Sophos Capital Management, L.P.

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Sophos Capital Management is based out of Menlo Park. Sophos Capital Management is a hedge fund

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Contact Info

sophos capital management, l.p.
750 MENLO AVENUE
MENLO PARK CA    94025

Business Phone: 650-285-4253

Recent SEC Filings

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SOPHOS CAPITAL MANAGEMENT, L.P.
750 MENLO AVENUE SUITE 380
MENLO PARK CA    94025
Country: United States

Business Phone: 650-285-4253
Fax: 650-322-6715
Professional Investment Advisor Data
SEC Registration as :
Form of Organization: Limited Partnership
Organized in: DE
Number of employees:
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation:
Amount of client funds and securities:
Total Number of Clients: 0
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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SOPHOS CAPITAL MANAGEMENT, L.P.

ownership team - last updated 2021-02-25
Name Title Start Date Direct/Indirect % Ownership
CARRUTHERS, JAMES, L LIMITED PARTNER 11/01/2013 Direct 75% or more
Fund Name Position direct/indirect start date end date
SOPHOS CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2013-11-01
SOPHOS CAPITAL MANAGEMENT, L.P. MEMBER AND MANAGER indirect 2013-11-01
EASTBOURNE CAPITAL MANAGEMENT, L.L.C. MEMBER direct 1999-02-01 2005-02-16
SOPHOS CAPITAL MANAGEMENT, L.P. PORTFOLIO MANAGER, CCO direct 2013-11-01 2014-01-15
SOPHOS CAPITAL MANAGEMENT, L.P. LIMITED PARTNER, CCO direct 2013-11-01 2014-04-15
SOPHOS MANAGEMENT, LLC GENERAL PARTNER 11/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOPHOS CAPITAL MANAGEMENT, L.P. GENERAL PARTNER direct 2013-11-01
MOODEY, ROBERT, TODD CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER 02/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOPHOS CAPITAL MANAGEMENT, L.P. CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER direct 2014-02-01
CYPRESS FUNDS LLC OFFICER direct 1999-04-01 2003-03-24
PALMYRA CAPITAL ADVISORS, LLC CHIEF FIANACIAL OFFICER direct 2004-06-01 2004-09-24
PALMYRA CAPITAL ADVISORS, LLC CHIEF FIANACIAL OFFICER/CHIEF COMPLIANCE OFFICER direct 2004-06-01 2006-03-21
STRATA CAPITAL MANAGEMENT LP CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER direct 2006-05-01 2007-03-27
ARTIS CAPITAL MANAGEMENT, L.P. CHIEF FINANCIAL OFFICER direct 2007-08-01 2008-03-07
ARTIS CAPITAL MANAGEMENT, L.P. CHIEF OPERATING OFFICER direct 2007-08-01 2013-04-01
CARRUTHERS, JAMES, L LIMITED PARTNER 11/01/2013 Direct 75% or more
Fund Name Position direct/indirect start date end date
SOPHOS CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2013-11-01
SOPHOS CAPITAL MANAGEMENT, L.P. MEMBER AND MANAGER indirect 2013-11-01
EASTBOURNE CAPITAL MANAGEMENT, L.L.C. MEMBER direct 1999-02-01 2005-02-16
SOPHOS CAPITAL MANAGEMENT, L.P. PORTFOLIO MANAGER, CCO direct 2013-11-01 2014-01-15
SOPHOS CAPITAL MANAGEMENT, L.P. LIMITED PARTNER, CCO direct 2013-11-01 2014-04-15
SOPHOS MANAGEMENT, LLC GENERAL PARTNER 11/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOPHOS CAPITAL MANAGEMENT, L.P. GENERAL PARTNER direct 2013-11-01
MOODEY, ROBERT, TODD CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER 02/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOPHOS CAPITAL MANAGEMENT, L.P. CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER direct 2014-02-01
CYPRESS FUNDS LLC OFFICER direct 1999-04-01 2003-03-24
PALMYRA CAPITAL ADVISORS, LLC CHIEF FIANACIAL OFFICER direct 2004-06-01 2004-09-24
PALMYRA CAPITAL ADVISORS, LLC CHIEF FIANACIAL OFFICER/CHIEF COMPLIANCE OFFICER direct 2004-06-01 2006-03-21
STRATA CAPITAL MANAGEMENT LP CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER direct 2006-05-01 2007-03-27
ARTIS CAPITAL MANAGEMENT, L.P. CHIEF FINANCIAL OFFICER direct 2007-08-01 2008-03-07
ARTIS CAPITAL MANAGEMENT, L.P. CHIEF OPERATING OFFICER direct 2007-08-01 2013-04-01
CARRUTHERS, JAMES, L MEMBER AND MANAGER SOPHOS MANAGEMENT, LLC 11/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
SOPHOS CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2013-11-01
SOPHOS CAPITAL MANAGEMENT, L.P. MEMBER AND MANAGER indirect 2013-11-01
EASTBOURNE CAPITAL MANAGEMENT, L.L.C. MEMBER direct 1999-02-01 2005-02-16
SOPHOS CAPITAL MANAGEMENT, L.P. PORTFOLIO MANAGER, CCO direct 2013-11-01 2014-01-15
SOPHOS CAPITAL MANAGEMENT, L.P. LIMITED PARTNER, CCO direct 2013-11-01 2014-04-15
CARRUTHERS, JAMES, L MEMBER AND MANAGER SOPHOS MANAGEMENT, LLC 11/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
SOPHOS CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2013-11-01
SOPHOS CAPITAL MANAGEMENT, L.P. MEMBER AND MANAGER indirect 2013-11-01
EASTBOURNE CAPITAL MANAGEMENT, L.L.C. MEMBER direct 1999-02-01 2005-02-16
SOPHOS CAPITAL MANAGEMENT, L.P. PORTFOLIO MANAGER, CCO direct 2013-11-01 2014-01-15
SOPHOS CAPITAL MANAGEMENT, L.P. LIMITED PARTNER, CCO direct 2013-11-01 2014-04-15

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
SOPHOS PARTNERS, L.P. United States 805-5724549326 Hedge Fund 10,495,956 5,000,000
FUND 2 United States 805-8439917431 Hedge Fund 4,073,138 10,000,000
FUND 1 United States 805-8196101570 Hedge Fund 160,325,039 10,000,000
FUND 5 United States 805-5855549956 Hedge Fund 31,398,220 10,000,000
FUND 4 United States 805-1244334886 Hedge Fund 51,675,214 10,000,000

SOPHOS CAPITAL MANAGEMENT, L.P.

ownership team - last updated 2020-05-21
Name Title Start Date Direct/Indirect % Ownership
CARRUTHERS, JAMES, L LIMITED PARTNER 11/01/2013 Direct 75% or more
Fund Name Position direct/indirect start date end date
SOPHOS CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2013-11-01
SOPHOS CAPITAL MANAGEMENT, L.P. MEMBER AND MANAGER indirect 2013-11-01
EASTBOURNE CAPITAL MANAGEMENT, L.L.C. MEMBER direct 1999-02-01 2005-02-16
SOPHOS CAPITAL MANAGEMENT, L.P. PORTFOLIO MANAGER, CCO direct 2013-11-01 2014-01-15
SOPHOS CAPITAL MANAGEMENT, L.P. LIMITED PARTNER, CCO direct 2013-11-01 2014-04-15
SOPHOS MANAGEMENT, LLC GENERAL PARTNER 11/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOPHOS CAPITAL MANAGEMENT, L.P. GENERAL PARTNER direct 2013-11-01
MOODEY, ROBERT, TODD CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER 02/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOPHOS CAPITAL MANAGEMENT, L.P. CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER direct 2014-02-01
CYPRESS FUNDS LLC OFFICER direct 1999-04-01 2003-03-24
PALMYRA CAPITAL ADVISORS, LLC CHIEF FIANACIAL OFFICER direct 2004-06-01 2004-09-24
PALMYRA CAPITAL ADVISORS, LLC CHIEF FIANACIAL OFFICER/CHIEF COMPLIANCE OFFICER direct 2004-06-01 2006-03-21
STRATA CAPITAL MANAGEMENT LP CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER direct 2006-05-01 2007-03-27
ARTIS CAPITAL MANAGEMENT, L.P. CHIEF FINANCIAL OFFICER direct 2007-08-01 2008-03-07
ARTIS CAPITAL MANAGEMENT, L.P. CHIEF OPERATING OFFICER direct 2007-08-01 2013-04-01
CARRUTHERS, JAMES, L MEMBER AND MANAGER SOPHOS MANAGEMENT, LLC 11/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
SOPHOS CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2013-11-01
SOPHOS CAPITAL MANAGEMENT, L.P. MEMBER AND MANAGER indirect 2013-11-01
EASTBOURNE CAPITAL MANAGEMENT, L.L.C. MEMBER direct 1999-02-01 2005-02-16
SOPHOS CAPITAL MANAGEMENT, L.P. PORTFOLIO MANAGER, CCO direct 2013-11-01 2014-01-15
SOPHOS CAPITAL MANAGEMENT, L.P. LIMITED PARTNER, CCO direct 2013-11-01 2014-04-15

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
SOPHOS PARTNERS, L.P. United States 805-5724549326 Hedge Fund 59,775,470 5,000,000
FUND 2 United States 805-8439917431 Hedge Fund 158,494,284 10,000,000
FUND 1 United States 805-8196101570 Hedge Fund 454,844,601 10,000,000
FUND 5 United States 805-5855549956 Hedge Fund 327,257,257 10,000,000
FUND 4 United States 805-1244334886 Hedge Fund 113,467,040 10,000,000
FUND 3 United States 805-6544329532 Hedge Fund 44,458,194 10,000,000

SOPHOS CAPITAL MANAGEMENT, L.P.

ownership team - last updated 2020-03-20
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
SOPHOS PARTNERS, L.P. United States 805-5724549326 Hedge Fund 59,775,470 5,000,000
FUND 2 United States 805-8439917431 Hedge Fund 158,494,284 10,000,000
FUND 1 United States 805-8196101570 Hedge Fund 454,844,601 10,000,000
FUND 5 United States 805-5855549956 Hedge Fund 327,257,257 10,000,000
FUND 4 United States 805-1244334886 Hedge Fund 113,467,040 10,000,000
FUND 3 United States 805-6544329532 Hedge Fund 44,458,194 10,000,000

SOPHOS CAPITAL MANAGEMENT, L.P.

ownership team - last updated 2019-03-21
Name Title Start Date Direct/Indirect % Ownership
CARRUTHERS, JAMES, L LIMITED PARTNER 11/01/2013 Direct 75% or more
Fund Name Position direct/indirect start date end date
SOPHOS CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2013-11-01
SOPHOS CAPITAL MANAGEMENT, L.P. MEMBER AND MANAGER indirect 2013-11-01
EASTBOURNE CAPITAL MANAGEMENT, L.L.C. MEMBER direct 1999-02-01 2005-02-16
SOPHOS CAPITAL MANAGEMENT, L.P. PORTFOLIO MANAGER, CCO direct 2013-11-01 2014-01-15
SOPHOS CAPITAL MANAGEMENT, L.P. LIMITED PARTNER, CCO direct 2013-11-01 2014-04-15
SOPHOS MANAGEMENT, LLC GENERAL PARTNER 11/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOPHOS CAPITAL MANAGEMENT, L.P. GENERAL PARTNER direct 2013-11-01
MOODEY, ROBERT, TODD CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER 02/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOPHOS CAPITAL MANAGEMENT, L.P. CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER direct 2014-02-01
CYPRESS FUNDS LLC OFFICER direct 1999-04-01 2003-03-24
PALMYRA CAPITAL ADVISORS, LLC CHIEF FIANACIAL OFFICER direct 2004-06-01 2004-09-24
PALMYRA CAPITAL ADVISORS, LLC CHIEF FIANACIAL OFFICER/CHIEF COMPLIANCE OFFICER direct 2004-06-01 2006-03-21
STRATA CAPITAL MANAGEMENT LP CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER direct 2006-05-01 2007-03-27
ARTIS CAPITAL MANAGEMENT, L.P. CHIEF FINANCIAL OFFICER direct 2007-08-01 2008-03-07
ARTIS CAPITAL MANAGEMENT, L.P. CHIEF OPERATING OFFICER direct 2007-08-01 2013-04-01
CARRUTHERS, JAMES, L MEMBER AND MANAGER SOPHOS MANAGEMENT, LLC 11/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
SOPHOS CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2013-11-01
SOPHOS CAPITAL MANAGEMENT, L.P. MEMBER AND MANAGER indirect 2013-11-01
EASTBOURNE CAPITAL MANAGEMENT, L.L.C. MEMBER direct 1999-02-01 2005-02-16
SOPHOS CAPITAL MANAGEMENT, L.P. PORTFOLIO MANAGER, CCO direct 2013-11-01 2014-01-15
SOPHOS CAPITAL MANAGEMENT, L.P. LIMITED PARTNER, CCO direct 2013-11-01 2014-04-15

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
SOPHOS PARTNERS, L.P. United States 805-5724549326 Hedge Fund 67,631,496 10,000,000
FUND 2 United States 805-8439917431 Hedge Fund 425,196,221 10,000,000
FUND 1 United States 805-8196101570 Hedge Fund 581,554,245 10,000,000
FUND 5 United States 805-5855549956 Hedge Fund 402,180,039 10,000,000
FUND 4 United States 805-1244334886 Hedge Fund 127,267,548 10,000,000
FUND 3 United States 805-6544329532 Hedge Fund 60,824,385 10,000,000

SOPHOS CAPITAL MANAGEMENT, L.P.

ownership team - last updated 2018-10-10
Name Title Start Date Direct/Indirect % Ownership
CARRUTHERS, JAMES, L LIMITED PARTNER 11/01/2013 Direct 75% or more
Fund Name Position direct/indirect start date end date
SOPHOS CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2013-11-01
SOPHOS CAPITAL MANAGEMENT, L.P. MEMBER AND MANAGER indirect 2013-11-01
EASTBOURNE CAPITAL MANAGEMENT, L.L.C. MEMBER direct 1999-02-01 2005-02-16
SOPHOS CAPITAL MANAGEMENT, L.P. PORTFOLIO MANAGER, CCO direct 2013-11-01 2014-01-15
SOPHOS CAPITAL MANAGEMENT, L.P. LIMITED PARTNER, CCO direct 2013-11-01 2014-04-15
SOPHOS MANAGEMENT, LLC GENERAL PARTNER 11/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOPHOS CAPITAL MANAGEMENT, L.P. GENERAL PARTNER direct 2013-11-01
MOODEY, ROBERT, TODD CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER 02/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOPHOS CAPITAL MANAGEMENT, L.P. CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER direct 2014-02-01
CYPRESS FUNDS LLC OFFICER direct 1999-04-01 2003-03-24
PALMYRA CAPITAL ADVISORS, LLC CHIEF FIANACIAL OFFICER direct 2004-06-01 2004-09-24
PALMYRA CAPITAL ADVISORS, LLC CHIEF FIANACIAL OFFICER/CHIEF COMPLIANCE OFFICER direct 2004-06-01 2006-03-21
STRATA CAPITAL MANAGEMENT LP CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER direct 2006-05-01 2007-03-27
ARTIS CAPITAL MANAGEMENT, L.P. CHIEF FINANCIAL OFFICER direct 2007-08-01 2008-03-07
ARTIS CAPITAL MANAGEMENT, L.P. CHIEF OPERATING OFFICER direct 2007-08-01 2013-04-01
CARRUTHERS, JAMES, L MEMBER AND MANAGER SOPHOS MANAGEMENT, LLC 11/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
SOPHOS CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2013-11-01
SOPHOS CAPITAL MANAGEMENT, L.P. MEMBER AND MANAGER indirect 2013-11-01
EASTBOURNE CAPITAL MANAGEMENT, L.L.C. MEMBER direct 1999-02-01 2005-02-16
SOPHOS CAPITAL MANAGEMENT, L.P. PORTFOLIO MANAGER, CCO direct 2013-11-01 2014-01-15
SOPHOS CAPITAL MANAGEMENT, L.P. LIMITED PARTNER, CCO direct 2013-11-01 2014-04-15

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
FUND 4 United States 805-1244334886 Hedge Fund 123,681,513 10,000,000
FUND 3 United States 805-6544329532 Hedge Fund 66,250,707 10,000,000
SOPHOS PARTNERS, L.P. United States 805-5724549326 Hedge Fund 63,000,441 10,000,000
FUND 2 United States 805-8439917431 Hedge Fund 411,319,350 10,000,000
FUND 1 United States 805-8196101570 Hedge Fund 533,775,068 10,000,000
FUND 5 United States 805-5855549956 Hedge Fund 476,602,191 10,000,000

SOPHOS CAPITAL MANAGEMENT, L.P.

ownership team - last updated 2017-03-28
Name Title Start Date Direct/Indirect % Ownership
CARRUTHERS, JAMES, L LIMITED PARTNER 11/01/2013 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
SOPHOS CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2013-11-01
SOPHOS CAPITAL MANAGEMENT, L.P. MEMBER AND MANAGER indirect 2013-11-01
EASTBOURNE CAPITAL MANAGEMENT, L.L.C. MEMBER direct 1999-02-01 2005-02-16
SOPHOS CAPITAL MANAGEMENT, L.P. PORTFOLIO MANAGER, CCO direct 2013-11-01 2014-01-15
SOPHOS CAPITAL MANAGEMENT, L.P. LIMITED PARTNER, CCO direct 2013-11-01 2014-04-15
MATAGRANO, SCOTT, PERRY LIMITED PARTNER 11/01/2013 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SOPHOS CAPITAL MANAGEMENT, L.P. DIRECTOR OF RESEARCH direct 2013-11-01
SOPHOS CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2013-11-01
SOPHOS MANAGEMENT, LLC GENERAL PARTNER 11/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOPHOS CAPITAL MANAGEMENT, L.P. GENERAL PARTNER direct 2013-11-01
MOODEY, ROBERT, TODD CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER 02/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOPHOS CAPITAL MANAGEMENT, L.P. CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER direct 2014-02-01
CYPRESS FUNDS LLC OFFICER direct 1999-04-01 2003-03-24
PALMYRA CAPITAL ADVISORS, LLC CHIEF FIANACIAL OFFICER direct 2004-06-01 2004-09-24
PALMYRA CAPITAL ADVISORS, LLC CHIEF FIANACIAL OFFICER/CHIEF COMPLIANCE OFFICER direct 2004-06-01 2006-03-21
STRATA CAPITAL MANAGEMENT LP CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER direct 2006-05-01 2007-03-27
ARTIS CAPITAL MANAGEMENT, L.P. CHIEF FINANCIAL OFFICER direct 2007-08-01 2008-03-07
ARTIS CAPITAL MANAGEMENT, L.P. CHIEF OPERATING OFFICER direct 2007-08-01 2013-04-01
CARRUTHERS, JAMES, L MEMBER AND MANAGER SOPHOS MANAGEMENT, LLC 11/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
SOPHOS CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 2013-11-01
SOPHOS CAPITAL MANAGEMENT, L.P. MEMBER AND MANAGER indirect 2013-11-01
EASTBOURNE CAPITAL MANAGEMENT, L.L.C. MEMBER direct 1999-02-01 2005-02-16
SOPHOS CAPITAL MANAGEMENT, L.P. PORTFOLIO MANAGER, CCO direct 2013-11-01 2014-01-15
SOPHOS CAPITAL MANAGEMENT, L.P. LIMITED PARTNER, CCO direct 2013-11-01 2014-04-15

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
FUND 4 United States 805-1244334886 Hedge Fund 123,628,175 10,000,000
FUND 3 United States 805-6544329532 Hedge Fund 83,243,682 10,000,000
SOPHOS PARTNERS, L.P. United States 805-5724549326 Hedge Fund 61,590,666 10,000,000
FUND 2 United States 805-8439917431 Hedge Fund 410,357,701 10,000,000
FUND 1 United States 805-8196101570 Hedge Fund 420,241,836 10,000,000
FUND 5 United States 805-5855549956 Hedge Fund 315,710,736 10,000,000

**EXPERIMENTAL** Current International Short Positions

Only includes UK, France, Germany, Japan, and HKEX are presently being processed.

Holder Issuer Net Short Position Position Date Origin

Short Position History (last 100)

Holder Net Short Position Position Date Origin
Sophos Capital Management, L.P. PLUS500 LTD 0.29% 2015-07-16 UK
Sophos Capital Management, L.P. PLUS500 LTD 0.61% 2015-05-18 UK
Sophos Capital Management, L.P. PLUS500 LTD 0.54% 2015-05-06 UK

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