SOUTHEASTERN ASSET MANAGEMENT INC

HTTP://SOUTHEASTERNASSET.COM • MEMPHIS, TN • Investment Advisor How do I update this listing?

Southeastern Asset Management is based out of Memphis. Southeastern Asset Management is a large advisory firm with 95 clients and discretionary assets under management (AUM) of $18,405,840,834 (Form ADV from 2018-03-28). Their last reported 13F filing for Q2 2018 included $8,947,113,000 in managed 13F securities and a top 10 holdings concentration of 73.92%. Southeastern Asset Management's largest holding is Centurylink Inc with shares held of 70,890,265. Southeastern Asset Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 73 13F filings, 111 13D filings, 404 13G filings, and 1 Form 4 filings

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06/30/2018

13F Sector Allocation Over Time

06/30/2018

13F Activity

  • Market Value $8.947 Billion
  • Prior Market Value $8.169 Billion
  • New Purchases2 stocks
  • Additional Purchases9 stocks
  • Sold out of2 stocks
  • Reduced holdings in11 stocks
  • Top 10 Holdings % 73.92 %
  • Turnover % [1]:13.79%
  • Turnover Alt % [2]: 5.73 %
  • Time Held Top20:8.45 quarters
  • Time Held Top10:6.60 quarters
  • Time Held All:9.38 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2018-08-14

Performance for Q2 2018: 10.35%
Performance Last 4 Quarters: 16.61%
Performance Metrics
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13F Filings Available:
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
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  • 2001-06-30 - 13F-HR (Subscription required)
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View Last Form Adv Compilation Report on Record

SOUTHEASTERN ASSET MANAGEMENT INC.
Classified as Hedge Fund
6410 POPLAR AVE., STE. 900
MEMPHIS TN    38119-4843
Country: United States
Business Phone: 901-761-2474
Fax: 901-818-5160
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Corporation
Organized in: TN
Number of employees: 70
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 1,124,780,000
Total Number of Clients: 95
Amount of client funds and securities by related persons: 62,450,700
Total Number of clients from related persons: 2
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Non-derivative Insider Transactions Since 06/30/2018

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ownership team - last updated 2017-07-10
Name Title Start Date Direct/Indirect % Ownership
SHORES, JOSHUA, DAVID DIRECTOR 08/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOUTHEASTERN ASSET MANAGEMENT INC. DIRECTOR direct 2016-08-01
SMITH, SALLEY & ASSOCIATES, LLC CHIEF OPERATIONS OFFICER direct 2005-01-01
SMITH, SALLEY & ASSOCIATES, LLC CHIEF COMPLIANCE OFFICER direct 2005-05-01
GLOTZBACH, RAYMOND, EUGENE PRESIDENT / SHAREHOLDER / DIRECTOR 08/01/2016 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SOUTHEASTERN ASSET MANAGEMENT INC. DIRECT OWNER OVER 5% direct 2011-10-01
SOUTHEASTERN ASSET MANAGEMENT INC. DIRECT OWNER OVER 5% / DIRECTOR direct 2016-08-01
SOUTHEASTERN ASSET MANAGEMENT INC. PRESIDENT / SHAREHOLDER / DIRECTOR direct 2016-08-01
FRACCHIA, STEVEN, GEORGE CHIEF FINANCIAL OFFICER / CHIEF OPERATING OFFICER/ SHAREHOLDER 10/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOUTHEASTERN ASSET MANAGEMENT INC. CHIEF FINANCIAL OFFICER direct 2008-01-01
SOUTHEASTERN ASSET MANAGEMENT INC. CHIEF FINANCIAL OFFICER / SECRETARY / SHAREHOLDER direct 2008-01-01
SOUTHEASTERN ASSET MANAGEMENT INC. CHIEF FINANCIAL OFFICER / CHIEF OPERATING OFFICER/ SHAREHOLDER direct 2016-10-01
SOUTHEASTERN ASSET MANAGEMENT INTERNATIONAL (UK) LTD. CHIEF FINANCIAL OFFICER direct 2008-02-01
SOUTHEASTERN ASSET MANAGEMENT INTERNATIONAL (SINGAPORE) PTE. LTD CHIEF FINANCIAL OFFICER direct 2008-08-01
WITTKE, MICHAEL, JASON CHIEF COMPLIANCE OFFICER 01/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOUTHEASTERN ASSET MANAGEMENT INC. CHIEF COMPLIANCE OFFICER direct 2005-01-01
SOUTHEASTERN ASSET MANAGEMENT INTERNATIONAL (UK) LTD. CHIEF COMPLIANCE OFFICER direct 2007-09-01
MCCARROLL, ANDREW, ROWAN GENERAL COUNSEL / SHAREHOLDER / SECRETARY 01/01/2003 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOUTHEASTERN ASSET MANAGEMENT INC. GENERAL COUNSEL / SHAREHOLDER direct 2003-01-01
SOUTHEASTERN ASSET MANAGEMENT INC. VICE PRESIDENT & GENERAL COUNSEL direct 2003-01-01
SOUTHEASTERN ASSET MANAGEMENT INC. VICE PRESIDENT,GENERAL COUNSEL, SECRETARY/ SHAREHOLDER direct 2003-01-01
SOUTHEASTERN ASSET MANAGEMENT INC. VICE PRESIDENT,GENERAL COUNSEL/ SHAREHOLDER direct 2003-01-01
SOUTHEASTERN ASSET MANAGEMENT INC. GENERAL COUNSEL / SHAREHOLDER / SECRETARY direct 2003-01-01
SOUTHEASTERN ASSET MANAGEMENT INTERNATIONAL (UK) LTD. GENERAL COUNSEL direct 2007-09-01
CATES, GEORGE, STALEY VICE CHAIRMAN/SHAREHOLDER/DIRECTOR 08/01/1987 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SOUTHEASTERN ASSET MANAGEMENT INTERNATIONAL (UK) LTD. PRESIDENT/SHAREHOLDER/DIRECTOR indirect 1987-08-01
SOUTHEASTERN ASSET MANAGEMENT INC. VICE CHAIRMAN/SHAREHOLDER/DIRECTOR direct 1987-08-01
SOUTHEASTERN ASSET MANAGEMENT INTERNATIONAL (SINGAPORE) PTE. LTD PRESIDENT/SHAREHOLDER/DIRECTOR indirect 1987-08-01
ADDITIVE ADVISORY AND CAPITAL, LLC PRESIDENT/SHAREHOLDER/DIRECTOR indirect 1987-08-01 2016-05-18
SOUTHEASTERN ASSET MANAGEMENT INC. PRESIDENT/SHAREHOLDER/DIRECTOR direct 1987-08-01 2017-03-30
HAWKINS, OTIS, MASON CHAIRMAN-CEO/SHAREHOLDER/DIRECTOR 09/01/1975 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
SOUTHEASTERN ASSET MANAGEMENT INC. CHAIRMAN-CEO/SHAREHOLDER/DIRECTOR direct 1975-09-01
SOUTHEASTERN ASSET MANAGEMENT INTERNATIONAL (UK) LTD. CHAIRMAN-CEO/SHAREHOLDER/DIRECTOR indirect 1975-09-01
SOUTHEASTERN ASSET MANAGEMENT INTERNATIONAL (SINGAPORE) PTE. LTD CEO/SHAREHOLDER/DIRECTOR indirect 1975-09-01
ADDITIVE ADVISORY AND CAPITAL, LLC CHAIRMAN-CEO/SHAREHOLDER/DIRECTOR indirect 1975-09-01 2016-05-18

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
SAM ASIA PACIFIC OPPORTUNITIES FUND LP United States 805-2442013695 Hedge Fund 20,183,708 1,000,000
SOUTHEASTERN CONCENTRATED VALUE MASTER FUND LTD Cayman Islands 805-8578250495 Hedge Fund 862,950,679 5,000,000 Master Fund

WhaleScore history for SOUTHEASTERN ASSET MANAGEMENT INC

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**EXPERIMENTAL** Current Hong Kong Exchange Long Positions

Updated daily

Holder Issuer Transaction Date Transaction Type Avg PPS Shares Involved Shares Owned % Capital Origin
Southeastern Asset Management, Inc. Melco International Development Ltd. 2018-07-20 Long 22.079 2,811,000 93,933,077 6.12% Hong Kong

Position History

Holder Issuer Transaction Date Transaction Type Avg PPS Shares Involved Shares Owned % Capital Origin

**EXPERIMENTAL** Current UK Positions

Updated daily

Contains transactions from January 1st, 2015 on.

Holder Issuer Transaction Date Number of Voting Rights % of Voting Rights
SOUTHEASTERN ASSET MANAGEMENT INC C&C Group PLC 2016-02-08 23,016,502 7.12%
SOUTHEASTERN ASSET MANAGEMENT INC COLT GROUP 2015-08-13 29,465,240 3.29%

Position History

Holder Issuer Transaction Date Number of Voting Rights % of Voting Rights
SOUTHEASTERN ASSET MANAGEMENT INC C&C Group PLC 2015-12-03 22,425,149 6.67%
SOUTHEASTERN ASSET MANAGEMENT INC C&C Group PLC 2015-12-02 16,824,649 5.0%
SOUTHEASTERN ASSET MANAGEMENT INC C&C Group PLC 2015-09-08 13,921,250 4.1%
SOUTHEASTERN ASSET MANAGEMENT INC C&C Group PLC 2015-08-21 11,011,884 3.24%

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