SEMMAX FINANCIAL ADVISORS INC.

HTTP://SEMMAX.COM/ WINSTON SALEM, NC Investment Advisor How do I update this listing?

Semmax Financial Advisors is based out of Winston Salem. Semmax Financial Advisors is a large advisory firm with 716 clients and discretionary assets under management (AUM) of $136,714,676 (Form ADV from 2019-02-01). Their last reported 13F filing for Q4 2018 included $128,079,000 in managed 13F securities and a top 10 holdings concentration of 37.21%. Semmax Financial Advisors's largest holding is Vanguard FTSE Developed Markets ETF with shares held of 224,509. Whalewisdom has at least 1 13F filings

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12/31/2018

Top Sells

  • Name% Change

12/31/2018

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-02-14

Performance for Q4 2018: 1.75%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

SEMMAX FINANCIAL ADVISORS, INC.
1447 TRADEMART BLVD
WINSTON-SALEM NC    27127
Country: United States

Business Phone: 336-856-0080
Fax: 336-856-0071
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: NC
Number of employees: 15
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 35,763,500
Total Number of Clients: 716
Amount of client funds and securities by related persons: 879,585
Total Number of clients from related persons: 1
Disclosures: 11.H (2)
Data above was derived from SEC filings.

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SEMMAX FINANCIAL ADVISORS, INC.

ownership team - last updated 2017-10-31
Name Title Start Date Direct/Indirect % Ownership
TYNER, JOHN, ELLIS PRESIDENT 08/01/2007 Direct 75% or more
Fund Name Position direct/indirect start date end date
SEMMAX FINANCIAL ADVISORS, INC. PRESIDENT direct 2007-08-01
MATTINSON, ERIC, DAVID CHIEF COMPLIANCE OFFICER 05/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SEMMAX FINANCIAL ADVISORS, INC. CHIEF COMPLIANCE OFFICER direct 2016-05-01

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