SENTINEL ASSET MANAGEMENT, INC.

MONTPELIER, VT Investment Advisor How do I update this listing?

Also known as:

  • NL CAPITAL MANAGEMENT INC

Sentinel Asset Management is based out of Montpelier. Sentinel Asset Management is a registered investment advisory firm with discretionary assets under management (AUM) of $50,541,989 (Form ADV from 2012-07-13). Their last reported 13F filing for Q1 2019 included $493,000 in managed 13F securities and a top 10 holdings concentration of 100.0%. Sentinel Asset Management's largest holding is WideOpenWest Inc with shares held of 54,157. Whalewisdom has at least 54 13F filings, and 2 13G filings

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03/31/2019

Top Buys

  • Name% Change

03/31/2019

Top Sells

  • Name% Change

03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $493 Thousand
  • Prior Market Value $380 Thousand
  • New Purchases0 stocks
  • Additional Purchases0 stocks
  • Sold out of0 stocks
  • Reduced holdings in0 stocks
  • Top 10 Holdings % 100.00 %
  • Turnover % [1]:%
  • Turnover Alt % [2]: %
  • Time Held Top20:4.00 quarters
  • Time Held Top10:4.00 quarters
  • Time Held All:4.00 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 2.72%
Performance Last 4 Quarters: -15.12%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-09-30 - 13F-HR (Subscription required)
  • 2007-06-30 - 13F-HR (Subscription required)
  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
  • 2006-06-30 - 13F-HR (Subscription required)
  • 2006-03-31 - 13F-HR (Subscription required)
  • 2005-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

SENTINEL ASSET MANAGEMENT, INC.

  

Business Phone: 858-356-9860
Fax: 858-481-5341
Professional Investment Advisor Data
SEC Registration as :
Form of Organization: Corporation
Organized in: CA
Number of employees: 1
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 0
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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SENTINEL ASSET MANAGEMENT, INC.

ownership team - last updated 2019-03-30
Name Title Start Date Direct/Indirect % Ownership
NLV FINANCIAL CORPORATION ("NLVF") SOLE STOCKHOLDER 11/01/2005 Direct 75% or more
Fund Name Position direct/indirect start date end date
NL CAPITAL MANAGEMENT INC SOLE STOCKHOLDER indirect 1999-01-01
SENTINEL ASSET MANAGEMENT, INC. SOLE STOCKHOLDER direct 2005-11-01
EQUITY SERVICES, INC. SHAREHOLDER direct 2005-12-01
SENTINEL ADVISORS, CO SOLE STOCKHOLDER - SAMI indirect 2009-11-01
EQUITY SERVICES, INC. SHAREHOLDER indirect 1999-01-01 2005-08-29
SENTINEL ADVISORS, CO SOLE STOCKHOLDER - NLIC indirect 1999-01-01 2005-10-03
NL CAPITAL MANAGEMENT, INC. SOLE STOCKHOLDER OF NLIC indirect 1999-01-01 2005-11-17
ASSADI, MEHRAN CHAIR, DIRECTOR 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
EQUITY SERVICES, INC. DIRECTOR & CHAIRMAN OF THE BOARD direct 2008-02-01
SENTINEL ASSET MANAGEMENT, INC. CHAIR, DIRECTOR direct 2009-01-01
MULLER, LISA, FRANCESCA VICE PRESIDENT, SENIOR COUNSEL, SECRETARY & CHIEF LEGAL OFFICER 10/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
SENTINEL ASSET MANAGEMENT, INC. COUNSEL (CHIEF LEGAL OFFICER) direct 2009-02-01
SENTINEL ASSET MANAGEMENT, INC. SENIOR COUNSEL & CHIEF OPERATING OFFICER direct 2015-08-01
WOODWORTH, GREGORY, DONALD DIRECTOR 08/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
SENTINEL ASSET MANAGEMENT, INC. DIRECTOR direct 2011-08-01
TEESE, GREGORY, DWIGHT CHIEF COMPLIANCE OFFICER 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
EQUITY SERVICES, INC. SR. VICE PRESIDENT, COMPLIANCE & CHIEF COMPLIANCE OFFICER direct 1997-03-01
SENTINEL ASSET MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2016-03-01
EQUITY SERVICES, INC. VICE PRESIDENT, COMPLIANCE direct 1997-03-01 2004-08-26
EQUITY SERVICES, INC. VICE PRESIDENT, COMPLIANCE & CHIEF COMPLIANCE OFFICER direct 1997-03-01 2009-08-27
COTTON, ROBERT, EARL PRESIDENT & CEO 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
EQUITY SERVICES, INC. DIRECTOR direct 2010-06-01
DOIRON, JASON, JOSEPH SENIOR VICE PRESIDENT 04/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SENTINEL ASSET MANAGEMENT, INC. SENIOR VICE PRESIDENT direct 2015-04-01
RYDER, TIMOTHY, VAN SENIOR VICE PRESIDENT 10/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
EQUITY SERVICES, INC. SVP, OPERATIONS direct 2016-01-01
VANBECK, SARAH, JEAN SENIOR VICE PRESIDENT & TREASURER 08/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
SENTINEL ASSET MANAGEMENT, INC. SENIOR VICE PRESIDENT direct 2018-08-01
SENTINEL ASSET MANAGEMENT, INC. SENIOR VICE PRESIDENT & TREASURER direct 2018-08-01
NATIONAL LIFE HOLDING COMPANY ("NLHC") SOLE STOCKHOLDER - NLVF NLV FINANCIAL CORPORATION ("NLVF") 01/01/1999 Indirect 75% or more
Fund Name Position direct/indirect start date end date
EQUITY SERVICES, INC. SHAREHOLDER indirect 1999-01-01
NL CAPITAL MANAGEMENT, INC. SOLE STOCKHOLDER - NLVF indirect 1999-01-01
SENTINEL ADVISORS, CO SOLE STOCKHOLDER - NLVF indirect 1999-01-01
NL CAPITAL MANAGEMENT INC SOLE STOCKHOLDER indirect 1999-01-01
EQUITY SERVICES, INC. SHAREHOLDER indirect 1999-01-01 2005-05-26

SENTINEL ASSET MANAGEMENT, INC.

ownership team - last updated 2017-12-26
Name Title Start Date Direct/Indirect % Ownership
NLV FINANCIAL CORPORATION ("NLVF") SOLE STOCKHOLDER 11/01/2005 Direct 75% or more
Fund Name Position direct/indirect start date end date
NL CAPITAL MANAGEMENT INC SOLE STOCKHOLDER indirect 1999-01-01
SENTINEL ASSET MANAGEMENT, INC. SOLE STOCKHOLDER direct 2005-11-01
EQUITY SERVICES, INC. SHAREHOLDER direct 2005-12-01
SENTINEL ADVISORS, CO SOLE STOCKHOLDER - SAMI indirect 2009-11-01
EQUITY SERVICES, INC. SHAREHOLDER indirect 1999-01-01 2005-08-29
SENTINEL ADVISORS, CO SOLE STOCKHOLDER - NLIC indirect 1999-01-01 2005-10-03
NL CAPITAL MANAGEMENT, INC. SOLE STOCKHOLDER OF NLIC indirect 1999-01-01 2005-11-17
ASSADI, MEHRAN CHAIR, DIRECTOR 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
EQUITY SERVICES, INC. DIRECTOR & CHAIRMAN OF THE BOARD direct 2008-02-01
SENTINEL ASSET MANAGEMENT, INC. CHAIR, DIRECTOR direct 2009-01-01
MULLER, LISA, FRANCESCA SENIOR COUNSEL & CHIEF OPERATING OFFICER 08/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SENTINEL ASSET MANAGEMENT, INC. COUNSEL (CHIEF LEGAL OFFICER) direct 2009-02-01
SENTINEL ASSET MANAGEMENT, INC. SENIOR COUNSEL & CHIEF OPERATING OFFICER direct 2015-08-01
WOODWORTH, GREGORY, DONALD DIRECTOR 08/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
SENTINEL ASSET MANAGEMENT, INC. DIRECTOR direct 2011-08-01
BROWNELL, THOMAS, HYDE PRESIDENT AND CEO 06/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
SENTINEL ASSET MANAGEMENT, INC. INTERIM PRESIDENT AND CEO direct 2013-06-01
SENTINEL ASSET MANAGEMENT, INC. PRESIDENT AND CEO direct 2013-06-01
TEESE, GREGORY, DWIGHT CHIEF COMPLIANCE OFFICER 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
EQUITY SERVICES, INC. SR. VICE PRESIDENT, COMPLIANCE & CHIEF COMPLIANCE OFFICER direct 1997-03-01
SENTINEL ASSET MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2016-03-01
EQUITY SERVICES, INC. VICE PRESIDENT, COMPLIANCE direct 1997-03-01 2004-08-26
EQUITY SERVICES, INC. VICE PRESIDENT, COMPLIANCE & CHIEF COMPLIANCE OFFICER direct 1997-03-01 2009-08-27
PARTRIDGE, PHILIP, GUY CHIEF FINANCIAL OFFICER 12/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
SENTINEL ASSET MANAGEMENT, INC. CHIEF FINANCIAL OFFICER direct 2014-12-01
NATIONAL LIFE HOLDING COMPANY ("NLHC") SOLE STOCKHOLDER - NLVF NLV FINANCIAL CORPORATION ("NLVF") 01/01/1999 Indirect 75% or more
Fund Name Position direct/indirect start date end date
EQUITY SERVICES, INC. SHAREHOLDER indirect 1999-01-01
NL CAPITAL MANAGEMENT, INC. SOLE STOCKHOLDER - NLVF indirect 1999-01-01
SENTINEL ADVISORS, CO SOLE STOCKHOLDER - NLVF indirect 1999-01-01
NL CAPITAL MANAGEMENT INC SOLE STOCKHOLDER indirect 1999-01-01
EQUITY SERVICES, INC. SHAREHOLDER indirect 1999-01-01 2005-05-26

SENTINEL ASSET MANAGEMENT, INC.

ownership team - last updated 2012-05-31
Name Title Start Date Direct/Indirect % Ownership
WELLS, JOHN, GARWOOD PRESIDENT/OWNER/CHIEF COMPLIANCE OFFICER 03/01/1997 Direct 75% or more
Fund Name Position direct/indirect start date end date
SENTINEL ASSET MANAGEMENT, INC. PRESIDENT/OWNER direct 1997-03-01
SENTINEL ASSET MANAGEMENT, INC. PRESIDENT/OWNER/CHIEF COMPLIANCE OFFICER direct 1997-03-01

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