SOUTHERNSUN ASSET MANAGEMENT, LLC

HTTPS://WWW.LINKEDIN.COM/COMPANY/SOUTHERNSUN-ASSET-MANAGEMENT • MEMPHIS, TN • Investment Advisor • Hedge Fund How do I update this listing?

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SouthernSun Asset Management, based out of Memphis, is run by Michael Cook. Southernsun Asset Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 92 13F filings, and 206 13G filings Their last reported 13F filing for Q4 2022 included $877,619,860 in managed 13F securities and a top 10 holdings concentration of 54.7%. Southernsun Asset Management's largest holding is Darling Ingredients Inc with shares held of 1,025,184.

12/31/2022

13F Activity

  • Market Value $877.62 Million
  • Prior Market Value $809.972 Million
  • New Purchases2 stocks
  • Additional Purchases9 stocks
  • Sold out of1 stock
  • Reduced holdings in18 stocks
  • Top 10 Holdings % 54.70 %
  • Turnover % [1]:10.34%
  • Turnover Alt % [2]: 6.28 %
  • Time Held Top20:20.40 quarters
  • Time Held Top10:11.60 quarters
  • Time Held All:28.31 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

12/31/2022

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2023-02-14

Performance for Q4 2022: 5.37%
Performance Last 4 Quarters: 17.24%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required
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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

SOUTHERNSUN ASSET MANAGEMENT LLC
240 MADISON AVENUE SUITE 800
MEMPHIS TN    38103
Country: United States
Business Phone: 901-341-2700
Fax: 901-341-2701
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 17
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 85
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Insider Transactions in the past year

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SOUTHERNSUN ASSET MANAGEMENT LLC

ownership team - last updated 2022-03-25
Name Title Start Date Direct/Indirect % Ownership
COOK, MICHAEL, WHITMAN CHIEF EXECUTIVE OFFICER/CO-CHIEF INVESTMENT OFFICER/PRINCIPAL/MGMT COMM MBR 01/01/2003 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT LLC CEO / CIO / MGMT COMM MBR direct 2003-01-01
SOUTHERNSUN ASSET MANAGEMENT, INC CEO / DIRECTOR direct 2003-01-01
SOUTHERNSUN ASSET MANAGEMENT, INC MEMBER indirect 2008-02-01
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2012-12-01
MICHAEL W COOK ASSET MANAGEMENT INC. CHAIRMAN/SECRETARY direct 1989-01-01 2003-01-04
MICHAEL W COOK ASSET MANAGEMENT INC. CHAIRMAN/CEO direct 2003-01-01 2004-07-22
MICHAEL W COOK ASSET MANAGEMENT INC. CEO direct 2003-01-01 2008-06-20
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2008-02-01 2014-03-13
HALLIDAY, WILLIAM, P. CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/PRINCIPAL/MGMT COMM MBR 12/01/2006 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT, INC CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER direct 2006-12-01
SOUTHERNSUN ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/MGMT COMM MBR direct 2006-12-01
NEW RIVER ADVISERS LLC CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER direct 2008-06-01
MICHAEL W COOK ASSET MANAGEMENT INC. DIRECTOR direct 1994-12-01 2003-01-04
SOUTHERNSUN ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER / COO / MGMT COMM MBR direct 2006-12-01 2014-04-10
SOUTHERNSUN ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER / MGMT COMM MBR direct 2006-12-01 2017-03-20
OAKTHORPE PARTNERS LLC MEMBER 12/01/2012 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER direct 2012-12-01
TIGERTAIL INVESTMENT COMPANY LIMITED PARTNERSHIP MEMBER 08/01/2020 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER direct 2020-08-01
CROSS, MICHAEL, SCOTT PORTFOLIO MANAGER/PRINCIPAL 01/01/2009 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT, INC MANAGING DIRECTOR AND ANALYST direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC SENIOR ANALYST/PRINCIPAL direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC MANAGING DIRECTOR AND ANALYST direct 2009-01-01
COOK, PHILLIP, WHITMAN CO-CHIEF INVESTMENT OFFICER/PRINCIPAL/MGMT COMM MBR 01/01/2009 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT, INC DIRECTOR OF RESEARCH direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC SENIOR ANALYST/MGMT COMM MBR direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC DIRECTOR OF RESEARCH direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC SENIOR ANALYST/PRINCIPAL direct 2009-01-01
MCNEELY, ASHLEY, PHELPS CHIEF FINANCIAL OFFICER 01/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2020-01-01
COOK, MICHAEL, WHITMAN MEMBER OAKTHORPE PARTNERS LLC 12/01/2012 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT LLC CEO / CIO / MGMT COMM MBR direct 2003-01-01
SOUTHERNSUN ASSET MANAGEMENT, INC CEO / DIRECTOR direct 2003-01-01
SOUTHERNSUN ASSET MANAGEMENT, INC MEMBER indirect 2008-02-01
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2012-12-01
MICHAEL W COOK ASSET MANAGEMENT INC. CHAIRMAN/SECRETARY direct 1989-01-01 2003-01-04
MICHAEL W COOK ASSET MANAGEMENT INC. CHAIRMAN/CEO direct 2003-01-01 2004-07-22
MICHAEL W COOK ASSET MANAGEMENT INC. CEO direct 2003-01-01 2008-06-20
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2008-02-01 2014-03-13
COOK, PHILLIP, WHITMAN MEMBER TIGERTAIL INVESTMENT COMPANY LIMITED PARTNERSHIP 08/01/2020 Indirect Other
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT, INC DIRECTOR OF RESEARCH direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC SENIOR ANALYST/MGMT COMM MBR direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC DIRECTOR OF RESEARCH direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC SENIOR ANALYST/PRINCIPAL direct 2009-01-01

SOUTHERNSUN ASSET MANAGEMENT LLC

ownership team - last updated 2021-06-30
Name Title Start Date Direct/Indirect % Ownership
COOK, MICHAEL, WHITMAN CHIEF EXECUTIVE OFFICER/CO-CHIEF INVESTMENT OFFICER/PRINCIPAL/MGMT COMM MBR 01/01/2003 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT LLC CEO / CIO / MGMT COMM MBR direct 2003-01-01
SOUTHERNSUN ASSET MANAGEMENT, INC CEO / DIRECTOR direct 2003-01-01
SOUTHERNSUN ASSET MANAGEMENT, INC MEMBER indirect 2008-02-01
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2012-12-01
MICHAEL W COOK ASSET MANAGEMENT INC. CHAIRMAN/SECRETARY direct 1989-01-01 2003-01-04
MICHAEL W COOK ASSET MANAGEMENT INC. CHAIRMAN/CEO direct 2003-01-01 2004-07-22
MICHAEL W COOK ASSET MANAGEMENT INC. CEO direct 2003-01-01 2008-06-20
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2008-02-01 2014-03-13
HALLIDAY, WILLIAM, P. CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/PRINCIPAL/MGMT COMM MBR 12/01/2006 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT, INC CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER direct 2006-12-01
SOUTHERNSUN ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/MGMT COMM MBR direct 2006-12-01
NEW RIVER ADVISERS LLC CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER direct 2008-06-01
MICHAEL W COOK ASSET MANAGEMENT INC. DIRECTOR direct 1994-12-01 2003-01-04
SOUTHERNSUN ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER / COO / MGMT COMM MBR direct 2006-12-01 2014-04-10
SOUTHERNSUN ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER / MGMT COMM MBR direct 2006-12-01 2017-03-20
OAKTHORPE PARTNERS LLC MEMBER 12/01/2012 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER direct 2012-12-01
TIGERTAIL INVESTMENT COMPANY LIMITED PARTNERSHIP MEMBER 08/01/2020 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER direct 2020-08-01
CROSS, MICHAEL, SCOTT PORTFOLIO MANAGER/PRINCIPAL 01/01/2009 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT, INC MANAGING DIRECTOR AND ANALYST direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC SENIOR ANALYST/PRINCIPAL direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC MANAGING DIRECTOR AND ANALYST direct 2009-01-01
COOK, PHILLIP, WHITMAN CO-CHIEF INVESTMENT OFFICER/PRINCIPAL/MGMT COMM MBR 01/01/2009 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT, INC DIRECTOR OF RESEARCH direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC SENIOR ANALYST/MGMT COMM MBR direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC DIRECTOR OF RESEARCH direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC SENIOR ANALYST/PRINCIPAL direct 2009-01-01
MCNEELY, ASHLEY, PHELPS CHIEF FINANCIAL OFFICER 01/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2020-01-01
COOK, MICHAEL, WHITMAN MEMBER OAKTHORPE PARTNERS LLC 12/01/2012 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT LLC CEO / CIO / MGMT COMM MBR direct 2003-01-01
SOUTHERNSUN ASSET MANAGEMENT, INC CEO / DIRECTOR direct 2003-01-01
SOUTHERNSUN ASSET MANAGEMENT, INC MEMBER indirect 2008-02-01
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2012-12-01
MICHAEL W COOK ASSET MANAGEMENT INC. CHAIRMAN/SECRETARY direct 1989-01-01 2003-01-04
MICHAEL W COOK ASSET MANAGEMENT INC. CHAIRMAN/CEO direct 2003-01-01 2004-07-22
MICHAEL W COOK ASSET MANAGEMENT INC. CEO direct 2003-01-01 2008-06-20
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2008-02-01 2014-03-13
COOK, PHILLIP, WHITMAN MEMBER TIGERTAIL INVESTMENT COMPANY LIMITED PARTNERSHIP 08/01/2020 Indirect Other
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT, INC DIRECTOR OF RESEARCH direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC SENIOR ANALYST/MGMT COMM MBR direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC DIRECTOR OF RESEARCH direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC SENIOR ANALYST/PRINCIPAL direct 2009-01-01

SOUTHERNSUN ASSET MANAGEMENT LLC

ownership team - last updated 2021-03-31
Name Title Start Date Direct/Indirect % Ownership
COOK, MICHAEL, WHITMAN CEO/CIO/PRINCIPAL/MGMT COMM MBR 01/01/2003 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT LLC CEO / CIO / MGMT COMM MBR direct 2003-01-01
SOUTHERNSUN ASSET MANAGEMENT, INC CEO / DIRECTOR direct 2003-01-01
SOUTHERNSUN ASSET MANAGEMENT, INC MEMBER indirect 2008-02-01
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2012-12-01
MICHAEL W COOK ASSET MANAGEMENT INC. CHAIRMAN/SECRETARY direct 1989-01-01 2003-01-04
MICHAEL W COOK ASSET MANAGEMENT INC. CHAIRMAN/CEO direct 2003-01-01 2004-07-22
MICHAEL W COOK ASSET MANAGEMENT INC. CEO direct 2003-01-01 2008-06-20
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2008-02-01 2014-03-13
HALLIDAY, WILLIAM, P. CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/PRINCIPAL/MGMT COMM MBR 12/01/2006 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT, INC CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER direct 2006-12-01
SOUTHERNSUN ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/MGMT COMM MBR direct 2006-12-01
NEW RIVER ADVISERS LLC CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER direct 2008-06-01
MICHAEL W COOK ASSET MANAGEMENT INC. DIRECTOR direct 1994-12-01 2003-01-04
SOUTHERNSUN ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER / COO / MGMT COMM MBR direct 2006-12-01 2014-04-10
SOUTHERNSUN ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER / MGMT COMM MBR direct 2006-12-01 2017-03-20
OAKTHORPE PARTNERS LLC MEMBER 12/01/2012 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER direct 2012-12-01
TIGERTAIL INVESTMENT COMPANY LIMITED PARTNERSHIP MEMBER 08/01/2020 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER direct 2020-08-01
CROSS, MICHAEL, SCOTT PRINCIPAL 01/01/2009 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT, INC MANAGING DIRECTOR AND ANALYST direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC SENIOR ANALYST/PRINCIPAL direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC MANAGING DIRECTOR AND ANALYST direct 2009-01-01
COOK, PHILLIP, WHITMAN PRINCIPAL/MGMT COMM MBR 01/01/2009 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT, INC DIRECTOR OF RESEARCH direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC SENIOR ANALYST/MGMT COMM MBR direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC DIRECTOR OF RESEARCH direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC SENIOR ANALYST/PRINCIPAL direct 2009-01-01
MCNEELY, ASHLEY, PHELPS CHIEF FINANCIAL OFFICER 01/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2020-01-01
COOK, MICHAEL, WHITMAN MEMBER OAKTHORPE PARTNERS LLC 12/01/2012 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT LLC CEO / CIO / MGMT COMM MBR direct 2003-01-01
SOUTHERNSUN ASSET MANAGEMENT, INC CEO / DIRECTOR direct 2003-01-01
SOUTHERNSUN ASSET MANAGEMENT, INC MEMBER indirect 2008-02-01
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2012-12-01
MICHAEL W COOK ASSET MANAGEMENT INC. CHAIRMAN/SECRETARY direct 1989-01-01 2003-01-04
MICHAEL W COOK ASSET MANAGEMENT INC. CHAIRMAN/CEO direct 2003-01-01 2004-07-22
MICHAEL W COOK ASSET MANAGEMENT INC. CEO direct 2003-01-01 2008-06-20
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2008-02-01 2014-03-13
COOK, PHILLIP, WHITMAN MEMBER TIGERTAIL INVESTMENT COMPANY LIMITED PARTNERSHIP 08/01/2020 Indirect Other
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT, INC DIRECTOR OF RESEARCH direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC SENIOR ANALYST/MGMT COMM MBR direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC DIRECTOR OF RESEARCH direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC SENIOR ANALYST/PRINCIPAL direct 2009-01-01

SOUTHERNSUN ASSET MANAGEMENT LLC

ownership team - last updated 2020-09-03
Name Title Start Date Direct/Indirect % Ownership
COOK, MICHAEL, WHITMAN CEO/CIO/PRINCIPAL/MGMT COMM MBR 01/01/2003 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT LLC CEO / CIO / MGMT COMM MBR direct 2003-01-01
SOUTHERNSUN ASSET MANAGEMENT, INC CEO / DIRECTOR direct 2003-01-01
SOUTHERNSUN ASSET MANAGEMENT, INC MEMBER indirect 2008-02-01
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2012-12-01
MICHAEL W COOK ASSET MANAGEMENT INC. CHAIRMAN/SECRETARY direct 1989-01-01 2003-01-04
MICHAEL W COOK ASSET MANAGEMENT INC. CHAIRMAN/CEO direct 2003-01-01 2004-07-22
MICHAEL W COOK ASSET MANAGEMENT INC. CEO direct 2003-01-01 2008-06-20
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2008-02-01 2014-03-13
HALLIDAY, WILLIAM, P. CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/PRINCIPAL/MGMT COMM MBR 12/01/2006 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT, INC CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER direct 2006-12-01
SOUTHERNSUN ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/MGMT COMM MBR direct 2006-12-01
NEW RIVER ADVISERS LLC CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER direct 2008-06-01
MICHAEL W COOK ASSET MANAGEMENT INC. DIRECTOR direct 1994-12-01 2003-01-04
SOUTHERNSUN ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER / COO / MGMT COMM MBR direct 2006-12-01 2014-04-10
SOUTHERNSUN ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER / MGMT COMM MBR direct 2006-12-01 2017-03-20
OAKTHORPE PARTNERS LLC MEMBER 12/01/2012 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER direct 2012-12-01
TIGERTAIL INVESTMENT COMPANY LIMITED PARTNERSHIP MEMBER 08/01/2020 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER direct 2020-08-01
CROSS, MICHAEL, SCOTT PRINCIPAL 01/01/2009 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT, INC MANAGING DIRECTOR AND ANALYST direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC SENIOR ANALYST/PRINCIPAL direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC MANAGING DIRECTOR AND ANALYST direct 2009-01-01
COOK, PHILLIP, WHITMAN PRINCIPAL/MGMT COMM MBR 01/01/2009 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT, INC DIRECTOR OF RESEARCH direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC SENIOR ANALYST/MGMT COMM MBR direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC DIRECTOR OF RESEARCH direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC SENIOR ANALYST/PRINCIPAL direct 2009-01-01
ROACH, JOHN, MICHAEL CHIEF ADMINISTRATIVE OFFICER/PRINCIPAL 01/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT LLC CHIEF ADMINISTRATIVE OFFICER/PRINCIPAL direct 2020-01-01
MCNEELY, ASHLEY, PHELPS CHIEF FINANCIAL OFFICER 01/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2020-01-01
COOK, MICHAEL, WHITMAN MEMBER OAKTHORPE PARTNERS LLC 12/01/2012 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT LLC CEO / CIO / MGMT COMM MBR direct 2003-01-01
SOUTHERNSUN ASSET MANAGEMENT, INC CEO / DIRECTOR direct 2003-01-01
SOUTHERNSUN ASSET MANAGEMENT, INC MEMBER indirect 2008-02-01
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2012-12-01
MICHAEL W COOK ASSET MANAGEMENT INC. CHAIRMAN/SECRETARY direct 1989-01-01 2003-01-04
MICHAEL W COOK ASSET MANAGEMENT INC. CHAIRMAN/CEO direct 2003-01-01 2004-07-22
MICHAEL W COOK ASSET MANAGEMENT INC. CEO direct 2003-01-01 2008-06-20
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2008-02-01 2014-03-13
COOK, PHILLIP, WHITMAN MEMBER TIGERTAIL INVESTMENT COMPANY LIMITED PARTNERSHIP 08/01/2020 Indirect Other
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT, INC DIRECTOR OF RESEARCH direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC SENIOR ANALYST/MGMT COMM MBR direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC DIRECTOR OF RESEARCH direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC SENIOR ANALYST/PRINCIPAL direct 2009-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
BRVC FUND I, LLC United States 805-3664829922 Other Private Fund A PARTNERSHIP THAT INVESTS IN PUBLICLY TRADED SECURITIES 913,325 1,000

SOUTHERNSUN ASSET MANAGEMENT LLC

ownership team - last updated 2020-06-16
Name Title Start Date Direct/Indirect % Ownership
SSAM ACQUISITION, LLC MEMBER 03/01/2014 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
HARTWELL J M LTD PARTNERSHIP SOLE MEMBER indirect 1994-05-01
FQN MANAGEMENT LLC OWNER indirect 1995-12-01
BURRIDGE GROUP LLC OWNER indirect 1996-12-01
RORER ASSET MANAGEMENT LLC 100% STOCKHOLDER indirect 1999-01-01
THE MANAGERS FUNDS LLC CORPORATE PARENT indirect 1999-04-01
MANAGERS INVESTMENT GROUP LLC SOLE SHAREHOLDER indirect 1999-04-01
ASTON ASSET MANAGEMENT, LP SOLE SHAREHOLDER indirect 1999-04-01
FRONTIER PERFORMANCE ADVISERS LP MANAGING MEMBER OF THE GENERAL PARTNER indirect 2000-01-01
GIML, LLP SHAREHOLDER indirect 2000-12-01
GENESIS FUND MANAGERS, LLP SHAREHOLDER indirect 2000-12-01
BLUEMOUNTAIN CAPITAL MANAGEMENT L.P. SHAREHOLDER indirect 2000-12-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2000-12-01
BLUEMOUNTAIN CLO MANAGEMENT, LLC SHAREHOLDER indirect 2000-12-01
BLUEMOUNTAIN FUJI MANAGEMENT, LLC SHAREHOLDER indirect 2000-12-01
PANTHEON VENTURES (US) LP CORPORATE PARENT indirect 2000-12-01
PANTHEON VENTURES INC. CORPORATE PARENT indirect 2000-12-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER indirect 2000-12-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER indirect 2000-12-01
THIRD AVENUE MANAGEMENT LLC EQUITYHOLDER OF AMG NEW YORK HOLDINGS CORP. indirect 2002-05-01
IVORY INVESTMENT MANAGEMENT, L.P. MEMBER AND MANAGER indirect 2002-09-01
FIRST QUADRANT LP SOLE MANAGING MEMBER indirect 2002-09-01
GENESIS ASSET MANAGERS, LLP SHAREHOLDER indirect 2004-06-01
TIMESSQUARE CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2004-11-01
AQR CAPITAL MANAGEMENT, LLC MEMBER indirect 2004-11-01
CNH PARTNERS, LLC MEMBER indirect 2004-11-01
BEUTEL, GOODMAN & COMPANY LTD. SHAREHOLDER indirect 2005-06-01
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER - SERIES A indirect 2005-06-01
MONTRUSCO BOLTON INVESTMENTS, INC. SHAREHOLDER indirect 2005-07-01
CHICAGO EQUITY PARTNERS LLC SHAREHOLDER indirect 2006-12-01
GW&K INVESTMENT MANAGEMENT, LLC MANAGER MEMBER direct 2008-10-01
HARTWELL J M LTD PARTNERSHIP SHAREHOLDER indirect 2009-07-01
HARDING LOEVNER LLC OWNER indirect 2009-08-01
ASTON ASSET MANAGEMENT LLC GENERAL PARTNER direct 2010-04-01
ASTON ASSET MANAGEMENT LLC SHAREHOLDER indirect 2010-04-01
SYSTEMATIC FINANCIAL MANAGEMENT LP SOLE MEMBER indirect 2010-12-01
TRILOGY GLOBAL ADVISORS, LP MANAGING MEMBER AND SOLE SHAREHOLDER indirect 2010-12-01
THE RENAISSANCE GROUP LLC MANAGER MEMBER direct 2011-01-01
THE RENAISSANCE GROUP LLC SOLE MEMBER AND MANAGER indirect 2011-01-01
VERITABLE LP PARTNER indirect 2011-03-01
CLARFELD FINANCIAL ADVISORS INC PARTNER indirect 2011-03-01
WELCH & FORBES LLC SERIES A MEMBER AND MANAGER indirect 2011-03-01
BAKER STREET ADVISORS, LLC GENERAL PARTNER indirect 2011-03-01
MYCIO WEALTH PARTNERS, LLC GENERAL PARTNER indirect 2011-03-01
WP GROUP, LLC GENERAL PARTNER indirect 2011-03-01
YACKTMAN ASSET MANAGEMENT LP LIMITED PARTNER direct 2012-06-01
TWEEDY, BROWNE COMPANY LLC MANAGING MEMBER indirect 2012-12-01
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER direct 2014-03-01
RIVER ROAD ASSET MANAGEMENT, LLC MEMBER indirect 2014-03-01
RIVER ROAD ASSET MANAGEMENT, LLC MEMBER direct 2014-06-01
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2014-06-01
FRONTIER CAPITAL MANAGEMENT CO LLC MANAGER MEMBER indirect 2014-06-01
GW&K INVESTMENT MANAGEMENT, LLC MANAGER AND SOLE MEMBER indirect 2014-06-01
YACKTMAN ASSET MANAGEMENT LP MANAGER AND SOLE MEMBER indirect 2014-10-01
VERITAS ASSET MANAGEMENT LLP ULTIMATE PARENT COMPANY indirect 2014-10-01
IVORY INVESTMENT MANAGEMENT, L.P. PARTNER indirect 2015-10-01
CAPEVIEW CAPITAL LLP MANAGING MEMBER indirect 2016-06-01
RENAISSANCE INVESTMENT MANAGEMENT GENERAL PARTNER direct 1995-11-01 2001-04-24
HARTWELL J M LTD PARTNERSHIP SHAREHHOLDER OF GENERAL PARTNER direct 1994-05-01 2001-09-26
HARTWELL J M LTD PARTNERSHIP SHAREHHOLDER OF GENERAL PARTNER direct 1995-10-01 2002-03-25
PARADIGM ASSET MANAGEMENT COMPANY, L.L.C MEMBER direct 1995-03-01 2002-06-10
THIRD AVENUE MANAGEMENT LLC EQUITYHOLDER OF AMG NEW YORK HOLDINGS CORP. indirect 2002-05-01 2002-08-13
GEOCAPITAL LLC SOLE STOCKHOLDER OF GCC indirect 1997-09-01 2003-05-29
RESEARCH AFFILIATES, LLC OWNER indirect 1995-12-01 2004-02-06
PW REDWOOD SEQUOIA MANAGEMENT LLC OWNER indirect 2000-01-01 2004-03-30
DAVIS HAMILTON JACKSON & ASSOCIATES LP 100% STOCKHOLDER OF GP & AMG/TBC direct 1998-12-01 2004-03-31
GENESIS ASSET MANAGERS, LLP SHAREHOLDER indirect 2000-12-01 2004-09-03
SKYLINE ASSET MANAGEMENT, L.P. GENERAL PARTNER direct 1995-08-01 2005-03-24
HARTWELL J M LTD PARTNERSHIP SHAREHOLDER OF GENERAL PARTNER direct 1995-10-01 2005-03-29
WELCH & FORBES LLC 100% STOCKHOLDER OF MANAGING MEMBER indirect 2001-11-01 2005-03-31
RORER ASSET MANAGEMENT LLC 100% STOCKHOLDER OF MANAGING MEMBER indirect 1999-01-01 2005-05-24
RORER ASSET MANAGEMENT LLC 100% STOCKHOLDER OF MANAGING MEMBER indirect 1999-01-01 2006-03-27
GOFEN AND GLOSSBERG, L.L.C. MANAGER MEMBER direct 1997-05-01 2006-03-29
GEOCAPITAL LLC MANAGER MEMBER direct 1997-09-01 2006-04-04
GEOCAPITAL LLC SOLE STOCKHOLDER OF AMG CAPITAL indirect 1997-09-01 2006-04-04
CHICAGO EQUITY PARTNERS LLC MEMBER direct 2006-12-01 2007-01-03
CHICAGO EQUITY PARTNERS LLC SHAREHOLDER indirect 2006-12-01 2007-03-23
FRONTIER CAPITAL MANAGEMENT CO LLC MANAGER MEMBER indirect 2000-01-01 2007-03-28
DAVIS HAMILTON JACKSON & ASSOCIATES LP 100% STOCKHOLDER OF GP & AMG/TBC indirect 1998-12-01 2008-03-28
SKYLINE ASSET MANAGEMENT, L.P. SPECIAL LIMITED PARTNER direct 2005-10-01 2008-03-28
DEANS KNIGHT CAPITAL MANAGEMENT STOCKHOLDER indirect 2006-07-01 2009-02-19
GOFEN AND GLOSSBERG, L.L.C. NON-MANAGER MEMBER indirect 1997-05-01 2009-03-23
GANNETT WELSH & KOTLER, LLC DIRECT OWNER direct 2008-09-01 2009-03-31
HARTWELL J M LTD PARTNERSHIP SHAREHOLDER indirect 1994-05-01 2010-03-24
FIRST QUADRANT LP OWNER indirect 1995-12-01 2010-03-30
DAVIS HAMILTON JACKSON & ASSOCIATES LP 100% STOCKHOLDER OF AMG/TBC indirect 1998-12-01 2010-03-30
FIRST QUADRANT LP OWNER indirect 2002-09-01 2010-06-02
SYSTEMATIC FINANCIAL MANAGEMENT LP GENERAL PARTNER direct 1995-05-01 2010-08-06
WELCH & FORBES LLC STOCKHOLDER OF MANAGING MEMBER indirect 2001-11-01 2010-10-05
WELCH & FORBES LLC MEMBER direct 2001-11-01 2010-10-05
RENAISSANCE INVESTMENT MANAGEMENT LLC MEMBER direct 1995-11-01 2010-10-11
TRILOGY GLOBAL ADVISORS, LLC GENERAL PARTNER direct 2010-12-01 2010-12-22
WELCH & FORBES LLC STOCKHOLDER OF MANAGING MEMBER indirect 2001-11-01 2011-03-31
FFT WEALTH MANAGEMENT LLC EQUITY HOLDER OF AMG NEW YORK HOLDINGS CORP indirect 2002-05-01 2011-03-31
ESSEX INVESTMENT MANAGEMENT CO LLC MANAGING MEMBER direct 1998-03-01 2011-05-03
SYSTEMATIC FINANCIAL MANAGEMENT LP SOLE MEMBER indirect 2010-12-01 2012-01-10
TWEEDY, BROWNE COMPANY LLC SOLE SHAREHOLDER OF MANAGING MEMBER indirect 1997-10-01 2012-03-16
FORTIGENT, LLC OWNER indirect 2010-08-01 2012-03-30
FORTIGENT, LLC OWNER indirect 2010-08-01 2012-03-30
ESSEX INVESTMENT MANAGEMENT COMPANY, LLC MANAGER MEMBER indirect 2010-12-01 2012-03-30
DEANS KNIGHT CAPITAL MANAGEMENT STOCKHOLDER indirect 2006-07-01 2012-04-17
WELCH & FORBES LLC SOLE MEMBER indirect 2010-12-01 2013-03-27
FRIESS ASSOCIATES, LLC SOLE SHAREHOLDER OF MANAGING MEMBER indirect 2001-10-01 2013-03-28
FRIESS ASSOCIATES OF DELAWARE,LLC SOLE SHAREHOLDER OF MANAGING MEMBER indirect 2001-10-01 2013-03-28
TRILOGY GLOBAL ADVISORS, LLC MANAGER MEMBER AND SOLE SHAREHOLDER indirect 2010-12-01 2013-05-01
TWEEDY, BROWNE COMPANY LLC SOLE SHAREHOLDER OF MANAGING MEMBER indirect 1997-10-01 2013-07-08
GANNETT WELSH & KOTLER, LLC MANAGING MEMBER direct 2008-10-01 2014-03-14
GANNETT WELSH & KOTLER, LLC SHAREHOLDER indirect 2008-10-01 2014-03-14
TWEEDY, BROWNE COMPANY LLC AUTHORIZED PERSON OF MANAGING MEMBER indirect 2012-12-01 2014-03-25
WELCH & FORBES LLC STOCKHOLDER OF MANAGING MEMBER indirect 2001-11-01 2014-03-27
WELCH & FORBES LLC SERIES A MEMBER AND AUTHORIZED PERSON indirect 2011-03-01 2014-03-27
MANAGERS INVESTMENT GROUP LLC CORPORATE PARENT indirect 1999-04-01 2014-03-31
FRONTIER CAPITAL MANAGEMENT CO LLC MANAGER MEMBER indirect 2000-01-01 2014-03-31
ASTON ASSET MANAGEMENT, LP GENERAL PARTNER direct 2010-04-01 2014-03-31
ASTON ASSET MANAGEMENT, LP MANAGING MEMBER indirect 2010-04-01 2014-03-31
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2013-12-01 2014-04-10
TWEEDY, BROWNE COMPANY LLC SOLE SHAREHOLDER indirect 1997-10-01 2014-12-01
YACKTMAN ASSET MANAGEMENT LP MEMBER indirect 2012-06-01 2015-01-05
FIRST QUADRANT LP SOLE MEMBER AND MANAGER indirect 2002-09-01 2015-03-30
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER indirect 2005-06-01 2015-03-30
GANNETT WELSH & KOTLER, LLC MANAGER AND SOLE MEMBER indirect 2014-06-01 2015-03-30
BAKER STREET ADVISORS, LLC PARTNER indirect 2011-03-01 2015-04-07
LATTICE STRATEGIES LLC SOLE MEMBER indirect 2011-12-01 2015-05-05
LATTICE STRATEGIES LLC MEMBER direct 2012-02-01 2015-05-05
GANNETT WELSH & KOTLER, LLC MANAGER direct 2008-10-01 2016-03-21
GW&K INVESTMENT MANAGEMENT, LLC MANAGER AND SOLE MEMBER indirect 2014-06-01 2016-03-21
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER indirect 2005-06-01 2016-03-29
PANTHEON VENTURES (US) LLP CORPORATE PARENT indirect 2010-02-01 2016-06-13
PANTHEON VENTURES INC. CORPORATE PARENT indirect 2010-06-01 2016-06-13
THE RENAISSANCE GROUP LLC SOLE MEMBER AND MANAGER indirect 2011-01-01 2016-07-11
FFT WEALTH MANAGEMENT LLC GENERAL PARTNER indirect 2011-03-01 2017-04-19
COOK, MICHAEL, WHITMAN CEO / CIO / MGMT COMM MBR 01/01/2003 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT LLC CEO / CIO / MGMT COMM MBR direct 2003-01-01
SOUTHERNSUN ASSET MANAGEMENT, INC CEO / DIRECTOR direct 2003-01-01
SOUTHERNSUN ASSET MANAGEMENT, INC MEMBER indirect 2008-02-01
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2012-12-01
MICHAEL W COOK ASSET MANAGEMENT INC. CHAIRMAN/SECRETARY direct 1989-01-01 2003-01-04
MICHAEL W COOK ASSET MANAGEMENT INC. CHAIRMAN/CEO direct 2003-01-01 2004-07-22
MICHAEL W COOK ASSET MANAGEMENT INC. CEO direct 2003-01-01 2008-06-20
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2008-02-01 2014-03-13
HALLIDAY, WILLIAM, P. CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/PRINCIPAL/MGMT COMM MBR 12/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT, INC CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER direct 2006-12-01
SOUTHERNSUN ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/MGMT COMM MBR direct 2006-12-01
NEW RIVER ADVISERS LLC CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER direct 2008-06-01
MICHAEL W COOK ASSET MANAGEMENT INC. DIRECTOR direct 1994-12-01 2003-01-04
SOUTHERNSUN ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER / COO / MGMT COMM MBR direct 2006-12-01 2014-04-10
SOUTHERNSUN ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER / MGMT COMM MBR direct 2006-12-01 2017-03-20
OAKTHORPE PARTNERS LLC MEMBER 12/01/2012 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER direct 2012-12-01
CROSS, MICHAEL, SCOTT PRINCIPAL 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT, INC MANAGING DIRECTOR AND ANALYST direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC SENIOR ANALYST/PRINCIPAL direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC MANAGING DIRECTOR AND ANALYST direct 2009-01-01
COOK, PHILLIP, WHITMAN PRINCIPAL/MGMT COMM MBR 01/01/2009 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT, INC DIRECTOR OF RESEARCH direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC SENIOR ANALYST/MGMT COMM MBR direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC DIRECTOR OF RESEARCH direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC SENIOR ANALYST/PRINCIPAL direct 2009-01-01
ROACH, JOHN, MICHAEL CHIEF ADMINISTRATIVE OFFICER/PRINCIPAL 01/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT LLC CHIEF ADMINISTRATIVE OFFICER/PRINCIPAL direct 2020-01-01
MCNEELY, ASHLEY, PHELPS CHIEF FINANCIAL OFFICER 01/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT LLC CHIEF FINANCIAL OFFICER direct 2020-01-01
AFFILIATED MANAGERS GROUP, INC. MEMBER AMG SSAM HOLDINGS, LLC 06/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
HARTWELL J M LTD PARTNERSHIP SOLE MEMBER indirect 1994-05-01
FQN MANAGEMENT LLC OWNER indirect 1995-12-01
BURRIDGE GROUP LLC OWNER indirect 1996-12-01
RORER ASSET MANAGEMENT LLC 100% STOCKHOLDER indirect 1999-01-01
THE MANAGERS FUNDS LLC CORPORATE PARENT indirect 1999-04-01
MANAGERS INVESTMENT GROUP LLC SOLE SHAREHOLDER indirect 1999-04-01
ASTON ASSET MANAGEMENT, LP SOLE SHAREHOLDER indirect 1999-04-01
FRONTIER PERFORMANCE ADVISERS LP MANAGING MEMBER OF THE GENERAL PARTNER indirect 2000-01-01
GIML, LLP SHAREHOLDER indirect 2000-12-01
GENESIS FUND MANAGERS, LLP SHAREHOLDER indirect 2000-12-01
BLUEMOUNTAIN CAPITAL MANAGEMENT L.P. SHAREHOLDER indirect 2000-12-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2000-12-01
BLUEMOUNTAIN CLO MANAGEMENT, LLC SHAREHOLDER indirect 2000-12-01
BLUEMOUNTAIN FUJI MANAGEMENT, LLC SHAREHOLDER indirect 2000-12-01
PANTHEON VENTURES (US) LP CORPORATE PARENT indirect 2000-12-01
PANTHEON VENTURES INC. CORPORATE PARENT indirect 2000-12-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER indirect 2000-12-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER indirect 2000-12-01
THIRD AVENUE MANAGEMENT LLC EQUITYHOLDER OF AMG NEW YORK HOLDINGS CORP. indirect 2002-05-01
IVORY INVESTMENT MANAGEMENT, L.P. MEMBER AND MANAGER indirect 2002-09-01
FIRST QUADRANT LP SOLE MANAGING MEMBER indirect 2002-09-01
GENESIS ASSET MANAGERS, LLP SHAREHOLDER indirect 2004-06-01
TIMESSQUARE CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2004-11-01
AQR CAPITAL MANAGEMENT, LLC MEMBER indirect 2004-11-01
CNH PARTNERS, LLC MEMBER indirect 2004-11-01
BEUTEL, GOODMAN & COMPANY LTD. SHAREHOLDER indirect 2005-06-01
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER - SERIES A indirect 2005-06-01
MONTRUSCO BOLTON INVESTMENTS, INC. SHAREHOLDER indirect 2005-07-01
CHICAGO EQUITY PARTNERS LLC SHAREHOLDER indirect 2006-12-01
GW&K INVESTMENT MANAGEMENT, LLC MANAGER MEMBER direct 2008-10-01
HARTWELL J M LTD PARTNERSHIP SHAREHOLDER indirect 2009-07-01
HARDING LOEVNER LLC OWNER indirect 2009-08-01
ASTON ASSET MANAGEMENT LLC GENERAL PARTNER direct 2010-04-01
ASTON ASSET MANAGEMENT LLC SHAREHOLDER indirect 2010-04-01
SYSTEMATIC FINANCIAL MANAGEMENT LP SOLE MEMBER indirect 2010-12-01
TRILOGY GLOBAL ADVISORS, LP MANAGING MEMBER AND SOLE SHAREHOLDER indirect 2010-12-01
THE RENAISSANCE GROUP LLC MANAGER MEMBER direct 2011-01-01
THE RENAISSANCE GROUP LLC SOLE MEMBER AND MANAGER indirect 2011-01-01
VERITABLE LP PARTNER indirect 2011-03-01
CLARFELD FINANCIAL ADVISORS INC PARTNER indirect 2011-03-01
WELCH & FORBES LLC SERIES A MEMBER AND MANAGER indirect 2011-03-01
BAKER STREET ADVISORS, LLC GENERAL PARTNER indirect 2011-03-01
MYCIO WEALTH PARTNERS, LLC GENERAL PARTNER indirect 2011-03-01
WP GROUP, LLC GENERAL PARTNER indirect 2011-03-01
YACKTMAN ASSET MANAGEMENT LP LIMITED PARTNER direct 2012-06-01
TWEEDY, BROWNE COMPANY LLC MANAGING MEMBER indirect 2012-12-01
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER direct 2014-03-01
RIVER ROAD ASSET MANAGEMENT, LLC MEMBER indirect 2014-03-01
RIVER ROAD ASSET MANAGEMENT, LLC MEMBER direct 2014-06-01
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2014-06-01
FRONTIER CAPITAL MANAGEMENT CO LLC MANAGER MEMBER indirect 2014-06-01
GW&K INVESTMENT MANAGEMENT, LLC MANAGER AND SOLE MEMBER indirect 2014-06-01
YACKTMAN ASSET MANAGEMENT LP MANAGER AND SOLE MEMBER indirect 2014-10-01
VERITAS ASSET MANAGEMENT LLP ULTIMATE PARENT COMPANY indirect 2014-10-01
IVORY INVESTMENT MANAGEMENT, L.P. PARTNER indirect 2015-10-01
CAPEVIEW CAPITAL LLP MANAGING MEMBER indirect 2016-06-01
RENAISSANCE INVESTMENT MANAGEMENT GENERAL PARTNER direct 1995-11-01 2001-04-24
HARTWELL J M LTD PARTNERSHIP SHAREHHOLDER OF GENERAL PARTNER direct 1994-05-01 2001-09-26
HARTWELL J M LTD PARTNERSHIP SHAREHHOLDER OF GENERAL PARTNER direct 1995-10-01 2002-03-25
PARADIGM ASSET MANAGEMENT COMPANY, L.L.C MEMBER direct 1995-03-01 2002-06-10
THIRD AVENUE MANAGEMENT LLC EQUITYHOLDER OF AMG NEW YORK HOLDINGS CORP. indirect 2002-05-01 2002-08-13
GEOCAPITAL LLC SOLE STOCKHOLDER OF GCC indirect 1997-09-01 2003-05-29
RESEARCH AFFILIATES, LLC OWNER indirect 1995-12-01 2004-02-06
PW REDWOOD SEQUOIA MANAGEMENT LLC OWNER indirect 2000-01-01 2004-03-30
DAVIS HAMILTON JACKSON & ASSOCIATES LP 100% STOCKHOLDER OF GP & AMG/TBC direct 1998-12-01 2004-03-31
GENESIS ASSET MANAGERS, LLP SHAREHOLDER indirect 2000-12-01 2004-09-03
SKYLINE ASSET MANAGEMENT, L.P. GENERAL PARTNER direct 1995-08-01 2005-03-24
HARTWELL J M LTD PARTNERSHIP SHAREHOLDER OF GENERAL PARTNER direct 1995-10-01 2005-03-29
WELCH & FORBES LLC 100% STOCKHOLDER OF MANAGING MEMBER indirect 2001-11-01 2005-03-31
RORER ASSET MANAGEMENT LLC 100% STOCKHOLDER OF MANAGING MEMBER indirect 1999-01-01 2005-05-24
RORER ASSET MANAGEMENT LLC 100% STOCKHOLDER OF MANAGING MEMBER indirect 1999-01-01 2006-03-27
GOFEN AND GLOSSBERG, L.L.C. MANAGER MEMBER direct 1997-05-01 2006-03-29
GEOCAPITAL LLC MANAGER MEMBER direct 1997-09-01 2006-04-04
GEOCAPITAL LLC SOLE STOCKHOLDER OF AMG CAPITAL indirect 1997-09-01 2006-04-04
CHICAGO EQUITY PARTNERS LLC MEMBER direct 2006-12-01 2007-01-03
CHICAGO EQUITY PARTNERS LLC SHAREHOLDER indirect 2006-12-01 2007-03-23
FRONTIER CAPITAL MANAGEMENT CO LLC MANAGER MEMBER indirect 2000-01-01 2007-03-28
DAVIS HAMILTON JACKSON & ASSOCIATES LP 100% STOCKHOLDER OF GP & AMG/TBC indirect 1998-12-01 2008-03-28
SKYLINE ASSET MANAGEMENT, L.P. SPECIAL LIMITED PARTNER direct 2005-10-01 2008-03-28
DEANS KNIGHT CAPITAL MANAGEMENT STOCKHOLDER indirect 2006-07-01 2009-02-19
GOFEN AND GLOSSBERG, L.L.C. NON-MANAGER MEMBER indirect 1997-05-01 2009-03-23
GANNETT WELSH & KOTLER, LLC DIRECT OWNER direct 2008-09-01 2009-03-31
HARTWELL J M LTD PARTNERSHIP SHAREHOLDER indirect 1994-05-01 2010-03-24
FIRST QUADRANT LP OWNER indirect 1995-12-01 2010-03-30
DAVIS HAMILTON JACKSON & ASSOCIATES LP 100% STOCKHOLDER OF AMG/TBC indirect 1998-12-01 2010-03-30
FIRST QUADRANT LP OWNER indirect 2002-09-01 2010-06-02
SYSTEMATIC FINANCIAL MANAGEMENT LP GENERAL PARTNER direct 1995-05-01 2010-08-06
WELCH & FORBES LLC STOCKHOLDER OF MANAGING MEMBER indirect 2001-11-01 2010-10-05
WELCH & FORBES LLC MEMBER direct 2001-11-01 2010-10-05
RENAISSANCE INVESTMENT MANAGEMENT LLC MEMBER direct 1995-11-01 2010-10-11
TRILOGY GLOBAL ADVISORS, LLC GENERAL PARTNER direct 2010-12-01 2010-12-22
WELCH & FORBES LLC STOCKHOLDER OF MANAGING MEMBER indirect 2001-11-01 2011-03-31
FFT WEALTH MANAGEMENT LLC EQUITY HOLDER OF AMG NEW YORK HOLDINGS CORP indirect 2002-05-01 2011-03-31
ESSEX INVESTMENT MANAGEMENT CO LLC MANAGING MEMBER direct 1998-03-01 2011-05-03
SYSTEMATIC FINANCIAL MANAGEMENT LP SOLE MEMBER indirect 2010-12-01 2012-01-10
TWEEDY, BROWNE COMPANY LLC SOLE SHAREHOLDER OF MANAGING MEMBER indirect 1997-10-01 2012-03-16
FORTIGENT, LLC OWNER indirect 2010-08-01 2012-03-30
FORTIGENT, LLC OWNER indirect 2010-08-01 2012-03-30
ESSEX INVESTMENT MANAGEMENT COMPANY, LLC MANAGER MEMBER indirect 2010-12-01 2012-03-30
DEANS KNIGHT CAPITAL MANAGEMENT STOCKHOLDER indirect 2006-07-01 2012-04-17
WELCH & FORBES LLC SOLE MEMBER indirect 2010-12-01 2013-03-27
FRIESS ASSOCIATES, LLC SOLE SHAREHOLDER OF MANAGING MEMBER indirect 2001-10-01 2013-03-28
FRIESS ASSOCIATES OF DELAWARE,LLC SOLE SHAREHOLDER OF MANAGING MEMBER indirect 2001-10-01 2013-03-28
TRILOGY GLOBAL ADVISORS, LLC MANAGER MEMBER AND SOLE SHAREHOLDER indirect 2010-12-01 2013-05-01
TWEEDY, BROWNE COMPANY LLC SOLE SHAREHOLDER OF MANAGING MEMBER indirect 1997-10-01 2013-07-08
GANNETT WELSH & KOTLER, LLC MANAGING MEMBER direct 2008-10-01 2014-03-14
GANNETT WELSH & KOTLER, LLC SHAREHOLDER indirect 2008-10-01 2014-03-14
TWEEDY, BROWNE COMPANY LLC AUTHORIZED PERSON OF MANAGING MEMBER indirect 2012-12-01 2014-03-25
WELCH & FORBES LLC STOCKHOLDER OF MANAGING MEMBER indirect 2001-11-01 2014-03-27
WELCH & FORBES LLC SERIES A MEMBER AND AUTHORIZED PERSON indirect 2011-03-01 2014-03-27
MANAGERS INVESTMENT GROUP LLC CORPORATE PARENT indirect 1999-04-01 2014-03-31
FRONTIER CAPITAL MANAGEMENT CO LLC MANAGER MEMBER indirect 2000-01-01 2014-03-31
ASTON ASSET MANAGEMENT, LP GENERAL PARTNER direct 2010-04-01 2014-03-31
ASTON ASSET MANAGEMENT, LP MANAGING MEMBER indirect 2010-04-01 2014-03-31
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2013-12-01 2014-04-10
TWEEDY, BROWNE COMPANY LLC SOLE SHAREHOLDER indirect 1997-10-01 2014-12-01
YACKTMAN ASSET MANAGEMENT LP MEMBER indirect 2012-06-01 2015-01-05
FIRST QUADRANT LP SOLE MEMBER AND MANAGER indirect 2002-09-01 2015-03-30
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER indirect 2005-06-01 2015-03-30
GANNETT WELSH & KOTLER, LLC MANAGER AND SOLE MEMBER indirect 2014-06-01 2015-03-30
BAKER STREET ADVISORS, LLC PARTNER indirect 2011-03-01 2015-04-07
LATTICE STRATEGIES LLC SOLE MEMBER indirect 2011-12-01 2015-05-05
LATTICE STRATEGIES LLC MEMBER direct 2012-02-01 2015-05-05
GANNETT WELSH & KOTLER, LLC MANAGER direct 2008-10-01 2016-03-21
GW&K INVESTMENT MANAGEMENT, LLC MANAGER AND SOLE MEMBER indirect 2014-06-01 2016-03-21
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER indirect 2005-06-01 2016-03-29
PANTHEON VENTURES (US) LLP CORPORATE PARENT indirect 2010-02-01 2016-06-13
PANTHEON VENTURES INC. CORPORATE PARENT indirect 2010-06-01 2016-06-13
THE RENAISSANCE GROUP LLC SOLE MEMBER AND MANAGER indirect 2011-01-01 2016-07-11
FFT WEALTH MANAGEMENT LLC GENERAL PARTNER indirect 2011-03-01 2017-04-19
COOK, MICHAEL, WHITMAN MEMBER OAKTHORPE PARTNERS LLC 12/01/2012 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT LLC CEO / CIO / MGMT COMM MBR direct 2003-01-01
SOUTHERNSUN ASSET MANAGEMENT, INC CEO / DIRECTOR direct 2003-01-01
SOUTHERNSUN ASSET MANAGEMENT, INC MEMBER indirect 2008-02-01
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2012-12-01
MICHAEL W COOK ASSET MANAGEMENT INC. CHAIRMAN/SECRETARY direct 1989-01-01 2003-01-04
MICHAEL W COOK ASSET MANAGEMENT INC. CHAIRMAN/CEO direct 2003-01-01 2004-07-22
MICHAEL W COOK ASSET MANAGEMENT INC. CEO direct 2003-01-01 2008-06-20
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2008-02-01 2014-03-13
AMG SSAM HOLDINGS, LLC MEMBER SSAM ACQUISITION, LLC 09/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2014-09-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
BRVC FUND I, LLC United States 805-3664829922 Other Private Fund A PARTNERSHIP THAT INVESTS IN PUBLICLY TRADED SECURITIES 913,325 1,000

SOUTHERNSUN ASSET MANAGEMENT LLC

ownership team - last updated 2020-03-26
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
BRVC FUND I, LLC United States 805-3664829922 Other Private Fund A PARTNERSHIP THAT INVESTS IN PUBLICLY TRADED SECURITIES 913,325 1,000

SOUTHERNSUN ASSET MANAGEMENT LLC

ownership team - last updated 2019-03-22
Name Title Start Date Direct/Indirect % Ownership
SSAM ACQUISITION, LLC MEMBER 03/01/2014 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
HARTWELL J M LTD PARTNERSHIP SOLE MEMBER indirect 1994-05-01
FQN MANAGEMENT LLC OWNER indirect 1995-12-01
BURRIDGE GROUP LLC OWNER indirect 1996-12-01
RORER ASSET MANAGEMENT LLC 100% STOCKHOLDER indirect 1999-01-01
THE MANAGERS FUNDS LLC CORPORATE PARENT indirect 1999-04-01
MANAGERS INVESTMENT GROUP LLC SOLE SHAREHOLDER indirect 1999-04-01
ASTON ASSET MANAGEMENT, LP SOLE SHAREHOLDER indirect 1999-04-01
FRONTIER PERFORMANCE ADVISERS LP MANAGING MEMBER OF THE GENERAL PARTNER indirect 2000-01-01
GIML, LLP SHAREHOLDER indirect 2000-12-01
GENESIS FUND MANAGERS, LLP SHAREHOLDER indirect 2000-12-01
BLUEMOUNTAIN CAPITAL MANAGEMENT L.P. SHAREHOLDER indirect 2000-12-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2000-12-01
BLUEMOUNTAIN CLO MANAGEMENT, LLC SHAREHOLDER indirect 2000-12-01
BLUEMOUNTAIN FUJI MANAGEMENT, LLC SHAREHOLDER indirect 2000-12-01
PANTHEON VENTURES (US) LP CORPORATE PARENT indirect 2000-12-01
PANTHEON VENTURES INC. CORPORATE PARENT indirect 2000-12-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER indirect 2000-12-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER indirect 2000-12-01
THIRD AVENUE MANAGEMENT LLC EQUITYHOLDER OF AMG NEW YORK HOLDINGS CORP. indirect 2002-05-01
IVORY INVESTMENT MANAGEMENT, L.P. MEMBER AND MANAGER indirect 2002-09-01
FIRST QUADRANT LP SOLE MANAGING MEMBER indirect 2002-09-01
GENESIS ASSET MANAGERS, LLP SHAREHOLDER indirect 2004-06-01
TIMESSQUARE CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2004-11-01
AQR CAPITAL MANAGEMENT, LLC MEMBER indirect 2004-11-01
CNH PARTNERS, LLC MEMBER indirect 2004-11-01
BEUTEL, GOODMAN & COMPANY LTD. SHAREHOLDER indirect 2005-06-01
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER - SERIES A indirect 2005-06-01
MONTRUSCO BOLTON INVESTMENTS, INC. SHAREHOLDER indirect 2005-07-01
CHICAGO EQUITY PARTNERS LLC SHAREHOLDER indirect 2006-12-01
GW&K INVESTMENT MANAGEMENT, LLC MANAGER MEMBER direct 2008-10-01
HARTWELL J M LTD PARTNERSHIP SHAREHOLDER indirect 2009-07-01
HARDING LOEVNER LLC OWNER indirect 2009-08-01
ASTON ASSET MANAGEMENT LLC GENERAL PARTNER direct 2010-04-01
ASTON ASSET MANAGEMENT LLC SHAREHOLDER indirect 2010-04-01
SYSTEMATIC FINANCIAL MANAGEMENT LP SOLE MEMBER indirect 2010-12-01
TRILOGY GLOBAL ADVISORS, LP MANAGING MEMBER AND SOLE SHAREHOLDER indirect 2010-12-01
THE RENAISSANCE GROUP LLC MANAGER MEMBER direct 2011-01-01
THE RENAISSANCE GROUP LLC SOLE MEMBER AND MANAGER indirect 2011-01-01
VERITABLE LP PARTNER indirect 2011-03-01
CLARFELD FINANCIAL ADVISORS INC PARTNER indirect 2011-03-01
WELCH & FORBES LLC SERIES A MEMBER AND MANAGER indirect 2011-03-01
BAKER STREET ADVISORS, LLC GENERAL PARTNER indirect 2011-03-01
MYCIO WEALTH PARTNERS, LLC GENERAL PARTNER indirect 2011-03-01
WP GROUP, LLC GENERAL PARTNER indirect 2011-03-01
YACKTMAN ASSET MANAGEMENT LP LIMITED PARTNER direct 2012-06-01
TWEEDY, BROWNE COMPANY LLC MANAGING MEMBER indirect 2012-12-01
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER direct 2014-03-01
RIVER ROAD ASSET MANAGEMENT, LLC MEMBER indirect 2014-03-01
RIVER ROAD ASSET MANAGEMENT, LLC MEMBER direct 2014-06-01
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2014-06-01
FRONTIER CAPITAL MANAGEMENT CO LLC MANAGER MEMBER indirect 2014-06-01
GW&K INVESTMENT MANAGEMENT, LLC MANAGER AND SOLE MEMBER indirect 2014-06-01
YACKTMAN ASSET MANAGEMENT LP MANAGER AND SOLE MEMBER indirect 2014-10-01
VERITAS ASSET MANAGEMENT LLP ULTIMATE PARENT COMPANY indirect 2014-10-01
IVORY INVESTMENT MANAGEMENT, L.P. PARTNER indirect 2015-10-01
CAPEVIEW CAPITAL LLP MANAGING MEMBER indirect 2016-06-01
RENAISSANCE INVESTMENT MANAGEMENT GENERAL PARTNER direct 1995-11-01 2001-04-24
HARTWELL J M LTD PARTNERSHIP SHAREHHOLDER OF GENERAL PARTNER direct 1994-05-01 2001-09-26
HARTWELL J M LTD PARTNERSHIP SHAREHHOLDER OF GENERAL PARTNER direct 1995-10-01 2002-03-25
PARADIGM ASSET MANAGEMENT COMPANY, L.L.C MEMBER direct 1995-03-01 2002-06-10
THIRD AVENUE MANAGEMENT LLC EQUITYHOLDER OF AMG NEW YORK HOLDINGS CORP. indirect 2002-05-01 2002-08-13
GEOCAPITAL LLC SOLE STOCKHOLDER OF GCC indirect 1997-09-01 2003-05-29
RESEARCH AFFILIATES, LLC OWNER indirect 1995-12-01 2004-02-06
PW REDWOOD SEQUOIA MANAGEMENT LLC OWNER indirect 2000-01-01 2004-03-30
DAVIS HAMILTON JACKSON & ASSOCIATES LP 100% STOCKHOLDER OF GP & AMG/TBC direct 1998-12-01 2004-03-31
GENESIS ASSET MANAGERS, LLP SHAREHOLDER indirect 2000-12-01 2004-09-03
SKYLINE ASSET MANAGEMENT, L.P. GENERAL PARTNER direct 1995-08-01 2005-03-24
HARTWELL J M LTD PARTNERSHIP SHAREHOLDER OF GENERAL PARTNER direct 1995-10-01 2005-03-29
WELCH & FORBES LLC 100% STOCKHOLDER OF MANAGING MEMBER indirect 2001-11-01 2005-03-31
RORER ASSET MANAGEMENT LLC 100% STOCKHOLDER OF MANAGING MEMBER indirect 1999-01-01 2005-05-24
RORER ASSET MANAGEMENT LLC 100% STOCKHOLDER OF MANAGING MEMBER indirect 1999-01-01 2006-03-27
GOFEN AND GLOSSBERG, L.L.C. MANAGER MEMBER direct 1997-05-01 2006-03-29
GEOCAPITAL LLC MANAGER MEMBER direct 1997-09-01 2006-04-04
GEOCAPITAL LLC SOLE STOCKHOLDER OF AMG CAPITAL indirect 1997-09-01 2006-04-04
CHICAGO EQUITY PARTNERS LLC MEMBER direct 2006-12-01 2007-01-03
CHICAGO EQUITY PARTNERS LLC SHAREHOLDER indirect 2006-12-01 2007-03-23
FRONTIER CAPITAL MANAGEMENT CO LLC MANAGER MEMBER indirect 2000-01-01 2007-03-28
DAVIS HAMILTON JACKSON & ASSOCIATES LP 100% STOCKHOLDER OF GP & AMG/TBC indirect 1998-12-01 2008-03-28
SKYLINE ASSET MANAGEMENT, L.P. SPECIAL LIMITED PARTNER direct 2005-10-01 2008-03-28
DEANS KNIGHT CAPITAL MANAGEMENT STOCKHOLDER indirect 2006-07-01 2009-02-19
GOFEN AND GLOSSBERG, L.L.C. NON-MANAGER MEMBER indirect 1997-05-01 2009-03-23
GANNETT WELSH & KOTLER, LLC DIRECT OWNER direct 2008-09-01 2009-03-31
HARTWELL J M LTD PARTNERSHIP SHAREHOLDER indirect 1994-05-01 2010-03-24
FIRST QUADRANT LP OWNER indirect 1995-12-01 2010-03-30
DAVIS HAMILTON JACKSON & ASSOCIATES LP 100% STOCKHOLDER OF AMG/TBC indirect 1998-12-01 2010-03-30
FIRST QUADRANT LP OWNER indirect 2002-09-01 2010-06-02
SYSTEMATIC FINANCIAL MANAGEMENT LP GENERAL PARTNER direct 1995-05-01 2010-08-06
WELCH & FORBES LLC STOCKHOLDER OF MANAGING MEMBER indirect 2001-11-01 2010-10-05
WELCH & FORBES LLC MEMBER direct 2001-11-01 2010-10-05
RENAISSANCE INVESTMENT MANAGEMENT LLC MEMBER direct 1995-11-01 2010-10-11
TRILOGY GLOBAL ADVISORS, LLC GENERAL PARTNER direct 2010-12-01 2010-12-22
WELCH & FORBES LLC STOCKHOLDER OF MANAGING MEMBER indirect 2001-11-01 2011-03-31
FFT WEALTH MANAGEMENT LLC EQUITY HOLDER OF AMG NEW YORK HOLDINGS CORP indirect 2002-05-01 2011-03-31
ESSEX INVESTMENT MANAGEMENT CO LLC MANAGING MEMBER direct 1998-03-01 2011-05-03
SYSTEMATIC FINANCIAL MANAGEMENT LP SOLE MEMBER indirect 2010-12-01 2012-01-10
TWEEDY, BROWNE COMPANY LLC SOLE SHAREHOLDER OF MANAGING MEMBER indirect 1997-10-01 2012-03-16
FORTIGENT, LLC OWNER indirect 2010-08-01 2012-03-30
FORTIGENT, LLC OWNER indirect 2010-08-01 2012-03-30
ESSEX INVESTMENT MANAGEMENT COMPANY, LLC MANAGER MEMBER indirect 2010-12-01 2012-03-30
DEANS KNIGHT CAPITAL MANAGEMENT STOCKHOLDER indirect 2006-07-01 2012-04-17
WELCH & FORBES LLC SOLE MEMBER indirect 2010-12-01 2013-03-27
FRIESS ASSOCIATES, LLC SOLE SHAREHOLDER OF MANAGING MEMBER indirect 2001-10-01 2013-03-28
FRIESS ASSOCIATES OF DELAWARE,LLC SOLE SHAREHOLDER OF MANAGING MEMBER indirect 2001-10-01 2013-03-28
TRILOGY GLOBAL ADVISORS, LLC MANAGER MEMBER AND SOLE SHAREHOLDER indirect 2010-12-01 2013-05-01
TWEEDY, BROWNE COMPANY LLC SOLE SHAREHOLDER OF MANAGING MEMBER indirect 1997-10-01 2013-07-08
GANNETT WELSH & KOTLER, LLC MANAGING MEMBER direct 2008-10-01 2014-03-14
GANNETT WELSH & KOTLER, LLC SHAREHOLDER indirect 2008-10-01 2014-03-14
TWEEDY, BROWNE COMPANY LLC AUTHORIZED PERSON OF MANAGING MEMBER indirect 2012-12-01 2014-03-25
WELCH & FORBES LLC STOCKHOLDER OF MANAGING MEMBER indirect 2001-11-01 2014-03-27
WELCH & FORBES LLC SERIES A MEMBER AND AUTHORIZED PERSON indirect 2011-03-01 2014-03-27
MANAGERS INVESTMENT GROUP LLC CORPORATE PARENT indirect 1999-04-01 2014-03-31
FRONTIER CAPITAL MANAGEMENT CO LLC MANAGER MEMBER indirect 2000-01-01 2014-03-31
ASTON ASSET MANAGEMENT, LP GENERAL PARTNER direct 2010-04-01 2014-03-31
ASTON ASSET MANAGEMENT, LP MANAGING MEMBER indirect 2010-04-01 2014-03-31
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2013-12-01 2014-04-10
TWEEDY, BROWNE COMPANY LLC SOLE SHAREHOLDER indirect 1997-10-01 2014-12-01
YACKTMAN ASSET MANAGEMENT LP MEMBER indirect 2012-06-01 2015-01-05
FIRST QUADRANT LP SOLE MEMBER AND MANAGER indirect 2002-09-01 2015-03-30
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER indirect 2005-06-01 2015-03-30
GANNETT WELSH & KOTLER, LLC MANAGER AND SOLE MEMBER indirect 2014-06-01 2015-03-30
BAKER STREET ADVISORS, LLC PARTNER indirect 2011-03-01 2015-04-07
LATTICE STRATEGIES LLC SOLE MEMBER indirect 2011-12-01 2015-05-05
LATTICE STRATEGIES LLC MEMBER direct 2012-02-01 2015-05-05
GANNETT WELSH & KOTLER, LLC MANAGER direct 2008-10-01 2016-03-21
GW&K INVESTMENT MANAGEMENT, LLC MANAGER AND SOLE MEMBER indirect 2014-06-01 2016-03-21
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER indirect 2005-06-01 2016-03-29
PANTHEON VENTURES (US) LLP CORPORATE PARENT indirect 2010-02-01 2016-06-13
PANTHEON VENTURES INC. CORPORATE PARENT indirect 2010-06-01 2016-06-13
THE RENAISSANCE GROUP LLC SOLE MEMBER AND MANAGER indirect 2011-01-01 2016-07-11
FFT WEALTH MANAGEMENT LLC GENERAL PARTNER indirect 2011-03-01 2017-04-19
COOK, MICHAEL, WHITMAN CEO / CIO / MGMT COMM MBR 01/01/2003 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT LLC CEO / CIO / MGMT COMM MBR direct 2003-01-01
SOUTHERNSUN ASSET MANAGEMENT, INC CEO / DIRECTOR direct 2003-01-01
SOUTHERNSUN ASSET MANAGEMENT, INC MEMBER indirect 2008-02-01
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2012-12-01
MICHAEL W COOK ASSET MANAGEMENT INC. CHAIRMAN/SECRETARY direct 1989-01-01 2003-01-04
MICHAEL W COOK ASSET MANAGEMENT INC. CHAIRMAN/CEO direct 2003-01-01 2004-07-22
MICHAEL W COOK ASSET MANAGEMENT INC. CEO direct 2003-01-01 2008-06-20
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2008-02-01 2014-03-13
HALLIDAY, WILLIAM, P. CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/MGMT COMM MBR 12/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT, INC CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER direct 2006-12-01
SOUTHERNSUN ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/MGMT COMM MBR direct 2006-12-01
NEW RIVER ADVISERS LLC CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER direct 2008-06-01
MICHAEL W COOK ASSET MANAGEMENT INC. DIRECTOR direct 1994-12-01 2003-01-04
SOUTHERNSUN ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER / COO / MGMT COMM MBR direct 2006-12-01 2014-04-10
SOUTHERNSUN ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER / MGMT COMM MBR direct 2006-12-01 2017-03-20
OAKTHORPE PARTNERS LLC MEMBER 12/01/2012 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER direct 2012-12-01
CROSS, MICHAEL, SCOTT SENIOR ANALYST/PRINCIPAL 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT, INC MANAGING DIRECTOR AND ANALYST direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC SENIOR ANALYST/PRINCIPAL direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC MANAGING DIRECTOR AND ANALYST direct 2009-01-01
COOK, PHILLIP, WHITMAN SENIOR ANALYST/MGMT COMM MBR 01/01/2009 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT, INC DIRECTOR OF RESEARCH direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC SENIOR ANALYST/MGMT COMM MBR direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC DIRECTOR OF RESEARCH direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC SENIOR ANALYST/PRINCIPAL direct 2009-01-01
AFFILIATED MANAGERS GROUP, INC. MEMBER AMG SSAM HOLDINGS, LLC 06/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
HARTWELL J M LTD PARTNERSHIP SOLE MEMBER indirect 1994-05-01
FQN MANAGEMENT LLC OWNER indirect 1995-12-01
BURRIDGE GROUP LLC OWNER indirect 1996-12-01
RORER ASSET MANAGEMENT LLC 100% STOCKHOLDER indirect 1999-01-01
THE MANAGERS FUNDS LLC CORPORATE PARENT indirect 1999-04-01
MANAGERS INVESTMENT GROUP LLC SOLE SHAREHOLDER indirect 1999-04-01
ASTON ASSET MANAGEMENT, LP SOLE SHAREHOLDER indirect 1999-04-01
FRONTIER PERFORMANCE ADVISERS LP MANAGING MEMBER OF THE GENERAL PARTNER indirect 2000-01-01
GIML, LLP SHAREHOLDER indirect 2000-12-01
GENESIS FUND MANAGERS, LLP SHAREHOLDER indirect 2000-12-01
BLUEMOUNTAIN CAPITAL MANAGEMENT L.P. SHAREHOLDER indirect 2000-12-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2000-12-01
BLUEMOUNTAIN CLO MANAGEMENT, LLC SHAREHOLDER indirect 2000-12-01
BLUEMOUNTAIN FUJI MANAGEMENT, LLC SHAREHOLDER indirect 2000-12-01
PANTHEON VENTURES (US) LP CORPORATE PARENT indirect 2000-12-01
PANTHEON VENTURES INC. CORPORATE PARENT indirect 2000-12-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER indirect 2000-12-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER indirect 2000-12-01
THIRD AVENUE MANAGEMENT LLC EQUITYHOLDER OF AMG NEW YORK HOLDINGS CORP. indirect 2002-05-01
IVORY INVESTMENT MANAGEMENT, L.P. MEMBER AND MANAGER indirect 2002-09-01
FIRST QUADRANT LP SOLE MANAGING MEMBER indirect 2002-09-01
GENESIS ASSET MANAGERS, LLP SHAREHOLDER indirect 2004-06-01
TIMESSQUARE CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2004-11-01
AQR CAPITAL MANAGEMENT, LLC MEMBER indirect 2004-11-01
CNH PARTNERS, LLC MEMBER indirect 2004-11-01
BEUTEL, GOODMAN & COMPANY LTD. SHAREHOLDER indirect 2005-06-01
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER - SERIES A indirect 2005-06-01
MONTRUSCO BOLTON INVESTMENTS, INC. SHAREHOLDER indirect 2005-07-01
CHICAGO EQUITY PARTNERS LLC SHAREHOLDER indirect 2006-12-01
GW&K INVESTMENT MANAGEMENT, LLC MANAGER MEMBER direct 2008-10-01
HARTWELL J M LTD PARTNERSHIP SHAREHOLDER indirect 2009-07-01
HARDING LOEVNER LLC OWNER indirect 2009-08-01
ASTON ASSET MANAGEMENT LLC GENERAL PARTNER direct 2010-04-01
ASTON ASSET MANAGEMENT LLC SHAREHOLDER indirect 2010-04-01
SYSTEMATIC FINANCIAL MANAGEMENT LP SOLE MEMBER indirect 2010-12-01
TRILOGY GLOBAL ADVISORS, LP MANAGING MEMBER AND SOLE SHAREHOLDER indirect 2010-12-01
THE RENAISSANCE GROUP LLC MANAGER MEMBER direct 2011-01-01
THE RENAISSANCE GROUP LLC SOLE MEMBER AND MANAGER indirect 2011-01-01
VERITABLE LP PARTNER indirect 2011-03-01
CLARFELD FINANCIAL ADVISORS INC PARTNER indirect 2011-03-01
WELCH & FORBES LLC SERIES A MEMBER AND MANAGER indirect 2011-03-01
BAKER STREET ADVISORS, LLC GENERAL PARTNER indirect 2011-03-01
MYCIO WEALTH PARTNERS, LLC GENERAL PARTNER indirect 2011-03-01
WP GROUP, LLC GENERAL PARTNER indirect 2011-03-01
YACKTMAN ASSET MANAGEMENT LP LIMITED PARTNER direct 2012-06-01
TWEEDY, BROWNE COMPANY LLC MANAGING MEMBER indirect 2012-12-01
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER direct 2014-03-01
RIVER ROAD ASSET MANAGEMENT, LLC MEMBER indirect 2014-03-01
RIVER ROAD ASSET MANAGEMENT, LLC MEMBER direct 2014-06-01
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2014-06-01
FRONTIER CAPITAL MANAGEMENT CO LLC MANAGER MEMBER indirect 2014-06-01
GW&K INVESTMENT MANAGEMENT, LLC MANAGER AND SOLE MEMBER indirect 2014-06-01
YACKTMAN ASSET MANAGEMENT LP MANAGER AND SOLE MEMBER indirect 2014-10-01
VERITAS ASSET MANAGEMENT LLP ULTIMATE PARENT COMPANY indirect 2014-10-01
IVORY INVESTMENT MANAGEMENT, L.P. PARTNER indirect 2015-10-01
CAPEVIEW CAPITAL LLP MANAGING MEMBER indirect 2016-06-01
RENAISSANCE INVESTMENT MANAGEMENT GENERAL PARTNER direct 1995-11-01 2001-04-24
HARTWELL J M LTD PARTNERSHIP SHAREHHOLDER OF GENERAL PARTNER direct 1994-05-01 2001-09-26
HARTWELL J M LTD PARTNERSHIP SHAREHHOLDER OF GENERAL PARTNER direct 1995-10-01 2002-03-25
PARADIGM ASSET MANAGEMENT COMPANY, L.L.C MEMBER direct 1995-03-01 2002-06-10
THIRD AVENUE MANAGEMENT LLC EQUITYHOLDER OF AMG NEW YORK HOLDINGS CORP. indirect 2002-05-01 2002-08-13
GEOCAPITAL LLC SOLE STOCKHOLDER OF GCC indirect 1997-09-01 2003-05-29
RESEARCH AFFILIATES, LLC OWNER indirect 1995-12-01 2004-02-06
PW REDWOOD SEQUOIA MANAGEMENT LLC OWNER indirect 2000-01-01 2004-03-30
DAVIS HAMILTON JACKSON & ASSOCIATES LP 100% STOCKHOLDER OF GP & AMG/TBC direct 1998-12-01 2004-03-31
GENESIS ASSET MANAGERS, LLP SHAREHOLDER indirect 2000-12-01 2004-09-03
SKYLINE ASSET MANAGEMENT, L.P. GENERAL PARTNER direct 1995-08-01 2005-03-24
HARTWELL J M LTD PARTNERSHIP SHAREHOLDER OF GENERAL PARTNER direct 1995-10-01 2005-03-29
WELCH & FORBES LLC 100% STOCKHOLDER OF MANAGING MEMBER indirect 2001-11-01 2005-03-31
RORER ASSET MANAGEMENT LLC 100% STOCKHOLDER OF MANAGING MEMBER indirect 1999-01-01 2005-05-24
RORER ASSET MANAGEMENT LLC 100% STOCKHOLDER OF MANAGING MEMBER indirect 1999-01-01 2006-03-27
GOFEN AND GLOSSBERG, L.L.C. MANAGER MEMBER direct 1997-05-01 2006-03-29
GEOCAPITAL LLC MANAGER MEMBER direct 1997-09-01 2006-04-04
GEOCAPITAL LLC SOLE STOCKHOLDER OF AMG CAPITAL indirect 1997-09-01 2006-04-04
CHICAGO EQUITY PARTNERS LLC MEMBER direct 2006-12-01 2007-01-03
CHICAGO EQUITY PARTNERS LLC SHAREHOLDER indirect 2006-12-01 2007-03-23
FRONTIER CAPITAL MANAGEMENT CO LLC MANAGER MEMBER indirect 2000-01-01 2007-03-28
DAVIS HAMILTON JACKSON & ASSOCIATES LP 100% STOCKHOLDER OF GP & AMG/TBC indirect 1998-12-01 2008-03-28
SKYLINE ASSET MANAGEMENT, L.P. SPECIAL LIMITED PARTNER direct 2005-10-01 2008-03-28
DEANS KNIGHT CAPITAL MANAGEMENT STOCKHOLDER indirect 2006-07-01 2009-02-19
GOFEN AND GLOSSBERG, L.L.C. NON-MANAGER MEMBER indirect 1997-05-01 2009-03-23
GANNETT WELSH & KOTLER, LLC DIRECT OWNER direct 2008-09-01 2009-03-31
HARTWELL J M LTD PARTNERSHIP SHAREHOLDER indirect 1994-05-01 2010-03-24
FIRST QUADRANT LP OWNER indirect 1995-12-01 2010-03-30
DAVIS HAMILTON JACKSON & ASSOCIATES LP 100% STOCKHOLDER OF AMG/TBC indirect 1998-12-01 2010-03-30
FIRST QUADRANT LP OWNER indirect 2002-09-01 2010-06-02
SYSTEMATIC FINANCIAL MANAGEMENT LP GENERAL PARTNER direct 1995-05-01 2010-08-06
WELCH & FORBES LLC STOCKHOLDER OF MANAGING MEMBER indirect 2001-11-01 2010-10-05
WELCH & FORBES LLC MEMBER direct 2001-11-01 2010-10-05
RENAISSANCE INVESTMENT MANAGEMENT LLC MEMBER direct 1995-11-01 2010-10-11
TRILOGY GLOBAL ADVISORS, LLC GENERAL PARTNER direct 2010-12-01 2010-12-22
WELCH & FORBES LLC STOCKHOLDER OF MANAGING MEMBER indirect 2001-11-01 2011-03-31
FFT WEALTH MANAGEMENT LLC EQUITY HOLDER OF AMG NEW YORK HOLDINGS CORP indirect 2002-05-01 2011-03-31
ESSEX INVESTMENT MANAGEMENT CO LLC MANAGING MEMBER direct 1998-03-01 2011-05-03
SYSTEMATIC FINANCIAL MANAGEMENT LP SOLE MEMBER indirect 2010-12-01 2012-01-10
TWEEDY, BROWNE COMPANY LLC SOLE SHAREHOLDER OF MANAGING MEMBER indirect 1997-10-01 2012-03-16
FORTIGENT, LLC OWNER indirect 2010-08-01 2012-03-30
FORTIGENT, LLC OWNER indirect 2010-08-01 2012-03-30
ESSEX INVESTMENT MANAGEMENT COMPANY, LLC MANAGER MEMBER indirect 2010-12-01 2012-03-30
DEANS KNIGHT CAPITAL MANAGEMENT STOCKHOLDER indirect 2006-07-01 2012-04-17
WELCH & FORBES LLC SOLE MEMBER indirect 2010-12-01 2013-03-27
FRIESS ASSOCIATES, LLC SOLE SHAREHOLDER OF MANAGING MEMBER indirect 2001-10-01 2013-03-28
FRIESS ASSOCIATES OF DELAWARE,LLC SOLE SHAREHOLDER OF MANAGING MEMBER indirect 2001-10-01 2013-03-28
TRILOGY GLOBAL ADVISORS, LLC MANAGER MEMBER AND SOLE SHAREHOLDER indirect 2010-12-01 2013-05-01
TWEEDY, BROWNE COMPANY LLC SOLE SHAREHOLDER OF MANAGING MEMBER indirect 1997-10-01 2013-07-08
GANNETT WELSH & KOTLER, LLC MANAGING MEMBER direct 2008-10-01 2014-03-14
GANNETT WELSH & KOTLER, LLC SHAREHOLDER indirect 2008-10-01 2014-03-14
TWEEDY, BROWNE COMPANY LLC AUTHORIZED PERSON OF MANAGING MEMBER indirect 2012-12-01 2014-03-25
WELCH & FORBES LLC STOCKHOLDER OF MANAGING MEMBER indirect 2001-11-01 2014-03-27
WELCH & FORBES LLC SERIES A MEMBER AND AUTHORIZED PERSON indirect 2011-03-01 2014-03-27
MANAGERS INVESTMENT GROUP LLC CORPORATE PARENT indirect 1999-04-01 2014-03-31
FRONTIER CAPITAL MANAGEMENT CO LLC MANAGER MEMBER indirect 2000-01-01 2014-03-31
ASTON ASSET MANAGEMENT, LP GENERAL PARTNER direct 2010-04-01 2014-03-31
ASTON ASSET MANAGEMENT, LP MANAGING MEMBER indirect 2010-04-01 2014-03-31
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2013-12-01 2014-04-10
TWEEDY, BROWNE COMPANY LLC SOLE SHAREHOLDER indirect 1997-10-01 2014-12-01
YACKTMAN ASSET MANAGEMENT LP MEMBER indirect 2012-06-01 2015-01-05
FIRST QUADRANT LP SOLE MEMBER AND MANAGER indirect 2002-09-01 2015-03-30
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER indirect 2005-06-01 2015-03-30
GANNETT WELSH & KOTLER, LLC MANAGER AND SOLE MEMBER indirect 2014-06-01 2015-03-30
BAKER STREET ADVISORS, LLC PARTNER indirect 2011-03-01 2015-04-07
LATTICE STRATEGIES LLC SOLE MEMBER indirect 2011-12-01 2015-05-05
LATTICE STRATEGIES LLC MEMBER direct 2012-02-01 2015-05-05
GANNETT WELSH & KOTLER, LLC MANAGER direct 2008-10-01 2016-03-21
GW&K INVESTMENT MANAGEMENT, LLC MANAGER AND SOLE MEMBER indirect 2014-06-01 2016-03-21
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER indirect 2005-06-01 2016-03-29
PANTHEON VENTURES (US) LLP CORPORATE PARENT indirect 2010-02-01 2016-06-13
PANTHEON VENTURES INC. CORPORATE PARENT indirect 2010-06-01 2016-06-13
THE RENAISSANCE GROUP LLC SOLE MEMBER AND MANAGER indirect 2011-01-01 2016-07-11
FFT WEALTH MANAGEMENT LLC GENERAL PARTNER indirect 2011-03-01 2017-04-19
COOK, MICHAEL, WHITMAN MEMBER OAKTHORPE PARTNERS LLC 12/01/2012 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT LLC CEO / CIO / MGMT COMM MBR direct 2003-01-01
SOUTHERNSUN ASSET MANAGEMENT, INC CEO / DIRECTOR direct 2003-01-01
SOUTHERNSUN ASSET MANAGEMENT, INC MEMBER indirect 2008-02-01
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2012-12-01
MICHAEL W COOK ASSET MANAGEMENT INC. CHAIRMAN/SECRETARY direct 1989-01-01 2003-01-04
MICHAEL W COOK ASSET MANAGEMENT INC. CHAIRMAN/CEO direct 2003-01-01 2004-07-22
MICHAEL W COOK ASSET MANAGEMENT INC. CEO direct 2003-01-01 2008-06-20
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2008-02-01 2014-03-13
AMG SSAM HOLDINGS, LLC MEMBER SSAM ACQUISITION, LLC 09/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2014-09-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
BRVC FUND I, LLC United States 805-3664829922 Other Private Fund A PARTNERSHIP THAT INVESTS IN PUBLICLY TRADED SECURITIES 1,745,511 1,000

SOUTHERNSUN ASSET MANAGEMENT LLC

ownership team - last updated 2018-11-12
Name Title Start Date Direct/Indirect % Ownership
SSAM ACQUISITION, LLC MEMBER 03/01/2014 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
HARTWELL J M LTD PARTNERSHIP SOLE MEMBER indirect 1994-05-01
FQN MANAGEMENT LLC OWNER indirect 1995-12-01
BURRIDGE GROUP LLC OWNER indirect 1996-12-01
RORER ASSET MANAGEMENT LLC 100% STOCKHOLDER indirect 1999-01-01
THE MANAGERS FUNDS LLC CORPORATE PARENT indirect 1999-04-01
MANAGERS INVESTMENT GROUP LLC SOLE SHAREHOLDER indirect 1999-04-01
ASTON ASSET MANAGEMENT, LP SOLE SHAREHOLDER indirect 1999-04-01
FRONTIER PERFORMANCE ADVISERS LP MANAGING MEMBER OF THE GENERAL PARTNER indirect 2000-01-01
GIML, LLP SHAREHOLDER indirect 2000-12-01
GENESIS FUND MANAGERS, LLP SHAREHOLDER indirect 2000-12-01
BLUEMOUNTAIN CAPITAL MANAGEMENT L.P. SHAREHOLDER indirect 2000-12-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2000-12-01
BLUEMOUNTAIN CLO MANAGEMENT, LLC SHAREHOLDER indirect 2000-12-01
BLUEMOUNTAIN FUJI MANAGEMENT, LLC SHAREHOLDER indirect 2000-12-01
PANTHEON VENTURES (US) LP CORPORATE PARENT indirect 2000-12-01
PANTHEON VENTURES INC. CORPORATE PARENT indirect 2000-12-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER indirect 2000-12-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER indirect 2000-12-01
THIRD AVENUE MANAGEMENT LLC EQUITYHOLDER OF AMG NEW YORK HOLDINGS CORP. indirect 2002-05-01
IVORY INVESTMENT MANAGEMENT, L.P. MEMBER AND MANAGER indirect 2002-09-01
FIRST QUADRANT LP SOLE MANAGING MEMBER indirect 2002-09-01
GENESIS ASSET MANAGERS, LLP SHAREHOLDER indirect 2004-06-01
TIMESSQUARE CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2004-11-01
AQR CAPITAL MANAGEMENT, LLC MEMBER indirect 2004-11-01
CNH PARTNERS, LLC MEMBER indirect 2004-11-01
BEUTEL, GOODMAN & COMPANY LTD. SHAREHOLDER indirect 2005-06-01
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER - SERIES A indirect 2005-06-01
MONTRUSCO BOLTON INVESTMENTS, INC. SHAREHOLDER indirect 2005-07-01
CHICAGO EQUITY PARTNERS LLC SHAREHOLDER indirect 2006-12-01
GW&K INVESTMENT MANAGEMENT, LLC MANAGER MEMBER direct 2008-10-01
HARTWELL J M LTD PARTNERSHIP SHAREHOLDER indirect 2009-07-01
HARDING LOEVNER LLC OWNER indirect 2009-08-01
ASTON ASSET MANAGEMENT LLC GENERAL PARTNER direct 2010-04-01
ASTON ASSET MANAGEMENT LLC SHAREHOLDER indirect 2010-04-01
SYSTEMATIC FINANCIAL MANAGEMENT LP SOLE MEMBER indirect 2010-12-01
TRILOGY GLOBAL ADVISORS, LP MANAGING MEMBER AND SOLE SHAREHOLDER indirect 2010-12-01
THE RENAISSANCE GROUP LLC MANAGER MEMBER direct 2011-01-01
THE RENAISSANCE GROUP LLC SOLE MEMBER AND MANAGER indirect 2011-01-01
VERITABLE LP PARTNER indirect 2011-03-01
CLARFELD FINANCIAL ADVISORS INC PARTNER indirect 2011-03-01
WELCH & FORBES LLC SERIES A MEMBER AND MANAGER indirect 2011-03-01
BAKER STREET ADVISORS, LLC GENERAL PARTNER indirect 2011-03-01
MYCIO WEALTH PARTNERS, LLC GENERAL PARTNER indirect 2011-03-01
WP GROUP, LLC GENERAL PARTNER indirect 2011-03-01
YACKTMAN ASSET MANAGEMENT LP LIMITED PARTNER direct 2012-06-01
TWEEDY, BROWNE COMPANY LLC MANAGING MEMBER indirect 2012-12-01
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER direct 2014-03-01
RIVER ROAD ASSET MANAGEMENT, LLC MEMBER indirect 2014-03-01
RIVER ROAD ASSET MANAGEMENT, LLC MEMBER direct 2014-06-01
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2014-06-01
FRONTIER CAPITAL MANAGEMENT CO LLC MANAGER MEMBER indirect 2014-06-01
GW&K INVESTMENT MANAGEMENT, LLC MANAGER AND SOLE MEMBER indirect 2014-06-01
YACKTMAN ASSET MANAGEMENT LP MANAGER AND SOLE MEMBER indirect 2014-10-01
VERITAS ASSET MANAGEMENT LLP ULTIMATE PARENT COMPANY indirect 2014-10-01
IVORY INVESTMENT MANAGEMENT, L.P. PARTNER indirect 2015-10-01
CAPEVIEW CAPITAL LLP MANAGING MEMBER indirect 2016-06-01
RENAISSANCE INVESTMENT MANAGEMENT GENERAL PARTNER direct 1995-11-01 2001-04-24
HARTWELL J M LTD PARTNERSHIP SHAREHHOLDER OF GENERAL PARTNER direct 1994-05-01 2001-09-26
HARTWELL J M LTD PARTNERSHIP SHAREHHOLDER OF GENERAL PARTNER direct 1995-10-01 2002-03-25
PARADIGM ASSET MANAGEMENT COMPANY, L.L.C MEMBER direct 1995-03-01 2002-06-10
THIRD AVENUE MANAGEMENT LLC EQUITYHOLDER OF AMG NEW YORK HOLDINGS CORP. indirect 2002-05-01 2002-08-13
GEOCAPITAL LLC SOLE STOCKHOLDER OF GCC indirect 1997-09-01 2003-05-29
RESEARCH AFFILIATES, LLC OWNER indirect 1995-12-01 2004-02-06
PW REDWOOD SEQUOIA MANAGEMENT LLC OWNER indirect 2000-01-01 2004-03-30
DAVIS HAMILTON JACKSON & ASSOCIATES LP 100% STOCKHOLDER OF GP & AMG/TBC direct 1998-12-01 2004-03-31
GENESIS ASSET MANAGERS, LLP SHAREHOLDER indirect 2000-12-01 2004-09-03
SKYLINE ASSET MANAGEMENT, L.P. GENERAL PARTNER direct 1995-08-01 2005-03-24
HARTWELL J M LTD PARTNERSHIP SHAREHOLDER OF GENERAL PARTNER direct 1995-10-01 2005-03-29
WELCH & FORBES LLC 100% STOCKHOLDER OF MANAGING MEMBER indirect 2001-11-01 2005-03-31
RORER ASSET MANAGEMENT LLC 100% STOCKHOLDER OF MANAGING MEMBER indirect 1999-01-01 2005-05-24
RORER ASSET MANAGEMENT LLC 100% STOCKHOLDER OF MANAGING MEMBER indirect 1999-01-01 2006-03-27
GOFEN AND GLOSSBERG, L.L.C. MANAGER MEMBER direct 1997-05-01 2006-03-29
GEOCAPITAL LLC MANAGER MEMBER direct 1997-09-01 2006-04-04
GEOCAPITAL LLC SOLE STOCKHOLDER OF AMG CAPITAL indirect 1997-09-01 2006-04-04
CHICAGO EQUITY PARTNERS LLC MEMBER direct 2006-12-01 2007-01-03
CHICAGO EQUITY PARTNERS LLC SHAREHOLDER indirect 2006-12-01 2007-03-23
FRONTIER CAPITAL MANAGEMENT CO LLC MANAGER MEMBER indirect 2000-01-01 2007-03-28
DAVIS HAMILTON JACKSON & ASSOCIATES LP 100% STOCKHOLDER OF GP & AMG/TBC indirect 1998-12-01 2008-03-28
SKYLINE ASSET MANAGEMENT, L.P. SPECIAL LIMITED PARTNER direct 2005-10-01 2008-03-28
DEANS KNIGHT CAPITAL MANAGEMENT STOCKHOLDER indirect 2006-07-01 2009-02-19
GOFEN AND GLOSSBERG, L.L.C. NON-MANAGER MEMBER indirect 1997-05-01 2009-03-23
GANNETT WELSH & KOTLER, LLC DIRECT OWNER direct 2008-09-01 2009-03-31
HARTWELL J M LTD PARTNERSHIP SHAREHOLDER indirect 1994-05-01 2010-03-24
FIRST QUADRANT LP OWNER indirect 1995-12-01 2010-03-30
DAVIS HAMILTON JACKSON & ASSOCIATES LP 100% STOCKHOLDER OF AMG/TBC indirect 1998-12-01 2010-03-30
FIRST QUADRANT LP OWNER indirect 2002-09-01 2010-06-02
SYSTEMATIC FINANCIAL MANAGEMENT LP GENERAL PARTNER direct 1995-05-01 2010-08-06
WELCH & FORBES LLC STOCKHOLDER OF MANAGING MEMBER indirect 2001-11-01 2010-10-05
WELCH & FORBES LLC MEMBER direct 2001-11-01 2010-10-05
RENAISSANCE INVESTMENT MANAGEMENT LLC MEMBER direct 1995-11-01 2010-10-11
TRILOGY GLOBAL ADVISORS, LLC GENERAL PARTNER direct 2010-12-01 2010-12-22
WELCH & FORBES LLC STOCKHOLDER OF MANAGING MEMBER indirect 2001-11-01 2011-03-31
FFT WEALTH MANAGEMENT LLC EQUITY HOLDER OF AMG NEW YORK HOLDINGS CORP indirect 2002-05-01 2011-03-31
ESSEX INVESTMENT MANAGEMENT CO LLC MANAGING MEMBER direct 1998-03-01 2011-05-03
SYSTEMATIC FINANCIAL MANAGEMENT LP SOLE MEMBER indirect 2010-12-01 2012-01-10
TWEEDY, BROWNE COMPANY LLC SOLE SHAREHOLDER OF MANAGING MEMBER indirect 1997-10-01 2012-03-16
FORTIGENT, LLC OWNER indirect 2010-08-01 2012-03-30
FORTIGENT, LLC OWNER indirect 2010-08-01 2012-03-30
ESSEX INVESTMENT MANAGEMENT COMPANY, LLC MANAGER MEMBER indirect 2010-12-01 2012-03-30
DEANS KNIGHT CAPITAL MANAGEMENT STOCKHOLDER indirect 2006-07-01 2012-04-17
WELCH & FORBES LLC SOLE MEMBER indirect 2010-12-01 2013-03-27
FRIESS ASSOCIATES, LLC SOLE SHAREHOLDER OF MANAGING MEMBER indirect 2001-10-01 2013-03-28
FRIESS ASSOCIATES OF DELAWARE,LLC SOLE SHAREHOLDER OF MANAGING MEMBER indirect 2001-10-01 2013-03-28
TRILOGY GLOBAL ADVISORS, LLC MANAGER MEMBER AND SOLE SHAREHOLDER indirect 2010-12-01 2013-05-01
TWEEDY, BROWNE COMPANY LLC SOLE SHAREHOLDER OF MANAGING MEMBER indirect 1997-10-01 2013-07-08
GANNETT WELSH & KOTLER, LLC MANAGING MEMBER direct 2008-10-01 2014-03-14
GANNETT WELSH & KOTLER, LLC SHAREHOLDER indirect 2008-10-01 2014-03-14
TWEEDY, BROWNE COMPANY LLC AUTHORIZED PERSON OF MANAGING MEMBER indirect 2012-12-01 2014-03-25
WELCH & FORBES LLC STOCKHOLDER OF MANAGING MEMBER indirect 2001-11-01 2014-03-27
WELCH & FORBES LLC SERIES A MEMBER AND AUTHORIZED PERSON indirect 2011-03-01 2014-03-27
MANAGERS INVESTMENT GROUP LLC CORPORATE PARENT indirect 1999-04-01 2014-03-31
FRONTIER CAPITAL MANAGEMENT CO LLC MANAGER MEMBER indirect 2000-01-01 2014-03-31
ASTON ASSET MANAGEMENT, LP GENERAL PARTNER direct 2010-04-01 2014-03-31
ASTON ASSET MANAGEMENT, LP MANAGING MEMBER indirect 2010-04-01 2014-03-31
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2013-12-01 2014-04-10
TWEEDY, BROWNE COMPANY LLC SOLE SHAREHOLDER indirect 1997-10-01 2014-12-01
YACKTMAN ASSET MANAGEMENT LP MEMBER indirect 2012-06-01 2015-01-05
FIRST QUADRANT LP SOLE MEMBER AND MANAGER indirect 2002-09-01 2015-03-30
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER indirect 2005-06-01 2015-03-30
GANNETT WELSH & KOTLER, LLC MANAGER AND SOLE MEMBER indirect 2014-06-01 2015-03-30
BAKER STREET ADVISORS, LLC PARTNER indirect 2011-03-01 2015-04-07
LATTICE STRATEGIES LLC SOLE MEMBER indirect 2011-12-01 2015-05-05
LATTICE STRATEGIES LLC MEMBER direct 2012-02-01 2015-05-05
GANNETT WELSH & KOTLER, LLC MANAGER direct 2008-10-01 2016-03-21
GW&K INVESTMENT MANAGEMENT, LLC MANAGER AND SOLE MEMBER indirect 2014-06-01 2016-03-21
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER indirect 2005-06-01 2016-03-29
PANTHEON VENTURES (US) LLP CORPORATE PARENT indirect 2010-02-01 2016-06-13
PANTHEON VENTURES INC. CORPORATE PARENT indirect 2010-06-01 2016-06-13
THE RENAISSANCE GROUP LLC SOLE MEMBER AND MANAGER indirect 2011-01-01 2016-07-11
FFT WEALTH MANAGEMENT LLC GENERAL PARTNER indirect 2011-03-01 2017-04-19
COOK, MICHAEL, WHITMAN CEO / CIO / MGMT COMM MBR 01/01/2003 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT LLC CEO / CIO / MGMT COMM MBR direct 2003-01-01
SOUTHERNSUN ASSET MANAGEMENT, INC CEO / DIRECTOR direct 2003-01-01
SOUTHERNSUN ASSET MANAGEMENT, INC MEMBER indirect 2008-02-01
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2012-12-01
MICHAEL W COOK ASSET MANAGEMENT INC. CHAIRMAN/SECRETARY direct 1989-01-01 2003-01-04
MICHAEL W COOK ASSET MANAGEMENT INC. CHAIRMAN/CEO direct 2003-01-01 2004-07-22
MICHAEL W COOK ASSET MANAGEMENT INC. CEO direct 2003-01-01 2008-06-20
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2008-02-01 2014-03-13
HALLIDAY, WILLIAM, P. CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/MGMT COMM MBR 12/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT, INC CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER direct 2006-12-01
SOUTHERNSUN ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/MGMT COMM MBR direct 2006-12-01
NEW RIVER ADVISERS LLC CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER direct 2008-06-01
MICHAEL W COOK ASSET MANAGEMENT INC. DIRECTOR direct 1994-12-01 2003-01-04
SOUTHERNSUN ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER / COO / MGMT COMM MBR direct 2006-12-01 2014-04-10
SOUTHERNSUN ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER / MGMT COMM MBR direct 2006-12-01 2017-03-20
OAKTHORPE PARTNERS LLC MEMBER 12/01/2012 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER direct 2012-12-01
CROSS, MICHAEL, SCOTT SENIOR ANALYST/PRINCIPAL 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT, INC MANAGING DIRECTOR AND ANALYST direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC SENIOR ANALYST/PRINCIPAL direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC MANAGING DIRECTOR AND ANALYST direct 2009-01-01
COOK, PHILLIP, WHITMAN SENIOR ANALYST/MGMT COMM MBR 01/01/2009 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT, INC DIRECTOR OF RESEARCH direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC SENIOR ANALYST/MGMT COMM MBR direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC DIRECTOR OF RESEARCH direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC SENIOR ANALYST/PRINCIPAL direct 2009-01-01
AFFILIATED MANAGERS GROUP, INC. MEMBER AMG SSAM HOLDINGS, LLC 06/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
HARTWELL J M LTD PARTNERSHIP SOLE MEMBER indirect 1994-05-01
FQN MANAGEMENT LLC OWNER indirect 1995-12-01
BURRIDGE GROUP LLC OWNER indirect 1996-12-01
RORER ASSET MANAGEMENT LLC 100% STOCKHOLDER indirect 1999-01-01
THE MANAGERS FUNDS LLC CORPORATE PARENT indirect 1999-04-01
MANAGERS INVESTMENT GROUP LLC SOLE SHAREHOLDER indirect 1999-04-01
ASTON ASSET MANAGEMENT, LP SOLE SHAREHOLDER indirect 1999-04-01
FRONTIER PERFORMANCE ADVISERS LP MANAGING MEMBER OF THE GENERAL PARTNER indirect 2000-01-01
GIML, LLP SHAREHOLDER indirect 2000-12-01
GENESIS FUND MANAGERS, LLP SHAREHOLDER indirect 2000-12-01
BLUEMOUNTAIN CAPITAL MANAGEMENT L.P. SHAREHOLDER indirect 2000-12-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2000-12-01
BLUEMOUNTAIN CLO MANAGEMENT, LLC SHAREHOLDER indirect 2000-12-01
BLUEMOUNTAIN FUJI MANAGEMENT, LLC SHAREHOLDER indirect 2000-12-01
PANTHEON VENTURES (US) LP CORPORATE PARENT indirect 2000-12-01
PANTHEON VENTURES INC. CORPORATE PARENT indirect 2000-12-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER indirect 2000-12-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER indirect 2000-12-01
THIRD AVENUE MANAGEMENT LLC EQUITYHOLDER OF AMG NEW YORK HOLDINGS CORP. indirect 2002-05-01
IVORY INVESTMENT MANAGEMENT, L.P. MEMBER AND MANAGER indirect 2002-09-01
FIRST QUADRANT LP SOLE MANAGING MEMBER indirect 2002-09-01
GENESIS ASSET MANAGERS, LLP SHAREHOLDER indirect 2004-06-01
TIMESSQUARE CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2004-11-01
AQR CAPITAL MANAGEMENT, LLC MEMBER indirect 2004-11-01
CNH PARTNERS, LLC MEMBER indirect 2004-11-01
BEUTEL, GOODMAN & COMPANY LTD. SHAREHOLDER indirect 2005-06-01
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER - SERIES A indirect 2005-06-01
MONTRUSCO BOLTON INVESTMENTS, INC. SHAREHOLDER indirect 2005-07-01
CHICAGO EQUITY PARTNERS LLC SHAREHOLDER indirect 2006-12-01
GW&K INVESTMENT MANAGEMENT, LLC MANAGER MEMBER direct 2008-10-01
HARTWELL J M LTD PARTNERSHIP SHAREHOLDER indirect 2009-07-01
HARDING LOEVNER LLC OWNER indirect 2009-08-01
ASTON ASSET MANAGEMENT LLC GENERAL PARTNER direct 2010-04-01
ASTON ASSET MANAGEMENT LLC SHAREHOLDER indirect 2010-04-01
SYSTEMATIC FINANCIAL MANAGEMENT LP SOLE MEMBER indirect 2010-12-01
TRILOGY GLOBAL ADVISORS, LP MANAGING MEMBER AND SOLE SHAREHOLDER indirect 2010-12-01
THE RENAISSANCE GROUP LLC MANAGER MEMBER direct 2011-01-01
THE RENAISSANCE GROUP LLC SOLE MEMBER AND MANAGER indirect 2011-01-01
VERITABLE LP PARTNER indirect 2011-03-01
CLARFELD FINANCIAL ADVISORS INC PARTNER indirect 2011-03-01
WELCH & FORBES LLC SERIES A MEMBER AND MANAGER indirect 2011-03-01
BAKER STREET ADVISORS, LLC GENERAL PARTNER indirect 2011-03-01
MYCIO WEALTH PARTNERS, LLC GENERAL PARTNER indirect 2011-03-01
WP GROUP, LLC GENERAL PARTNER indirect 2011-03-01
YACKTMAN ASSET MANAGEMENT LP LIMITED PARTNER direct 2012-06-01
TWEEDY, BROWNE COMPANY LLC MANAGING MEMBER indirect 2012-12-01
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER direct 2014-03-01
RIVER ROAD ASSET MANAGEMENT, LLC MEMBER indirect 2014-03-01
RIVER ROAD ASSET MANAGEMENT, LLC MEMBER direct 2014-06-01
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2014-06-01
FRONTIER CAPITAL MANAGEMENT CO LLC MANAGER MEMBER indirect 2014-06-01
GW&K INVESTMENT MANAGEMENT, LLC MANAGER AND SOLE MEMBER indirect 2014-06-01
YACKTMAN ASSET MANAGEMENT LP MANAGER AND SOLE MEMBER indirect 2014-10-01
VERITAS ASSET MANAGEMENT LLP ULTIMATE PARENT COMPANY indirect 2014-10-01
IVORY INVESTMENT MANAGEMENT, L.P. PARTNER indirect 2015-10-01
CAPEVIEW CAPITAL LLP MANAGING MEMBER indirect 2016-06-01
RENAISSANCE INVESTMENT MANAGEMENT GENERAL PARTNER direct 1995-11-01 2001-04-24
HARTWELL J M LTD PARTNERSHIP SHAREHHOLDER OF GENERAL PARTNER direct 1994-05-01 2001-09-26
HARTWELL J M LTD PARTNERSHIP SHAREHHOLDER OF GENERAL PARTNER direct 1995-10-01 2002-03-25
PARADIGM ASSET MANAGEMENT COMPANY, L.L.C MEMBER direct 1995-03-01 2002-06-10
THIRD AVENUE MANAGEMENT LLC EQUITYHOLDER OF AMG NEW YORK HOLDINGS CORP. indirect 2002-05-01 2002-08-13
GEOCAPITAL LLC SOLE STOCKHOLDER OF GCC indirect 1997-09-01 2003-05-29
RESEARCH AFFILIATES, LLC OWNER indirect 1995-12-01 2004-02-06
PW REDWOOD SEQUOIA MANAGEMENT LLC OWNER indirect 2000-01-01 2004-03-30
DAVIS HAMILTON JACKSON & ASSOCIATES LP 100% STOCKHOLDER OF GP & AMG/TBC direct 1998-12-01 2004-03-31
GENESIS ASSET MANAGERS, LLP SHAREHOLDER indirect 2000-12-01 2004-09-03
SKYLINE ASSET MANAGEMENT, L.P. GENERAL PARTNER direct 1995-08-01 2005-03-24
HARTWELL J M LTD PARTNERSHIP SHAREHOLDER OF GENERAL PARTNER direct 1995-10-01 2005-03-29
WELCH & FORBES LLC 100% STOCKHOLDER OF MANAGING MEMBER indirect 2001-11-01 2005-03-31
RORER ASSET MANAGEMENT LLC 100% STOCKHOLDER OF MANAGING MEMBER indirect 1999-01-01 2005-05-24
RORER ASSET MANAGEMENT LLC 100% STOCKHOLDER OF MANAGING MEMBER indirect 1999-01-01 2006-03-27
GOFEN AND GLOSSBERG, L.L.C. MANAGER MEMBER direct 1997-05-01 2006-03-29
GEOCAPITAL LLC MANAGER MEMBER direct 1997-09-01 2006-04-04
GEOCAPITAL LLC SOLE STOCKHOLDER OF AMG CAPITAL indirect 1997-09-01 2006-04-04
CHICAGO EQUITY PARTNERS LLC MEMBER direct 2006-12-01 2007-01-03
CHICAGO EQUITY PARTNERS LLC SHAREHOLDER indirect 2006-12-01 2007-03-23
FRONTIER CAPITAL MANAGEMENT CO LLC MANAGER MEMBER indirect 2000-01-01 2007-03-28
DAVIS HAMILTON JACKSON & ASSOCIATES LP 100% STOCKHOLDER OF GP & AMG/TBC indirect 1998-12-01 2008-03-28
SKYLINE ASSET MANAGEMENT, L.P. SPECIAL LIMITED PARTNER direct 2005-10-01 2008-03-28
DEANS KNIGHT CAPITAL MANAGEMENT STOCKHOLDER indirect 2006-07-01 2009-02-19
GOFEN AND GLOSSBERG, L.L.C. NON-MANAGER MEMBER indirect 1997-05-01 2009-03-23
GANNETT WELSH & KOTLER, LLC DIRECT OWNER direct 2008-09-01 2009-03-31
HARTWELL J M LTD PARTNERSHIP SHAREHOLDER indirect 1994-05-01 2010-03-24
FIRST QUADRANT LP OWNER indirect 1995-12-01 2010-03-30
DAVIS HAMILTON JACKSON & ASSOCIATES LP 100% STOCKHOLDER OF AMG/TBC indirect 1998-12-01 2010-03-30
FIRST QUADRANT LP OWNER indirect 2002-09-01 2010-06-02
SYSTEMATIC FINANCIAL MANAGEMENT LP GENERAL PARTNER direct 1995-05-01 2010-08-06
WELCH & FORBES LLC STOCKHOLDER OF MANAGING MEMBER indirect 2001-11-01 2010-10-05
WELCH & FORBES LLC MEMBER direct 2001-11-01 2010-10-05
RENAISSANCE INVESTMENT MANAGEMENT LLC MEMBER direct 1995-11-01 2010-10-11
TRILOGY GLOBAL ADVISORS, LLC GENERAL PARTNER direct 2010-12-01 2010-12-22
WELCH & FORBES LLC STOCKHOLDER OF MANAGING MEMBER indirect 2001-11-01 2011-03-31
FFT WEALTH MANAGEMENT LLC EQUITY HOLDER OF AMG NEW YORK HOLDINGS CORP indirect 2002-05-01 2011-03-31
ESSEX INVESTMENT MANAGEMENT CO LLC MANAGING MEMBER direct 1998-03-01 2011-05-03
SYSTEMATIC FINANCIAL MANAGEMENT LP SOLE MEMBER indirect 2010-12-01 2012-01-10
TWEEDY, BROWNE COMPANY LLC SOLE SHAREHOLDER OF MANAGING MEMBER indirect 1997-10-01 2012-03-16
FORTIGENT, LLC OWNER indirect 2010-08-01 2012-03-30
FORTIGENT, LLC OWNER indirect 2010-08-01 2012-03-30
ESSEX INVESTMENT MANAGEMENT COMPANY, LLC MANAGER MEMBER indirect 2010-12-01 2012-03-30
DEANS KNIGHT CAPITAL MANAGEMENT STOCKHOLDER indirect 2006-07-01 2012-04-17
WELCH & FORBES LLC SOLE MEMBER indirect 2010-12-01 2013-03-27
FRIESS ASSOCIATES, LLC SOLE SHAREHOLDER OF MANAGING MEMBER indirect 2001-10-01 2013-03-28
FRIESS ASSOCIATES OF DELAWARE,LLC SOLE SHAREHOLDER OF MANAGING MEMBER indirect 2001-10-01 2013-03-28
TRILOGY GLOBAL ADVISORS, LLC MANAGER MEMBER AND SOLE SHAREHOLDER indirect 2010-12-01 2013-05-01
TWEEDY, BROWNE COMPANY LLC SOLE SHAREHOLDER OF MANAGING MEMBER indirect 1997-10-01 2013-07-08
GANNETT WELSH & KOTLER, LLC MANAGING MEMBER direct 2008-10-01 2014-03-14
GANNETT WELSH & KOTLER, LLC SHAREHOLDER indirect 2008-10-01 2014-03-14
TWEEDY, BROWNE COMPANY LLC AUTHORIZED PERSON OF MANAGING MEMBER indirect 2012-12-01 2014-03-25
WELCH & FORBES LLC STOCKHOLDER OF MANAGING MEMBER indirect 2001-11-01 2014-03-27
WELCH & FORBES LLC SERIES A MEMBER AND AUTHORIZED PERSON indirect 2011-03-01 2014-03-27
MANAGERS INVESTMENT GROUP LLC CORPORATE PARENT indirect 1999-04-01 2014-03-31
FRONTIER CAPITAL MANAGEMENT CO LLC MANAGER MEMBER indirect 2000-01-01 2014-03-31
ASTON ASSET MANAGEMENT, LP GENERAL PARTNER direct 2010-04-01 2014-03-31
ASTON ASSET MANAGEMENT, LP MANAGING MEMBER indirect 2010-04-01 2014-03-31
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2013-12-01 2014-04-10
TWEEDY, BROWNE COMPANY LLC SOLE SHAREHOLDER indirect 1997-10-01 2014-12-01
YACKTMAN ASSET MANAGEMENT LP MEMBER indirect 2012-06-01 2015-01-05
FIRST QUADRANT LP SOLE MEMBER AND MANAGER indirect 2002-09-01 2015-03-30
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER indirect 2005-06-01 2015-03-30
GANNETT WELSH & KOTLER, LLC MANAGER AND SOLE MEMBER indirect 2014-06-01 2015-03-30
BAKER STREET ADVISORS, LLC PARTNER indirect 2011-03-01 2015-04-07
LATTICE STRATEGIES LLC SOLE MEMBER indirect 2011-12-01 2015-05-05
LATTICE STRATEGIES LLC MEMBER direct 2012-02-01 2015-05-05
GANNETT WELSH & KOTLER, LLC MANAGER direct 2008-10-01 2016-03-21
GW&K INVESTMENT MANAGEMENT, LLC MANAGER AND SOLE MEMBER indirect 2014-06-01 2016-03-21
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER indirect 2005-06-01 2016-03-29
PANTHEON VENTURES (US) LLP CORPORATE PARENT indirect 2010-02-01 2016-06-13
PANTHEON VENTURES INC. CORPORATE PARENT indirect 2010-06-01 2016-06-13
THE RENAISSANCE GROUP LLC SOLE MEMBER AND MANAGER indirect 2011-01-01 2016-07-11
FFT WEALTH MANAGEMENT LLC GENERAL PARTNER indirect 2011-03-01 2017-04-19
COOK, MICHAEL, WHITMAN MEMBER OAKTHORPE PARTNERS LLC 12/01/2012 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT LLC CEO / CIO / MGMT COMM MBR direct 2003-01-01
SOUTHERNSUN ASSET MANAGEMENT, INC CEO / DIRECTOR direct 2003-01-01
SOUTHERNSUN ASSET MANAGEMENT, INC MEMBER indirect 2008-02-01
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2012-12-01
MICHAEL W COOK ASSET MANAGEMENT INC. CHAIRMAN/SECRETARY direct 1989-01-01 2003-01-04
MICHAEL W COOK ASSET MANAGEMENT INC. CHAIRMAN/CEO direct 2003-01-01 2004-07-22
MICHAEL W COOK ASSET MANAGEMENT INC. CEO direct 2003-01-01 2008-06-20
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2008-02-01 2014-03-13
AMG SSAM HOLDINGS, LLC MEMBER SSAM ACQUISITION, LLC 09/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2014-09-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
BRVC FUND I, LLC United States 805-3664829922 Other Private Fund A PARTNERSHIP THAT INVESTS IN PUBLICLY TRADED SECURITIES 2,031,278 1,000

SOUTHERNSUN ASSET MANAGEMENT LLC

ownership team - last updated 2017-09-26
Name Title Start Date Direct/Indirect % Ownership
SSAM ACQUISITION, LLC MEMBER 03/01/2014 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
HARTWELL J M LTD PARTNERSHIP SOLE MEMBER indirect 1994-05-01
FQN MANAGEMENT LLC OWNER indirect 1995-12-01
BURRIDGE GROUP LLC OWNER indirect 1996-12-01
RORER ASSET MANAGEMENT LLC 100% STOCKHOLDER indirect 1999-01-01
THE MANAGERS FUNDS LLC CORPORATE PARENT indirect 1999-04-01
MANAGERS INVESTMENT GROUP LLC SOLE SHAREHOLDER indirect 1999-04-01
ASTON ASSET MANAGEMENT, LP SOLE SHAREHOLDER indirect 1999-04-01
FRONTIER PERFORMANCE ADVISERS LP MANAGING MEMBER OF THE GENERAL PARTNER indirect 2000-01-01
GIML, LLP SHAREHOLDER indirect 2000-12-01
GENESIS FUND MANAGERS, LLP SHAREHOLDER indirect 2000-12-01
BLUEMOUNTAIN CAPITAL MANAGEMENT L.P. SHAREHOLDER indirect 2000-12-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2000-12-01
BLUEMOUNTAIN CLO MANAGEMENT, LLC SHAREHOLDER indirect 2000-12-01
BLUEMOUNTAIN FUJI MANAGEMENT, LLC SHAREHOLDER indirect 2000-12-01
PANTHEON VENTURES (US) LP CORPORATE PARENT indirect 2000-12-01
PANTHEON VENTURES INC. CORPORATE PARENT indirect 2000-12-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER indirect 2000-12-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER indirect 2000-12-01
THIRD AVENUE MANAGEMENT LLC EQUITYHOLDER OF AMG NEW YORK HOLDINGS CORP. indirect 2002-05-01
IVORY INVESTMENT MANAGEMENT, L.P. MEMBER AND MANAGER indirect 2002-09-01
FIRST QUADRANT LP SOLE MANAGING MEMBER indirect 2002-09-01
GENESIS ASSET MANAGERS, LLP SHAREHOLDER indirect 2004-06-01
TIMESSQUARE CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2004-11-01
AQR CAPITAL MANAGEMENT, LLC MEMBER indirect 2004-11-01
CNH PARTNERS, LLC MEMBER indirect 2004-11-01
BEUTEL, GOODMAN & COMPANY LTD. SHAREHOLDER indirect 2005-06-01
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER - SERIES A indirect 2005-06-01
MONTRUSCO BOLTON INVESTMENTS, INC. SHAREHOLDER indirect 2005-07-01
CHICAGO EQUITY PARTNERS LLC SHAREHOLDER indirect 2006-12-01
GW&K INVESTMENT MANAGEMENT, LLC MANAGER MEMBER direct 2008-10-01
HARTWELL J M LTD PARTNERSHIP SHAREHOLDER indirect 2009-07-01
HARDING LOEVNER LLC OWNER indirect 2009-08-01
ASTON ASSET MANAGEMENT LLC GENERAL PARTNER direct 2010-04-01
ASTON ASSET MANAGEMENT LLC SHAREHOLDER indirect 2010-04-01
SYSTEMATIC FINANCIAL MANAGEMENT LP SOLE MEMBER indirect 2010-12-01
TRILOGY GLOBAL ADVISORS, LP MANAGING MEMBER AND SOLE SHAREHOLDER indirect 2010-12-01
THE RENAISSANCE GROUP LLC MANAGER MEMBER direct 2011-01-01
THE RENAISSANCE GROUP LLC SOLE MEMBER AND MANAGER indirect 2011-01-01
VERITABLE LP PARTNER indirect 2011-03-01
CLARFELD FINANCIAL ADVISORS INC PARTNER indirect 2011-03-01
WELCH & FORBES LLC SERIES A MEMBER AND MANAGER indirect 2011-03-01
BAKER STREET ADVISORS, LLC GENERAL PARTNER indirect 2011-03-01
MYCIO WEALTH PARTNERS, LLC GENERAL PARTNER indirect 2011-03-01
WP GROUP, LLC GENERAL PARTNER indirect 2011-03-01
YACKTMAN ASSET MANAGEMENT LP LIMITED PARTNER direct 2012-06-01
TWEEDY, BROWNE COMPANY LLC MANAGING MEMBER indirect 2012-12-01
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER direct 2014-03-01
RIVER ROAD ASSET MANAGEMENT, LLC MEMBER indirect 2014-03-01
RIVER ROAD ASSET MANAGEMENT, LLC MEMBER direct 2014-06-01
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2014-06-01
FRONTIER CAPITAL MANAGEMENT CO LLC MANAGER MEMBER indirect 2014-06-01
GW&K INVESTMENT MANAGEMENT, LLC MANAGER AND SOLE MEMBER indirect 2014-06-01
YACKTMAN ASSET MANAGEMENT LP MANAGER AND SOLE MEMBER indirect 2014-10-01
VERITAS ASSET MANAGEMENT LLP ULTIMATE PARENT COMPANY indirect 2014-10-01
IVORY INVESTMENT MANAGEMENT, L.P. PARTNER indirect 2015-10-01
CAPEVIEW CAPITAL LLP MANAGING MEMBER indirect 2016-06-01
RENAISSANCE INVESTMENT MANAGEMENT GENERAL PARTNER direct 1995-11-01 2001-04-24
HARTWELL J M LTD PARTNERSHIP SHAREHHOLDER OF GENERAL PARTNER direct 1994-05-01 2001-09-26
HARTWELL J M LTD PARTNERSHIP SHAREHHOLDER OF GENERAL PARTNER direct 1995-10-01 2002-03-25
PARADIGM ASSET MANAGEMENT COMPANY, L.L.C MEMBER direct 1995-03-01 2002-06-10
THIRD AVENUE MANAGEMENT LLC EQUITYHOLDER OF AMG NEW YORK HOLDINGS CORP. indirect 2002-05-01 2002-08-13
GEOCAPITAL LLC SOLE STOCKHOLDER OF GCC indirect 1997-09-01 2003-05-29
RESEARCH AFFILIATES, LLC OWNER indirect 1995-12-01 2004-02-06
PW REDWOOD SEQUOIA MANAGEMENT LLC OWNER indirect 2000-01-01 2004-03-30
DAVIS HAMILTON JACKSON & ASSOCIATES LP 100% STOCKHOLDER OF GP & AMG/TBC direct 1998-12-01 2004-03-31
GENESIS ASSET MANAGERS, LLP SHAREHOLDER indirect 2000-12-01 2004-09-03
SKYLINE ASSET MANAGEMENT, L.P. GENERAL PARTNER direct 1995-08-01 2005-03-24
HARTWELL J M LTD PARTNERSHIP SHAREHOLDER OF GENERAL PARTNER direct 1995-10-01 2005-03-29
WELCH & FORBES LLC 100% STOCKHOLDER OF MANAGING MEMBER indirect 2001-11-01 2005-03-31
RORER ASSET MANAGEMENT LLC 100% STOCKHOLDER OF MANAGING MEMBER indirect 1999-01-01 2005-05-24
RORER ASSET MANAGEMENT LLC 100% STOCKHOLDER OF MANAGING MEMBER indirect 1999-01-01 2006-03-27
GOFEN AND GLOSSBERG, L.L.C. MANAGER MEMBER direct 1997-05-01 2006-03-29
GEOCAPITAL LLC MANAGER MEMBER direct 1997-09-01 2006-04-04
GEOCAPITAL LLC SOLE STOCKHOLDER OF AMG CAPITAL indirect 1997-09-01 2006-04-04
CHICAGO EQUITY PARTNERS LLC MEMBER direct 2006-12-01 2007-01-03
CHICAGO EQUITY PARTNERS LLC SHAREHOLDER indirect 2006-12-01 2007-03-23
FRONTIER CAPITAL MANAGEMENT CO LLC MANAGER MEMBER indirect 2000-01-01 2007-03-28
DAVIS HAMILTON JACKSON & ASSOCIATES LP 100% STOCKHOLDER OF GP & AMG/TBC indirect 1998-12-01 2008-03-28
SKYLINE ASSET MANAGEMENT, L.P. SPECIAL LIMITED PARTNER direct 2005-10-01 2008-03-28
DEANS KNIGHT CAPITAL MANAGEMENT STOCKHOLDER indirect 2006-07-01 2009-02-19
GOFEN AND GLOSSBERG, L.L.C. NON-MANAGER MEMBER indirect 1997-05-01 2009-03-23
GANNETT WELSH & KOTLER, LLC DIRECT OWNER direct 2008-09-01 2009-03-31
HARTWELL J M LTD PARTNERSHIP SHAREHOLDER indirect 1994-05-01 2010-03-24
FIRST QUADRANT LP OWNER indirect 1995-12-01 2010-03-30
DAVIS HAMILTON JACKSON & ASSOCIATES LP 100% STOCKHOLDER OF AMG/TBC indirect 1998-12-01 2010-03-30
FIRST QUADRANT LP OWNER indirect 2002-09-01 2010-06-02
SYSTEMATIC FINANCIAL MANAGEMENT LP GENERAL PARTNER direct 1995-05-01 2010-08-06
WELCH & FORBES LLC STOCKHOLDER OF MANAGING MEMBER indirect 2001-11-01 2010-10-05
WELCH & FORBES LLC MEMBER direct 2001-11-01 2010-10-05
RENAISSANCE INVESTMENT MANAGEMENT LLC MEMBER direct 1995-11-01 2010-10-11
TRILOGY GLOBAL ADVISORS, LLC GENERAL PARTNER direct 2010-12-01 2010-12-22
WELCH & FORBES LLC STOCKHOLDER OF MANAGING MEMBER indirect 2001-11-01 2011-03-31
FFT WEALTH MANAGEMENT LLC EQUITY HOLDER OF AMG NEW YORK HOLDINGS CORP indirect 2002-05-01 2011-03-31
ESSEX INVESTMENT MANAGEMENT CO LLC MANAGING MEMBER direct 1998-03-01 2011-05-03
SYSTEMATIC FINANCIAL MANAGEMENT LP SOLE MEMBER indirect 2010-12-01 2012-01-10
TWEEDY, BROWNE COMPANY LLC SOLE SHAREHOLDER OF MANAGING MEMBER indirect 1997-10-01 2012-03-16
FORTIGENT, LLC OWNER indirect 2010-08-01 2012-03-30
FORTIGENT, LLC OWNER indirect 2010-08-01 2012-03-30
ESSEX INVESTMENT MANAGEMENT COMPANY, LLC MANAGER MEMBER indirect 2010-12-01 2012-03-30
DEANS KNIGHT CAPITAL MANAGEMENT STOCKHOLDER indirect 2006-07-01 2012-04-17
WELCH & FORBES LLC SOLE MEMBER indirect 2010-12-01 2013-03-27
FRIESS ASSOCIATES, LLC SOLE SHAREHOLDER OF MANAGING MEMBER indirect 2001-10-01 2013-03-28
FRIESS ASSOCIATES OF DELAWARE,LLC SOLE SHAREHOLDER OF MANAGING MEMBER indirect 2001-10-01 2013-03-28
TRILOGY GLOBAL ADVISORS, LLC MANAGER MEMBER AND SOLE SHAREHOLDER indirect 2010-12-01 2013-05-01
TWEEDY, BROWNE COMPANY LLC SOLE SHAREHOLDER OF MANAGING MEMBER indirect 1997-10-01 2013-07-08
GANNETT WELSH & KOTLER, LLC MANAGING MEMBER direct 2008-10-01 2014-03-14
GANNETT WELSH & KOTLER, LLC SHAREHOLDER indirect 2008-10-01 2014-03-14
TWEEDY, BROWNE COMPANY LLC AUTHORIZED PERSON OF MANAGING MEMBER indirect 2012-12-01 2014-03-25
WELCH & FORBES LLC STOCKHOLDER OF MANAGING MEMBER indirect 2001-11-01 2014-03-27
WELCH & FORBES LLC SERIES A MEMBER AND AUTHORIZED PERSON indirect 2011-03-01 2014-03-27
MANAGERS INVESTMENT GROUP LLC CORPORATE PARENT indirect 1999-04-01 2014-03-31
FRONTIER CAPITAL MANAGEMENT CO LLC MANAGER MEMBER indirect 2000-01-01 2014-03-31
ASTON ASSET MANAGEMENT, LP GENERAL PARTNER direct 2010-04-01 2014-03-31
ASTON ASSET MANAGEMENT, LP MANAGING MEMBER indirect 2010-04-01 2014-03-31
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2013-12-01 2014-04-10
TWEEDY, BROWNE COMPANY LLC SOLE SHAREHOLDER indirect 1997-10-01 2014-12-01
YACKTMAN ASSET MANAGEMENT LP MEMBER indirect 2012-06-01 2015-01-05
FIRST QUADRANT LP SOLE MEMBER AND MANAGER indirect 2002-09-01 2015-03-30
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER indirect 2005-06-01 2015-03-30
GANNETT WELSH & KOTLER, LLC MANAGER AND SOLE MEMBER indirect 2014-06-01 2015-03-30
BAKER STREET ADVISORS, LLC PARTNER indirect 2011-03-01 2015-04-07
LATTICE STRATEGIES LLC SOLE MEMBER indirect 2011-12-01 2015-05-05
LATTICE STRATEGIES LLC MEMBER direct 2012-02-01 2015-05-05
GANNETT WELSH & KOTLER, LLC MANAGER direct 2008-10-01 2016-03-21
GW&K INVESTMENT MANAGEMENT, LLC MANAGER AND SOLE MEMBER indirect 2014-06-01 2016-03-21
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER indirect 2005-06-01 2016-03-29
PANTHEON VENTURES (US) LLP CORPORATE PARENT indirect 2010-02-01 2016-06-13
PANTHEON VENTURES INC. CORPORATE PARENT indirect 2010-06-01 2016-06-13
THE RENAISSANCE GROUP LLC SOLE MEMBER AND MANAGER indirect 2011-01-01 2016-07-11
FFT WEALTH MANAGEMENT LLC GENERAL PARTNER indirect 2011-03-01 2017-04-19
COOK, MICHAEL, WHITMAN CEO / CIO / MGMT COMM MBR 01/01/2003 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT LLC CEO / CIO / MGMT COMM MBR direct 2003-01-01
SOUTHERNSUN ASSET MANAGEMENT, INC CEO / DIRECTOR direct 2003-01-01
SOUTHERNSUN ASSET MANAGEMENT, INC MEMBER indirect 2008-02-01
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2012-12-01
MICHAEL W COOK ASSET MANAGEMENT INC. CHAIRMAN/SECRETARY direct 1989-01-01 2003-01-04
MICHAEL W COOK ASSET MANAGEMENT INC. CHAIRMAN/CEO direct 2003-01-01 2004-07-22
MICHAEL W COOK ASSET MANAGEMENT INC. CEO direct 2003-01-01 2008-06-20
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2008-02-01 2014-03-13
HALLIDAY, WILLIAM, P. CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/MGMT COMM MBR 12/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT, INC CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER direct 2006-12-01
SOUTHERNSUN ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/MGMT COMM MBR direct 2006-12-01
NEW RIVER ADVISERS LLC CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER direct 2008-06-01
MICHAEL W COOK ASSET MANAGEMENT INC. DIRECTOR direct 1994-12-01 2003-01-04
SOUTHERNSUN ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER / COO / MGMT COMM MBR direct 2006-12-01 2014-04-10
SOUTHERNSUN ASSET MANAGEMENT LLC CHIEF OPERATING OFFICER / MGMT COMM MBR direct 2006-12-01 2017-03-20
OAKTHORPE PARTNERS LLC MEMBER 12/01/2012 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER direct 2012-12-01
CROSS, MICHAEL, SCOTT SENIOR ANALYST/PRINCIPAL 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT, INC MANAGING DIRECTOR AND ANALYST direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC SENIOR ANALYST/PRINCIPAL direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC MANAGING DIRECTOR AND ANALYST direct 2009-01-01
COOK, PHILLIP, WHITMAN SENIOR ANALYST/MGMT COMM MBR 01/01/2009 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT, INC DIRECTOR OF RESEARCH direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC SENIOR ANALYST/MGMT COMM MBR direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC DIRECTOR OF RESEARCH direct 2009-01-01
SOUTHERNSUN ASSET MANAGEMENT LLC SENIOR ANALYST/PRINCIPAL direct 2009-01-01
AFFILIATED MANAGERS GROUP, INC. MEMBER AMG SSAM HOLDINGS, LLC 06/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
HARTWELL J M LTD PARTNERSHIP SOLE MEMBER indirect 1994-05-01
FQN MANAGEMENT LLC OWNER indirect 1995-12-01
BURRIDGE GROUP LLC OWNER indirect 1996-12-01
RORER ASSET MANAGEMENT LLC 100% STOCKHOLDER indirect 1999-01-01
THE MANAGERS FUNDS LLC CORPORATE PARENT indirect 1999-04-01
MANAGERS INVESTMENT GROUP LLC SOLE SHAREHOLDER indirect 1999-04-01
ASTON ASSET MANAGEMENT, LP SOLE SHAREHOLDER indirect 1999-04-01
FRONTIER PERFORMANCE ADVISERS LP MANAGING MEMBER OF THE GENERAL PARTNER indirect 2000-01-01
GIML, LLP SHAREHOLDER indirect 2000-12-01
GENESIS FUND MANAGERS, LLP SHAREHOLDER indirect 2000-12-01
BLUEMOUNTAIN CAPITAL MANAGEMENT L.P. SHAREHOLDER indirect 2000-12-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2000-12-01
BLUEMOUNTAIN CLO MANAGEMENT, LLC SHAREHOLDER indirect 2000-12-01
BLUEMOUNTAIN FUJI MANAGEMENT, LLC SHAREHOLDER indirect 2000-12-01
PANTHEON VENTURES (US) LP CORPORATE PARENT indirect 2000-12-01
PANTHEON VENTURES INC. CORPORATE PARENT indirect 2000-12-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER indirect 2000-12-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER indirect 2000-12-01
THIRD AVENUE MANAGEMENT LLC EQUITYHOLDER OF AMG NEW YORK HOLDINGS CORP. indirect 2002-05-01
IVORY INVESTMENT MANAGEMENT, L.P. MEMBER AND MANAGER indirect 2002-09-01
FIRST QUADRANT LP SOLE MANAGING MEMBER indirect 2002-09-01
GENESIS ASSET MANAGERS, LLP SHAREHOLDER indirect 2004-06-01
TIMESSQUARE CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2004-11-01
AQR CAPITAL MANAGEMENT, LLC MEMBER indirect 2004-11-01
CNH PARTNERS, LLC MEMBER indirect 2004-11-01
BEUTEL, GOODMAN & COMPANY LTD. SHAREHOLDER indirect 2005-06-01
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER - SERIES A indirect 2005-06-01
MONTRUSCO BOLTON INVESTMENTS, INC. SHAREHOLDER indirect 2005-07-01
CHICAGO EQUITY PARTNERS LLC SHAREHOLDER indirect 2006-12-01
GW&K INVESTMENT MANAGEMENT, LLC MANAGER MEMBER direct 2008-10-01
HARTWELL J M LTD PARTNERSHIP SHAREHOLDER indirect 2009-07-01
HARDING LOEVNER LLC OWNER indirect 2009-08-01
ASTON ASSET MANAGEMENT LLC GENERAL PARTNER direct 2010-04-01
ASTON ASSET MANAGEMENT LLC SHAREHOLDER indirect 2010-04-01
SYSTEMATIC FINANCIAL MANAGEMENT LP SOLE MEMBER indirect 2010-12-01
TRILOGY GLOBAL ADVISORS, LP MANAGING MEMBER AND SOLE SHAREHOLDER indirect 2010-12-01
THE RENAISSANCE GROUP LLC MANAGER MEMBER direct 2011-01-01
THE RENAISSANCE GROUP LLC SOLE MEMBER AND MANAGER indirect 2011-01-01
VERITABLE LP PARTNER indirect 2011-03-01
CLARFELD FINANCIAL ADVISORS INC PARTNER indirect 2011-03-01
WELCH & FORBES LLC SERIES A MEMBER AND MANAGER indirect 2011-03-01
BAKER STREET ADVISORS, LLC GENERAL PARTNER indirect 2011-03-01
MYCIO WEALTH PARTNERS, LLC GENERAL PARTNER indirect 2011-03-01
WP GROUP, LLC GENERAL PARTNER indirect 2011-03-01
YACKTMAN ASSET MANAGEMENT LP LIMITED PARTNER direct 2012-06-01
TWEEDY, BROWNE COMPANY LLC MANAGING MEMBER indirect 2012-12-01
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER direct 2014-03-01
RIVER ROAD ASSET MANAGEMENT, LLC MEMBER indirect 2014-03-01
RIVER ROAD ASSET MANAGEMENT, LLC MEMBER direct 2014-06-01
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2014-06-01
FRONTIER CAPITAL MANAGEMENT CO LLC MANAGER MEMBER indirect 2014-06-01
GW&K INVESTMENT MANAGEMENT, LLC MANAGER AND SOLE MEMBER indirect 2014-06-01
YACKTMAN ASSET MANAGEMENT LP MANAGER AND SOLE MEMBER indirect 2014-10-01
VERITAS ASSET MANAGEMENT LLP ULTIMATE PARENT COMPANY indirect 2014-10-01
IVORY INVESTMENT MANAGEMENT, L.P. PARTNER indirect 2015-10-01
CAPEVIEW CAPITAL LLP MANAGING MEMBER indirect 2016-06-01
RENAISSANCE INVESTMENT MANAGEMENT GENERAL PARTNER direct 1995-11-01 2001-04-24
HARTWELL J M LTD PARTNERSHIP SHAREHHOLDER OF GENERAL PARTNER direct 1994-05-01 2001-09-26
HARTWELL J M LTD PARTNERSHIP SHAREHHOLDER OF GENERAL PARTNER direct 1995-10-01 2002-03-25
PARADIGM ASSET MANAGEMENT COMPANY, L.L.C MEMBER direct 1995-03-01 2002-06-10
THIRD AVENUE MANAGEMENT LLC EQUITYHOLDER OF AMG NEW YORK HOLDINGS CORP. indirect 2002-05-01 2002-08-13
GEOCAPITAL LLC SOLE STOCKHOLDER OF GCC indirect 1997-09-01 2003-05-29
RESEARCH AFFILIATES, LLC OWNER indirect 1995-12-01 2004-02-06
PW REDWOOD SEQUOIA MANAGEMENT LLC OWNER indirect 2000-01-01 2004-03-30
DAVIS HAMILTON JACKSON & ASSOCIATES LP 100% STOCKHOLDER OF GP & AMG/TBC direct 1998-12-01 2004-03-31
GENESIS ASSET MANAGERS, LLP SHAREHOLDER indirect 2000-12-01 2004-09-03
SKYLINE ASSET MANAGEMENT, L.P. GENERAL PARTNER direct 1995-08-01 2005-03-24
HARTWELL J M LTD PARTNERSHIP SHAREHOLDER OF GENERAL PARTNER direct 1995-10-01 2005-03-29
WELCH & FORBES LLC 100% STOCKHOLDER OF MANAGING MEMBER indirect 2001-11-01 2005-03-31
RORER ASSET MANAGEMENT LLC 100% STOCKHOLDER OF MANAGING MEMBER indirect 1999-01-01 2005-05-24
RORER ASSET MANAGEMENT LLC 100% STOCKHOLDER OF MANAGING MEMBER indirect 1999-01-01 2006-03-27
GOFEN AND GLOSSBERG, L.L.C. MANAGER MEMBER direct 1997-05-01 2006-03-29
GEOCAPITAL LLC MANAGER MEMBER direct 1997-09-01 2006-04-04
GEOCAPITAL LLC SOLE STOCKHOLDER OF AMG CAPITAL indirect 1997-09-01 2006-04-04
CHICAGO EQUITY PARTNERS LLC MEMBER direct 2006-12-01 2007-01-03
CHICAGO EQUITY PARTNERS LLC SHAREHOLDER indirect 2006-12-01 2007-03-23
FRONTIER CAPITAL MANAGEMENT CO LLC MANAGER MEMBER indirect 2000-01-01 2007-03-28
DAVIS HAMILTON JACKSON & ASSOCIATES LP 100% STOCKHOLDER OF GP & AMG/TBC indirect 1998-12-01 2008-03-28
SKYLINE ASSET MANAGEMENT, L.P. SPECIAL LIMITED PARTNER direct 2005-10-01 2008-03-28
DEANS KNIGHT CAPITAL MANAGEMENT STOCKHOLDER indirect 2006-07-01 2009-02-19
GOFEN AND GLOSSBERG, L.L.C. NON-MANAGER MEMBER indirect 1997-05-01 2009-03-23
GANNETT WELSH & KOTLER, LLC DIRECT OWNER direct 2008-09-01 2009-03-31
HARTWELL J M LTD PARTNERSHIP SHAREHOLDER indirect 1994-05-01 2010-03-24
FIRST QUADRANT LP OWNER indirect 1995-12-01 2010-03-30
DAVIS HAMILTON JACKSON & ASSOCIATES LP 100% STOCKHOLDER OF AMG/TBC indirect 1998-12-01 2010-03-30
FIRST QUADRANT LP OWNER indirect 2002-09-01 2010-06-02
SYSTEMATIC FINANCIAL MANAGEMENT LP GENERAL PARTNER direct 1995-05-01 2010-08-06
WELCH & FORBES LLC STOCKHOLDER OF MANAGING MEMBER indirect 2001-11-01 2010-10-05
WELCH & FORBES LLC MEMBER direct 2001-11-01 2010-10-05
RENAISSANCE INVESTMENT MANAGEMENT LLC MEMBER direct 1995-11-01 2010-10-11
TRILOGY GLOBAL ADVISORS, LLC GENERAL PARTNER direct 2010-12-01 2010-12-22
WELCH & FORBES LLC STOCKHOLDER OF MANAGING MEMBER indirect 2001-11-01 2011-03-31
FFT WEALTH MANAGEMENT LLC EQUITY HOLDER OF AMG NEW YORK HOLDINGS CORP indirect 2002-05-01 2011-03-31
ESSEX INVESTMENT MANAGEMENT CO LLC MANAGING MEMBER direct 1998-03-01 2011-05-03
SYSTEMATIC FINANCIAL MANAGEMENT LP SOLE MEMBER indirect 2010-12-01 2012-01-10
TWEEDY, BROWNE COMPANY LLC SOLE SHAREHOLDER OF MANAGING MEMBER indirect 1997-10-01 2012-03-16
FORTIGENT, LLC OWNER indirect 2010-08-01 2012-03-30
FORTIGENT, LLC OWNER indirect 2010-08-01 2012-03-30
ESSEX INVESTMENT MANAGEMENT COMPANY, LLC MANAGER MEMBER indirect 2010-12-01 2012-03-30
DEANS KNIGHT CAPITAL MANAGEMENT STOCKHOLDER indirect 2006-07-01 2012-04-17
WELCH & FORBES LLC SOLE MEMBER indirect 2010-12-01 2013-03-27
FRIESS ASSOCIATES, LLC SOLE SHAREHOLDER OF MANAGING MEMBER indirect 2001-10-01 2013-03-28
FRIESS ASSOCIATES OF DELAWARE,LLC SOLE SHAREHOLDER OF MANAGING MEMBER indirect 2001-10-01 2013-03-28
TRILOGY GLOBAL ADVISORS, LLC MANAGER MEMBER AND SOLE SHAREHOLDER indirect 2010-12-01 2013-05-01
TWEEDY, BROWNE COMPANY LLC SOLE SHAREHOLDER OF MANAGING MEMBER indirect 1997-10-01 2013-07-08
GANNETT WELSH & KOTLER, LLC MANAGING MEMBER direct 2008-10-01 2014-03-14
GANNETT WELSH & KOTLER, LLC SHAREHOLDER indirect 2008-10-01 2014-03-14
TWEEDY, BROWNE COMPANY LLC AUTHORIZED PERSON OF MANAGING MEMBER indirect 2012-12-01 2014-03-25
WELCH & FORBES LLC STOCKHOLDER OF MANAGING MEMBER indirect 2001-11-01 2014-03-27
WELCH & FORBES LLC SERIES A MEMBER AND AUTHORIZED PERSON indirect 2011-03-01 2014-03-27
MANAGERS INVESTMENT GROUP LLC CORPORATE PARENT indirect 1999-04-01 2014-03-31
FRONTIER CAPITAL MANAGEMENT CO LLC MANAGER MEMBER indirect 2000-01-01 2014-03-31
ASTON ASSET MANAGEMENT, LP GENERAL PARTNER direct 2010-04-01 2014-03-31
ASTON ASSET MANAGEMENT, LP MANAGING MEMBER indirect 2010-04-01 2014-03-31
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2013-12-01 2014-04-10
TWEEDY, BROWNE COMPANY LLC SOLE SHAREHOLDER indirect 1997-10-01 2014-12-01
YACKTMAN ASSET MANAGEMENT LP MEMBER indirect 2012-06-01 2015-01-05
FIRST QUADRANT LP SOLE MEMBER AND MANAGER indirect 2002-09-01 2015-03-30
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER indirect 2005-06-01 2015-03-30
GANNETT WELSH & KOTLER, LLC MANAGER AND SOLE MEMBER indirect 2014-06-01 2015-03-30
BAKER STREET ADVISORS, LLC PARTNER indirect 2011-03-01 2015-04-07
LATTICE STRATEGIES LLC SOLE MEMBER indirect 2011-12-01 2015-05-05
LATTICE STRATEGIES LLC MEMBER direct 2012-02-01 2015-05-05
GANNETT WELSH & KOTLER, LLC MANAGER direct 2008-10-01 2016-03-21
GW&K INVESTMENT MANAGEMENT, LLC MANAGER AND SOLE MEMBER indirect 2014-06-01 2016-03-21
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER indirect 2005-06-01 2016-03-29
PANTHEON VENTURES (US) LLP CORPORATE PARENT indirect 2010-02-01 2016-06-13
PANTHEON VENTURES INC. CORPORATE PARENT indirect 2010-06-01 2016-06-13
THE RENAISSANCE GROUP LLC SOLE MEMBER AND MANAGER indirect 2011-01-01 2016-07-11
FFT WEALTH MANAGEMENT LLC GENERAL PARTNER indirect 2011-03-01 2017-04-19
COOK, MICHAEL, WHITMAN MEMBER OAKTHORPE PARTNERS LLC 12/01/2012 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT LLC CEO / CIO / MGMT COMM MBR direct 2003-01-01
SOUTHERNSUN ASSET MANAGEMENT, INC CEO / DIRECTOR direct 2003-01-01
SOUTHERNSUN ASSET MANAGEMENT, INC MEMBER indirect 2008-02-01
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2012-12-01
MICHAEL W COOK ASSET MANAGEMENT INC. CHAIRMAN/SECRETARY direct 1989-01-01 2003-01-04
MICHAEL W COOK ASSET MANAGEMENT INC. CHAIRMAN/CEO direct 2003-01-01 2004-07-22
MICHAEL W COOK ASSET MANAGEMENT INC. CEO direct 2003-01-01 2008-06-20
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2008-02-01 2014-03-13
AMG SSAM HOLDINGS, LLC MEMBER SSAM ACQUISITION, LLC 09/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
SOUTHERNSUN ASSET MANAGEMENT LLC MEMBER indirect 2014-09-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
BRVC FUND I, LLC United States 805-3664829922 Other Private Fund A PARTNERSHIP THAT INVESTS IN PUBLICLY TRADED SECURITIES 1,834,669 1,000

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