SIGNATUREFD, LLC

HTTP://WWW.SIGNATUREFD.COM ATLANTA, GA Investment Advisor Hedge Fund How do I update this listing?

Signaturefd is based out of Atlanta. Signaturefd is a hedge fund with 1271 clients and discretionary assets under management (AUM) of $3,228,832,293 (Form ADV from 2019-09-01). Their last reported 13F filing for Q2 2020 included $1,655,048,000 in managed 13F securities and a top 10 holdings concentration of 64.22%. Signaturefd's largest holding is iShares Edge MSCI Min Vol USA ETF with shares held of 3,094,132. Whalewisdom has at least 49 13F filings

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06/30/2020

13F Activity

  • Market Value $1.655 Billion
  • Prior Market Value $1.157 Billion
  • New Purchases409 stocks
  • Additional Purchases1004 stocks
  • Sold out of244 stocks
  • Reduced holdings in861 stocks
  • Top 10 Holdings % 64.22 %
  • Turnover % [1]:25.57%
  • Turnover Alt % [2]: 29.70 %
  • Time Held Top20:16.50 quarters
  • Time Held Top10:6.30 quarters
  • Time Held All:8.10 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 25.63%
Performance Last 4 Quarters: 3.23%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

SIGNATUREFD, LLC
Classified as Hedge Fund
1230 PEACHTREE STREET, NE SUITE 1800
ATLANTA GA    30309
Country: United States

Business Phone: 404-253-7600
Fax: 404-253-7601
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: GA
Number of employees: 84
Other Business Activities: insurance broker or agent
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 196,827,000
Total Number of Clients: 1271
Amount of client funds and securities by related persons: 208,070,000
Total Number of clients from related persons: 21
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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SIGNATUREFD, LLC

ownership team - last updated 2020-06-30
Name Title Start Date Direct/Indirect % Ownership
FRAZIER, JR., JAMES, F MEMBER 06/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 1997-06-01
DEETER, DAVID, A. MEMBER 06/01/1997 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 1997-06-01
LUSBY, III, ROGER, W. MEMBER 06/01/1997 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 1997-06-01
BARTLETT, RUTH, ANN MEMBER 06/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 1997-06-01
FISHER, DAVID, SCOTT MEMBER 01/01/2000 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2000-01-01
LIPTAK, DOUGLAS, WILLIAM MEMBER 01/01/2000 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2000-01-01
PELLER, JEFFREY, S. MEMBER 01/01/2000 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2000-01-01
MILLER, JEFERY, RONALD MEMBER 06/01/1997 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 1997-06-01
CUNNINGHAM, BLAIR, CHAPMAN MEMBER 12/01/2002 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2002-12-01
STRIPLIN, RHONDA, C MEMBER 01/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2002-01-01
THURMAN, KAREN MEMBER 01/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2002-01-01
LAWSON, TERRI MEMBER 01/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2002-01-01
BURNETT, ANDY MEMBER 01/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2003-01-01
FOWLER, D., SHAWN MEMBER 06/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 1997-06-01
ETHERIDGE, CHRIS MEMBER 01/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2001-01-01
BESSON, ROBERT, KAMERON MEMBER 01/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2004-01-01
SPERRING, JEREMY, LEE CHIEF FINANCIAL OFFICER / MEMBER 03/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC CHIEF OPERATING OFFICER direct 2004-03-01
SIGNATUREFD, LLC CHIEF FINANCIAL OFFICER / MEMBER direct 2004-03-01
F&D ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2004-03-01
ZIMMERMAN, CHARLES, SPENCER MEMBER 01/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2005-01-01
ROBERTSON FORTNER, HEATHER, A CHIEF COMPLIANCE OFFICER (CCO) / MEMBER 03/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC CHIEF COMPLIANCE OFFICER (CCO) direct 2006-03-01
SIGNATUREFD, LLC CHIEF COMPLIANCE OFFICER (CCO) / MEMBER direct 2006-03-01
MCDANIEL, WILLIAM, SETH MEMBER 08/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2006-08-01
MEADOWS, JASON MEMBER 01/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2008-01-01
SCHAEFFER, LINDA MEMBER 01/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2008-01-01
GODSHALL, WILLIAM, ANDREW MEMBER 01/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2008-01-01
HARTY, ELIZABETH, PAGE MEMBER 07/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2008-07-01
GENTRY, JAMIE, MCCUSKER MEMBER 06/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2009-06-01
SHEETS, STEPHEN, TODD MEMBER 06/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
SHEETS SMITH WEALTH MANAGEMENT MINORITY OWNER direct 2015-12-01
SIGNATUREFD, LLC MEMBER direct 2009-06-01
TALLY, JAMES, EARL MEMBER 07/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2012-07-01
STRICKLAND, FRANK, DALLAS MEMBER 05/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2012-05-01
BEATTY, PHILIP, CHISOM MEMBER 09/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2013-09-01
DUBAY, DANIEL, MARK MEMBER 09/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2013-09-01
PPA ADVISORY SERVICES, INC. FINANCIAL & OPERATIONS PRINCIPAL, CCO direct 1992-04-01
PPA ADVISORY SERVICES, INC. CEO, CFO, CCO MANAGING PRINCIPAL direct 1992-04-01
PPA ADVISORY SERVICES, INC. FINANCIAL & OPERATIONS PRINCIPAL, CHIEF COMPLIANCE OFFICER direct 1992-04-01
BOONE, JAMES, MINTON MEMBER 09/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2013-09-01
PRINCIPLE PLANNING ADVISORS, LLC PRINCIPAL direct 1998-08-01
PRINCIPLE PLANNING ADVISORS, LLC PRINCIPAL direct 2000-01-01
GRAY, CHARLES, GERALD MEMBER 09/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2013-09-01
PRINCIPLE PLANNING ADVISORS, LLC PRINCIPAL AND CHIEF COMPLIANCE OFFICER direct 1998-08-01
PRINCIPLE PLANNING ADVISORS, LLC PRINCIPAL direct 2000-01-01
PRINCIPLE PLANNING ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2000-01-01
PRINCIPLE PLANNING ADVISORS, LLC PRINCIPAL AND CHIEF COMPLIANCE OFFICER direct 2000-01-01
CEARLEY, RUSSELL, BENNETT MEMBER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2015-01-01
SHACKLEY, VICTORIA, KENT MEMBER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2015-01-01
DANIELL, DAVID, AMES MEMBER 07/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2014-07-01
GREER, RONNY, LLOYD MEMBER 07/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2014-07-01
JONES, JEREMY, DANIEL MEMBER 07/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2014-07-01
REAMS, TYLER, DORSEY MEMBER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2016-01-01
FRASIER, ERIC, WILLIAM MEMBER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2015-01-01
MCCOOL, MARIA, CHAPMAN MEMBER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2016-01-01
PELLER, MEGAN, REBECCA MEMBER 01/01/2016 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2016-01-01
GARRETT, ELIZABETH, JEAN MEMBER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2017-01-01
SPAIN, KRIS, MOSS MEMBER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2017-01-01
CLARKE, THOMAS, WALTER MEMBER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2019-01-01
ATKINS, RICHARD, R MEMBER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2019-01-01
BARBER, MATTHEW, B. MEMBER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2019-01-01
LOYD, JAMES, FREDERICK MEMBER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2019-01-01
WILLIAMS, BLAKE, MORGAN MEMBER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2019-01-01
HILL, THOMAS, WADE MEMBER 01/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2020-01-01
STURGIS, JAMES, COLIN MEMBER 01/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2020-01-01
GARRISON, KELLY, T MEMBER 01/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2020-01-01
VAKA, ROBERT, F MEMBER 01/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2020-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
SIGNATUREFD PRIVATE EQUITY FUND, L.P United States 805-6556599899 Private Equity Fund 18,168,294 500,000 Fund of Funds
SIGNATUREFD PRIVATE ASSET FUND, LP United States 805-8055458153 Private Equity Fund 55,977,352 250,000 Fund of Funds
FAIRWAY REAL ASSET FUND I, LP United States 805-3608376988 Private Equity Fund 6,128,722 250,000 Fund of Funds

SIGNATUREFD, LLC

ownership team - last updated 2020-03-30
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
SIGNATUREFD PRIVATE EQUITY FUND, L.P United States 805-6556599899 Private Equity Fund 18,168,294 500,000 Fund of Funds
SIGNATUREFD PRIVATE ASSET FUND, LP United States 805-8055458153 Private Equity Fund 55,977,352 250,000 Fund of Funds
FAIRWAY REAL ASSET FUND I, LP United States 805-3608376988 Private Equity Fund 6,128,722 250,000 Fund of Funds

SIGNATUREFD, LLC

ownership team - last updated 2019-11-20
Name Title Start Date Direct/Indirect % Ownership
FRAZIER, JR., JAMES, F MEMBER 06/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 1997-06-01
DEETER, DAVID, A. MEMBER 06/01/1997 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 1997-06-01
LUSBY, III, ROGER, W. MEMBER 06/01/1997 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 1997-06-01
BARTLETT, RUTH, ANN MEMBER 06/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 1997-06-01
FISHER, DAVID, SCOTT MEMBER 01/01/2000 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2000-01-01
LIPTAK, DOUGLAS, WILLIAM MEMBER 01/01/2000 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2000-01-01
PELLER, JEFFREY, S. MEMBER 01/01/2000 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2000-01-01
MILLER, JEFERY, RONALD MEMBER 06/01/1997 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 1997-06-01
CUNNINGHAM, BLAIR, CHAPMAN MEMBER 12/01/2002 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2002-12-01
STRIPLIN, RHONDA, C MEMBER 01/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2002-01-01
THURMAN, KAREN MEMBER 01/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2002-01-01
LAWSON, TERRI MEMBER 01/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2002-01-01
BURNETT, ANDY MEMBER 01/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2003-01-01
FOWLER, D., SHAWN MEMBER 06/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 1997-06-01
ETHERIDGE, CHRIS MEMBER 01/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2001-01-01
BESSON, ROBERT, KAMERON MEMBER 01/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2004-01-01
SPERRING, JEREMY, LEE CHIEF FINANCIAL OFFICER / MEMBER 03/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC CHIEF OPERATING OFFICER direct 2004-03-01
SIGNATUREFD, LLC CHIEF FINANCIAL OFFICER / MEMBER direct 2004-03-01
F&D ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2004-03-01
ZIMMERMAN, CHARLES, SPENCER MEMBER 01/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2005-01-01
REID, WAYNE, DALE MEMBER 01/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2005-01-01
ROBERTSON FORTNER, HEATHER, A CHIEF COMPLIANCE OFFICER (CCO) / MEMBER 03/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC CHIEF COMPLIANCE OFFICER (CCO) direct 2006-03-01
SIGNATUREFD, LLC CHIEF COMPLIANCE OFFICER (CCO) / MEMBER direct 2006-03-01
MCDANIEL, WILLIAM, SETH MEMBER 08/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2006-08-01
MEADOWS, JASON MEMBER 01/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2008-01-01
SCHAEFFER, LINDA MEMBER 01/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2008-01-01
GODSHALL, WILLIAM, ANDREW MEMBER 01/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2008-01-01
HARTY, ELIZABETH, PAGE MEMBER 07/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2008-07-01
GENTRY, JAMIE, MCCUSKER MEMBER 06/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2009-06-01
SHEETS, STEPHEN, TODD MEMBER 06/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
SHEETS SMITH WEALTH MANAGEMENT MINORITY OWNER direct 2015-12-01
SIGNATUREFD, LLC MEMBER direct 2009-06-01
TALLY, JAMES, EARL MEMBER 07/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2012-07-01
STRICKLAND, FRANK, DALLAS MEMBER 05/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2012-05-01
BEATTY, PHILIP, CHISOM MEMBER 09/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2013-09-01
DUBAY, DANIEL, MARK MEMBER 09/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2013-09-01
PPA ADVISORY SERVICES, INC. FINANCIAL & OPERATIONS PRINCIPAL, CCO direct 1992-04-01
PPA ADVISORY SERVICES, INC. CEO, CFO, CCO MANAGING PRINCIPAL direct 1992-04-01
PPA ADVISORY SERVICES, INC. FINANCIAL & OPERATIONS PRINCIPAL, CHIEF COMPLIANCE OFFICER direct 1992-04-01
BOONE, JAMES, MINTON MEMBER 09/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2013-09-01
PRINCIPLE PLANNING ADVISORS, LLC PRINCIPAL direct 1998-08-01
PRINCIPLE PLANNING ADVISORS, LLC PRINCIPAL direct 2000-01-01
GRAY, CHARLES, GERALD MEMBER 09/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2013-09-01
PRINCIPLE PLANNING ADVISORS, LLC PRINCIPAL AND CHIEF COMPLIANCE OFFICER direct 1998-08-01
PRINCIPLE PLANNING ADVISORS, LLC PRINCIPAL direct 2000-01-01
PRINCIPLE PLANNING ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2000-01-01
PRINCIPLE PLANNING ADVISORS, LLC PRINCIPAL AND CHIEF COMPLIANCE OFFICER direct 2000-01-01
CEARLEY, RUSSELL, BENNETT MEMBER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2015-01-01
SHACKLEY, VICTORIA, KENT MEMBER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2015-01-01
DANIELL, DAVID, AMES MEMBER 07/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2014-07-01
GREER, RONNY, LLOYD MEMBER 07/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2014-07-01
JONES, JEREMY, DANIEL MEMBER 07/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2014-07-01
REAMS, TYLER, DORSEY MEMBER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2016-01-01
FRASIER, ERIC, WILLIAM MEMBER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2015-01-01
MCCOOL, MARIA, CHAPMAN MEMBER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2016-01-01
PELLER, MEGAN, REBECCA MEMBER 01/01/2016 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2016-01-01
GARRETT, ELIZABETH, JEAN MEMBER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2017-01-01
SPAIN, KRIS, MOSS MEMBER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2017-01-01
CLARKE, THOMAS, WALTER MEMBER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2019-01-01
ATKINS, RICHARD, R MEMBER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2019-01-01
BARBER, MATTHEW, B. MEMBER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2019-01-01
LOYD, JAMES, FREDERICK MEMBER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2019-01-01
WILLIAMS, BLAKE, MORGAN MEMBER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2019-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
SIGNATUREFD PRIVATE EQUITY FUND, L.P United States 805-6556599899 Private Equity Fund 7,624,500 500,000 Fund of Funds
SIGNATUREFD PRIVATE ASSET FUND, LP United States 805-8055458153 Private Equity Fund 52,590,633 250,000 Fund of Funds
FAIRWAY REAL ASSET FUND I, LP United States 805-3608376988 Private Equity Fund 6,365,546 250,000 Fund of Funds
SIGNATUREFD GLOBAL OPPORTUNITIES FUND, LP United States 805-8492337635 Hedge Fund 372,731 250,000 Fund of Funds

SIGNATUREFD, LLC

ownership team - last updated 2019-05-06
Name Title Start Date Direct/Indirect % Ownership
FRAZIER, JR., JAMES, F MEMBER 06/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 1997-06-01
DEETER, DAVID, A. MEMBER 06/01/1997 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 1997-06-01
LUSBY, III, ROGER, W. MEMBER 06/01/1997 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 1997-06-01
BARTLETT, RUTH, ANN MEMBER 06/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 1997-06-01
FISHER, DAVID, SCOTT MEMBER 01/01/2000 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2000-01-01
LIPTAK, DOUGLAS, WILLIAM MEMBER 01/01/2000 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2000-01-01
PELLER, JEFFREY, S. MEMBER 01/01/2000 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2000-01-01
MILLER, JEFERY, RONALD MEMBER 06/01/1997 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 1997-06-01
CUNNINGHAM, BLAIR, CHAPMAN MEMBER 12/01/2002 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2002-12-01
STRIPLIN, RHONDA, C MEMBER 01/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2002-01-01
THURMAN, KAREN MEMBER 01/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2002-01-01
LAWSON, TERRI MEMBER 01/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2002-01-01
BURNETT, ANDY MEMBER 01/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2003-01-01
FOWLER, D., SHAWN MEMBER 06/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 1997-06-01
ETHERIDGE, CHRIS MEMBER 01/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2001-01-01
BESSON, ROBERT, KAMERON MEMBER 01/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2004-01-01
SPERRING, JEREMY, LEE CHIEF FINANCIAL OFFICER / MEMBER 03/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC CHIEF OPERATING OFFICER direct 2004-03-01
SIGNATUREFD, LLC CHIEF FINANCIAL OFFICER / MEMBER direct 2004-03-01
F&D ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2004-03-01
ZIMMERMAN, CHARLES, SPENCER MEMBER 01/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2005-01-01
REID, WAYNE, DALE MEMBER 01/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2005-01-01
ROBERTSON FORTNER, HEATHER, A CHIEF COMPLIANCE OFFICER (CCO) / MEMBER 03/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC CHIEF COMPLIANCE OFFICER (CCO) direct 2006-03-01
SIGNATUREFD, LLC CHIEF COMPLIANCE OFFICER (CCO) / MEMBER direct 2006-03-01
MCDANIEL, WILLIAM, SETH MEMBER 08/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2006-08-01
MEADOWS, JASON MEMBER 01/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2008-01-01
SCHAEFFER, LINDA MEMBER 01/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2008-01-01
GODSHALL, WILLIAM, ANDREW MEMBER 01/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2008-01-01
HARTY, ELIZABETH, PAGE MEMBER 07/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2008-07-01
GENTRY, JAMIE, MCCUSKER MEMBER 06/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2009-06-01
SHEETS, STEPHEN, TODD MEMBER 06/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
SHEETS SMITH WEALTH MANAGEMENT MINORITY OWNER direct 2015-12-01
SIGNATUREFD, LLC MEMBER direct 2009-06-01
TALLY, JAMES, EARL MEMBER 07/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2012-07-01
STRICKLAND, FRANK, DALLAS MEMBER 05/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2012-05-01
BEATTY, PHILIP, CHISOM MEMBER 09/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2013-09-01
DUBAY, DANIEL, MARK MEMBER 09/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2013-09-01
PPA ADVISORY SERVICES, INC. FINANCIAL & OPERATIONS PRINCIPAL, CCO direct 1992-04-01
PPA ADVISORY SERVICES, INC. CEO, CFO, CCO MANAGING PRINCIPAL direct 1992-04-01
PPA ADVISORY SERVICES, INC. FINANCIAL & OPERATIONS PRINCIPAL, CHIEF COMPLIANCE OFFICER direct 1992-04-01
BOONE, JAMES, MINTON MEMBER 09/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2013-09-01
PRINCIPLE PLANNING ADVISORS, LLC PRINCIPAL direct 1998-08-01
PRINCIPLE PLANNING ADVISORS, LLC PRINCIPAL direct 2000-01-01
GRAY, CHARLES, GERALD MEMBER 09/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2013-09-01
PRINCIPLE PLANNING ADVISORS, LLC PRINCIPAL AND CHIEF COMPLIANCE OFFICER direct 1998-08-01
PRINCIPLE PLANNING ADVISORS, LLC PRINCIPAL direct 2000-01-01
PRINCIPLE PLANNING ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2000-01-01
PRINCIPLE PLANNING ADVISORS, LLC PRINCIPAL AND CHIEF COMPLIANCE OFFICER direct 2000-01-01
CEARLEY, RUSSELL, BENNETT MEMBER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2015-01-01
SHACKLEY, VICTORIA, KENT MEMBER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2015-01-01
DANIELL, DAVID, AMES MEMBER 07/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2014-07-01
GREER, RONNY, LLOYD MEMBER 07/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2014-07-01
JONES, JEREMY, DANIEL MEMBER 07/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2014-07-01
REAMS, TYLER, DORSEY MEMBER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2016-01-01
FRASIER, ERIC, WILLIAM MEMBER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2015-01-01
MCCOOL, MARIA, CHAPMAN MEMBER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2016-01-01
PELLER, MEGAN, REBECCA MEMBER 01/01/2016 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2016-01-01
GARRETT, ELIZABETH, JEAN MEMBER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2017-01-01
SPAIN, KRIS, MOSS MEMBER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2017-01-01
CLARKE, THOMAS, WALTER MEMBER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2019-01-01
ATKINS, RICHARD, R MEMBER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2019-01-01
BARBER, MATTHEW, B. MEMBER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2019-01-01
LOYD, JAMES, FREDERICK MEMBER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2019-01-01
WILLIAMS, BLAKE, MORGAN MEMBER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2019-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
SIGNATUREFD PRIVATE EQUITY FUND, L.P United States 805-6556599899 Private Equity Fund 7,624,500 500,000 Fund of Funds
SIGNATUREFD PRIVATE ASSET FUND, LP United States 805-8055458153 Private Equity Fund 52,590,633 250,000 Fund of Funds
FAIRWAY REAL ASSET FUND I, LP United States 805-3608376988 Private Equity Fund 6,365,546 250,000 Fund of Funds
SIGNATUREFD GLOBAL OPPORTUNITIES FUND, LP United States 805-8492337635 Hedge Fund 372,731 250,000 Fund of Funds

SIGNATUREFD, LLC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
FRAZIER, JR., JAMES, F MEMBER 06/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 1997-06-01
DEETER, DAVID, A. MEMBER 06/01/1997 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 1997-06-01
LUSBY, III, ROGER, W. MEMBER 06/01/1997 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 1997-06-01
BARTLETT, RUTH, ANN MEMBER 06/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 1997-06-01
FISHER, DAVID, SCOTT MEMBER 01/01/2000 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2000-01-01
LIPTAK, DOUGLAS, WILLIAM MEMBER 01/01/2000 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2000-01-01
PELLER, JEFFREY, S. MEMBER 01/01/2000 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2000-01-01
MILLER, JEFERY, RONALD MEMBER 06/01/1997 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 1997-06-01
CUNNINGHAM, BLAIR, CHAPMAN MEMBER 12/01/2002 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2002-12-01
STRIPLIN, RHONDA, C MEMBER 01/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2002-01-01
THURMAN, KAREN MEMBER 01/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2002-01-01
LAWSON, TERRI MEMBER 01/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2002-01-01
BURNETT, ANDY MEMBER 01/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2003-01-01
FOWLER, D., SHAWN MEMBER 06/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 1997-06-01
ETHERIDGE, CHRIS MEMBER 01/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2001-01-01
BESSON, ROBERT, KAMERON MEMBER 01/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2004-01-01
SPERRING, JEREMY, LEE CHIEF FINANCIAL OFFICER / MEMBER 03/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC CHIEF OPERATING OFFICER direct 2004-03-01
SIGNATUREFD, LLC CHIEF FINANCIAL OFFICER / MEMBER direct 2004-03-01
F&D ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2004-03-01
ZIMMERMAN, CHARLES, SPENCER MEMBER 01/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2005-01-01
REID, WAYNE, DALE MEMBER 01/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2005-01-01
ROBERTSON FORTNER, HEATHER, A CHIEF COMPLIANCE OFFICER (CCO) / MEMBER 03/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC CHIEF COMPLIANCE OFFICER (CCO) direct 2006-03-01
SIGNATUREFD, LLC CHIEF COMPLIANCE OFFICER (CCO) / MEMBER direct 2006-03-01
MCDANIEL, WILLIAM, SETH MEMBER 08/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2006-08-01
MEADOWS, JASON MEMBER 01/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2008-01-01
SCHAEFFER, LINDA MEMBER 01/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2008-01-01
GODSHALL, WILLIAM, ANDREW MEMBER 01/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2008-01-01
HARTY, ELIZABETH, PAGE MEMBER 07/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2008-07-01
GENTRY, JAMIE, MCCUSKER MEMBER 06/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2009-06-01
SHEETS, STEPHEN, TODD MEMBER 06/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
SHEETS SMITH WEALTH MANAGEMENT MINORITY OWNER direct 2015-12-01
SIGNATUREFD, LLC MEMBER direct 2009-06-01
TALLY, JAMES, EARL MEMBER 07/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2012-07-01
STRICKLAND, FRANK, DALLAS MEMBER 05/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2012-05-01
BEATTY, PHILIP, CHISOM MEMBER 09/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2013-09-01
DUBAY, DANIEL, MARK MEMBER 09/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2013-09-01
PPA ADVISORY SERVICES, INC. FINANCIAL & OPERATIONS PRINCIPAL, CCO direct 1992-04-01
PPA ADVISORY SERVICES, INC. CEO, CFO, CCO MANAGING PRINCIPAL direct 1992-04-01
PPA ADVISORY SERVICES, INC. FINANCIAL & OPERATIONS PRINCIPAL, CHIEF COMPLIANCE OFFICER direct 1992-04-01
BOONE, JAMES, MINTON MEMBER 09/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2013-09-01
PRINCIPLE PLANNING ADVISORS, LLC PRINCIPAL direct 1998-08-01
PRINCIPLE PLANNING ADVISORS, LLC PRINCIPAL direct 2000-01-01
GRAY, CHARLES, GERALD MEMBER 09/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2013-09-01
PRINCIPLE PLANNING ADVISORS, LLC PRINCIPAL AND CHIEF COMPLIANCE OFFICER direct 1998-08-01
PRINCIPLE PLANNING ADVISORS, LLC PRINCIPAL direct 2000-01-01
PRINCIPLE PLANNING ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2000-01-01
PRINCIPLE PLANNING ADVISORS, LLC PRINCIPAL AND CHIEF COMPLIANCE OFFICER direct 2000-01-01
CEARLEY, RUSSELL, BENNETT MEMBER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2015-01-01
SHACKLEY, VICTORIA, KENT MEMBER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2015-01-01
REAMS, TYLER, DORSEY MEMBER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2016-01-01
DANIELL, DAVID, AMES MEMBER 07/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2014-07-01
GREER, RONNY, LLOYD MEMBER 07/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2014-07-01
JONES, JEREMY, DANIEL MEMBER 07/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2014-07-01
FRASIER, ERIC, WILLIAM MEMBER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2015-01-01
MCCOOL, MARIA, CHAPMAN MEMBER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2016-01-01
PELLER, MEGAN, REBECCA MEMBER 01/01/2016 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2016-01-01
GARRETT, ELIZABETH, JEAN MEMBER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2017-01-01
SPAIN, KRIS, MOSS MEMBER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2017-01-01
CLARKE, THOMAS, WALTER MEMBER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2019-01-01
ATKINS, RICHARD, R MEMBER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2019-01-01
BARBER, MATTHEW, B. MEMBER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2019-01-01
LOYD, JAMES, FREDERICK MEMBER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2019-01-01
WILLIAMS, BLAKE, MORGAN MEMBER 01/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2019-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
SIGNATUREFD PRIVATE EQUITY FUND, L.P United States 805-6556599899 Private Equity Fund 7,624,500 500,000 Fund of Funds
SIGNATUREFD PRIVATE ASSET FUND, LP United States 805-8055458153 Private Equity Fund 52,590,633 250,000 Fund of Funds
FAIRWAY REAL ASSET FUND I, LP United States 805-3608376988 Private Equity Fund 6,365,546 250,000 Fund of Funds
SIGNATUREFD GLOBAL OPPORTUNITIES FUND, LP United States 805-8492337635 Hedge Fund 372,731 250,000 Fund of Funds

SIGNATUREFD, LLC

ownership team - last updated 2018-04-16
Name Title Start Date Direct/Indirect % Ownership
FRAZIER, JR., JAMES, F MEMBER 06/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 1997-06-01
DEETER, DAVID, A. MEMBER 06/01/1997 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 1997-06-01
LUSBY, III, ROGER, W. MEMBER 06/01/1997 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 1997-06-01
BARTLETT, RUTH, ANN MEMBER 06/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 1997-06-01
FISHER, DAVID, SCOTT MEMBER 01/01/2000 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2000-01-01
LIPTAK, DOUGLAS, WILLIAM MEMBER 01/01/2000 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2000-01-01
PELLER, JEFFREY, S. MEMBER 01/01/2000 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2000-01-01
MILLER, JEFERY, RONALD MEMBER 06/01/1997 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 1997-06-01
CUNNINGHAM, BLAIR, CHAPMAN MEMBER 12/01/2002 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2002-12-01
STRIPLIN, RHONDA, C MEMBER 01/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2002-01-01
THURMAN, KAREN MEMBER 01/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2002-01-01
LAWSON, TERRI MEMBER 01/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2002-01-01
BURNETT, ANDY MEMBER 01/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2003-01-01
FOWLER, D., SHAWN MEMBER 06/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 1997-06-01
ETHERIDGE, CHRIS MEMBER 01/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2001-01-01
BESSON, ROBERT, KAMERON MEMBER 01/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2004-01-01
SPERRING, JEREMY, LEE CHIEF FINANCIAL OFFICER / MEMBER 03/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC CHIEF OPERATING OFFICER direct 2004-03-01
SIGNATUREFD, LLC CHIEF FINANCIAL OFFICER / MEMBER direct 2004-03-01
F&D ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 2004-03-01
ZIMMERMAN, CHARLES, SPENCER MEMBER 01/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2005-01-01
REID, WAYNE, DALE MEMBER 01/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2005-01-01
ROBERTSON FORTNER, HEATHER, A CHIEF COMPLIANCE OFFICER (CCO) / MEMBER 03/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC CHIEF COMPLIANCE OFFICER (CCO) direct 2006-03-01
SIGNATUREFD, LLC CHIEF COMPLIANCE OFFICER (CCO) / MEMBER direct 2006-03-01
MCDANIEL, WILLIAM, SETH MEMBER 08/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2006-08-01
MEADOWS, JASON MEMBER 01/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2008-01-01
SCHAEFFER, LINDA MEMBER 01/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2008-01-01
GODSHALL, WILLIAM, ANDREW MEMBER 01/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2008-01-01
HARTY, ELIZABETH, PAGE MEMBER 07/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
F&D ADVISORS, LLC MEMBER direct 2008-07-01
MCCUSKER, JAMIE, VAN DYKE MEMBER 06/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2009-06-01
SHEETS, STEPHEN, TODD MEMBER 06/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
SHEETS SMITH WEALTH MANAGEMENT MINORITY OWNER direct 2015-12-01
SIGNATUREFD, LLC MEMBER direct 2009-06-01
TALLY, JAMES, EARL MEMBER 07/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2012-07-01
STRICKLAND, FRANK, DALLAS MEMBER 05/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2012-05-01
BEATTY, PHILIP, CHISOM MEMBER 09/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2013-09-01
DUBAY, DANIEL, MARK MEMBER 09/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2013-09-01
PPA ADVISORY SERVICES, INC. FINANCIAL & OPERATIONS PRINCIPAL, CCO direct 1992-04-01
PPA ADVISORY SERVICES, INC. CEO, CFO, CCO MANAGING PRINCIPAL direct 1992-04-01
PPA ADVISORY SERVICES, INC. FINANCIAL & OPERATIONS PRINCIPAL, CHIEF COMPLIANCE OFFICER direct 1992-04-01
BOONE, JAMES, MINTON MEMBER 09/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2013-09-01
PRINCIPLE PLANNING ADVISORS, LLC PRINCIPAL direct 1998-08-01
PRINCIPLE PLANNING ADVISORS, LLC PRINCIPAL direct 2000-01-01
GRAY, CHARLES, GERALD MEMBER 09/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2013-09-01
PRINCIPLE PLANNING ADVISORS, LLC PRINCIPAL AND CHIEF COMPLIANCE OFFICER direct 1998-08-01
PRINCIPLE PLANNING ADVISORS, LLC PRINCIPAL direct 2000-01-01
PRINCIPLE PLANNING ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2000-01-01
PRINCIPLE PLANNING ADVISORS, LLC PRINCIPAL AND CHIEF COMPLIANCE OFFICER direct 2000-01-01
CEARLEY, RUSSELL, BENNETT MEMBER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2015-01-01
SHACKLEY, VICTORIA, KENT MEMBER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2015-01-01
DANIELL, DAVID, AMES MEMBER 07/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2014-07-01
GREER, RONNY, LLOYD MEMBER 07/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2014-07-01
JONES, JEREMY, DANIEL MEMBER 07/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2014-07-01
REAMS, TYLER, DORSEY MEMBER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2016-01-01
FRASIER, ERIC, WILLIAM MEMBER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2015-01-01
MCCOOL, MARIA, CHAPMAN MEMBER 01/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2016-01-01
PELLER, MEGAN, REBECCA MEMBER 01/01/2016 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2016-01-01
GARRETT, ELIZABETH, JEAN MEMBER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2017-01-01
SPAIN, KRIS, MOSS MEMBER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
SIGNATUREFD, LLC MEMBER direct 2017-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
SIGNATUREFD PRIVATE ASSET FUND, LP United States 805-8055458153 Private Equity Fund 46,690,154 250,000 Fund of Funds
FAIRWAY REAL ASSET FUND I, LP United States 805-3608376988 Private Equity Fund 8,573,456 250,000 Fund of Funds
SIGNATUREFD GLOBAL OPPORTUNITIES FUND, LP United States 805-8492337635 Hedge Fund 59,162,642 250,000 Fund of Funds

WhaleScore history for SIGNATUREFD, LLC

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