007-08-03
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED OWNER indirect 2004-11-01 2007-12-03
JPMORGAN INVESTMENT ADVISORS INC. OWNER indirect 2004-11-01 2008-02-13
BEAR, STEARNS SECURITIES CORP. STOCK HOLDER direct 2008-07-01 2008-10-03
BEAR STEARNS ASSET MANAGEMENT INC 100% SHAREHOLDER indirect 2008-06-01 2009-01-30
J.P.MORGAN SECURITIES INC. STOCK HOLDER direct 2008-07-01 2010-09-01
J.P. MORGAN CLEARING CORP. STOCK HOLDER indirect 2008-07-01 2011-03-25
AMERICAN CENTURY ADVISORY SERVICES, INC. SHAREHOLDER indirect 1998-01-01 2011-03-30
AMERICAN CENTURY INVESTMENT MANAGEMENT INC SHAREHOLDER indirect 1998-01-01 2011-03-31
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. SOLE STOCKHOLDER indirect 2001-01-01 2011-03-31
IRVING PLACE CAPITAL MANAGEMENT, L.P. OWNER indirect 2008-05-01 2016-01-25
HIGHBRIDGE PRINCIPAL STRATEGIES, LLC SHAREHOLDER indirect 2003-10-01 2016-01-27
J.P. MORGAN IN-DX LLC MEMBER direct 2005-02-01 2016-03-23
J.P. MORGAN PRIVATE INVESTMENTS INC. SHAREHOLDER direct 2001-01-01 2016-08-15
J.P. MORGAN PARTNERS, LLC SOLE SHAREHOLDER indirect 2001-01-01 2017-02-09
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2000-05-01 2017-03-31
JPMORGAN FUNDS LIMITED PARENT indirect 2000-06-01 2017-03-31
JF INTERNATIONAL MANAGEMENT INC. SHAREHOLDER indirect 2001-01-01 2017-03-31
JPMORGAN ASSET MANAGEMENT (UK) LIMITED PARENT indirect 2003-10-01 2017-03-31
HIGHBRIDGE CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2003-10-01 2017-03-31
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHHOLDER indirect 2003-10-01 2017-03-31
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SHAREHOLDER indirect 2004-11-01 2017-03-31
JPMORGAN CHASE HOLDINGS LLC 100% SHAREHOLDER JPMORGAN ASSET MANAGEMENT HOLDINGS INC. 04/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
J.P. MORGAN SECURITIES LLC STOCKHOLDER indirect 2016-11-01
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. 100% SHAREHOLDER indirect 2017-04-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED 100% SHAREHOLDER indirect 2017-04-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHOLDER indirect 2017-04-01
JF INTERNATIONAL MANAGEMENT INC. 100% SHAREHOLDER indirect 2017-04-01
J.P. MORGAN PRIVATE INVESTMENTS INC. SHAREHOLDER direct 2016-10-01
BEAR STEARNS ASSET MANAGEMENT INC. 100% SHAREHOLDER indirect 2017-04-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC 100% SHAREHOLDER indirect 2017-04-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 2017-04-01
JPMORGAN FUNDS LIMITED SHAREHOLDER indirect 2017-04-01
J.P. MORGAN IN-DX LLC SHAREHOLDER direct 2016-10-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
PREFERRED GROWTH - T LLC United States 805-8806753712 Other Private Fund REAL ESTATE SECURITIES 29,222,270 10,000,000
PREFERRED GROWTH LLC United States 805-8197829450 Other Private Fund REAL ESTATE SECURITIES 823,477,620 10,000,000
VA INCOME OPPORTUNITY INVESTORS LLC United States 805-6127968857 Other Private Fund REAL ESTATE SECURITIES 164,928,463 0

SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED

ownership team - last updated 2018-05-02
Name Title Start Date Direct/Indirect % Ownership
BEDELL, KEVIN, WENDELL MANAGING DIRECTOR 07/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED MANAGING DIRECTOR direct 1996-07-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SENIOR VICE PRESIDENT direct 1996-07-01 2006-03-22
MANNO, ANTHONY, RUSSO CEO, PRESIDENT, DIRECTOR & MANAGING DIRECTOR 07/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED CEO, PRESIDENT, DIRECTOR & MANAGING DIRECTOR direct 1996-07-01
SECURITY CAPITAL GLOBAL CAPITAL MANAGEMENT GROUP INC PRESIDENT, DIRECTOR & MANAGING DIRECTOR direct 1996-07-01 2006-03-22
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED CEO, PRESIDENT & DIRECTOR direct 1996-07-01 2011-02-28
STATZ, KENNETH, DALE MANAGING DIRECTOR 07/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED MANAGING DIRECTOR direct 1996-07-01
GREENSPAN, STEVEN, MARK DIRECTOR 03/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED DIRECTOR direct 2006-03-01
METTELMAN, NINA, DOSTAL CHIEF COMPLIANCE OFFICER/EXECUTIVE DIRECTOR 09/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED CHIEF COMPLIANCE OFFICER/VICE PRESIDENT direct 2006-09-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED CHIEF COMPLIANCE OFFICER/EXECUTIVE DIRECTOR direct 2006-09-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED CHIEF COMPLIANCE OFFICER direct 2006-09-01
BEAR STEARNS ASSET MANAGEMENT INC CHIEF COMPLIANCE OFFICER/VICE PRESIDENT direct 2009-01-01
BEAR STEARNS ASSET MANAGEMENT INC CHIEF COMPLIANCE OFFICER/EXECUTIVE DIRECTOR direct 2009-01-01
BEAR STEARNS ASSET MANAGEMENT INC CHIEF COMPLIANCE OFFICER / VICE PRESIDENT direct 2009-01-01
JPMORGAN ASSET MANAGEMENT HOLDINGS INC. SHAREHOLDER 07/01/2007 Direct 75% or more
Fund Name Position direct/indirect start date end date
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. SHAREHOLDER direct 2006-01-01
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. DIRECT PARENT direct 2006-01-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SHAREHOLDER direct 2007-07-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED DIRECT OWNER direct 2007-07-01
JPMORGAN ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SHAREHOLDER direct 2003-10-01
DVCMM LLC 100% SHAREHOLDER OF J.P. MORGAN INVESTMENT MANAGEMENT INC. indirect 2003-10-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC MEMBER direct 2004-12-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC MEMBER (HIGHBRIDGE CAPITAL MANAGEMENT, LLC) direct 2004-12-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED PARENT indirect 2003-10-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 2003-10-01
JPMORGAN FUNDS LIMITED PARENT indirect 2003-01-01
JPMORGAN FUNDS LIMITED SHAREHOLDER indirect 2003-01-01
HIGHBRIDGE PRINCIPAL STRATEGIES, LLC MEMBER indirect 2004-12-01
RICHTER, SCOTT, EDWARD SECRETARY / MANAGING DIRECTOR 05/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED CHIEF LEGAL OFFICER direct 2005-11-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SECRETARY / MANAGING DIRECTOR direct 2007-05-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SECRETARY direct 2007-05-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. CHIEF LEGAL OFFICER direct 2005-11-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SECRETARY / MANAGING DIRECTOR direct 2007-05-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SECRETARY direct 2007-05-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SECRETARY/CHIEF LEGAL OFFICER/MANAGING DIRECTOR direct 2007-05-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. MANAGING DIRECTOR/SECRETARY direct 2007-05-01
JPMORGAN INVESTMENT ADVISORS INC. SECRETARY direct 2007-05-01
JPMORGAN HIGH YIELD PARTNERS LLC MANAGING DIRECTOR/CHIEF LEGAL OFFICER direct 2005-07-01
PACHOLDER & CO LLC MANAGING DIRECTOR/CHIEF LEGAL OFFICER direct 2006-08-01
BEAR STEARNS ASSET MANAGEMENT INC CHIEF LEGAL OFFICER/MANAGING DIRECTOR direct 2008-10-01
BEAR STEARNS ASSET MANAGEMENT INC. SECRETARY/MANAGING DIRECTOR/CHIEF LEGAL OFFICER direct 2008-10-01
BEAR STEARNS ASSET MANAGEMENT INC SECRETARY/MANAGING DIRECTOR direct 2008-10-01
MADSEN, RICHARD, THOMAS DIRECTOR 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. DIRECTOR direct 2015-04-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED DIRECTOR direct 2015-03-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. CFO/DIRECTOR/MANAGING DIRECTOR direct 2007-12-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR direct 2007-12-01
JPMORGAN INVESTMENT ADVISORS INC. DIRECTOR/MANAGING DIRECTOR direct 2007-12-01
SIXTY WALL STREET MANAGEMENT COMPANY, LLC CHIEF FINANCIAL OFFICER direct 2007-06-01
SIXTY WALL STREET SBIC CORP CHIEF FINANCIAL OFFICER direct 2007-06-01
J.P. MORGAN LATIN AMERICA MANAGEMENT COMPANY, LLC. CHIEF FINANCIAL OFFICER direct 2007-06-01
J.P. MORGAN PARTNERS, LLC CHIEF FINANCIAL OFFICER direct 2007-06-01
H&Q VENTURE MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2007-06-01
BEAR STEARNS ASSET MANAGEMENT INC CHIEF FINANCIAL OFFICER/MANAGING DIRECTOR direct 2009-01-01
BEAR STEARNS ASSET MANAGEMENT INC CHIEF FINANCIAL OFFICER / MANAGING DIRECTOR direct 2009-01-01
BEAR STEARNS ASSET MANAGEMENT INC. DIRECTOR/MANAGING DIRECTOR direct 2015-03-01
HELLER, MICHAEL, JOSEPH DIRECTOR, MANAGING DIRECTOR & TREASURER 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED DIRECTOR, MANAGING DIRECTOR & TREASURER direct 2015-03-01
PIL, ANTON, CYRIEL DIRECTOR/GLOBAL HEAD OF JPMORGAN ASSET MANAGEMENT ALTERNATIVES/MANAGING DIRECTOR 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED DIRECTOR/GLOBAL HEAD OF JPMORGAN ASSET MANAGEMENT ALTERNATIVES/MANAGING DIRECTOR direct 2017-03-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. DIRECTOR/GLOBAL HEAD OF REAL ASSETS/MANAGING DIRECTOR direct 2017-01-01
FUCHS, LAWRENCE, JOHN MANAGING DIRECTOR 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED MANAGING DIRECTOR direct 2018-04-01
JPMORGAN CHASE & CO. 100% SHAREHOLDER JPMORGAN CHASE HOLDINGS LLC 04/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MORGAN J P FSB HOLDING COMPANY indirect 1991-06-01
CHASE & MD SASS PARTNERS INDIRECT OWNER indirect 1995-08-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. SHAREHOLDER indirect 1995-09-01
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. SHAREHOLDER indirect 1998-01-01
DE SANTIS CAPITAL MANAGEMENT, L.P. INDIRECT PARTNER indirect 1999-12-01
THE BEACON GROUP WEALTH MANAGEMENT LLC MEMBER indirect 2000-07-01
ROBERT FLEMING INC. SHAREHOLDER direct 2000-08-01
J.P. MORGAN LATIN AMERICA MANAGEMENT COMPANY, LLC. OWNER indirect 2000-11-01
CORSAIR II, L.L.C. OWNER indirect 2000-12-01
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. SOLE STOCKHOLDER indirect 2001-01-01
J. P. MORGAN SECURITIES INC. ULTIMATE PARENT COMPANY OWNS 100% OF JPMORGAN SECURITIES HOLDINGS LLC indirect 2001-05-01
HAMBRECHT & QUIST CAPITAL MANAGEMENT INC INDIRECT OWNER indirect 2001-12-01
JPMORGAN ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01
DVCMM LLC 100% SHAREHOLDER OF JPMORGAN ASSET MANAGEMENT HOLDINGS INC. indirect 2003-10-01
BANC ONE SECURITIES CORPORATION INDIRECT PARENT indirect 2004-07-01
PMG SECURITIES CORPORATION INDIRECT PARENT indirect 2004-07-01
PACHOLDER ASSOCIATES INC SHAREHOLDER direct 2004-07-01
PACHOLDER & CO LLC DIRECT PARENT indirect 2004-11-01
JPMORGAN HIGH YIELD PARTNERS LLC 100% indirect 2004-11-01
JPMORGAN INVESTMENT ADVISORS INC. SHAREHOLDER indirect 2004-11-01
JPMORGAN STRUCTURED SOLUTIONS LLC DIRECT PARENT, SOLE MEMBER direct 2005-02-01
CHASE INVESTMENT SERVICES CORP. INDIRECT PARENT indirect 2006-07-01
BEAR STEARNS ASSET MANAGEMENT INC 100% SHAREHOLDER OF APPLICANTS DIRECT PARENT indirect 2008-06-01
J.P. MORGAN CLEARING CORP. STOCK HOLDER indirect 2008-07-01
WAMU INVESTMENTS, INC. INDIRECT PARENT indirect 2008-09-01
J.P. MORGAN IN-DX LLC SHAREHOLDER indirect 2016-10-01
J.P. MORGAN PRIVATE INVESTMENTS INC. SHAREHOLDER indirect 2016-10-01
J.P. MORGAN PARTNERS, LLC SHAREHOLDER indirect 2016-10-01
J.P. MORGAN SECURITIES LLC STOCK HOLDER indirect 2016-11-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHHOLDER indirect 2017-04-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 2017-04-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC 100% SHAREHOLDER indirect 2017-04-01
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2017-04-01
JPMORGAN FUNDS LIMITED SHAREHOLDER indirect 2017-04-01
JF INTERNATIONAL MANAGEMENT INC. SHAREHOLDER indirect 2017-04-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED 100% SHAREHOLDER indirect 2017-04-01
CHASE SECURITIES INC. ULTIMATE PARENT COMPANY - DIRECTLY OWNS 63% OF CHASE SECURITIES INC. direct 2001-01-01 2001-04-06
HAMBRECHT & QUIST CAPITAL MANAGEMENT INC INDIRECT OWNER indirect 1999-12-01 2001-04-23
HAMBRECHT & QUIST CAPITAL MANAGEMENT INC INDIRECT OWNER indirect 1999-12-01 2001-04-23
JARDINE FLEMING INTERNATIONAL MANAGEMENT INC SHAREHOLDER indirect 2001-01-01 2001-06-06
CHASE FLEMING ASSET MANAGEMENT (LONDON) LTD. PARENT indirect 1996-04-01 2001-08-22
CHASE SECURITIES INC. ULTIMATE PARENT COMPANY - DIRECTLY OWNS 48% OF J.P. MORGAN SECURITIES INC. direct 2001-05-01 2001-09-04
J. P. MORGAN SECURITIES INC. SEE QUESTION #1 indirect 2001-05-01 2001-09-04
DVCMM LLC 100% SHAREHOLDER OF JPMIM indirect 1984-02-01 2001-09-28
DVCMM LLC 100% SHAREHOLDER OF JPMIM direct 2000-06-01 2001-09-28
J.P. MORGAN FLEMING ASSET MANAGEMENT (USA) INC. SHAREHOLDER indirect 1995-09-01 2001-12-04
CHASE INVESTMENT SERVICES CORP. INDIRECT PARENT indirect 2001-01-01 2002-02-20
ROBERT FLEMING INC. STOCKHOLDER indirect 2000-08-01 2002-06-04
CHASE INVESTMENT SERVICES CORP. INDIRECT PARENT indirect 2001-11-01 2002-10-29
DVCMM LLC 100% SHAREHOLDER OF JPMIM indirect 1984-02-01 2003-10-01
J.P. MORGAN FLEMING ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 1996-04-01 2003-10-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. SHAREHOLDER direct 2000-12-01 2003-10-01
J. P. MORGAN SECURITIES INC. ULTIMATE PARENT COMPANY OWNS 100% OF J.P. MORGAN SECURITIES HOLDINGS INC. indirect 2001-05-01 2004-03-15
CHASE INVESTMENT SERVICES CORP. DIRECT OWNER direct 2002-11-01 2004-07-23
BANC ONE HIGH YIELD PARTNERS LLC 100% indirect 2004-07-01 2004-08-20
BANC ONE INVESTMENT ADVISORS CORP SHAREHOLDER indirect 2004-07-01 2004-10-29
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED INDIRECT OWNER indirect 2004-07-01 2004-11-08
JF INTERNATIONAL MANAGEMENT INC. SHAREHOLDER indirect 2001-01-01 2005-03-31
DVCMM LLC 100% SHAREHOLDER OF J.P. MORGAN FLEMING ASSET MANAGEMENT HOLDINGS INC. indirect 2003-10-01 2005-03-31
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHHOLDER OF J.P. MORGAN FLEMING ASSET MANAGEMENT HOLDINGS INC. indirect 2003-10-01 2005-03-31
J.P. MORGAN FLEMING ASSET MANAGEMENT (LONDON) LIMITED PARENT indirect 2003-10-01 2005-03-31
JF INTERNATIONAL MANAGEMENT INC. SHAREHOLDER indirect 2001-01-01 2005-06-28
CHASE INVESTMENT SERVICES CORP. DIRECT OWNER direct 2004-07-01 2005-06-29
PLEXUS GROUP, INC. SHAREHOLDER indirect 1995-09-01 2005-12-12
PACHOLDER & CO LLC SHAREHOLDER indirect 2004-07-01 2006-01-09
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHHOLDER OF JPMORGAN ASSET MANAGEMENT HOLDINGS INC. indirect 2003-10-01 2006-02-17
PMG ASSET MANAGEMENT INC INDIRECT PARENT indirect 2004-07-01 2006-03-22
CHASE INVESTMENT SERVICES CORP. INDIRECT PARENT indirect 2005-07-01 2006-03-31
HANGAR 4 PARTNERS, LLC 100% OWNER indirect 1999-12-01 2006-09-22
H&Q VENTURE MANAGEMENT LLC OWNER indirect 1999-12-01 2007-08-03
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED OWNER indirect 2004-11-01 2007-12-03
JPMORGAN INVESTMENT ADVISORS INC. OWNER indirect 2004-11-01 2008-02-13
BEAR, STEARNS SECURITIES CORP. STOCK HOLDER direct 2008-07-01 2008-10-03
BEAR STEARNS ASSET MANAGEMENT INC 100% SHAREHOLDER indirect 2008-06-01 2009-01-30
J.P.MORGAN SECURITIES INC. STOCK HOLDER direct 2008-07-01 2010-09-01
J.P. MORGAN CLEARING CORP. STOCK HOLDER indirect 2008-07-01 2011-03-25
AMERICAN CENTURY ADVISORY SERVICES, INC. SHAREHOLDER indirect 1998-01-01 2011-03-30
AMERICAN CENTURY INVESTMENT MANAGEMENT INC SHAREHOLDER indirect 1998-01-01 2011-03-31
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. SOLE STOCKHOLDER indirect 2001-01-01 2011-03-31
IRVING PLACE CAPITAL MANAGEMENT, L.P. OWNER indirect 2008-05-01 2016-01-25
HIGHBRIDGE PRINCIPAL STRATEGIES, LLC SHAREHOLDER indirect 2003-10-01 2016-01-27
J.P. MORGAN IN-DX LLC MEMBER direct 2005-02-01 2016-03-23
J.P. MORGAN PRIVATE INVESTMENTS INC. SHAREHOLDER direct 2001-01-01 2016-08-15
J.P. MORGAN PARTNERS, LLC SOLE SHAREHOLDER indirect 2001-01-01 2017-02-09
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2000-05-01 2017-03-31
JPMORGAN FUNDS LIMITED PARENT indirect 2000-06-01 2017-03-31
JF INTERNATIONAL MANAGEMENT INC. SHAREHOLDER indirect 2001-01-01 2017-03-31
JPMORGAN ASSET MANAGEMENT (UK) LIMITED PARENT indirect 2003-10-01 2017-03-31
HIGHBRIDGE CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2003-10-01 2017-03-31
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHHOLDER indirect 2003-10-01 2017-03-31
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED SHAREHOLDER indirect 2004-11-01 2017-03-31
JPMORGAN CHASE HOLDINGS LLC 100% SHAREHOLDER JPMORGAN ASSET MANAGEMENT HOLDINGS INC. 04/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
J.P. MORGAN SECURITIES LLC STOCKHOLDER indirect 2016-11-01
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC. 100% SHAREHOLDER indirect 2017-04-01
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED 100% SHAREHOLDER indirect 2017-04-01
J.P. MORGAN INVESTMENT MANAGEMENT INC. 100% SHAREHOLDER indirect 2017-04-01
JF INTERNATIONAL MANAGEMENT INC. 100% SHAREHOLDER indirect 2017-04-01
J.P. MORGAN PRIVATE INVESTMENTS INC. SHAREHOLDER direct 2016-10-01
BEAR STEARNS ASSET MANAGEMENT INC. 100% SHAREHOLDER indirect 2017-04-01
HIGHBRIDGE CAPITAL MANAGEMENT, LLC 100% SHAREHOLDER indirect 2017-04-01
JPMORGAN ASSET MANAGEMENT (UK) LIMITED SHAREHOLDER indirect 2017-04-01
JPMORGAN FUNDS LIMITED SHAREHOLDER indirect 2017-04-01
J.P. MORGAN IN-DX LLC SHAREHOLDER direct 2016-10-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
PREFERRED GROWTH - T LLC United States 805-8806753712 Other Private Fund REAL ESTATE SECURITIES 29,222,270 10,000,000
PREFERRED GROWTH LLC United States 805-8197829450 Other Private Fund REAL ESTATE SECURITIES 823,477,620 10,000,000
VA INCOME OPPORTUNITY INVESTORS LLC United States 805-6127968857 Other Private Fund REAL ESTATE SECURITIES 164,928,463 0

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