SOUTHPAW ASSET MANAGEMENT LP

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Southpaw Asset Management is based out of Stamford. Southpaw Asset Management is a hedge fund with 3 clients and discretionary assets under management (AUM) of $236,169,430 (Form ADV from 2021-03-30). Whalewisdom has at least 57 13F filings, 24 13D filings, and 29 13G filings

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03/31/2021

Top Buys

  • Name% Change

03/31/2021

13F Holdings Summary

No holdings for current quarter

03/31/2021

13F Activity

  • Market Value $0
  • Prior Market Value $6.92 Million
  • New Purchases0 stocks
  • Additional Purchases0 stocks
  • Sold out of1 stock
  • Reduced holdings in0 stocks
  • Top 10 Holdings % %
  • Turnover % [1]:100.00%
  • Turnover Alt % [2]: %
  • Time Held Top20:
  • Time Held Top10:
  • Time Held All:

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

03/31/2021

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-08-14

Performance for Q2 2020: 23.58%
Performance Last 4 Quarters: -63.65%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

SOUTHPAW ASSET MANAGEMENT, LP
Classified as Hedge Fund
750 WASHINGTON BLVD 10TH FLOOR
STAMFORD CT    06901
Country: United States

Business Phone: 203-862-6200
Fax: 203-862-6201
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Partnership
Organized in: DE
Number of employees: 2
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 229,085,000
Total Number of Clients: 3
Amount of client funds and securities by related persons: 229,085,000
Total Number of clients from related persons: 3
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Insider Transactions in the past year

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SOUTHPAW ASSET MANAGEMENT, LP

ownership team - last updated 2021-03-30
Name Title Start Date Direct/Indirect % Ownership
SOUTHPAW HOLDINGS LLC GENERAL PARTNER 04/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOUTHPAW ASSET MANAGEMENT, LP GENERAL PARTNER direct 2005-04-01
GOLDEN, HOWARD, JEROME LIMITED PARTNER 04/01/2005 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SOUTHPAW ASSET MANAGEMENT, LP LIMTED PARTNER direct 2005-04-01
SOUTHPAW ASSET MANAGEMENT, LP MANAGING MEMBER indirect 2005-04-01
WYMAN, KEVIN, MARC CHIEF COMPLIANCE OFFICER AND LIMITED PARTNER 01/01/2021 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SOUTHPAW ASSET MANAGEMENT, LP LIMTED PARTNER direct 2005-04-01
SOUTHPAW ASSET MANAGEMENT, LP MANAGING MEMBER indirect 2005-04-01
WYMAN, KEVIN, MARC MANAGING MEMBER SOUTHPAW HOLDINGS, LLC 04/01/2005 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
SOUTHPAW ASSET MANAGEMENT, LP LIMTED PARTNER direct 2005-04-01
SOUTHPAW ASSET MANAGEMENT, LP MANAGING MEMBER indirect 2005-04-01
GOLDEN, HOWARD, JEROME MANAGING MEMBER SOUTHPAW HOLDINGS, LLC 04/01/2005 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
SOUTHPAW ASSET MANAGEMENT, LP LIMTED PARTNER direct 2005-04-01
SOUTHPAW ASSET MANAGEMENT, LP MANAGING MEMBER indirect 2005-04-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
SOUTHPAW CREDIT OPPORTUNITY MASTER FUND LP Cayman Islands 805-8869337524 Hedge Fund 236,169,430 1,000,000 Master Fund

SOUTHPAW ASSET MANAGEMENT, LP

ownership team - last updated 2020-10-14
Name Title Start Date Direct/Indirect % Ownership
SOUTHPAW HOLDINGS LLC GENERAL PARTNER 04/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOUTHPAW ASSET MANAGEMENT, LP GENERAL PARTNER direct 2005-04-01
GOLDEN, HOWARD, JEROME LIMTED PARTNER 04/01/2005 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SOUTHPAW ASSET MANAGEMENT, LP LIMTED PARTNER direct 2005-04-01
SOUTHPAW ASSET MANAGEMENT, LP MANAGING MEMBER indirect 2005-04-01
WYMAN, KEVIN, MARC LIMTED PARTNER 04/01/2005 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SOUTHPAW ASSET MANAGEMENT, LP LIMTED PARTNER direct 2005-04-01
SOUTHPAW ASSET MANAGEMENT, LP MANAGING MEMBER indirect 2005-04-01
COHEN, JEFFREY, H CHIEF COMPLIANCE OFFICER 10/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOUTHPAW ASSET MANAGEMENT, LP CHIEF COMPLIANCE OFFICER direct 2020-10-01
WYMAN, KEVIN, MARC MANAGING MEMBER SOUTHPAW HOLDINGS, LLC 04/01/2005 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
SOUTHPAW ASSET MANAGEMENT, LP LIMTED PARTNER direct 2005-04-01
SOUTHPAW ASSET MANAGEMENT, LP MANAGING MEMBER indirect 2005-04-01
GOLDEN, HOWARD, JEROME MANAGING MEMBER SOUTHPAW HOLDINGS, LLC 04/01/2005 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
SOUTHPAW ASSET MANAGEMENT, LP LIMTED PARTNER direct 2005-04-01
SOUTHPAW ASSET MANAGEMENT, LP MANAGING MEMBER indirect 2005-04-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
SOUTHPAW CREDIT OPPORTUNITY MASTER FUND LP Cayman Islands 805-8869337524 Hedge Fund 1,286,565,702 1,000,000 Master Fund

SOUTHPAW ASSET MANAGEMENT, LP

ownership team - last updated 2020-07-07
Name Title Start Date Direct/Indirect % Ownership
SOUTHPAW HOLDINGS LLC GENERAL PARTNER 04/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOUTHPAW ASSET MANAGEMENT, LP GENERAL PARTNER direct 2005-04-01
GOLDEN, HOWARD, JEROME LIMTED PARTNER 04/01/2005 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SOUTHPAW ASSET MANAGEMENT, LP LIMTED PARTNER direct 2005-04-01
SOUTHPAW ASSET MANAGEMENT, LP MANAGING MEMBER indirect 2005-04-01
WYMAN, KEVIN, MARC LIMTED PARTNER 04/01/2005 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SOUTHPAW ASSET MANAGEMENT, LP LIMTED PARTNER direct 2005-04-01
SOUTHPAW ASSET MANAGEMENT, LP MANAGING MEMBER indirect 2005-04-01
THOMPSON, ROBERT, LEWIS CHIEF FINANCIAL OFFICER 05/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOUTHPAW ASSET MANAGEMENT, LP CHIEF FINANCIAL OFFICER direct 2005-05-01
C.E. UNTERBERG, TOWBIN (A CALIFORNIA LIMITED PARTNERSHIP) PRESIDENT indirect 2000-01-01 2003-04-17
UNTERBERG C E TOWBIN ADVISORS LP CHIEF FINANCIAL OFFICER direct 1998-07-01 2004-11-15
UNTERBERG C E TOWBIN ADVISORS LP PRESIDENT indirect 2000-01-01 2005-03-18
C.E. UNTERBERG TOWBIN ADVISORS, LLC TREASURER indirect 2003-12-01 2005-03-22
C.E. UNTERBERG TOWBIN ADVISORS, LLC CFO indirect 2003-12-01 2005-04-18
C.E. UNTERBERG TOWBIN ADVISORS, LLC CFO direct 2003-12-01 2005-04-18
SOUTHPAW ASSET MANAGEMENT, LP CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER direct 2005-05-01 2014-03-11
ANDERSEN, MICHAEL, JOHN CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL 07/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
K2 ADVISORS, L.L.C. GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER direct 2007-04-01
K2 ADVISORS, L.L.C. GENERAL COUNSEL direct 2007-04-01
K2/D&S MANAGEMENT CO., L.L.C. GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER direct 2007-04-01
K2/D&S MANAGEMENT CO., L.L.C. GENERAL COUNSEL direct 2007-04-01
SOUTHPAW ASSET MANAGEMENT, LP CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL direct 2014-07-01
ALDEN GLOBAL CAPITAL LLC GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER direct 2012-05-01
WYMAN, KEVIN, MARC MANAGING MEMBER SOUTHPAW HOLDINGS, LLC 04/01/2005 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
SOUTHPAW ASSET MANAGEMENT, LP LIMTED PARTNER direct 2005-04-01
SOUTHPAW ASSET MANAGEMENT, LP MANAGING MEMBER indirect 2005-04-01
GOLDEN, HOWARD, JEROME MANAGING MEMBER SOUTHPAW HOLDINGS, LLC 04/01/2005 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
SOUTHPAW ASSET MANAGEMENT, LP LIMTED PARTNER direct 2005-04-01
SOUTHPAW ASSET MANAGEMENT, LP MANAGING MEMBER indirect 2005-04-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
SOUTHPAW CREDIT OPPORTUNITY MASTER FUND LP Cayman Islands 805-8869337524 Hedge Fund 1,286,565,702 1,000,000 Master Fund

SOUTHPAW ASSET MANAGEMENT, LP

ownership team - last updated 2020-03-25
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
SOUTHPAW CREDIT OPPORTUNITY MASTER FUND LP Cayman Islands 805-8869337524 Hedge Fund 1,286,565,702 1,000,000 Master Fund

SOUTHPAW ASSET MANAGEMENT, LP

ownership team - last updated 2019-03-25
Name Title Start Date Direct/Indirect % Ownership
SOUTHPAW HOLDINGS LLC GENERAL PARTNER 04/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOUTHPAW ASSET MANAGEMENT, LP GENERAL PARTNER direct 2005-04-01
GOLDEN, HOWARD, JEROME LIMTED PARTNER 04/01/2005 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SOUTHPAW ASSET MANAGEMENT, LP LIMTED PARTNER direct 2005-04-01
SOUTHPAW ASSET MANAGEMENT, LP MANAGING MEMBER indirect 2005-04-01
WYMAN, KEVIN, MARC LIMTED PARTNER 04/01/2005 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SOUTHPAW ASSET MANAGEMENT, LP LIMTED PARTNER direct 2005-04-01
SOUTHPAW ASSET MANAGEMENT, LP MANAGING MEMBER indirect 2005-04-01
THOMPSON, ROBERT, LEWIS CHIEF FINANCIAL OFFICER 05/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOUTHPAW ASSET MANAGEMENT, LP CHIEF FINANCIAL OFFICER direct 2005-05-01
C.E. UNTERBERG, TOWBIN (A CALIFORNIA LIMITED PARTNERSHIP) PRESIDENT indirect 2000-01-01 2003-04-17
UNTERBERG C E TOWBIN ADVISORS LP CHIEF FINANCIAL OFFICER direct 1998-07-01 2004-11-15
UNTERBERG C E TOWBIN ADVISORS LP PRESIDENT indirect 2000-01-01 2005-03-18
C.E. UNTERBERG TOWBIN ADVISORS, LLC TREASURER indirect 2003-12-01 2005-03-22
C.E. UNTERBERG TOWBIN ADVISORS, LLC CFO indirect 2003-12-01 2005-04-18
C.E. UNTERBERG TOWBIN ADVISORS, LLC CFO direct 2003-12-01 2005-04-18
SOUTHPAW ASSET MANAGEMENT, LP CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER direct 2005-05-01 2014-03-11
ANDERSEN, MICHAEL, JOHN CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL 07/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
K2 ADVISORS, L.L.C. GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER direct 2007-04-01
K2 ADVISORS, L.L.C. GENERAL COUNSEL direct 2007-04-01
K2/D&S MANAGEMENT CO., L.L.C. GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER direct 2007-04-01
K2/D&S MANAGEMENT CO., L.L.C. GENERAL COUNSEL direct 2007-04-01
SOUTHPAW ASSET MANAGEMENT, LP CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL direct 2014-07-01
ALDEN GLOBAL CAPITAL LLC GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER direct 2012-05-01
WYMAN, KEVIN, MARC MANAGING MEMBER SOUTHPAW HOLDINGS, LLC 04/01/2005 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
SOUTHPAW ASSET MANAGEMENT, LP LIMTED PARTNER direct 2005-04-01
SOUTHPAW ASSET MANAGEMENT, LP MANAGING MEMBER indirect 2005-04-01
GOLDEN, HOWARD, JEROME MANAGING MEMBER SOUTHPAW HOLDINGS, LLC 04/01/2005 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
SOUTHPAW ASSET MANAGEMENT, LP LIMTED PARTNER direct 2005-04-01
SOUTHPAW ASSET MANAGEMENT, LP MANAGING MEMBER indirect 2005-04-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
SOUTHPAW CREDIT OPPORTUNITY MASTER FUND LP Cayman Islands 805-8869337524 Hedge Fund 1,478,463,624 1,000,000 Master Fund

SOUTHPAW ASSET MANAGEMENT, LP

ownership team - last updated 2017-03-27
Name Title Start Date Direct/Indirect % Ownership
SOUTHPAW HOLDINGS LLC GENERAL PARTNER 04/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOUTHPAW ASSET MANAGEMENT, LP GENERAL PARTNER direct 2005-04-01
GOLDEN, HOWARD, JEROME LIMTED PARTNER 04/01/2005 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SOUTHPAW ASSET MANAGEMENT, LP LIMTED PARTNER direct 2005-04-01
SOUTHPAW ASSET MANAGEMENT, LP MANAGING MEMBER indirect 2005-04-01
WYMAN, KEVIN, MARC LIMTED PARTNER 04/01/2005 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
SOUTHPAW ASSET MANAGEMENT, LP LIMTED PARTNER direct 2005-04-01
SOUTHPAW ASSET MANAGEMENT, LP MANAGING MEMBER indirect 2005-04-01
THOMPSON, ROBERT, LEWIS CHIEF FINANCIAL OFFICER 05/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
SOUTHPAW ASSET MANAGEMENT, LP CHIEF FINANCIAL OFFICER direct 2005-05-01
C.E. UNTERBERG, TOWBIN (A CALIFORNIA LIMITED PARTNERSHIP) PRESIDENT indirect 2000-01-01 2003-04-17
UNTERBERG C E TOWBIN ADVISORS LP CHIEF FINANCIAL OFFICER direct 1998-07-01 2004-11-15
UNTERBERG C E TOWBIN ADVISORS LP PRESIDENT indirect 2000-01-01 2005-03-18
C.E. UNTERBERG TOWBIN ADVISORS, LLC TREASURER indirect 2003-12-01 2005-03-22
C.E. UNTERBERG TOWBIN ADVISORS, LLC CFO indirect 2003-12-01 2005-04-18
C.E. UNTERBERG TOWBIN ADVISORS, LLC CFO direct 2003-12-01 2005-04-18
SOUTHPAW ASSET MANAGEMENT, LP CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER direct 2005-05-01 2014-03-11
ANDERSEN, MICHAEL, JOHN CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL 07/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
K2 ADVISORS, L.L.C. GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER direct 2007-04-01
K2 ADVISORS, L.L.C. GENERAL COUNSEL direct 2007-04-01
K2/D&S MANAGEMENT CO., L.L.C. GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER direct 2007-04-01
K2/D&S MANAGEMENT CO., L.L.C. GENERAL COUNSEL direct 2007-04-01
SOUTHPAW ASSET MANAGEMENT, LP CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL direct 2014-07-01
ALDEN GLOBAL CAPITAL LLC GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER direct 2012-05-01
WYMAN, KEVIN, MARC MANAGING MEMBER SOUTHPAW HOLDINGS, LLC 04/01/2005 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
SOUTHPAW ASSET MANAGEMENT, LP LIMTED PARTNER direct 2005-04-01
SOUTHPAW ASSET MANAGEMENT, LP MANAGING MEMBER indirect 2005-04-01
GOLDEN, HOWARD, JEROME MANAGING MEMBER SOUTHPAW HOLDINGS, LLC 04/01/2005 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
SOUTHPAW ASSET MANAGEMENT, LP LIMTED PARTNER direct 2005-04-01
SOUTHPAW ASSET MANAGEMENT, LP MANAGING MEMBER indirect 2005-04-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
SOUTHPAW CREDIT OPPORTUNITY MASTER FUND LP Cayman Islands 805-8869337524 Hedge Fund 1,487,346,142 1,000,000 Master Fund

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