SEQUENT ASSET MANAGEMENT, LLC

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Sequent Asset Management is based out of Houston. Sequent Asset Management is a large advisory firm with 504 clients and discretionary assets under management (AUM) of $331,328,089 (Form ADV from 2016-01-01). Their last reported 13F filing for Q3 2019 included $136,548,000 in managed 13F securities and a top 10 holdings concentration of 71.07%. Sequent Asset Management's largest holding is Fidelity Spartan 500 Index Advtg with shares held of 269,819. Sequent Asset Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 37 13F filings

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68

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $136.548 Million
  • Prior Market Value $138.541 Million
  • New Purchases0 stocks
  • Additional Purchases20 stocks
  • Sold out of2 stocks
  • Reduced holdings in4 stocks
  • Top 10 Holdings % 71.07 %
  • Turnover % [1]:4.08%
  • Turnover Alt % [2]: 1.47 %
  • Time Held Top20:17.95 quarters
  • Time Held Top10:19.30 quarters
  • Time Held All:19.33 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -3.82%
Performance Last 4 Quarters: -8.89%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR/A (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

SEQUENT ASSET MANAGEMENT, LLC
952 ECHO LANE, SUITE 445
HOUSTON TX    77024
Country: United States

Business Phone: 713-467-0008
Fax: 713-467-0081
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: TX
Number of employees: 3
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities: 4,372,830
Total Number of Clients: 504
Amount of client funds and securities by related persons: 4,372,830
Total Number of clients from related persons: 17
Disclosures:
Data above was derived from SEC filings.

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SEQUENT ASSET MANAGEMENT, LLC

ownership team - last updated 2019-03-25
Name Title Start Date Direct/Indirect % Ownership
MADSENWATERS, LLC MEMBER 07/01/2008 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
SEQUENT ASSET MANAGEMENT, LLC MEMBER direct 2008-07-01
HARTZELL, LLC MEMBER 07/01/2008 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
SEQUENT ASSET MANAGEMENT, LLC MEMBER direct 2008-07-01
DOLL, DAVID, MATTHEW FOUNDER AND CHIEF EXECUTIVE OFFICER 07/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
SEQUENT ASSET MANAGEMENT, LLC FOUNDER AND CHIEF EXECUTIVE OFFICER direct 2008-07-01
SEQUENT ASSET MANAGEMENT, LLC MANAGING MEMBER / DIRECTOR AND CHIEF EXECUTIVE OFFICER direct 2008-07-01
SEQUENT ASSET MANAGEMENT, LLC FOUNDER indirect 2008-07-01
SEQUENT ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2008-07-01
HARTZELL, TIMOTHY, SHAWN FOUNDER/CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER 07/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
SEQUENT ASSET MANAGEMENT, LLC MEMBER/CHIEF INVETMENT OFFICER direct 2008-07-01
SEQUENT ASSET MANAGEMENT, LLC FOUNDER indirect 2008-07-01
SEQUENT ASSET MANAGEMENT, LLC MEMBER/CHIEF INVESTMENT OFFICER direct 2008-07-01
SEQUENT ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2008-07-01
SEQUENT ASSET MANAGEMENT, LLC FOUNDER/CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER direct 2008-07-01
DOLL, DAVID, MATTHEW FOUNDER MADSENWATERS, LLC 07/01/2008 Indirect 75% or more
Fund Name Position direct/indirect start date end date
SEQUENT ASSET MANAGEMENT, LLC FOUNDER AND CHIEF EXECUTIVE OFFICER direct 2008-07-01
SEQUENT ASSET MANAGEMENT, LLC MANAGING MEMBER / DIRECTOR AND CHIEF EXECUTIVE OFFICER direct 2008-07-01
SEQUENT ASSET MANAGEMENT, LLC FOUNDER indirect 2008-07-01
SEQUENT ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2008-07-01
HARTZELL, TIMOTHY, SHAWN FOUNDER HARTZELL, LLC 07/01/2008 Indirect 75% or more
Fund Name Position direct/indirect start date end date
SEQUENT ASSET MANAGEMENT, LLC MEMBER/CHIEF INVETMENT OFFICER direct 2008-07-01
SEQUENT ASSET MANAGEMENT, LLC FOUNDER indirect 2008-07-01
SEQUENT ASSET MANAGEMENT, LLC MEMBER/CHIEF INVESTMENT OFFICER direct 2008-07-01
SEQUENT ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2008-07-01
SEQUENT ASSET MANAGEMENT, LLC FOUNDER/CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER direct 2008-07-01

SEQUENT ASSET MANAGEMENT, LLC

ownership team - last updated 2017-03-20
Name Title Start Date Direct/Indirect % Ownership
MADSENWATERS, LLC MEMBER 07/01/2008 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
SEQUENT ASSET MANAGEMENT, LLC MEMBER direct 2008-07-01
HARTZELL, LLC MEMBER 07/01/2008 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
SEQUENT ASSET MANAGEMENT, LLC MEMBER direct 2008-07-01
DOLL, DAVID, MATTHEW FOUNDER AND CHIEF EXECUTIVE OFFICER 07/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
SEQUENT ASSET MANAGEMENT, LLC FOUNDER AND CHIEF EXECUTIVE OFFICER direct 2008-07-01
SEQUENT ASSET MANAGEMENT, LLC MANAGING MEMBER / DIRECTOR AND CHIEF EXECUTIVE OFFICER direct 2008-07-01
SEQUENT ASSET MANAGEMENT, LLC FOUNDER indirect 2008-07-01
SEQUENT ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2008-07-01
HARTZELL, TIMOTHY, SHAWN FOUNDER/CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER 07/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
SEQUENT ASSET MANAGEMENT, LLC MEMBER/CHIEF INVETMENT OFFICER direct 2008-07-01
SEQUENT ASSET MANAGEMENT, LLC FOUNDER indirect 2008-07-01
SEQUENT ASSET MANAGEMENT, LLC MEMBER/CHIEF INVESTMENT OFFICER direct 2008-07-01
SEQUENT ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2008-07-01
SEQUENT ASSET MANAGEMENT, LLC FOUNDER/CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER direct 2008-07-01
DOLL, DAVID, MATTHEW FOUNDER MADSENWATERS, LLC 07/01/2008 Indirect 75% or more
Fund Name Position direct/indirect start date end date
SEQUENT ASSET MANAGEMENT, LLC FOUNDER AND CHIEF EXECUTIVE OFFICER direct 2008-07-01
SEQUENT ASSET MANAGEMENT, LLC MANAGING MEMBER / DIRECTOR AND CHIEF EXECUTIVE OFFICER direct 2008-07-01
SEQUENT ASSET MANAGEMENT, LLC FOUNDER indirect 2008-07-01
SEQUENT ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2008-07-01
HARTZELL, TIMOTHY, SHAWN FOUNDER HARTZELL, LLC 07/01/2008 Indirect 75% or more
Fund Name Position direct/indirect start date end date
SEQUENT ASSET MANAGEMENT, LLC MEMBER/CHIEF INVETMENT OFFICER direct 2008-07-01
SEQUENT ASSET MANAGEMENT, LLC FOUNDER indirect 2008-07-01
SEQUENT ASSET MANAGEMENT, LLC MEMBER/CHIEF INVESTMENT OFFICER direct 2008-07-01
SEQUENT ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2008-07-01
SEQUENT ASSET MANAGEMENT, LLC FOUNDER/CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER direct 2008-07-01

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