SOWA FINANCIAL GROUP, INC.

HTTP://WWW.SOWAFINANCIAL.COM LINCOLN, RI Investment Advisor How do I update this listing?

Sowa Financial Group is based out of Lincoln. Sowa Financial Group is a large advisory firm with 600 clients and discretionary assets under management (AUM) of $285,129,137 (Form ADV from 2020-06-26). Their last reported 13F filing for Q1 2021 included $141,898,000 in managed 13F securities and a top 10 holdings concentration of 60.72%. Sowa Financial Group's largest holding is iShares Gold Trust with shares held of 1,068,506. Whalewisdom has at least 6 13F filings

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03/31/2021

13F Activity

  • Market Value $141.898 Million
  • Prior Market Value $148.502 Million
  • New Purchases3 stocks
  • Additional Purchases22 stocks
  • Sold out of171 stocks
  • Reduced holdings in30 stocks
  • Top 10 Holdings % 60.72 %
  • Turnover % [1]:245.07%
  • Turnover Alt % [2]: 3.18 %
  • Time Held Top20:2.70 quarters
  • Time Held Top10:2.50 quarters
  • Time Held All:2.85 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

03/31/2021

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2021-02-16

Performance for Q4 2020: 10.25%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

SOWA FINANCIAL GROUP
14 BREAKNECK HILL ROAD SUITE 202
LINCOLN RI    02865
Country: United States

Business Phone: 401-434-8090
Fax: 401-434-8360
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: RI
Number of employees: 5
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees,SEE SCHEDULE D
Amount of client funds and securities:
Total Number of Clients: 600
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Insider Transactions in the past year

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SOWA FINANCIAL GROUP INC

ownership team - last updated 2020-06-26
Name Title Start Date Direct/Indirect % Ownership
SOWA, DONALD, JOSEPH PRESIDENT / CHIEF COMPLIANCE OFFICER 01/01/2000 Direct 75% or more
Fund Name Position direct/indirect start date end date
SOWA FINANCIAL GROUP INC PRESIDENT / CHIEF COMPLIANCE OFFICER direct 2000-01-01
SOWA FINANCIAL GROUP INC PRESIDENT direct 2000-01-01 2004-03-30

SOWA FINANCIAL GROUP INC

ownership team - last updated 2020-03-30
Name Title Start Date Direct/Indirect % Ownership

SOWA FINANCIAL GROUP INC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
SOWA, DONALD, JOSEPH PRESIDENT / CHIEF COMPLIANCE OFFICER 01/01/2000 Direct 75% or more
Fund Name Position direct/indirect start date end date
SOWA FINANCIAL GROUP INC PRESIDENT / CHIEF COMPLIANCE OFFICER direct 2000-01-01
SOWA FINANCIAL GROUP INC PRESIDENT direct 2000-01-01 2004-03-30

SOWA FINANCIAL GROUP INC

ownership team - last updated 2017-10-31
Name Title Start Date Direct/Indirect % Ownership
SOWA, DONALD, JOSEPH PRESIDENT / CHIEF COMPLIANCE OFFICER 01/01/2000 Direct 75% or more
Fund Name Position direct/indirect start date end date
SOWA FINANCIAL GROUP INC PRESIDENT / CHIEF COMPLIANCE OFFICER direct 2000-01-01
SOWA FINANCIAL GROUP INC PRESIDENT direct 2000-01-01 2004-03-30

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