FIRSTHAND CAPITAL MANAGEMENT, INC.

HTTP://FIRSTHANDFUNDS.COM SAN JOSE, CA Investment Advisor How do I update this listing?

Also known as:

  • SIVEST GROUP INC

Firsthand Capital Management is based out of San Jose. Firsthand Capital Management is a registered investment advisory firm with 3 clients and discretionary assets under management (AUM) of $304,352,966 (Form ADV from 2018-03-31). Their last reported 13F filing for Q3 2018 included $212,146,000 in managed 13F securities and a top 10 holdings concentration of 61.86%. Firsthand Capital Management's largest holding is Roku Inc with shares held of 490,000. Firsthand Capital Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 37 13F filings, and 1 13G filings

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09/30/2018

13F Sector Allocation Over Time

09/30/2018

13F Activity

  • Market Value $212.146 Million
  • Prior Market Value $213.212 Million
  • New Purchases5 stocks
  • Additional Purchases1 stock
  • Sold out of5 stocks
  • Reduced holdings in6 stocks
  • Top 10 Holdings % 61.86 %
  • Turnover % [1]:19.61%
  • Turnover Alt % [2]: 13.03 %
  • Time Held Top20:7.95 quarters
  • Time Held Top10:7.00 quarters
  • Time Held All:12.78 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2018-11-14

Performance for Q3 2018: -15.7%
Performance Last 4 Quarters: 17.61%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

FIRSTHAND CAPITAL MANAGEMENT, INC.
150 ALMADEN BLVD SUITE 1250
SAN JOSE CA    95113
Country: United States

Business Phone: 408-886-7096
Fax: 408-247-0524
Professional Investment Advisor Data
SEC Registration as : Investment advisor to an investment company,Investment advisor to a company which as elected to be a business development company
Form of Organization: Corporation
Organized in: CA
Number of employees: 12
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities:
Total Number of Clients: 3
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Non-derivative Insider Transactions Since 09/30/2018

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ownership team - last updated 2017-03-30
Name Title Start Date Direct/Indirect % Ownership
LANDIS, KEVIN, MICHAEL PRESIDENT/DIRECTOR/CEO/PORTFOLIO MANAGER 05/01/2009 Direct 75% or more
Fund Name Position direct/indirect start date end date
FIRSTHAND CAPITAL MANAGEMENT,INC. PRESIDENT/DIRECTOR/CHIEF EXECUTIVE OFFICER/PORTFOLIO MANAGER direct 1993-08-01
SILICON CAPITAL MANAGEMENT, LLC PRESIDENT/CEO/PORTFOLIO MANAGER direct 1998-11-01
FIRSTHAND CAPITAL MANAGEMENT, INC. PRESIDENT/DIRECTOR/CEO/PORTFOLIO MANAGER direct 2009-05-01
FIRSTHAND CAPITAL MANAGEMENT,INC. PRESIDENT/DIRECTOR/PORTFOLIO MANAGER direct 1993-08-01 2005-11-25
SIVEST GROUP, INCORPORATED PRESIDENT/DIRECTOR/CEO/PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER direct 2009-05-01 2009-06-25
LEUNG, KELVIN, KARFUN MANAGING DIRECTOR, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER 07/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
FIRSTHAND CAPITAL MANAGEMENT,INC. MANAGING DIRECTOR, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER direct 2000-08-01
SILICON CAPITAL MANAGEMENT, LLC GENERAL COUNSEL/CCO direct 2000-08-01
FIRSTHAND CAPITAL MANAGEMENT, INC. MANAGING DIRECTOR, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER direct 2009-07-01
FIRSTHAND CAPITAL MANAGEMENT,INC. GENERAL COUNSEL & CCO direct 2000-08-01 2006-03-30
FIRSTHAND CAPITAL MANAGEMENT,INC. GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER direct 2000-08-01 2007-01-03
BILLAWALA, OMAR, NOORUDIN CHIEF OPERATING OFFICER 02/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
FIRSTHAND CAPITAL MANAGEMENT,INC. COO & CFO direct 1999-06-01
SILICON CAPITAL MANAGEMENT, LLC CFO/COO direct 1999-06-01
FIRSTHAND CAPITAL MANAGEMENT, INC. CHIEF OPERATING OFFICER direct 2010-02-01

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