SMART PORTFOLIOS, LLC

HTTP://WWW.SMARTPORTFOLIOS.COM SEATTLE, WA Investment Advisor How do I update this listing?

Smart Portfolios is based out of Seattle. Smart Portfolios is a large advisory firm with 110 clients and discretionary assets under management (AUM) of $183,985,067 (Form ADV from 2019-03-30). Their last reported 13F filing for Q2 2019 included $110,133,000 in managed 13F securities and a top 10 holdings concentration of 68.49%. Smart Portfolios's largest holding is First Trust Enhanced Short Maturity ETF with shares held of 222,333. Smart Portfolios has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 37 13F filings

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06/30/2019

13F Sector Allocation Over Time

06/30/2019

13F Activity

  • Market Value $110.133 Million
  • Prior Market Value $118.313 Million
  • New Purchases2 stocks
  • Additional Purchases6 stocks
  • Sold out of177 stocks
  • Reduced holdings in22 stocks
  • Top 10 Holdings % 68.49 %
  • Turnover % [1]:406.82%
  • Turnover Alt % [2]: 37.14 %
  • Time Held Top20:5.30 quarters
  • Time Held Top10:4.30 quarters
  • Time Held All:6.07 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: 0.02%
Performance Last 4 Quarters: -1.23%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR/A (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR/A (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
STRATEGIC WEALTH MANAGEMENT INC

View Last Form Adv Compilation Report on Record

SMART PORTFOLIOS, LLC
17865 BALLINGER WAY NE
LAKE FOREST PARK WA    98155
Country: United States

Business Phone: 206-686-3636
Fax: 206-686-3637
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: WA
Number of employees: 9
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 110
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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SMART PORTFOLIOS, LLC

ownership team - last updated 2019-03-30
Name Title Start Date Direct/Indirect % Ownership
SHIELD HOLDINGS, LLC MEMBER 03/01/2005 Direct 75% or more
Fund Name Position direct/indirect start date end date
SMART PORTFOLIOS, LLC OWNER direct 2005-03-01
SMART PORTFOLIOS, LLC MEMBER direct 2005-03-01
JAMES, BRYCE, ARNEVICK PRESIDENT, CIO, AND CCO 03/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMART PORTFOLIOS, LLC MANAGING MEMBER indirect 2005-01-01
SMART PORTFOLIOS, LLC MANAGER direct 2005-03-01
SMART PORTFOLIOS, LLC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2005-03-01
SMART PORTFOLIOS, LLC MANAGER, CHIEF COMPLIANCE OFFICER direct 2005-03-01
SMART PORTFOLIOS, LLC PRESIDENT, CIO, AND CCO direct 2005-03-01
JAMES, BRYCE, ARNEVICK MANAGING MEMBER SHIELD HOLDINGS, LLC 01/01/2005 Indirect 75% or more
Fund Name Position direct/indirect start date end date
SMART PORTFOLIOS, LLC MANAGING MEMBER indirect 2005-01-01
SMART PORTFOLIOS, LLC MANAGER direct 2005-03-01
SMART PORTFOLIOS, LLC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2005-03-01
SMART PORTFOLIOS, LLC MANAGER, CHIEF COMPLIANCE OFFICER direct 2005-03-01
SMART PORTFOLIOS, LLC PRESIDENT, CIO, AND CCO direct 2005-03-01

SMART PORTFOLIOS, LLC

ownership team - last updated 2018-04-02
Name Title Start Date Direct/Indirect % Ownership
JAMES, BRYCE, ARNEVICK PRESIDENT, CIO, AND CCO 03/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMART PORTFOLIOS, LLC MANAGING MEMBER indirect 2005-01-01
SMART PORTFOLIOS, LLC MANAGER direct 2005-03-01
SMART PORTFOLIOS, LLC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2005-03-01
SMART PORTFOLIOS, LLC MANAGER, CHIEF COMPLIANCE OFFICER direct 2005-03-01
SMART PORTFOLIOS, LLC PRESIDENT, CIO, AND CCO direct 2005-03-01
SHIELD HOLDINGS, LLC MEMBER 03/01/2005 Direct 75% or more
Fund Name Position direct/indirect start date end date
SMART PORTFOLIOS, LLC OWNER direct 2005-03-01
SMART PORTFOLIOS, LLC MEMBER direct 2005-03-01
JAMES, BRYCE, ARNEVICK MANAGING MEMBER SHIELD HOLDINGS, LLC 01/01/2005 Indirect 75% or more
Fund Name Position direct/indirect start date end date
SMART PORTFOLIOS, LLC MANAGING MEMBER indirect 2005-01-01
SMART PORTFOLIOS, LLC MANAGER direct 2005-03-01
SMART PORTFOLIOS, LLC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2005-03-01
SMART PORTFOLIOS, LLC MANAGER, CHIEF COMPLIANCE OFFICER direct 2005-03-01
SMART PORTFOLIOS, LLC PRESIDENT, CIO, AND CCO direct 2005-03-01

WhaleScore history for SMART PORTFOLIOS, LLC

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