SICART ASSOCIATES LLC

HTTP://WWW.SICARTASSOCIATES.COM NEW YORK, NY Investment Advisor Hedge Fund How do I update this listing?

Sicart Associates is based out of New York. Sicart Associates is a hedge fund with 110 clients and discretionary assets under management (AUM) of $509,916,036 (Form ADV from 2019-12-01). Their last reported 13F filing for Q2 2020 included $312,663,000 in managed 13F securities and a top 10 holdings concentration of 52.96%. Sicart Associates's largest holding is SPDR Gold Trust with shares held of 226,512. Sicart Associates has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 15 13F filings

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06/30/2020

13F Activity

  • Market Value $312.663 Million
  • Prior Market Value $262.671 Million
  • New Purchases15 stocks
  • Additional Purchases16 stocks
  • Sold out of10 stocks
  • Reduced holdings in46 stocks
  • Top 10 Holdings % 52.96 %
  • Turnover % [1]:23.15%
  • Turnover Alt % [2]: 9.50 %
  • Time Held Top20:5.95 quarters
  • Time Held Top10:7.00 quarters
  • Time Held All:7.12 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 12.06%
Performance Last 4 Quarters: -16.56%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

SICART ASSOCIATES, LLC
Classified as Hedge Fund
152 W 57TH STREET 54TH FLOOR
NEW YORK NY    10019
Country: United States

Business Phone: 646-606-0290
Fax: 212-208-4592
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 6
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities: 230,635,000
Total Number of Clients: 110
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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SICART ASSOCIATES, LLC

ownership team - last updated 2020-05-11
Name Title Start Date Direct/Indirect % Ownership
SICART, FRANCOIS, DANIEL CHAIRMAN 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SICART ASSOCIATES, LLC LIMITED PARTNER indirect 2016-07-01
SICART ASSOCIATES, LLC CHAIRMAN direct 2016-07-01
TOCQUEVILLE ASSET MANAGEMENT LP CEO, DIRECTOR & STOCKHOLDER OF GP. direct 1990-01-01 2003-03-28
TOCQUEVILLE ASSET MANAGEMENT LP CEO, DIRECTOR & LIMITED PARTNER direct 1990-01-01 2005-10-06
TOCQUEVILLE ASSET MANAGEMENT LP CHAIR & DIRECTOR direct 1990-01-01 2013-06-24
TOCQUEVILLE ASSET MANAGEMENT LP CHAIR & DIRECTOR OF GP direct 1990-01-01 2016-07-11
TOCQUEVILLE ASSET MANAGEMENT LP SHAREHOLDER indirect 2000-01-01 2016-07-11
JAGANATH, PATSY, P (MI ONLY) TREASURER, CHIEF OPERATING OFFICER 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SICART ASSOCIATES, LLC TREASURER, CHIEF OPERATING OFFICER direct 2016-07-01
SICART ASSOCIATES, LLC LIMITED PARTNER indirect 2016-07-01
HUANG, YIBO, (NMN) PRESIDENT, CHIEF COMPLIANCE OFFICER 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SICART ASSOCIATES, LLC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2016-07-01
SICART ASSOCIATES, LLC LIMITED PARTNER indirect 2016-07-01
BARANOWSKI, BOGUMIL, KRZYSZTOF SECRETARY, VICE PRESIDENT 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SICART ASSOCIATES, LLC SECRETARY, VICE PRESIDENT direct 2016-07-01
SICART ASSOCIATES, LLC LIMITED PARTNER indirect 2016-07-01
SICART PARTNERS, LP MEMBER 07/01/2016 Direct 75% or more
Fund Name Position direct/indirect start date end date
SICART ASSOCIATES, LLC MEMBER direct 2016-07-01
SICART MANAGEMENT LLC GENERAL PARTNER SICART PARTNERS, LP 07/01/2016 Indirect Other
Fund Name Position direct/indirect start date end date
SICART ASSOCIATES, LLC GENERAL PARTNER indirect 2016-07-01
SICART, FRANCOIS, DANIEL LIMITED PARTNER SICART PARTNERS, LP 07/01/2016 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
SICART ASSOCIATES, LLC LIMITED PARTNER indirect 2016-07-01
SICART ASSOCIATES, LLC CHAIRMAN direct 2016-07-01
TOCQUEVILLE ASSET MANAGEMENT LP CEO, DIRECTOR & STOCKHOLDER OF GP. direct 1990-01-01 2003-03-28
TOCQUEVILLE ASSET MANAGEMENT LP CEO, DIRECTOR & LIMITED PARTNER direct 1990-01-01 2005-10-06
TOCQUEVILLE ASSET MANAGEMENT LP CHAIR & DIRECTOR direct 1990-01-01 2013-06-24
TOCQUEVILLE ASSET MANAGEMENT LP CHAIR & DIRECTOR OF GP direct 1990-01-01 2016-07-11
TOCQUEVILLE ASSET MANAGEMENT LP SHAREHOLDER indirect 2000-01-01 2016-07-11
JAGANATH, PATSY, P (MI ONLY) LIMITED PARTNER SICART PARTNERS, LP 07/01/2016 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
SICART ASSOCIATES, LLC TREASURER, CHIEF OPERATING OFFICER direct 2016-07-01
SICART ASSOCIATES, LLC LIMITED PARTNER indirect 2016-07-01
HUANG, YIBO, (NMN) LIMITED PARTNER SICART PARTNERS, LP 07/01/2016 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
SICART ASSOCIATES, LLC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2016-07-01
SICART ASSOCIATES, LLC LIMITED PARTNER indirect 2016-07-01
BARANOWSKI, BOGUMIL, KRZYSZTOF LIMITED PARTNER SICART PARTNERS, LP 07/01/2016 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
SICART ASSOCIATES, LLC SECRETARY, VICE PRESIDENT direct 2016-07-01
SICART ASSOCIATES, LLC LIMITED PARTNER indirect 2016-07-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
SICART FOCUS PARTNERS, LP United States 805-3410814578 Hedge Fund 0 100,000

SICART ASSOCIATES, LLC

ownership team - last updated 2020-02-26
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
SICART FOCUS PARTNERS, LP United States 805-3410814578 Hedge Fund 0 100,000

SICART ASSOCIATES, LLC

ownership team - last updated 2019-03-14
Name Title Start Date Direct/Indirect % Ownership
SICART, FRANCOIS, DANIEL CHAIRMAN 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SICART ASSOCIATES, LLC LIMITED PARTNER indirect 2016-07-01
SICART ASSOCIATES, LLC CHAIRMAN direct 2016-07-01
TOCQUEVILLE ASSET MANAGEMENT LP CEO, DIRECTOR & STOCKHOLDER OF GP. direct 1990-01-01 2003-03-28
TOCQUEVILLE ASSET MANAGEMENT LP CEO, DIRECTOR & LIMITED PARTNER direct 1990-01-01 2005-10-06
TOCQUEVILLE ASSET MANAGEMENT LP CHAIR & DIRECTOR direct 1990-01-01 2013-06-24
TOCQUEVILLE ASSET MANAGEMENT LP CHAIR & DIRECTOR OF GP direct 1990-01-01 2016-07-11
TOCQUEVILLE ASSET MANAGEMENT LP SHAREHOLDER indirect 2000-01-01 2016-07-11
JAGANATH, PATSY, P (MI ONLY) TREASURER, CHIEF OPERATING OFFICER 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SICART ASSOCIATES, LLC TREASURER, CHIEF OPERATING OFFICER direct 2016-07-01
SICART ASSOCIATES, LLC LIMITED PARTNER indirect 2016-07-01
HUANG, YIBO, (NMN) PRESIDENT, CHIEF COMPLIANCE OFFICER 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SICART ASSOCIATES, LLC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2016-07-01
SICART ASSOCIATES, LLC LIMITED PARTNER indirect 2016-07-01
BARANOWSKI, BOGUMIL, KRZYSZTOF SECRETARY, VICE PRESIDENT 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SICART ASSOCIATES, LLC SECRETARY, VICE PRESIDENT direct 2016-07-01
SICART ASSOCIATES, LLC LIMITED PARTNER indirect 2016-07-01
SICART PARTNERS, LP MEMBER 07/01/2016 Direct 75% or more
Fund Name Position direct/indirect start date end date
SICART ASSOCIATES, LLC MEMBER direct 2016-07-01
SICART MANAGEMENT LLC GENERAL PARTNER SICART PARTNERS, LP 07/01/2016 Indirect Other
Fund Name Position direct/indirect start date end date
SICART ASSOCIATES, LLC GENERAL PARTNER indirect 2016-07-01
SICART, FRANCOIS, DANIEL LIMITED PARTNER SICART PARTNERS, LP 07/01/2016 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
SICART ASSOCIATES, LLC LIMITED PARTNER indirect 2016-07-01
SICART ASSOCIATES, LLC CHAIRMAN direct 2016-07-01
TOCQUEVILLE ASSET MANAGEMENT LP CEO, DIRECTOR & STOCKHOLDER OF GP. direct 1990-01-01 2003-03-28
TOCQUEVILLE ASSET MANAGEMENT LP CEO, DIRECTOR & LIMITED PARTNER direct 1990-01-01 2005-10-06
TOCQUEVILLE ASSET MANAGEMENT LP CHAIR & DIRECTOR direct 1990-01-01 2013-06-24
TOCQUEVILLE ASSET MANAGEMENT LP CHAIR & DIRECTOR OF GP direct 1990-01-01 2016-07-11
TOCQUEVILLE ASSET MANAGEMENT LP SHAREHOLDER indirect 2000-01-01 2016-07-11
JAGANATH, PATSY, P (MI ONLY) LIMITED PARTNER SICART PARTNERS, LP 07/01/2016 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
SICART ASSOCIATES, LLC TREASURER, CHIEF OPERATING OFFICER direct 2016-07-01
SICART ASSOCIATES, LLC LIMITED PARTNER indirect 2016-07-01
HUANG, YIBO, (NMN) LIMITED PARTNER SICART PARTNERS, LP 07/01/2016 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
SICART ASSOCIATES, LLC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2016-07-01
SICART ASSOCIATES, LLC LIMITED PARTNER indirect 2016-07-01
BARANOWSKI, BOGUMIL, KRZYSZTOF LIMITED PARTNER SICART PARTNERS, LP 07/01/2016 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
SICART ASSOCIATES, LLC SECRETARY, VICE PRESIDENT direct 2016-07-01
SICART ASSOCIATES, LLC LIMITED PARTNER indirect 2016-07-01

SICART ASSOCIATES, LLC

ownership team - last updated 2017-08-22
Name Title Start Date Direct/Indirect % Ownership
SICART PARTNERS, LP MEMBER 07/01/2016 Direct 75% or more
Fund Name Position direct/indirect start date end date
SICART ASSOCIATES, LLC MEMBER direct 2016-07-01
BARANOWSKI, BOGUMIL, KRZYSZTOF SECRETARY, VICE PRESIDENT 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SICART ASSOCIATES, LLC SECRETARY, VICE PRESIDENT direct 2016-07-01
SICART ASSOCIATES, LLC LIMITED PARTNER indirect 2016-07-01
HUANG, YIBO, (NMN) PRESIDENT, CHIEF COMPLIANCE OFFICER 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SICART ASSOCIATES, LLC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2016-07-01
SICART ASSOCIATES, LLC LIMITED PARTNER indirect 2016-07-01
JAGANATH, PATSY, P (MI ONLY) TREASURER, CHIEF OPERATING OFFICER 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SICART ASSOCIATES, LLC TREASURER, CHIEF OPERATING OFFICER direct 2016-07-01
SICART ASSOCIATES, LLC LIMITED PARTNER indirect 2016-07-01
SICART, FRANCOIS, DANIEL CHAIRMAN 07/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SICART ASSOCIATES, LLC LIMITED PARTNER indirect 2016-07-01
SICART ASSOCIATES, LLC CHAIRMAN direct 2016-07-01
TOCQUEVILLE ASSET MANAGEMENT LP CEO, DIRECTOR & STOCKHOLDER OF GP. direct 1990-01-01 2003-03-28
TOCQUEVILLE ASSET MANAGEMENT LP CEO, DIRECTOR & LIMITED PARTNER direct 1990-01-01 2005-10-06
TOCQUEVILLE ASSET MANAGEMENT LP CHAIR & DIRECTOR direct 1990-01-01 2013-06-24
TOCQUEVILLE ASSET MANAGEMENT LP CHAIR & DIRECTOR OF GP direct 1990-01-01 2016-07-11
TOCQUEVILLE ASSET MANAGEMENT LP SHAREHOLDER indirect 2000-01-01 2016-07-11
BARANOWSKI, BOGUMIL, KRZYSZTOF LIMITED PARTNER SICART PARTNERS, LP 07/01/2016 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
SICART ASSOCIATES, LLC SECRETARY, VICE PRESIDENT direct 2016-07-01
SICART ASSOCIATES, LLC LIMITED PARTNER indirect 2016-07-01
HUANG, YIBO, (NMN) LIMITED PARTNER SICART PARTNERS, LP 07/01/2016 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
SICART ASSOCIATES, LLC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2016-07-01
SICART ASSOCIATES, LLC LIMITED PARTNER indirect 2016-07-01
JAGANATH, PATSY, P (MI ONLY) LIMITED PARTNER SICART PARTNERS, LP 07/01/2016 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
SICART ASSOCIATES, LLC TREASURER, CHIEF OPERATING OFFICER direct 2016-07-01
SICART ASSOCIATES, LLC LIMITED PARTNER indirect 2016-07-01
SICART, FRANCOIS, DANIEL LIMITED PARTNER SICART PARTNERS, LP 07/01/2016 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
SICART ASSOCIATES, LLC LIMITED PARTNER indirect 2016-07-01
SICART ASSOCIATES, LLC CHAIRMAN direct 2016-07-01
TOCQUEVILLE ASSET MANAGEMENT LP CEO, DIRECTOR & STOCKHOLDER OF GP. direct 1990-01-01 2003-03-28
TOCQUEVILLE ASSET MANAGEMENT LP CEO, DIRECTOR & LIMITED PARTNER direct 1990-01-01 2005-10-06
TOCQUEVILLE ASSET MANAGEMENT LP CHAIR & DIRECTOR direct 1990-01-01 2013-06-24
TOCQUEVILLE ASSET MANAGEMENT LP CHAIR & DIRECTOR OF GP direct 1990-01-01 2016-07-11
TOCQUEVILLE ASSET MANAGEMENT LP SHAREHOLDER indirect 2000-01-01 2016-07-11
SICART MANAGEMENT LLC GENERAL PARTNER SICART PARTNERS, LP 07/01/2016 Indirect Other
Fund Name Position direct/indirect start date end date
SICART ASSOCIATES, LLC GENERAL PARTNER indirect 2016-07-01

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